Jane K.,1 Complainant,v.Kirstjen M. Nielsen, Secretary, Department of Homeland Security (U.S. Coast Guard), Agency.Download PDFEqual Employment Opportunity CommissionMar 16, 20180120180088 (E.E.O.C. Mar. 16, 2018) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Jane K.,1 Complainant, v. Kirstjen M. Nielsen, Secretary, Department of Homeland Security (U.S. Coast Guard), Agency. Appeal No. 0120180088 Hearing No. 430-2014-00332X Agency No. HS-USCG-00225-2014 DECISION Complainant appeals to the Equal Employment Opportunity Commission (EEOC or Commission) from the EEOC Administrative Judge (AJ)’s decision dated August 9, 2017, which effectively became the Agency’s final decision, finding no discrimination with regard to her complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. For the following reasons, we VACATE the Agency’s final decision finding no discrimination. BACKGROUND The record indicates that Complainant, employed by the Agency as a Budget Analyst, GS-560- 12, in the U.S. Coast Guard Finance Center in Chesapeake, Virginia, filed her complaint on January 6, 2014, alleging discrimination based on disability (osteoarthritis) and in reprisal for prior EEO activity when: 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120180088 2 From March 14, 2012, to present, management continuously failed to provide her a reasonable accommodation.2 Upon completion of the investigation of the complaint, Complainant requested a hearing before an AJ. On November 20, 2014, the Agency filed a Motion for Summary Judgment and Complainant filed her response to the Agency’s motion on December 3, 2014. The Agency filed its reply in support of its motion on December 8, 2014. On August 9, 2017, the AJ issued a decision without holding a hearing, finding no discrimination. Therein, the AJ adopted the factual summary and legal analysis put forth in the Agency’s Motion for Summary Judgment. The Agency did not issue its final order within the requisite time frame and the AJ’s decision thus effectively became the Agency’s final decision. 29 C.F.R. § 1614.109(i). Complainant appeals the Agency’s final decision. ANALYSIS AND FINDINGS The Commission’s regulations allow an AJ to issue a decision without a hearing when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). This regulation is patterned after the summary judgment procedure set forth in Rule 56 of the Federal Rules of Civil Procedure. The U.S. Supreme Court has held that summary judgment is appropriate where a court determines that, given the substantive legal and evidentiary standards that apply to the case, there exists no genuine issue of material fact. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986). In ruling on a motion for summary judgment, a court’s function is not to weigh the evidence but rather to determine whether there are genuine issues for trial. Id. at 249. The evidence of the non-moving party must be believed at the summary judgment stage and all justifiable inferences must be drawn in the non-moving party’s favor. Id. at 255. An issue of fact is “genuine” if the evidence is such that a reasonable fact finder could find in favor of the non-moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. Corp., 846 F.2D 103, 105 (1st Cir. 1988). A fact is “material” if it has the potential to affect the outcome of the case. If a case can only be resolved by weighing conflicting evidence, issuing a decision without holding a hearing is not appropriate. In the context of an administrative proceeding, an AJ may properly consider issuing a decision without holding a hearing only upon a determination that the record has been adequately developed for summary disposition. See Petty v. Department of Defense, EEOC Appeal No. 01A24206 (July 11, 2003). Here, we find that the AJ improperly issued a decision without a hearing. In this case, the AJ adopted the factual summary and legal analysis put forth in the Agency’s Motion for Summary Judgment. We note that the Agency in its motion stated that Complainant 2 Complainant also alleged in her complaint that on November 1, 2013, she was notified that she did not meet the minimum job requirements for the Supervisory Accountant position. In her response to the Agency’s Motion for Summary Judgment, Complainant withdrew this claim. 0120180088 3 contacted an EEO Counselor regarding her complaint on December 3, 2013, and thus the incidents prior to October/November 2013, should be dismissed as untimely. The Agency indicated that Complainant’s complaint should only encompass the timeframe of October/November 2013, to the present. We disagree. For the purpose of timeliness, the Commission has held that the denial of reasonable accommodation constitutes a recurring violation that repeats each time the accommodation is needed. See Harmon v. Office of Personnel Management, EEOC Request No. 05980365 (Nov. 4, 1999). Furthermore, the EEOC’s Compliance Manual, Section 2, “Threshold Issues,” p. 2-73, EEOC Notice 915.003 (July 21, 2005), provides that “because an employer has an ongoing obligation to provide a reasonable accommodation, failure to provide such accommodation constitutes a violation each time the employee needs it.” In this case, Complainant alleged that management continuously denied her requests for a reasonable accommodation since March 14, 2012, to the present. Thus, under the recurring violation theory, even assuming Complainant’s EEO contact was December 3, 2013, we find that Complainant’s reasonable accommodation claim was timely raised with an EEO Counselor. Therefore, the Agency’s dismissal of the portion of Complainant’s complaint for untimely EEO Counselor contact was improper pursuant to 29 C.F.R. § 1614.107(a)(2). Turning to the Agency’s finding of no discrimination concerning the complaint, the record indicates that at the relevant time, as a Budget Analyst, Complainant’s essential functions of her job were to relieve the Cutters (ships) of accounting and budgetary tasks so they could focus on the operational mission. Complainant indicated that she had osteoarthritis which caused pain and affected the mobility in her hands, decreased pinch ability in her hands and grip strength, and caused poor tolerance for tasks that involved tabbing through reports/ledgers, repetitive keyboarding, and thumb motion. As a result, stated Complainant, she worked at a slower pace. After a careful review of the record, we find that the AJ erred in finding there was no genuine issue of material fact in dispute. The record indicates that Complainant’s supervisor stated during the investigation of the instant complaint that Complainant did not request any accommodations since he became her supervisor in October 2013. However, the record indicates that on December 12, 2013, the supervisor sent an electronic message to Complainant and two upper managerial officers informing them that he and Complainant discussed her reasonable accommodation issues on December 11, 2013, concerning providing her with gloves, an ergonomic keyboard, extra hours to complete her work, leave, and telework. Based on the foregoing, we find that there is an issue of credibility that must be resolved as to whether the supervisor was aware of Complainant’s disability (which he denied) and whether Complainant requested a reasonable accommodation as alleged. Furthermore, we find that the AJ accepted incomplete facts in reaching her decision. The Agency’s Motion is devoid of any facts as to whether since March 14, 2012, she requested that she be given reduced typing/keyboarding workload due to her claimed disability, but instead she was continuously given more typing/keyboarding workload. The Agency did not provide any facts which occurred from March 14, 2012, to October 2013. 0120180088 4 After a careful review of the Agency’s Motion for Summary Judgment, Complainant’s response thereto, the Agency’s reply in support of its motion, and the AJ’s decision, we find that the AJ erred in not considering Complainant’s version of the facts and instead solely relying on the Agency’s incomplete facts. Furthermore, the AJ even failed to analyze the Agency’s dismissal of the portion of the complaint as untimely raised before an EEO Counselor. Based on the foregoing, we find that the complaint is not ripe for a decision without a hearing because the record has not been adequately developed and there are genuine issues of material fact in dispute. Therefore, we shall remand the complaint to the Agency for a hearing before an AJ. CONCLUSION The Agency’s final decision is VACATED and the complaint is REMANDED to the Agency for further processing in accordance with this decision and the ORDER herein. ORDER The Agency shall submit to the Hearings Unit of the EEOC’s Charlotte District Office a request for a hearing within 30 calendar days from the date this decision is issued. The Agency is directed to submit a copy of this decision and the complaint file to the EEOC’s Hearing Unit within 30 calendar days from the date this decision is issued. The Agency shall provide written notification to the Compliance Officer at the address set forth herein that the complaint file has been transmitted to the Hearing Unit. Thereafter, the Administrative Judge shall issue a decision on the complaint in accordance with 29 C.F.R. § 1614.109 and the Agency shall issue a final action in accordance with 29 C.F.R. § 1614.110. IMPLEMENTATION OF THE COMMISSION’S DECISION (K0617) Compliance with the Commission’s corrective action is mandatory. The Agency shall submit its compliance report within thirty (30) calendar days of the completion of all ordered corrective action. The report shall be in the digital format required by the Commission, and submitted via the Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The Agency’s report must contain supporting documentation, and the Agency must send a copy of all submissions to the Complainant. If the Agency does not comply with the Commission’s order, the Complainant may petition the Commission for enforcement of the order. 29 C.F.R. § 1614.503(a). The Complainant also has the right to file a civil action to enforce compliance with the Commission’s order prior to or following an administrative petition for enforcement. See 29 C.F.R. §§ 1614.407, 1614.408, and 29 C.F.R. § 1614.503(g). Alternatively, the Complainant has the right to file a civil action on the underlying complaint in accordance with the paragraph below entitled “Right to File a Civil Action.” 29 C.F.R. §§ 1614.407 and 1614.408. A civil action for enforcement or a civil action on the underlying complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c) (1994 & Supp. IV 1999). If the Complainant files a civil action, the administrative processing of the complaint, including any petition for enforcement, will be terminated. See 29 C.F.R. § 1614.409. 0120180088 5 STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (R0610) This is a decision requiring the Agency to continue its administrative processing of your complaint. However, if you wish to file a civil action, you have the right to file such action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. In the alternative, you may file a civil action after one hundred and eighty (180) calendar days of the date you filed your complaint with the Agency, or filed your appeal with the Commission. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. 0120180088 6 Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. Filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations March 16, 2018 Date Copy with citationCopy as parenthetical citation