Int'l Brotherhood of Teamsters Local No. 414Download PDFNational Labor Relations Board - Administrative Judge OpinionsSep 28, 200725-CP-000209 (N.L.R.B. Sep. 28, 2007) Copy Citation JD–66–07 Fort Wayne, IN UNITED STATES OF AMERICA BEFORE THE NATIONAL LABOR RELATIONS BOARD DIVISION OF JUDGES CHAUFFEURS, TEAMSTERS, AND HELPERS LOCAL NO. 414, a/w INTERNATIONAL BROTHERHOOD OF TEAMSTERS and Case 25–CP–209 FIDLER, INC., d/b/a AGGREGATE INDUSTRIES – CENTRAL REGION Belinda J. Brown, Esq., for the General Counsel. Fred O. Towe and Geoffrey S. Lohman, Esqs. (Fillenwarth Dennerline Groth & Towe), of Indianapolis, Indiana, for the Respondent. Donald J. Cairns, Esq. (Lindner & Marsack, S.C.), of Milwaukee, Wisconsin, for the Charging Party DECISION STATEMENT OF THE CASE MICHAEL A. ROSAS, Administrative Law Judge. This case was tried in Fort Wayne, Indiana, on July 31, 2007. On June 5, 2007,1 the Charging Party, Fidler, Inc., d/b/a Aggregate Industries – Central Region filed an unfair labor practice charge. The charge alleged that the Respondent, Chauffeurs, Teamsters, and Helpers Local No. 414, a/w International Brotherhood of Teamsters (the Union or Local 414), had, for a period of more than 30 days, engaged in picketing and strike activity with an object of forcing or requiring the Charging Party to recognize the Union as the collective-bargaining representative for the employees of the Charging Party’s newly-acquired facility, Klink Concrete, when the Respondent had not been certified as the exclusive collective-bargaining representative, had not filed a petition to be certified, and had not been authorized by a majority of Klink Concrete employees in a unit appropriate for collective bargaining to serve as their exclusive collective-bargaining representative. The complaint, alleging that the Respondent’s actions violated Section 8(b)(7)(C) of the National Labor Relations Act (the Act), was issued July 2, 2007. On July 13, 2007, the Respondent filed its answer to the complaint and essentially denied the material complaint allegations. On the entire record, including my observation of the demeanor of the witnesses, and after considering the briefs filed by the General Counsel, the Respondent and the Charging Party, I make the following 1 All dates are in 2007 unless otherwise indicated. JD–66–07 5 10 15 20 25 30 35 40 45 50 2 Findings of Fact I. Jurisdiction The Respondent, located in Fort Wayne, Indiana, admits that it is a labor organization within the meaning of Section 2(5) of the Act. During the relevant time period in 2007, the Charging Party, an Indiana corporation, received revenue from its ready-mix concrete sales and deliveries from its Indiana facilities directly to customers located in the state of Michigan totaling $781,582.06. Accordingly, the Charging Party is an employer engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. II. Alleged Unfair Labor Practices A. The Parties The Charging Party, with headquarters in Goshen, Indiana, provides building materials and services to construction contractors. It operates five distinct divisions within its Central Region: ready-mix concrete, asphalt, aggregate, merchanting, and contracting. The affected department here, the ready-mix division, currently operates facilities at ten locations in Northern Indiana: Leiters Ford, South Bend, Green, Warsaw, Elkhart, Goshen, Middlebury, Wolcotville, Angola, and Waterloo. The Respondent represents 11 drivers at the Wolcotville and Angola facilities. The Respondent and the Charging Party have been signatories to collective-bargaining agreements covering employees at Wolcottville and Angola; the current agreement is effective for the period May 1, 2003, through April 30, 2008 (the CBA). The Charging Party’s drivers at the Waterloo facility are unrepresented, while drivers at the remaining eight facilities are represented by another labor organization, Teamsters Local 364 (Local 364).2 B. The Grievances 1. The initial grievances This controversy started at the Angola facility with the Respondent’s submission of Grievances 23070, 23071, and 23076. Grievance 23070 asserted that a relatively junior employee was called into work on March 6 to perform work that should have been offered to Ron Elliott, a senior employee. Elliott also happened to be the Respondent’s shop steward. Grievance 23071 asserted that, on March 12, a loader operator was utilized to haul ready-mix concrete prior to Joseph Kaufman’s scheduled starting time that day and that Kaufman should have been notified of the work opportunity. On March 16, Michael Kunce, a bargaining unit employee, filed Grievance 23076 alleging that, on March 15, bargaining unit work was improperly assigned to others prior to Kunce’s scheduled starting time. The first instance involved a supervisor unloading a vendor’s truck. The second instance involved a loader operator with less seniority dispatched on the same day to haul two loads of ready-mix concrete. 2 Tr. 14–15; Jt. Exh. 1; R. Exh. 1. JD–66–07 5 10 15 20 25 30 35 40 45 50 3 2. The Step 2 meeting On March 19, the Charging Party’s operations manager, Ron Huster, Elliott, Kaufman, and Kunce met for a Step 2 grievance meeting relating to Grievances 23070, 23071, and 23076. During the meeting, Elliott withdrew Grievance 23070 after learning that the Charging Party attempted to contact Elliott to come in that day, but was unsuccessful. In addition, Kaufman withdrew Grievance 23071 after learning that a more senior employee performed the March 13 hauling assignment. The parties were not, however, able to resolve Grievance 23076. The Charging Party asserted that the loader operator assigned to unload a vendor’s truck was senior to Kunce, and the CBA permits supervisors to perform bargaining unit work whenever necessary to continue operations and service a customer. The Respondent insisted that Cynthia Brown, the Charging Party’s human resources manager, agreed during the 2003 collective-bargaining negotiations that (1) bargaining unit work could only be performed by management during an emergency if all bargaining unit employees were working, and (2) the most senior employee at the Angola and Wolcottville plants would perform the loader operator function. With respect to the latter, the Respondent asserted that the loader operator called in on March 15 was junior to Kunce.3 3. The Step 3 meeting On April 2, the parties met for a Step 3 meeting in connection with Grievance 23076. The Respondent’s vice-president, George Gerdes, Elliott, and Kunce appeared on behalf of the Respondent; Huster appeared on behalf of the Charging Party and was joined at one point during the meeting by Gary Manley, the Angola plant manager. The loader operator issue was settled with an agreement, notwithstanding the language in Article 21 of the CBA, that the loader operator position would be posted as a “bid position.” With respect to the performance of bargaining unit work by supervisors, however, the Charging Party continued to insist that the disputed work either was not covered under the CBA or was done in an emergency in order to avoid disrupting the business. The Respondent’s view did not change either, but Gerdes reduced the requested remedy to 2 hours of backpay after learning that Kunce had worked his regular shift on March 15. C. The Klink Concrete Acquisition 1. The Respondent finds about the acquisition During the April 2 meeting, Elliot asked Huster whether the Charging Party was interested in acquiring Klink Concrete, a competitor. Huster replied, “No.” Later that afternoon, however, the Charging Party acquired the assets of Klink Concrete, including its ready-mix plant in Waterloo. The Charging Party also hired the five drivers formerly employed by Klink Concrete and increased their hourly wage rates and fringe benefits to the levels of the Charging Party’s employees who were member of the Respondent. The five drivers were neither members of, nor represented by, a labor organization.4 3 Aside from their varying positions on this issue, there was no evidence introduced by either party as to whether Kunce was, in fact, junior or senior to the loader operator who performed the work during the morning on March 15. (Tr. 16–21; Jt. Exh. 2–4.) 4 Huster’s account of the meeting is undisputed. (Tr. 21–27, 142.) JD–66–07 5 10 15 20 25 30 35 40 45 50 4 Gerdes learned about the Klink Concrete acquisition, at the latest during the morning of April 3. At that time, a bargaining unit employee at the Angola facility notified him that the Respondent had moved truck 199 from that facility to the newly acquired Waterloo facility. The truck had been driven by an employee who resigned from the Angola facility on March 30. Later that day, Gerdes called Huster to discuss the Klink Concrete acquisition. Huster confirmed the Respondent’s acquisition of Klink Concrete’s assets, including its Waterloo ready-mix concrete facility, and its retention of the drivers. Gerdes urged Huster to allow the Charging Party’s present employees to bid for the Waterloo positions based on seniority. Huster got back to Gerdes a short while later denying the request and informed him the Charging Party would continue to operate the Waterloo facility as Klink Concrete, and as a nonunion facility.5 2. The Klink Concrete acquisition leads to additional grievances On April 4, the Respondent filed Grievances 26198 and 26199, and submitted an information request to the Charging Party. Grievance 26198 alleged that the Charging Party violated Article 2 by failing to apply the terms of the CBA to the former Klink Concrete employees. Grievance 26199 alleged that the Charging Party violated Article 4 by moving a truck from its Angola facility to the Waterloo plant. On the same day, the Respondent also sent a letter to Huster requesting information relating to the Klink Concrete purchase, the names of the employees at that facility, their wage levels and benefits package, a description of Klink Concrete’s dispatch procedures and an identification of the individual(s) having responsibility for Klink Concrete’s labor relations and day-to-day operations, and the location from which Klink Concrete’s drivers would be dispatched.6 While the information request was pending, the Charging Party wrote to the Respondent on April 6, stated that the Respondent had no legal right to access to the Klink Concrete facility, and requested that it refrain from further organizational activity relating to the employees at that facility.7 On April 12, Brown responded to the Respondent’s information request. She confirmed that the Charging Party acquired certain assets of Klink Concrete, but explained that it would continue to operate as Klink Concrete. Brown also explained that certain Klink Concrete employees had been retained, and day-to-day direction and dispatch at the Waterloo facility would be handled by those retained employees; labor relations would be handled by the Charging Party’s human resources department. Brown’s letter concluded by stating that the Respondent had not demonstrated majority support among the Klink Concrete employees, that the Charging Party did not enjoy bargaining rights for those employees, and that the names and addresses of such employees were not relevant and would not be provided.8 D. The Step 4 Meeting On April 20, the Charging Party and the Respondent held a Step 4 grievance meeting at the Charging Party’s headquarters in Goshen. Brown, Huster, quality control manager Tom Adkins, Elkhart plant manager Bryan Grose, and ready-mix sales manager Bill Perry attended on behalf of the Charging Party. The Respondent was represented by its president, Dennis Arnold, and Gerdes. 5 Tr. 123–124, 144–145, 181. 6 Tr. 24–27, 143; Jt. Exh. 5–7. 7 Jt. Exh. 8. 8 The Charging Party contends that the letter was mailed on April 12. (Tr. 77; Jt. Exh. 14.) However, the Respondent alleges it was not received until the next grievance meeting on April 20. (Tr. 146, 154–155.) JD–66–07 5 10 15 20 25 30 35 40 45 50 5 The parties initially discussed Grievance 23076—the supervisory work issue. The requested remedy was 2 hours of back pay. The Charging Party continued to insist that supervisors be allowed to perform work whenever circumstances required it. Invoking Article 16 of the CBA, as well as discussions and understandings arrived at between the parties during 2003 collective bargaining, the Respondent maintained that supervisors could not perform work normally performed by bargaining unit members unless all of the latter were busy. After several minutes of discussion, the parties were unable to resolve this issue.9 Grievance 26198 was discussed next. The Charging Party noted that Klink Concrete was a separate entity and, thus, the CBA did not require it to recognize the Respondent as the bargaining representative for the Waterloo employees. The Respondent disagreed and insisted the CBA be extended to cover Klink Concrete’s employees. Brown then suggested another approach to resolve the representation issue—the filing of a unit clarification petition with the National Labor Relations Board (the Board). Gerdes replied by reading a listing of Teamster labor agreements covering the Charging Party’s facilities and sites throughout the United States, as well as the approximate number of employees at each location. When Brown asked Gerdes why this information was relevant, Gerdes said, “You’ll see.”10 Grievance 26199 was discussed last. The Respondent claimed that the movement of the truck from the Angola facility to Waterloo, which is about 10 miles away, deprived bargaining unit employees of work in violation of Article 4 of the CBA. Huster disagreed on the ground that the equipment was idle, had not been leased, and the Charging Party would continue to use such equipment wherever it was needed. The discussion concluded after about 15 to 30 minutes with no resolution of this issue.11 At the end of the meeting, the parties acknowledged in writing that they were deadlocked at Step 4 with respect to each grievance. Brown then expressed a desire to submit the deadlocked grievances to arbitration. Gerdes stated that the Respondent was not interested in arbitration and would, instead, resort to “economic recourse.” Brown asked Gerdes what he meant by that remark. Gerdes replied, “Read the contract.”12 9 Tr. 27–28, 129–139, 146–148, 189. 10 There was a divergence in testimony as to the order in which Grievances 26198 and 26199 were discussed. I found that Grievance 23076 was discussed first, 26198 was discussed second, and 26199 was discussed last, based on Arnold’s credible testimony and notes of the meeting – the only notes produced at trial—and his forthright acknowledgment that they were only an “overview” of the meeting. In any event, Gerdes conceded that he wanted to show the Charging Party, who was unwilling to resolve Grievances 23076 and 26199, that the Respondent meant business and would picket and do anything else necessary to “bust your butt.” There is no evidence that he explicitly stated the Respondent would seek recourse in connection with Grievance 23076. (Tr. 30–31. 81–82, 148–153, 190–194; R. Exh. 3.) 11 There was also a divergence of testimony concerning the length of discussion concerning this grievance. None of the parties convinced me that they were particularly aware of the amount of time that transpired, but it seemed like more than a few minutes, but not more than a half-hour. As such, I arrived at a mid-range between the estimates provided by the witnesses. (Tr. 55–57, 149–151, 191.) 12 Tr. 27–33, 79–84, 152; Jt. Exh. 4–6. JD–66–07 5 10 15 20 25 30 35 40 45 50 6 E. The Respondent Resorts to Economic Recourse 1. Discussions prior to the strike After the meeting concluded, Huster faxed a letter to the Respondent confirming the latter’s refusal to arbitrate Grievances 26198 and 26199, but omitting any reference to Grievance 23076. Huster asserted that a strike would be unlawful and that the Respondent’s real motivation for seeking economic recourse would be as a pretext for its real objective— forcing the Charging Party to recognize the Respondent as the exclusive representative for the Klink Concrete employees and/or to extend the current labor agreement between the Charging Party and the Respondent to cover the Waterloo facility.13 On April 23, Gerdes responded to Huster’s April 20 letter. Gerdes’ letter noted that Huster had omitted any reference to Grievance 23076. He also stated that a strike could be averted by a resolution of Grievance 23076, with 2 hours of back pay and fringe benefits to Kunce, and a resolution of Grievance 26199, with the return of truck 199. The letter, referred to a strike scheduled for April 24 and noted that a “strike can be avoided by providing the full remedy requested for Grievance Nos. 26199 and 23076.” He added that the Respondent “further reserves the right to take any necessary action in the future in regards to Grievance 26198.”14 2. The Respondent goes on strike and engages in picketing From April 24 until July 13, the Respondent engaged in a work stoppage and picketing at the Charging Party’s Wolcottville and Angola facilities, the two ready-mix plants where it represented employees. The Respondent also started picketing at the Charging Party’s Warsaw, Bremen, South Bend, Elkhart, Middlebury, and Goshen facilities on April 24. Pickets were established at the Leiters Ford facility on April 25. However, no pickets were ever established at the Klink Concrete facility. The signs at all picketed locations read the same— “Teamsters Local 414 On Strike Only Against Aggregate Industries, Inc.” Drivers represented by another labor organization, Local 364, refused to cross the picket line at seven Indiana locations—Leiters Ford, South Bend, Green, Warsaw, Elkhart, Goshen, and Middlebury. However, they returned to work after 2 days, while continuing to picket. Pickets also appeared at the Charging Party’s asphalt plant in Valparaiso, Indiana, at about the same time with picket signs reciting the same message as those employed previously elsewhere. The Charging Party’s Valparaiso employees, members of Local 150, also refused to cross the picket line and continued to do so until the strike’s conclusion.15 The Respondent also engaged in ambulatory picketing at the Charging Party’s Indiana facilities, its regional headquarters in Kalamazoo, Michigan, and facilities in Battle Creek and Chelsea, Michigan, and Minneapolis, Minnesota.16 13 Jt. Exh. 9; Tr. 33, 155. 14 Gerdes contends that it had to reserve the Respondent’s rights with respect to Grievance 26198 because it had not yet received a response to its information request. (Jt. Exh. 10; Tr. 155–157.) 15 Tr. 36–40, 70–72, 163–164; Jt. Exh. 11–13. 16 It is undisputed that the Respondent also engaged in ambulatory picketing. There is no evidence, however, to indicate that the Klink Concrete facility was ever picketed or that the Respondent engaged in ambulatory picketing in connection with the employees assigned to that Continued JD–66–07 5 10 15 20 25 30 35 40 45 50 7 3. The parties exchange communications On or about May 7, Gerdes, Walt Lytle (another union vice president), Bowden, Brown, and Donald Cairns, the Charging Party’s counsel, had a conference call. The Charging Party indicated it did not want to hire permanent replacements, while the Respondent asserted its right to picket other facilities as well. The subject of the Klink Concrete employees came up and Lytle said that the strike was not about Klink Concrete’s employees, but rather, about “turning the truck back and paying the two hours, making the people whole.” Gerdes also referred to his April 23 letter stating how the Charging Party could resolve the dispute and end the strike, but noted that there had been no response.17 On or about May 10, Gerdes received an undated letter from Philip Bowden, the Charging Party’s regional president. The letter referred to Gerdes’ letter of April 23, outlined the Respondent’s outstanding grievances—23076, 26198, and 26199—and goes on to state, in pertinent part: Your letter went on to say that the Union ‘would not be arbitrating’ but ‘reserves the right to take any necessary action in the future in regards to grievance number 26198.’ Nothing in your letter or other communication from the Union indicates Grievance No. 26198 has been withdrawn. The employer does not concede any contract violation has occurred. Nevertheless, we would like a clarification of the Union’s position so we can better evaluate the current dispute. Do we understand correctly that payment of two hours’ wages and fringes to Michael Kunce, the grievant in Grievance No. 23076, will end that matter? If this payment is made, it would appear that the only reason for further strike action would be Grievance No. 26199. If so, what proof does the Union have that any bargaining unit employees were adversely affected by the equipment movement in question? What is the dollar amount of the remedy sought, and to whom do you claim it should be paid? What is the basis for that calculation? How will the Union demonstrate that any bargaining unit employee would have had additional work opportunities but for the equipment movement? A prompt response to these questions (and a correction of any misstatements) would serve to clarify these points and provide possible options for ending the ‘strike’ your letter said ‘can be avoided by providing the full remedy requested for Grievance Nos. 26199 and 23076.’18 On May 10, the same day he received Bowden’s letter, Gerdes responded. He stated that Grievance 23076 could be settled based on the payment to Kunce of 2 hours of wages and fringe benefits, and an agreement “to cease and desist having non-bargaining unit employees _________________________ facility. (Tr. 84–85, 91–92, 111–112, 117–120.) 17 Lytle was not called as a witness, but I base this finding on the credible and unrefuted testimony of Gerdes regarding this conference call. I considered this hearsay testimony reliable because Brown and Donald Cairns, the Charging Party’s trial counsel, were participants in the conference call. It is noted that Brown testified at trial, then remained in the court room and could have been called to refute this testimony. (Tr. 157–159.) 18 Jt. Exh. 15. JD–66–07 5 10 15 20 25 30 35 40 45 50 8 perform bargaining unit work in the future.” With respect to Grievance 26199, Gerdes stated that the Respondent sought the following remedy: (1) For the company to cease and desist the use of Aggregate Industries’ equipment by the former Klink employees; (2) Return to Aggregate the equipment sent to Klink; and (3) Make the Aggregate Industries’ bargaining unit employees whole for all losses of wages and fringe benefits arising from the transfer of equipment from Aggregate Industries to Klink. Gerdes then stated that, in order for the Respondent ‘to establish that bargaining unit employees were adversely affected by the equipment movement in question,’ it requested the Charging Party provide the following information: (1) A description of all equipment transferred from Aggregate Industries to Klink including the date or dates said transfer occurred; (2) Copies of all records establishing all work and/or customer orders filled by Klink, which identifies the equipment used to complete this work order, the employee(s) assigned to the order and the time spent on each order, from the date the equipment was transferred to Klink up to today’s date; (3) Copies of all records which reflect the customers serviced by Aggregate Industries– Teamsters Local 414 bargaining unit employees during the period of March 1, 2006 up to and including the present date; (4) Copies of all records which reflect the customers serviced by Klink employees during the period of March 1, 2006 up to and including the present date; (4) Copies of all records which reflect the customers serviced by Klink employees during the period of March 1, 2006 up to and including the present date; (5) Daily time records and/or weekly payroll records reflecting all hours worked by Teamsters Local 414 bargaining unit employees for the period March 1, 2006 up to and including the present; and (6) Daily time records and/or weekly payroll records reflecting all hours worked by Klink employees for the period March 1, 2006 through up to and including the present.19 On May 24, Bowden provided some of the information requested by Gerdes: Klink Concrete’s April 2 purchase date; its continuation in business under the same name; the identification of the truck sent to Waterloo—Truck 199; and that truck’s production record during the period of April 2 to April 23. However, the requests for information relating to Klink Concrete’s work orders, customers, and employees were rejected.20 On May 29, Bowden sent another letter to Gerdes, insisting that the Charging Party did not violate the CBA on March 15 by allowing a supervisor to perform bargaining unit work. He offered, however, to settle Grievance 23076 on a “non-precedent” basis and provide the back wages and benefits grieved by Kunce. He asked Gerdes to “[p]lease confirm Local 414’s acceptance of this offer.” He also reiterated the Charging Party’s May 23 offer to provide information relating to Grievance 26199 and willingness to use the services of a third party to review and compare records covering the Waterloo operations with those covering operations at Wolcottville and Angola.21 On May 31, Gerdes responded to Bowden’s letters of May 24 and 29. Gerdes offered to settle Grievances 23076 based on the backpay and benefits sought by Kunce for the 2 hours at 19 Jt. Exh. 16. 20 Jt. Exh. 18. 21 Jt. Exh. 17. JD–66–07 5 10 15 20 25 30 35 40 45 50 9 issue, but reiterated his request of May 10 that the Charging Party stipulate that supervisors not perform bargaining unit work. Gerdes also requested replacement driver information, and reiterated his request for customer and Klink Concrete employees’ information. Finally, Gerdes again rejected the Charging Party’s proposal that a third party examine the requested records and stated the Respondent would consider enter into confidentiality agreement regarding the customer information sought.22 On June 22, Huster responded to Gerdes’ May 31 letter by offering again to settle Kunce’s grievance with backpay and benefits, but on a non-precedent basis. He reiterated the Charging Party’s refusal to provide Klink Concrete’s customer and employee information. Huster did provide production records for Truck 199, but with the customer and driver information redacted, while noting its willingness to release such information to a neutral third party. Huster also provided the hiring dates of the six replacement drivers employed during the strike, but listed only initials for their names. Finally, he complained that there had been serious acts of intimidation against replacement employees.23 On June 26, Gerdes reiterated his statement of May 31 by stating the Respondent’s refusal to settle Grievance 23076 on a nonprecedent basis. The Respondent continued to demand access to records covering former Klink employees, as well as production records and customer lists predating the Charging Party’s acquisition of the Waterloo facility, and replacement employee information. Referring to Bowden’s undated letter, which he received on May 10, Gerdes explained that it was Bowden’s request for information that, in fact, was the genesis for Gerdes’ information requests. He added it was obvious, based upon the Charging Party’s continuing refusal to provide the requested information, that it “does not have a good faith desire to settle Grievance No. 26199.” Finally, Gerdes noted that the Charging Party failed to provide the names of persons engaged in acts of intimidation.24 F. The Respondent’s Picketing Is Enjoined by Court Order On June 20, the Charging Party filed a petition in United States District Court for the Northern District of Indiana seeking an injunction enjoining the Respondent from engaging in unlawful recognitional picketing of the Charging Party pursuant to 29 U.S.C. §160(l). On July 3, United States District Judge Theresa L. Springman held an evidentiary hearing. On July 13, Judge Springman issued a restraining order.25 After a period of 84 days, the strike and picketing activity ended on that day. At no point during that period, did the Respondent file a petition with the Board for a representation election among the Klink Concrete employees pursuant to Section 9(c) of the Act.26 Analysis The General Counsel and the Charging Party allege that the Respondent violated Section 8(b)(7)(C) of the Act by picketing the Charging Party’s facilities for a period of more than 30 days without filing a Section 9(c) petition for a representation election. The Respondent concedes that it picketed the Charging Party’s facilities for more than a 30 day period, but 22 Jt. Exh. 19. 23 Jt. Exh. 20. 24 Jt. Exh. 21. 25 Rik Lineback v. Chauffeurs, Teamsters Local Union 414, Case No. 1:07–CV–144. U.S.D.C., ND Indiana. 26 GC Exh. 1; Tr. 91, 198. JD–66–07 5 10 15 20 25 30 35 40 45 50 10 denies that the picketing had a recognitional objective and contends that it was for the purpose of obtaining a favorable settlement of grievances involving the transfer of truck 199 to the Charging Party’s newly-acquired Klink Concrete facility and the assignment of a supervisor to work normally performed by bargaining unit members. A labor organization, who has not filed a Section 9(c) petition, violates Section 8(b)(7)(C) of the Act when it engages in picketing beyond a reasonable period of time not exceeding 30 days against an employer with the objective of forcing the latter to recognize that labor organization as the collective-bargaining representative of its employees. Local 3, International Brotherhood of Electrical Workers, 325 NLRB 527, 528 (1998). Moreover, “[r]ecognition or bargaining need not be the sole object for a violation to occur.” Local 282, International Brotherhood of Teamsters), 332 NLRB 922, 929-930 (2000). The material facts in this controversy are largely undisputed. The grievance process proceeded uneventfully until the Step 3 meeting on April 2 in connection with Grievance 23076. At that meeting, the parties partially resolved the grievance and narrowed the requested remedy to 2 hours of back pay. The next day, Gerdes learned of the Klink Concrete acquisition and immediately sought to incorporate Klink Concrete within the scope of bargaining unit work. Huster rejected that request and told Gerdes that facility would remain separate from the Charging Party’s other facility and remain nonunion. The Respondent responded by filing Grievances 26198 and 26199, and a related information request. At the April 20 Step 4 meeting, the parties deadlocked again over Grievance 23076, even though the requested remedy was 2 hours of back pay and benefits. At no time during this meeting did the Respondent insist that the remedy include an agreement that the Charging Party refrain from similar conduct in the future. The parties then discussed Grievances 26198 and 26199. During the ensuing discussion, Gerdes rejected the Charging Party’s request to either file for a unit clarification with the Board or submit the deadlocked grievances to arbitration. Instead, he strongly implied the Respondent would seek economic recourse by striking and/or picketing the Charging Party’s facilities at numerous locations throughout the United States. Huster’s faxed letter to Gerdes after the April 20 meeting attempted to create a context in which the Respondent’s subsequent actions would be attributable to Grievances 26198 and 26199, since there was no reference to Grievance 23076. Gerdes’ tactical response on April 23 sought to place the context of a looming strike within the ambit of deadlocked Grievances 23076 and 26199. He informed Huster that a strike could be averted by the payment of 2 hours of backpay and fringe benefits to Kunce, the return of truck 199 and, for the first time, an agreement to refrain from such conduct in the future. Gerdes also reserved the right to take further action with respect to Grievance 26198, a measure with no basis for it in the CBA. If the Respondent’s refusal to arbitrate a 2 hour back pay claim and disagreement over the utilization of a truck was unreasonable enough, the Respondent’s motivation for the picketing became clear on May 10. On that date, after 16 days of picketing activity, Gerdes responded to Bowden’s request for clarification of the Respondent’s position by insisting, for the first time, on an agreement to refrain from similar conduct in the future. Gerdes’ actions clearly escalated the controversy at a time when 11 employees had been on strike for over 2 weeks. On May 31, the Respondent rejected the Charging Party’s offers to settle Grievances 23076 and 26199 on nonprecedent basis. Given the implications of a strike that placed 11 employees out of work, the Respondent’s position with respect to Grievances 23076 and 26199 was trivial in nature. The JD–66–07 5 10 15 20 25 30 35 40 45 50 11 Board does not impose a test of proportionality or reasonableness to the exercise of protected concerted conduct. In re Accel, Inc., 339 NLRB 1052, 1056 (2003). Nevertheless, cannot help but wonder why the Respondent went to such lengths over 2 hours of backpay and the deployment of one piece of equipment: its refusal to arbitrate based on evidence extrinsic to the CBA (Brown’s statements in 2003); the timing of the Klink Concrete acquisition and the immediate incorporation of Grievances 26198 and 26199 into the dispute; the escalation of its demand late in day to request a cease and desist agreement; and its failure to file unfair labor practice charges with the Board. All of these factors provide a clear indication of a recognitional or organizational intent on the part of the Respondent. Moreover, while Grievance 26199 may seem different from 26198 in the sense that 26199 dealt with the placement of a truck, the object of such concern clearly related to concerns over the loss of bargaining unit work to the Waterloo facility. Under the circumstances, the object of the Respondent’s picketing for a period of 84 days was recognitional or organizational in nature and, therefore, unlawful. See Sheet Metal Workers Union Local No. 3 (McCarthy Heating & Air), 253 NLRB 330, 334 (1980); Iron Workers Local 10 (R & T Steel Constructors, Inc.), 194 NLRB 971, 973 (1972). Conclusions of Law 1. Fidler, Inc., d/b/a Aggregate Industries – Central Region, the Respondent, is an employer engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. 2. Chauffeurs, Teamsters, and Helpers Local No. 414, a/w International Brotherhood of Teamsters is a labor organization within the meaning of Section 2(6) of the Act. 3. By picketing the Charging Party’s facilities with a recognitional or organizational object for more than 30 days without filing a petition under Section 9(c) of the Act, the Respondent violated Section 8(b)(7)(C) of the Act. 4. By engaging in the conduct described above, the Respondent engaged in unfair labor practices affecting commerce within the meaning of Section 2(2), (6), and (7) of the Act. Remedy Having found that the Respondent has engaged in certain unfair labor practices, I find that it must be ordered to cease and desist and to take certain affirmative action designed to effectuate the policies of the Act. On these findings of fact and conclusions of law and on the entire record, I issue the following recommended27 27 If no exceptions are filed as provided by Sec. 102.46 of the Board’s Rules and Regulations, the findings, conclusions, and recommended Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the Board and all objections to them shall be deemed waived for all purposes. JD–66–07 5 10 15 20 25 30 35 40 45 50 12 ORDER The Respondent, Chauffeurs, Teamsters, and Helpers Local No. 414, a/w International Brotherhood of Teamsters, of Fort Wayne, Indiana, its officers, agents, successors, and assigns, shall 1. Cease and desist from (a) Picketing, causing anyone else to picket, or threatening to picket, any facilities owned by Fidler, Inc., d/b/a Aggregate Industries. (b) In any like or related manner restraining or coercing employees in the exercise of the rights guaranteed them by Section 7 of the Act. 2. Take the following affirmative action necessary to effectuate the policies of the Act. (a) Within 14 days after service by the Region, post at its union office and hiring hall in Fort Wayne, Indiana, copies of the attached notice marked “Appendix.”28 Copies of the notice, on forms provided by the Regional Director for Region 25, after being signed by the Respondent’s authorized representative, shall be posted by the Respondent and maintained for 60 consecutive days in conspicuous places, including all places where notices to members are customarily posted. Reasonable steps shall be taken by the Respondent to ensure that the notices are not altered, defaced, or covered by any other material. In the event that, during the pendency of these proceedings, the Respondent has gone out of business or closed the facility involved in these proceedings, the Respondent shall duplicate and mail, at its own expense, a copy of the notice to all current members and former members of the Respondent at any time since April 24, 2007. (b) Within 21 days after service by the Region, file with the Regional Director a sworn certification of a responsible official on a form provided by the Region attesting to the steps that the Respondent has taken to comply. Dated, Washington, D.C. September 28, 2007 ___________________________ Michael A. Rosas Administrative Law Judge 28 If this Order is enforced by a judgment of a United States court of appeals, the words in the notice reading “Posted by Order of the National Labor Relations Board” shall read “Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board.” JD–66–07 Fort Wayne, IN APPENDIX NOTICE TO MEMBERS AND EMPLOYEES Posted by Order of the National Labor Relations Board An Agency of the United States Government The National Labor Relations Board has found that we violated Federal labor law and has ordered us to post and obey this Notice. FEDERAL LAW GIVES YOU THE RIGHT TO Form, join, or assist a union Choose representatives to bargain with us on your behalf Act together with other employees for your benefit and protection Choose not to engage in any of these protected activities WE WILL NOT picket, or cause to be picketed, or threaten to picket Fidler, Inc. d/b/a Aggregate Industries-Central Region where an object of that picketing is to force or require Fidler, Inc. d/b/a Aggregate Industries-Central Region to recognize and bargain with us as the representative of the employees of Klink Concrete, at a time when we are not recognized or certified as the exclusive bargaining representatives of its employees, and where such picketing has been conducted without a petition being filed under Section 9(c) of the Act within a reasonable period of time, not to exceed 30 days from the commencement of such picketing. WE WILL NOT in any like or related manner restrain or coerce employees in the exercise of their rights under Section 7 of the National Labor Relations Act. CHAUFFEURS, TEAMSTERS, AND HELPERS LOCAL NO. 414, a/w INTERNATIONAL BROTHERHOOD OF TEAMSTERS (Labor Organization) Dated By (Representative) (Title) The National Labor Relations Board is an independent Federal agency created in 1935 to enforce the National Labor Relations Act. It conducts secret-ballot elections to determine whether employees want union representation and it investigates and remedies unfair labor practices by employers and unions. To find out more about your rights under the Act and how to file a charge or election petition, you may speak confidentially to any agent with the Board’s Regional Office set forth below. You may also obtain information from the Board’s website: www.nlrb.gov. 575 North Pennsylvania Street, Federal Building, Room 238 Indianapolis, Indiana 46204-1577 Hours: 8:30 a.m. to 5 p.m. 317-226-7382. THIS IS AN OFFICIAL NOTICE AND MUST NOT BE DEFACED BY ANYONE THIS NOTICE MUST REMAIN POSTED FOR 60 CONSECUTIVE DAYS FROM THE DATE OF POSTING AND MUST NOT BE ALTERED, DEFACED, OR COVERED BY ANY OTHER MATERIAL. ANY QUESTIONS CONCERNING THIS NOTICE OR COMPLIANCE WITH ITS PROVISIONS MAY BE DIRECTED TO THE ABOVE REGIONAL OFFICE’S COMPLIANCE OFFICER, 317-226-7413. JD–66–07 5 10 15 20 25 30 35 40 45 50 14 Copy with citationCopy as parenthetical citation