James E. Slate, Complainant,v.John E. Potter, Postmaster General, United States Postal Service, Agency.

Equal Employment Opportunity CommissionMar 13, 2003
01A20165_r (E.E.O.C. Mar. 13, 2003)

01A20165_r

03-13-2003

James E. Slate, Complainant, v. John E. Potter, Postmaster General, United States Postal Service, Agency.


James E. Slate v. United States Postal Service

01A20165

March 13, 2003

.

James E. Slate,

Complainant,

v.

John E. Potter,

Postmaster General,

United States Postal Service,

Agency.

Appeal No. 01A20165

Agency No. 4-D-270-0108-01

DECISION

Complainant filed a timely appeal with this Commission from a final

agency decision pertaining to his complaint of unlawful employment

discrimination in violation of Section 501 of the Rehabilitation Act

of 1973 (Rehabilitation Act), as amended, 29 U.S.C. � 791 et seq. and

the Age Discrimination in Employment Act of 1967 (ADEA), as amended,

29 U.S.C. � 621 et seq.

On July 25, 2001, complainant contacted the EEO office regarding claims

of discrimination based on age, disability and in reprisal for prior

protected activity. Informal efforts to resolve complainant's concerns

were unsuccessful. Subsequently, on May 24, 2001, complainant filed a

formal complaint. In its final decision, the agency framed the claims

as follows:

(1) Complainant was issued a Letter of Warning (LOW) dated December

16, 1999;

(2) Complainant was issued a 7-Day Suspension dated February 1, 2000;

(3) Complainant was issued a 14-Day Suspension dated March 17, 2000; and

(4) Complainant was issued a Notice of Proposed Removal dated June 29,

2000.<1>

On September 5, 2001, the agency issued a final decision dismissing

claims (1), (2) and (3) on the ground that they state the same claims

that have been decision by the agency or Commission. Specifically, the

agency reasoned that the claims were previously addressed in complaint

number 4-D-270-0041-01. The agency dismissed claim (4) on the grounds

of untimely EEO Counselor contact. According to the agency, complainant

contacted the EEO Counselor approximately one year after the alleged

discriminatory event.

On appeal, complainant argues that claims (1) - (3) are not identical

to Case No.4-D-270-0041-01. Complainant asserts that the matters raised

in the earlier case occurred on December 15, 2000 and January 12, 2001.

Complainant contends that while the claims concern the same managers,

they nevertheless describe different claims.

Claims (1) - (3)

The regulation set forth at 29 C.F.R. � 1614.107(a)(1) provides that

the agency shall dismiss a complaint that states the same claim that is

pending before or has been decided by the agency or Commission.

As noted above, the agency dismissed claims (1), (2) and (3) on the

grounds that they were previously raised in Case No. 4-D-270-0041-01.

However, the record does not contain a copy of the complaint from

Case No. 4-D-270-0041-01, nor any other documentation showing which

claims were contained in the earlier case. Therefore, we are unable

to determine whether the claims were properly dismissed pursuant to

29 C.F.R. � 1614.107(a)(1). Clearly, it is the burden of the agency

to have evidence or proof to support its final decision. See Marshall

v. Department of the Navy, EEOC Request No. 05910685 (September 6, 1991).

The Commission finds that the dismissal of claims (1), (2) and (3)

is not supported by the record and is improper.

Claim (4)

EEOC Regulation 29 C.F.R. � 1614.105(a)(1) requires that complaints of

discrimination should be brought to the attention of the Equal Employment

Opportunity Counselor within forty-five (45) days of the date of the

matter alleged to be discriminatory or, in the case of a personnel

action, within forty-five (45) days of the effective date of the action.

The Commission has adopted a "reasonable suspicion" standard (as opposed

to a "supportive facts" standard) to determine when the forty-five (45)

day limitation period is triggered. See Howard v. Department of the Navy,

EEOC Request No. 05970852 (February 11, 1999). Thus, the time limitation

is not triggered until a complainant reasonably suspects discrimination,

but before all the facts that support a charge of discrimination have

become apparent.

EEOC Regulations provide that the agency or the Commission shall extend

the time limits when the individual shows that he was not notified of the

time limits and was not otherwise aware of them, that he did not know

and reasonably should not have known that the discriminatory matter or

personnel action occurred, that despite due diligence he was prevented

by circumstances beyond his control from contacting the Counselor within

the time limits, or for other reasons considered sufficient by the agency

or the Commission.

The record shows that complainant contacted the EEO office on July

25, 2001, regarding a Notice of Proposed Removal dated June 29, 2000.

Complainant has not provided any reason for his late contact. Therefore,

we find that the agency's decision to dismiss claim (4) was proper.

Accordingly, the agency's decision to dismiss claims (1), (2), and (3)

was improper, and is hereby REVERSED. Claims (1), (2), and (3) are

REMANDED to the agency for further processing in accordance with this

decision and the Order below. The agency's decision to dismiss claim

(4) was proper and is hereby AFFIRMED.

ORDER (E0900)

The agency is ordered to process the remanded claims (claims (1) - (3))

in accordance with 29 C.F.R. � 1614.108. The agency shall acknowledge to

the complainant that it has received the remanded claims within thirty

(30) calendar days of the date this decision becomes final. The agency

shall issue to complainant a copy of the investigative file and also shall

notify complainant of the appropriate rights within one hundred fifty

(150) calendar days of the date this decision becomes final, unless the

matter is otherwise resolved prior to that time. If the complainant

requests a final decision without a hearing, the agency shall issue a

final decision within sixty (60) days of receipt of complainant's request.

A copy of the agency's letter of acknowledgment to complainant and a

copy of the notice that transmits the investigative file and notice of

rights must be sent to the Compliance Officer as referenced below.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0501)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30)

calendar days of the completion of all ordered corrective action. The

report shall be submitted to the Compliance Officer, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. The agency's report must contain supporting

documentation, and the agency must send a copy of all submissions to

the complainant. If the agency does not comply with the Commission's

order, the complainant may petition the Commission for enforcement

of the order. 29 C.F.R. � 1614.503(a). The complainant also has the

right to file a civil action to enforce compliance with the Commission's

order prior to or following an administrative petition for enforcement.

See 29 C.F.R. �� 1614.407, 1614.408, and 29 C.F.R. � 1614.503(g).

Alternatively, the complainant has the right to file a civil action on

the underlying complaint in accordance with the paragraph below entitled

"Right to File A Civil Action." 29 C.F.R. �� 1614.407 and 1614.408.

A civil action for enforcement or a civil action on the underlying

complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c)

(1994 & Supp. IV 1999). If the complainant files a civil action, the

administrative processing of the complaint, including any petition for

enforcement, will be terminated. See 29 C.F.R. � 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (T0900)

This decision affirms the agency's final decision/action in part, but it

also requires the agency to continue its administrative processing of a

portion of your complaint. You have the right to file a civil action in

an appropriate United States District Court within ninety (90) calendar

days from the date that you receive this decision on both that portion

of your complaint which the Commission has affirmed and that portion

of the complaint which has been remanded for continued administrative

processing. In the alternative, you may file a civil action after

one hundred and eighty (180) calendar days of the date you filed your

complaint with the agency, or your appeal with the Commission, until

such time as the agency issues its final decision on your complaint.

If you file a civil action, you must name as the defendant in the

complaint the person who is the official agency head or department head,

identifying that person by his or her full name and official title.

Failure to do so may result in the dismissal of your case in court.

"Agency" or "department" means the national organization, and not the

local office, facility or department in which you work. If you file

a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

March 13, 2003

__________________

Date

1Although the agency did not number the claims, we do so herein for

purposes of clarification.