International Demographics, Inc.Download PDFTrademark Trial and Appeal BoardSep 29, 2009No. 78871559 (T.T.A.B. Sep. 29, 2009) Copy Citation Mailed: September 29, 2009 UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re International Demographics, Inc. ________ Serial No. 78871559 _______ John S. Egbert of Egbert Law Offices, PLLC for International Demographics, Inc. Mary Boagni, Trademark Examining Attorney, Law Office 114 (K. Margaret Le, Managing Attorney). _______ Before Holtzman, Taylor and Wellington, Administrative Trademark Judges. Opinion by Taylor, Administrative Trademark Judge: International Demographics, Inc. has filed an application to register on the Principal Register the mark THE MEDIA AUDIT (in standard character format) for goods and services ultimately identified as “Computer software in the nature of a searchable database of qualitative audience survey reports for the communications industry” in International Class 9 and “Consumer survey reports services, namely, conducting qualitative audience THIS OPINION IS NOT A PRECEDENT OF THE TTAB Serial No. 78871559 2 market research surveys for the communications industry” in International Class 35.1 Registration has been finally refused on the ground of likelihood of confusion with the mark MEDIAUDIT (in typed form2 and the subject of Registration No. 2584426) for “computer software and programs, namely, computer software and programs for use in database management in the field of market research and media analysis” in International Class 93 under Trademark Act Section 2(d), 15 U.S.C. § 1052(d). When the refusal was made final, applicant appealed and requested reconsideration of the refusal. The request for reconsideration was denied on March 28, 2009 and this appeal was resumed on April 6, 2009. Both applicant and the examining attorney filed briefs and applicant filed a reply brief. As discussed below, we affirm the refusal to register. DISCUSSION The examining attorney contends that applicant’s and the registrant’s marks are similar and that the goods and services are closely related. 1 Serial No. 78871559, filed April 27, 2006, and alleging 1971 as the date of first use of the mark anywhere and in commerce for both classes of goods and services. Applicant claims acquired distinctiveness of its mark pursuant to Trademark Act Section 2(f), 15 U.S.C. 1052(f). 2 The former reference to what is now referred to as standard character form. Serial No. 78871559 3 Applicant, by contrast, maintains that the purchasers of its goods and services are sophisticated, that its goods and services are expensive and that the marks are used in different channels of trade. Applicant particularly argues that “it is clear that the respective goods and services are provided for entirely different markets and functions … [and] that the relevant consumers of the respective goods and services will not likely believe that Applicant and the cited registrant are related, nor will they encounter marketing or advertising that will give rise to the mistaken belief that the parties’ respective goods originate from or in some way are associated with each other.” (Br. pp. 10-11). Our determination of the issue of likelihood of confusion is based on an analysis of all the probative facts in evidence that are relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also, In re Majestic Distilling Company, Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods and/or services. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24 (CCPA 1976). See also, In re Dixie 3 Issued June 25, 2002, Section 8 affidavit accepted, Section 15 affidavit acknowledged. Serial No. 78871559 4 Restaurants Inc., 105 F.3d 1405, 41 USPQ2d 1531 (Fed. Cir. 1997). Marks We turn first to a consideration of the marks. We compare applicant’s THE MEDIA AUDIT mark and the MEDIAUDIT mark in the cited registration by considering the similarity, or differences, in the appearance, sound, connotations and overall commercial impressions. Palm Bay Imports Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1722, 396 F.3d 1369, 73 USPQ2d 1689, 1692 (Fed. Cir. 2005). The test is not whether the marks can be distinguished when subjected to a side-by-side comparison, but rather whether the marks are sufficiently similar in terms of their overall commercial impression that confusion as to the source of the goods and/or services offered under the respective marks is likely to result. In this case, both marks contain the phonetically equivalent term, MEDIA AUDIT and MEDIAUDIT. The only differences between marks is that applicant’s mark begins with the definite article “The”; and applicant presents the common term as two words, while registrant presents that term in telescoped fashion wherein the first word and the second share the letter “A.” The shared letter in cited mark would not create a difference in pronunciation or connotation. Nor does the word “THE” serve to distinguish the two marks, as it has no Serial No. 78871559 5 particular trademark significance. See Dixie Restaurants, 105 41 USPQ at 1534 (The Federal Circuit held that the addition of the word “The” and “Café” and a diamond-shaped design to registrant’s DELTA mark still resulted in a likelihood of confusion.). Visually and phonetically, the marks are virtually identical; and the connotation of the marks is essentially the same, in that each conveys the notion of the appraisal of mass communication. Accordingly, despite the differences between the marks, we find that they convey the same overall commercial impression. The du Pont factor of similarity of the marks thus strongly favors a finding of likelihood of confusion. Relatedness of the Goods and Services/Channels of Trade We next consider the goods and services based on a comparison of the identifications in the application and the cited registration. See Canadian Imperial Bank v. Wells Fargo Bank, 811 F.2d 1490, 1 USPQ2d 1783 (Fed. Cir. 1992); and In re Shell Oil Co., 992 F.2d 1204, 26 USPQ2d 1687, 1690 at n. 4 (Fed. Cir. 1993). As is often stated, the goods and services need not be identical or even competitive in order to support a finding of likelihood of confusion. Rather, it is enough that the goods and services are related in some manner or that some circumstances surrounding their marketing are such that they Serial No. 78871559 6 would be likely to be seen by the same persons under circumstances which would give rise, because of the marks used therewith, to a mistaken belief that they originate from or are in some way associated with the same producer or that there is an association between the producers of each parties’ goods or services. In re Melville Corp., 18 USPQ2d 1386 (TTAB 1991), and the cases cited therein. Moreover, the greater the degree of similarity between the applicant’s mark and the registered mark, the lesser the degree of similarity between applicant’s goods and services and registrant’s services that is required to support a finding of likelihood of confusion. In re Opus One, Inc., 60 USPQ2d 1812, 1815 (TTAB 2001); In re Concordia International Forwarding Corp., 222 USPQ 355, 356 (TTAB 1983). Where, as in this case, the applicant’s mark is virtually identical to the registrant’s mark, there need only be a viable relationship between the goods and/or services to find that there is a likelihood of confusion. See In re Shell Oil Co., 992 F.2d 1204, 26 USPQ2d 1687, 1689 (Fed. Cir. 1993)(“even when the goods or services are not competitive or intrinsically related, the use of identical marks can lead to the assumption that there is a common source”); Concordia International Forwarding Corp., 222 USPQ at 356. In this case, we compare applicant’s computer software in the nature of a searchable database of qualitative audience Serial No. 78871559 7 survey reports for the communications industry, and its consumer survey reports services, namely, conducting qualitative audience market research surveys for the communications industry with the registrant’s computer software and programs, namely, computer software and programs for use in database management in the field of market research and media analysis. The examining attorney contends that applicant’s and registrant’s goods and/or services are complementary goods and/or services used for marketing purposes and encountered together by consumers in the same channels of trade. To support her position, the examining attorney in her brief requested the Board to take judicial notice of the following definition of the term “marketing”: 1b: the process or technique of promoting, selling, and distributing a product or service.4 The examining attorney also made of record with her final Office action copies of twenty (20) use-based, third-party registrations showing goods and services of the same or similar types as those of applicant and registrant offered by the same 4 Merriam-Webster Online Dictionary (2009) retrieved at http://www.merriam-webster.com/dictionary/marketing. The Board may take judicial notice of dictionary definitions, including online dictionaries which exist in printed format or have regular fixed editions. See In re Red Bull GmbH, 78 USPQ2d 1375, 1378 (TTAB 2006). See also University of Notre Dame du Lac v. J. C. Gourmet Food Imports Co., Inc., 213 USPQ 594 (TTAB 1982), aff’d, 703 F.2d 1372, 217 USPQ 505 (Fed. Cir. 1983). Serial No. 78871559 8 entity. Third-party registrations that individually cover different items and that are based on use in commerce serve to suggest that the listed goods and services are of a type that may emanate from a single source. See Mucky Duck Mustard Co., 6 USPQ2d 1467, 1470 n.6 (TTAB 1988) (Although third-party registrations are “not evidence that the marks shown therein are in use on a commercial scale or that the public is familiar with them, [they] may nonetheless have some probative value to the extent that they may serve to suggest that such goods or services are of a type which may emanate from a single source”). See also In re Albert Trostel & Sons Co., 29 USPQ2d 1783, 1786 (TTAB 1993). These registrations include, by way of example: Registration No. 2592336 for, inter alia, “Computer software for use in calculation, imputing, reporting, integrating and forecasting business data and information and for use in data management, all in the fields of accounting, auditing, tax, management consulting, business, financial management and analysis, and information technology;” Registration No. 3372361 for, inter alia, “Computer software for creating searchable databases of information and data,” “Database management software for audio and video records” and “Enterprise software in the nature of a database for non- transactional data and a search engine for database content”; Registration No. 3469181 for, inter alia, “Database management software for use in the human resources, employment, recruiting, and staffing fields” and “enterprise software in the nature of a database for Serial No. 78871559 9 non-transactional data and a search engine for database content for use in the field of human resources”; Registration No. 2603990 for, inter alia, “computer software used in conducting market research and public opinion polls, for consumer analysis and for data base management in the fields of market research, product selection, and business consulting”; “computer software for providing forecasting models in the field of market research” and “market analysis and research services”; Registration No. 2688189 for, inter alia, “Computer software for use in collecting, compiling, maintaining, interpreting, and managing business, marketing, and demographic information, market research, and computer databases” and “Business and marketing and consulting services, namely, the research, preparation and distribution of demographic and statistical market research surveys”; Registration No. 3230380 for, inter alia, “Downloadable electronic databases and electronic databases recorded on computer media in the fields of advertising, marketing, market research, films, radio airplay, book sales, music sales, video sales, speaking events, new movie listings and media research, and relating to school calendars”; “computer software programs, and data management programs … used to access, review, manipulate, categorize, analyze, format, and prepare and print reports from data and information in said databases”; and “providing market research and consumer research and consulting services, namely, conducting and analyzing consumer surveys and advertising and marketing studies”; Registration No. 3452419 for, inter alia, “Computer programs for use in database management, namely, data warehousing, data evaluation, data processing, data analyzing, data charting, data scoring, data characterizing, and data monitoring, in the field of research and development management” and “conducting business and market research surveys”; and Serial No. 78871559 10 Registration No. 3472733 for, inter alia, “Computer software for use in database management, for use in data access and data control, for use as a spreadsheet, and for word processing, in the field of business and financial applications … database management software for use in the fields of business and financial applications”; “computer software for creating searchable databases of information and data”; and “market analysis and research services.”5 Based on the goods and services as identified, and the definition of record, we conclude that applicant’s services and registrant’s goods are all of the type that would be used in the marketing field. Applicant’s software in the nature of a searchable database of qualitative audience surveys reports is a marketing tool used by the communications industry, while its qualitative audience market research survey services provide data for compiling such reports. Registrant’s goods are database management computer software in the field of market research and analysis. As defined, applicant’s goods and services and registrant’s goods are clearly complementary marketing goods and services that could be used together by the same consumer and for the same purpose, i.e., for market 5 The remaining registrations are Registration Nos. 2745853, 3005761, 3203562, 3282512, 3394925, 3341869, 3487848, 3491753, 3009872, 2741759, 3456793 and 2820150. We note that each of the following pairs of registrations are owned by a single entity: Registration Nos. 2741759 and 2745853; 2592336 and 3009872; 3005761 and 3469181; and 3452419 and 3456793. Serial No. 78871559 11 analysis. That is, registrant’s database management software could be used to input, categorize and chart the data obtained from applicant’s surveys and database for the purpose of market analysis. Moreover, the record suggests that software in the nature of a database and database management emanates from the same source and that providers of marketing services provide related software in addition to those services. We thus find that applicant’s and registrant’s complementary goods and services are commercially related such that, when identified by virtually identical marks, i.e., THE MEDIA AUDIT and MEDIAUDIT, confusion as to source is likely. Applicant, for the first time in its reply brief, questions the probative value of the third-party registrations submitted by the examining attorney in support of her position that the respective goods and services are related. Citing to the dissenting opinion in a non-precedential case, applicant argues that the third-party registrations “are simply not probative by themselves.” (Reply br. p. 5). First, we find applicant’s argument untimely inasmuch as it was not raised until after any opportunity for the examining attorney to respond. We add that even if timely raised, it is unpersuasive. A lone dissenting opinion is simply an insufficient basis to deviate from the prevailing case law which, we reiterate, provides that third- party registrations have some probative value to the extent that Serial No. 78871559 12 they may serve to suggest that such goods or services are of a type which may emanate from a single source. Albert Trostel & Sons Co., 29 USPQ2d at 1786. Moreover, we point out that the examining attorney did not base her assertion that the goods and services involved herein are related solely on the third-party registrations. Rather, as discussed above, her assertion, and our finding, is based on the entirety of the record including the respective identifications on their face. In an attempt to distinguish its goods and services from the goods of the registrant, applicant maintains that there are significant limitations or restrictions to show that the respective marks are used in different channels of trade. Applicant particularly contends that “the channels of trade for the cited registrant’s programs are narrowly limited to ‘computer database management programs in the field of market research and analysis.’” (Br. p. 10). As regards its own goods and services, applicant contends that they are exclusively marketed and sold to professionals in the communications industry. Applicant further contends that its goods and services are not sold by retail computer software stores or at any other point of sale which the cited registrant’s goods could be offered for sale, but rather by directly contacting applicant. We find these contentions unavailing. Serial No. 78871559 13 Applicant’s contention that its goods are not sold at any point of sale in which registrant’s goods are sold is unsupported. Moreover, as stated, it is settled that the determination of whether there is a likelihood of confusion is made solely on the basis of the goods and/or services identified in the application and registration, without limitations or restrictions that are not reflected therein. In re Dakin’s Miniatures Inc., 59 USPQ2d 1593, 1595 (TTAB 1999). Furthermore, where the goods and/or services in an application or cited registration are broadly described, such that there are no restrictions as to trade channels and purchasers, it is presumed that the identification of goods and services encompasses not only all goods and services of the nature and type described therein, but that the identified goods and services are provided in all channels of trade which would be normal therefor, and that they would be purchased by all potential customers thereof. See, e.g., In re Melville Corp., 18 USPQ2d 1386, 1388 (TTAB 1991)(“With reference to the channels of trade, applicant’s argument that its goods are sold only in its own retail stores in not persuasive…. There is no restriction [in its identification of goods] as to the channels of trade in which the goods are sold.”); and In re Elbaum, 211 USPQ 639 (TTAB 1981). Serial No. 78871559 14 In this case, while registrant’s identification of goods identifies both the intended use, i.e., “data base management,” and field of use i.e., “market research and media analysis,” of registrant’s software, this language does not limit registrant’s channels of trade or classes of purchasers. Therefore, we must presume that registrant’s computer software and programs for use in database management for market research and media analysis may be purchased by consumers in the communications industry, the same industry to which applicant’s goods and services are marketed. Similarly, the recitation in applicant’s application does not limit applicant’s software and survey services to direct sales by professional purchasers. Accordingly, we presume, as we must, that the goods and services identified by the involved application and cited registration will be offered in all usual channels of trade for such goods and services, including by direct solicitation, and to all usual classes of purchasers, including those in the communication industry seeking marketing goods and services. We thus find, at a minimum, that the channels of trade and classes of purchasers overlap. In view of the above, the du Pont factors of the relatedness of the goods and services, channels of trade and classes of purchasers favor a finding of likelihood of confusion. Serial No. 78871559 15 Conditions of Sale Applicant maintains that the examining attorney failed to give adequate consideration to its argument that the involved goods and services are purchased by sophisticated purchasers. It is clear, applicant argues, that “the professional consumers of both the cited registrant and Applicant ensure that Applicant’s mark and the cited registration should lead the Board to conclude that no likelihood of confusion exists.” (Br. p. 4). Applicant particularly argues that [T]he cited registration explains that the goods are limited to use for “database management in the field of market research and media analysis.” The Applicant’s application explains that its goods and services are for “audience surveys” and “consumer survey reports” for use by “the communications industry.” These goods and services are clearly for use at the professional management level and, contrary to the analysis of the Examiner, are clear evidence of the “precise sophistication level of each of the parties’ customers.” The respective identifications of the parties limit the users of such goods and services only to professionals with specialized expertise. An average consumer will not purchase such goods and services. Furthermore, only executives and management level employees of private and public companies would be responsible for these types of purchases. (Br. pp. 5-6). Applicant also argues that the goods and services of applicant and the registrant “should be” considered expensive and therefore will be purchased with a great deal of care, and that such fact can be deduced from viewing the identification of Serial No. 78871559 16 goods and services and the documents included in the record. Applicant particularly highlights its webpage (submitted as Exhibit A to applicant’s request for reconsideration) and notes that “Applicant’s software products, as explained on its website, are often custom made” [and] “custom data base applications, such as those provided by Applicant, would certainly be even more expensive than the cited registrant’s goods due to the fact that Applicant actually compiles such databases while the cited registrant only provides software that allows the end user to perform its own analysis.” (Br. p. 8). First, applicant does not provide any evidence regarding the decision-making process used by these purportedly sophisticated professional purchasers, the role trademarks play in their decision making-process, or how observant and discriminating they are in practice. Accordingly, the problem with applicant’s argument is that there is no corroborating evidence. See Refreshment Machinery Inc. v. Reed Industries, Inc., 196 USPQ 840, 843 (TTAB 1977) (selling to a sophisticated purchaser does not automatically eliminate the likelihood of confusion because “[i]t must also be shown how the purchasers react to trademarks, how observant and discriminating they are in practice, or that the decision to purchase involves such careful consideration over a long period of time that even subtle differences are likely to result in recognition that Serial No. 78871559 17 different marks are involved”). Second, not only is applicant’s software not identified as being “custom made,” there is no evidence of the cost of either applicant’s software and survey services or registrant’s software, or of the cost of registrant’s software and computer programs and, thus, we cannot ascertain whether the respective goods and services are so expensive as to mitigate a finding of likelihood of confusion. Moreover, as noted previously in this decision, there is no limitation in either identification that applicant’s goods and services and registrant’s goods are offered and sold solely to sophisticated “executives and management level employees of private and public companies.” However, even assuming arguendo that the respective goods and services will be offered only to, and purchased only by, such sophisticated professional purchasers, even knowledgeable and careful purchasers can be confused as to source, where, as here, virtually identical marks are used in connection with closely related goods and services. See In re Research Trading Corp., 793 F.2d 1276, 230 USPQ 49, 50 (Fed. Cir. 1986) citing Carlisle Chemical Works, Inc. v. Hardman & Holden Ltd., 434 F.2d 1403, 168 USPQ 110, 112 (CCPA 1970) ("Human memories even of discriminating purchasers … are not infallible."). Accordingly, this du Pont factor, to the extent it favors applicant, is outweighed by the other factors favoring a finding Serial No. 78871559 18 of likelihood of confusion, in particular the near identity of the marks and the relatedness of the goods and services. After careful consideration of the evidence and arguments of record, even those arguments not specifically addressed, we conclude that prospective purchasers familiar with the registered mark MEDIAUDIT for computer software and programs, namely, computer software and programs for use in database management in the field of market research and media analysis would be likely to believe, upon encountering applicant’s virtually identical mark THE MEDIA AUDIT for computer software in the nature of a searchable database of qualitative audience survey reports for the communications industry and consumer survey reports services, namely, conducting qualitative audience market research surveys for the communications industry, that such goods and services emanate from, or are sponsored by or affiliated with the same source. Last, to the extent that any of the points raised by applicant raise a doubt about likelihood of confusion, that doubt is required to be resolved in favor of the prior registrant. In re Hyper Shoppes (Ohio), Inc., supra. Decision: The refusal to register is affirmed as to both the Class 9 goods and the Class 35 services. Copy with citationCopy as parenthetical citation