INTEL IP CORPORATIONDownload PDFPatent Trials and Appeals BoardApr 21, 20212020005352 (P.T.A.B. Apr. 21, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/571,500 11/02/2017 CHRISTIAN IBARS CASAS APP128WOUS 8395 167761 7590 04/21/2021 Eschweiler/Apple Inc. c/o Eschweiler & Potashnik, LLC Rosetta Center 629 Euclid Avenue, Suite 1000 Cleveland, OH 44114 EXAMINER DECKER, CASSANDRA L ART UNIT PAPER NUMBER 2466 NOTIFICATION DATE DELIVERY MODE 04/21/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): docketing@epiplaw.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte CHRISTIAN IBARS CASAS and SEUNGHEE HAN Appeal 2020-005352 Application 15/571,500 Technology Center 2400 Before JEREMY J. CURCURI, DAVID J. CUTITTA II, and SCOTT RAEVSKY, Administrative Patent Judges. CUTITTA, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1–25, all the claims under consideration. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM IN PART. 1 “Appellant” refers to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies the real party in interest as Apple Inc. Appeal Brief filed January 21, 2020 (“Appeal Br.”) 1. Appeal 2020-005352 Application 15/571,500 2 CLAIMED SUBJECT MATTER Summary Appellant’s claimed subject matter relates to implementing “a reduced transmission time interval (rTTI) . . . to reduce air interface latency in a radio access network.” Spec. 2:20–21.2 According to Appellant, in “various embodiments, an rTTI block may be defined, and some operations may be performed in rTTI block-wise fashion in order to reduce the marginal overhead associated with implementation of the rTTI.” Id. 2:21–24. Exemplary Claims Claims 1, 2, 6, and 10, reproduced below with certain limitations at issue italicized, exemplify the claimed subject matter: 1. An apparatus, comprising: at least one memory; and logic, at least a portion of which is implemented in circuitry coupled to the at least one memory, the logic to: access, at user equipment (UE), control information for a reduced transmission time interval (rTTI) block comprising a plurality of rTTIs including one or more rTTIs assigned to the UE; identify resources of each of the one or more rTTIs based on the control information; and wirelessly communicate with an evolved Node B (eNB) via the identified resources of at least one of the one or more rTTIs. 2 In addition to the Appeal Brief noted above, we refer to: (1) the originally filed Specification filed November 2, 2017 (“Spec.”); (2) the Final Office Action mailed July 8, 2019 (“Final Act.”); (3) the Examiner’s Answer mailed May 14, 2020 (“Ans.”); and (4) the Reply Brief filed July 14, 2020 (“Reply Br.”). Appeal 2020-005352 Application 15/571,500 3 2. The apparatus of claim 1, the logic to: identify an rTTI block sharing format for the rTTI block; and identify the one or more rTTIs assigned to the UE based on the rTTI block sharing format. 6. The apparatus of claim 5, the logic to: process data received from the eNB via the PDSCH resources of the multiple rTTIs of the rTTI block; and generate an rTTI block-wise hybrid automatic repeat request (HARQ) feedback message for transmission over a physical uplink control channel (PUCCH) to provide HARQ feedback for the data. 10. An apparatus, comprising: at least one memory; and logic, at least a portion of which is implemented in circuitry coupled to the at least one memory, the logic to: assign one or more reduced transmit time intervals (rTTIs) to user equipment (UE), the one or more rTTIs to be comprised among a plurality of rTTIs of an rTTI block; allocate resources of each of the one or more rTTIs for communication with the UE; and generate control information for transmission during a first rTTI of the rTTI block, the control information to indicate the allocated resources of each of the one or more rTTIs. Appeal Br. 11–13 (Claims App.). REFERENCES AND REJECTIONS The Examiner rejects claims 1, 2, 4–7, 9–12, and 14–17 under 35 U.S.C. § 102(a)(2) as anticipated by XU et al. (US 2016/0100395 A1, published Apr. 7, 2016) (“Xu”). Final Act. 3–6. The Examiner rejects claim 3 and 19–22 under 35 U.S.C. § 103 as obvious over the combined teachings of Xu, Venkob et al. (US Appeal 2020-005352 Application 15/571,500 4 2010/0303045 A1, published Dec. 2, 2010) (“Venkob”), and Conway et al. (US 2010/0238910 A1, published Sept. 23, 2010) (“Conway”). Id. at 6–7, 9–10. The Examiner rejects claims 8, 13, 18, and 23–25 under 35 U.S.C. § 103 as obvious over the combined teachings of Xu and Venkob. Id. at 7– 9. OPINION We review the appealed rejections for error based upon the issues identified by Appellant and in light of Appellant’s arguments and evidence. Ex parte Frye, 94 USPQ2d 1072, 1075 (BPAI 2010) (precedential). Arguments not made are waived. See 37 C.F.R. § 41.37(c)(1)(iv) (2019). We disagree with Appellant that the Examiner errs in rejecting claims 1–5, 8, 9, and 18–25, and we adopt as our own the findings and reasons set forth by the Examiner for these claims to the extent consistent with our analysis herein. Final Act. 3–10; Ans. 3–6. Anticipation Rejection of Independent Claim 1 The Examiner finds Xu discloses “access, at user equipment (UE), control information for a reduced transmission time interval (rTTI) block comprising a plurality of rTTIs including one or more rTTIs assigned to the UE,” as recited in claim 1. Final Act. 3 (citing Xu ¶¶ 112, 140–143); Ans. 3. Of particular relevance, the Examiner relies on Xu’s discussion of an LTE system that “support[s] 0.5 ms TTI bundling” and comprises a UE accessing configuration information including control information such as a quick physical uplink control channel (“QPUCCH”) that is provided by a serving eNB. Final Act. 3 (citing Xu ¶¶ 141, 142). Appeal 2020-005352 Application 15/571,500 5 In response to the Examiner’s finding that Xu’s 0.5 ms TTI bundling discloses the claimed rTTI block, Appellant argues: [t]here are significant differences between a TTI bundle [as disclosed in Xu] and a rTTI block as discussed in the specification and recited in the claims. For example, see ¶ [0042] discussing that “eNB 152 may be able to schedule an rTTI block such that different rTTIs of the block are assigned to different UEs,” which is not possible with TTI bundling (see also ¶ [0125], etc.), or the possibility, noted by the Office, that the rTTI block of the claims can comprise a single rTTI for a UE (e.g., “one or more rTTIs assigned to the UE” in claim 1), which is not possible for TTI bundling. Reply Br. 2–3. Appellant’s argument that it “is not possible” for TTI bundling “to schedule an rTTI block such that different rTTIs of the block are assigned to different UEs” or to “comprise a single rTTI for a UE” is unpersuasive for lack of persuasive evidence or reasoned explanation. Although Appellant argues that it is not possible for TTI bundling to perform the alleged scheduling or to “comprise a single rTTI for a UE,” Appellant fails to provide any evidence or explanation why these functions are not possible with TTI bundling. It is well settled that mere attorney arguments and conclusory statements, which are unsupported by factual evidence, are entitled to little probative value. In re Geisler, 116 F.3d 1465, 1470 (Fed. Cir. 1997); see also In re Pearson, 494 F.2d 1399, 1405 (CCPA 1974) (attorney argument is not evidence). Because one of ordinary skill in the art would have understood that Xu’s 0.5 ms TTI bundling aggregates a plurality of rTTIs, we agree with the Examiner’s finding that Xu discloses the claimed rTTI block. Final Act. 3 (citing Xu ¶¶ 141, 142). Appeal 2020-005352 Application 15/571,500 6 Appellant further argues: Even assuming, for the sake of argument, that the “0.5 ms TTI bundling” of Xu does disclose a “rTTI block” as recited in claim 1, it is clear that the control information (e.g., of QPUCCH, QEPDCCH, etc.) discussed in Xu is associated with a 0.5 ms TTI or 0.5 ms subframe structure (e.g., see Xu at ¶ [0140]-[0143]), thus any control information contained therein is for a single 0.5 ms TTI, not any 0.5 ms TTI bundle. Appeal Br. 4. Appellant argument that “it is clear” the control information discussed in Xu is for a single 0.5 ms TTI, not any 0.5 ms TTI bundle is unpersuasive because Appellant fails to offer evidence or persuasive reasoning to demonstrate why this alleged fact is clear. Appellant therefore, fails to show reversible error in the Examiner’s finding that Xu’s control information is for the 0.5 ms TTI bundle. For the reasons discussed, Appellant has not persuaded us of error in the Examiner’s anticipation rejection of independent claim 1. We, therefore, sustain the Examiner’s rejection of that claim, as well as the rejections of dependent claims 3–5, 8, and 9, which Appellant does not argue separately with particularity. Appeal Br. 4. Anticipation Rejection of Independent Claim 10 The Examiner finds Xu discloses “generate control information for transmission during a first rTTI of the rTTI block,” as recited in claim 10. Final Act. 5 (citing Xu ¶¶ 112, 140, 143). Claim 10 also requires that an rTTI block is comprised of “a plurality of rTTIs.” Appeal Br. 13. Appellant argues that Xu does not expressly disclose generating control information during a first 0.5 ms TTI of a TTI bundle. Appeal Br. 4. Appeal 2020-005352 Application 15/571,500 7 Appellant further argues that the Examiner has not established that Xu inherently discloses this limitation because: while . . . it might occur in Xu that the first rTTI of the rTTI block (assuming an rTTI block in Xu for the sake of argument) is the only rTTI scheduled for data for the UE, such that Xu’s technique of control information within each rTTI for that rTTI coincidentally caused the slot-wise control information of Xu during that first rTTI to potentially conform to features recited above, that result is clearly not necessarily present, and is therefore insufficient for inherent disclosure. Appeal Br. 5 (citing MPEP § 2112). The Examiner responds that: the claim does specifically indicate that a single rTTI may be assigned to a UE and does not require that plural rTTIs be assigned to a UE. Xu does teach one of the claimed alternatives (with one rTTI assigned to a UE) and is thus sufficient to meet the requirements of the claim. Where a claim is directed to alternatives, the prior art need not teach all the alternatives to be sufficient to reject the claim. Ans. 4. We agree with Appellant that the Examiner has not established that Xu expressly or inherently discloses “generate control information for transmission during a first rTTI of the rTTI block,” as recited in claim 10. Claim 10 further recites “assign one or more reduced transmit time intervals (rTTIs) to user equipment (UE), the one or more rTTIs to be comprised among a plurality of rTTIs of an rTTI block.” According to the Examiner, because claim 10 recites assigning one or more rTTIs to user equipment, the claim does not require that plural rTTIs be assigned to a UE and thus Xu’s assigning of control information to an rTTI block “is sufficient to meet the Appeal 2020-005352 Application 15/571,500 8 requirements of the claim.” Ans. 4. Claim 10, however, requires that the block is comprised of a “plurality of rTTIs.” Although we agree with the Examiner that claim 10 “does not require that plural rTTIs be assigned to a UE,” the Examiner does not address claim 10’s requirement that the block is comprised of a “plurality of rTTIs.” The Examiner, therefore, fails to sufficiently explain how Xu’s discussion of generating control information for a 0.5 ms TTI bundle expressly discloses “generat[ing] control information for transmission during a first rTTI of [an] rTTI block” comprised of a plurality of rTTIs. Nor has the Examiner established inherency because the Examiner fails to sufficiently explain how transmitting during a first rTTI of a plurality of rTTI necessarily flows from Xu’s disclosure. See MPEP § 2112 (“The fact that a certain result or characteristic may occur or be present in the prior art is not sufficient to establish the inherency of that result or characteristic.” (citing In re Rijckaert, 9 F.3d 1531, 1534 (Fed. Cir. 1993))). Accordingly, based on the record before us, we do not sustain the Examiner’s anticipation rejection of independent claim 10. For the same reasons, we also reverse the rejections of claims 11, 12, and 14–17, which depend from independent claim 10. With respect to the obviousness rejection of claim 13, which depends from claim 10, the Examiner does not rely on the additionally cited reference, Venkob, to cure the deficiency of the anticipation rejection discussed above. Final Act. 8. Accordingly, we do not sustain the rejection of claim 13 for the reasons set forth for independent claim 10. Appeal 2020-005352 Application 15/571,500 9 Obviousness Rejection of Independent Claim 18 Claim 18 recites, in part, “identify control information for a reduced transmission time interval (rTTI) block comprising a plurality of rTTIs including one or more rTTIs assigned to a user equipment (UE), the control information to be comprised in signals received via resources of a first rTTI of the rTTI block.” Appeal Br. 14. The Examiner rejects independent claim 18 as obvious over the combined teachings of Xu and Venkob. Final Act. 8–9. Specifically, the Examiner finds that Xu teaches the limitations of claim 18 but that Xu “is not explicit as to, but Venkob teaches the control information to be comprised in signals received via resources of a first rTTI of the rTTI block” and that sufficient motivation existed to combine the teachings of the references. Final Act. 9 (citing Venkob ¶¶ 103, 104, Figs. 4B, 8). Relying on the arguments presented for claim 10, Appellant argues that Xu fails to expressly or inherently disclose “the control information to be comprised in signals received via resources of a first rTTI of the rTTI block,” as recited in claim 18, and that “Venkob does not overcome the deficiencies of Xu.” Appeal Br. 9; see id. at 4–5. Appellant’s arguments based on Xu are unpersuasive because the Examiner relies on Venkob to teach the limitation argued by Appellant. Final Act. 9. Also, Appellant merely offers a conclusory statement that “Venkob does not overcome the deficiencies of Xu,” without any explanation as to why the Examiner’s findings with respect to Venkob are improper. Appeal Br. 9; Reply Br. 9. Such a conclusory statement, however, amounting to little more than a quotation of the claim language and a general denial, is unpersuasive to rebut the Examiner’s findings. Cf. Appeal 2020-005352 Application 15/571,500 10 37 C.F.R. § 41.37(c)(1)(iv) (“A statement which merely points out what a claim recites will not be considered an argument for separate patentability of the claim.”); see also In re Lovin, 652 F.3d 1349, 1357 (Fed. Cir. 2011) (“[W]e hold that the Board reasonably interpreted Rule 41.37 to require more substantive arguments in an appeal brief than a mere recitation of the claim elements and a naked assertion that the corresponding elements were not found in the prior art.”). Accordingly, Appellant does not persuade us of error in the Examiner’s obviousness rejection of independent claim 18. We, therefore, sustain the Examiner’s rejection of that claim, as well as the rejection of claims 19–25, which Appellant does not argue separately with particularity. Appeal Br. 8–9. Anticipation Rejection of Dependent Claim 2 The Examiner finds Xu discloses “identify an rTTI block sharing format for the rTTI block; and identify the one or more rTTIs assigned to the UE based on the rTTI block sharing format.” Final Act. 4 (citing Xu ¶¶ 148, 149, 154, 143); Ans. 4. Appellant argues that Xu is silent on identifying an rTTI block sharing format because “Xu is unclear if the multiplexing occurs transparently to individual UEs; e.g., whether those same resources are assigned to the UE regardless of another multiplexed UE and/or whether the UE otherwise determines multiplexing has occurred.” Appeal Br. 6; Reply Br. 5–6. According to the Examiner, “both the claim and applicant’s disclosure are silent as to whether a UE is aware of multiplexing. Therefore Xu need not be clear about such transparency of multiplexing to the individual UEs.” Ans. 5. Appeal 2020-005352 Application 15/571,500 11 We find Appellant’s argument unpersuasive because, as the Examiner notes, the argument that “Xu is unclear if the multiplexing occurs transparently to individual UE” relies on a limitation not recited in claim 2. Appellant further argues that “[e]ven if the UE were aware multiplexing were occurring, that would still be insufficient information for the UE to identify the one or more rTTIs assigned to the UE based on the rTTI block sharing format.” Appeal Br. 6 (emphasis omitted). We find this argument unpersuasive for lack of evidence or persuasive reasoning. Appellant provides no citation to Xu or explanation why there would be insufficient information for identifying rTTIs assigned to the UE in Xu. Appellant has not persuaded us of error in the Examiner’s anticipation rejection of independent claim 2. Anticipation Rejection of Dependent Claims 6 and 7 The Examiner finds Xu discloses “process data received from the eNB via the PDSCH resources of the multiple rTTIs of the rTTI block; and generate an rTTI block-wise hybrid automatic repeat request (HARQ) feedback message for transmission over a physical uplink control channel (PUCCH) to provide HARQ feedback for the data,” as recited in claim 6. Final Act. 4 (citing Xu ¶¶ 142, 159, 161); Ans. 6. Appellant argues that while “Xu does discuss HARQ,” the “HARQ in Xu is associated with the data of individual slots” and thus “Xu does not disclose generat[ing] an rTTI block-wise hybrid automatic repeat request (HARQ) feedback message for transmission over a physical uplink control channel (PUCCH) to provide HARQ feedback for the data, where that data Appeal 2020-005352 Application 15/571,500 12 is data received from the eNB via the PDSCH resources of the multiple rTTIs of the rTTI block.” Appeal Br. 8 (emphasis omitted). According to the Examiner, “Xu does teach the UEs receiving data via PDSCH resources in the rTTIs and the rTTI bundling. Xu also teaches HARQ-ACK transmissions for the rTTIs. Please note that, as recited in Claim 1 from which these claims depend, the UE may only be receiving data on a single rTTI in the rTTI block.” Ans. 6. Appellant responds: Regardless of the scope of claim 1, from which claim 6 depends, claim 6 further recites process data received from the eNB via the PDSCH resources of the multiple rTTIs of the rTTI block. The Office’s argument relies on an interpretation of “the multiple rTTIs” as a single TTI, which is clear error. Reply Br. 8 (emphasis omitted). We agree with Appellant that the Examiner’s interpretation of claim 6 as reciting a UE that only “receiv[es] data on a single rTTI in the rTTI block” reads out of claim 6 the limitation “process data received from the eNB via the PDSCH resources of the multiple rTTIs of the rTTI block.” Appeal Br. 12 (emphasis added). “It is highly disfavored to construe terms in a way that renders them void, meaningless, or superfluous.” Wasica Fin. GmbH v. Cont’l Auto. Sys., Inc., 853 F.3d 1272, 1288 n.10 (Fed. Cir. 2017). Thus, given the current record, Appellant has persuaded us of error in the Examiner’s anticipation rejection of dependent claim 6, and of dependent claim 7, which depends from claim 6 and includes the limitation at issue. Appeal 2020-005352 Application 15/571,500 13 DECISION SUMMARY In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1, 2, 4–7, 9–12, 14– 17 102(a)(2) Xu 1, 2, 4, 5, 9 6, 7, 10–12, 14–17 3, 19–22 103 Xu, Venkob, Conway 3, 19–22 8, 13, 18, 23–25 103 Xu, Venkob 8, 18, 23–25 13 Overall Outcome 1–5, 8, 9, 18–25 6, 7, 10–17 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED IN PART Copy with citationCopy as parenthetical citation