Information Builders, Inc.v.DreamBox Learning, Inc.Download PDFTrademark Trial and Appeal BoardSep 13, 201991233986 (T.T.A.B. Sep. 13, 2019) Copy Citation THIS OPINION IS NOT A PRECEDENT OF THE TTAB Mailed: September 13, 2019 UNITED STATES PATENT AND TRADEMARK OFFICE _______ Trademark Trial and Appeal Board _______ Information Builders, Inc. v. DreamBox Learning, Inc. _______ Opposition No. 91233986 to Application Serial No. 87050163 _______ Ira E. Silfin of Mandelbaum Silfin Economou LLP for Information Builders, Inc. Grace Han Stanton and Daniel Glenn of Perkins Coie LLP for DreamBox Learning, Inc. _______ Before Cataldo, Shaw and Dunn, Administrative Trademark Judges. Opinion by Shaw, Administrative Trademark Judge: DreamBox Learning, Inc. (“Applicant”) seeks registration of the mark1 ASSIGNFOCUS, in standard characters, for goods and services identified as: Children’s educational software and computer game software; educational software and computer game software both featuring mathematics instruction and for generating progress reports related thereto; computer 1 Application Serial No. 87050163, filed on April 25, 2016 under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a), alleging a date of first use anywhere and in commerce of April 11, 2016. Opposition No. 91233986 2 software for creating, customizing and assigning lessons, homework and study topics, in International Class 9; and Application service provider (ASP) featuring children’s educational software and computer game software; application service provider (ASP) featuring instructional educational software and computer game software in the field of mathematics and for generating progress reports related thereto; online non-downloadable software for creating, customizing and assigning lessons, homework and study topics, in International Class 42. Information Builders, Inc. (“Opposer”) opposes registration of Applicant’s mark on the ground of priority and likelihood of confusion under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d). Opposer pleaded ownership of the following registered marks: Mark Reg. No. Goods FOCUS 16522652 Computer programs for data base management FOCUS 2821942 3 Computer software for database management; computer software for use in decision support systems; computer software for use in enterprise reporting and analysis systems and for building applications for the management and tracking of data for enterprise reporting systems; computer database programs for use in connection with decision support, analysis, and reporting programs; computer software development tools for use in developing decision support, analysis, and reporting systems and applications; computer software, namely, client/server reporting, analysis and decision support tools; computerized database, reporting, and analysis software for use on corporate intranet web sites; enterprise server software for use in web based data publishing, reporting, and analysis solutions; computer software for accessing databases by means of global computer networks to generate reports; 2 Issued July 30, 1991; renewed. 3 Issued March 16, 2004; renewed. Opposition No. 91233986 3 Mark Reg. No. Goods software development tools for making reporting and analysis available through global computer network worldwide websites and for extending the functionality of enterprise reporting and analysis systems on to global computer networks; and computer software for accessing and updating databases through global computer networks WEBFOCUS 22485624 Computer programs for data base management WEBFOCUS 26852495 Computer software for, inter alia, database management and generating reports Applicant denied the salient allegations of the notice of opposition.6 I. The Record The record includes the pleadings and, by operation of Trademark Rule 2.122(b), 37 C.F.R. § 2.122(b), the file of the involved application. The case is fully briefed. Opposer submitted the following evidence: 1. The testimonial declaration of Gerald D. Cohen, Opposer’s Chief Executive Officer, with exhibits relating to Opposer’s FOCUS-formative marks; and 2. Opposer’s notice of reliance comprising status and title copies of its trademark registrations and a listing of opposition and cancellation proceedings relating to its FOCUS-formative marks. 4 Issued March 3, 1997; renewed. 5 Issued September 14, 1993; renewed. 6 4 TTABVUE. Applicant’s Answer also interposed three “affirmative defenses.” The first affirmative defense, failure to state a claim, was not pursued in Applicant’s brief and is therefore waived. See Harry Winston, Inc. v. Bruce Winston Gem Corp., 111 USPQ2d 1419, 1422 (TTAB 2014). The other two “affirmative defenses” are more in the nature of amplifications of its denials and have been treated as such. See generally TRADEMARK TRIAL AND APPEAL BOARD MANUAL OF PROCEDURE (“TBMP”) § 311.02(d) (June 2018). Opposition No. 91233986 4 Applicant submitted the following evidence: 1. The testimonial declaration of Nigel Green, Applicant’s Senior Vice President of Personalization and Learning Innovation, with exhibits relating to Applicant’s software; 2. Applicant’s first notice of reliance comprising excerpts from the Westlaw Corporate Records & Business Registrations database for active businesses incorporating the term FOCUS in their name; and 3. Applicant’s second notice of reliance comprising third-party registrations and applications for FOCUS-formative marks for use with software; internet evidence relating to use of the foregoing FOCUS-formative marks; and internet evidence relating to use of other FOCUS-formative marks in connection with software by third parties. II. Preliminary Matters Applicant moves to strike five of Opposer’s U.S. registrations for FOCUS- formative marks, introduced via Opposer’s notice of reliance, on the ground that these registrations were not pleaded in the notice of opposition.7 Applicant argues that “the Unpled Registrations cannot form part of likelihood of confusion allegations.”8 7 Applicant’s Br., p. 4, 25 TTABVUE 10. The registrations are FOCUS FORECASTING (Reg. Nos. 2223450 and 2223457), FOCUS (Reg. No. 2606298), OMNIFOCUS (Reg. No. 3755093), WEBFOCUS MAGNIFY (Reg. No. 3831741), and PC/FOCUS (Reg. No. 1300245). Applicant also moves to strike six cancelled registrations for FOCUS-formative marks, but we have not considered these because cancelled registrations are evidence only that the registrations issued. See Kemi Organics, LLC v. Gupta, 126 USPQ2d 1601, 1606 (TTAB 2018). 8 Applicant’s Br., p. 4, 25 TTABVUE 10. Opposition No. 91233986 5 Opposer admits that it did not plead the registrations in its notice of opposition but argues that they were properly included in its trial evidence.9 Opposer may not use the unpleaded registrations as a basis for the opposition, such as for purposes of removing priority as an issue in the case or for proving standing. FUJIFILM SonoSite, Inc. v. Sonoscape Co., Ltd., 111 USPQ2d 1234, 1235 (TTAB 2014) (“[A] plaintiff cannot use an unpleaded registration as a basis for the opposition”). However, Opposer may still use the unpleaded registrations to make its case. The unpleaded registrations, made of record via a notice of reliance, “like third- party registrations, may be considered for ‘whatever probative value’ [they] may lend to opposer’s showing under the du Pont factors in its case in chief.” Id. (quoting Safer, Inc. v. OMS Invests., Inc., 94 USPQ2d 1031, 1035 (TTAB 2010)). The motion to strike is denied and we will consider the five unpleaded registrations for “whatever probative value” they may have. III. Standing and Priority Standing is a threshold issue that must be proven by the plaintiff in every inter partes case. See Empresa Cubana Del Tabaco v. Gen. Cigar Co., 753 F.3d 1270, 111 USPQ2d 1058, 1062 (Fed. Cir. 2014), cert. denied, 135 S. Ct. 1401 (2015). Our primary reviewing court, the U.S. Court of Appeals for the Federal Circuit, has enunciated a liberal threshold for determining standing, namely that a plaintiff must demonstrate that it possesses a “real interest” in a proceeding beyond that of a mere intermeddler, and “a reasonable basis for his belief of damage.” Empresa Cubana Del Tabaco at 9 Opposer’s Reply Br., p. 1, 26 TTABVUE 5. Opposition No. 91233986 6 1062 (citing Ritchie v. Simpson, 170 F.3d 1902, 50 USPQ2d 1023, 1025-26 (Fed. Cir. 1999)). A “real interest” is a “direct and personal stake” in the outcome of the proceeding. Ritchie v. Simpson, 50 USPQ2d at 1026. In this case, Opposer made of record by notice of reliance copies of its pleaded registrations for FOCUS-formative marks. In view thereof, Opposer has established its standing. See Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842, 1844 (Fed. Cir. 2000); Lipton Indus., Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ 185, 189 (CCPA 1982). In addition, priority is not an issue in the opposition as to the marks and the goods covered by the pleaded registrations. See King Candy Co. v. Eunice King’s Kitchen, Inc., 496 F.2d 1400, 182 USPQ 108 (CCPA 1974). IV. Likelihood of Confusion Our determination of the issue is based on an analysis of all the probative facts in evidence relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the goods and the similarities between the marks. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”). Because Opposer’s FOCUS mark in Registration No. 2821942, and the goods identified therein, are most similar to Applicant’s mark and its identified goods, we Opposition No. 91233986 7 focus our likelihood of confusion analysis on this FOCUS mark. If we do not find a likelihood of confusion with this registered mark and its goods, then there would be no likelihood of confusion with the marks in the other registrations. See In re Max Capital Grp. Ltd., 93 USPQ2d 1243, 1245 (TTAB 2010). 1. The strength of Opposer’s FOCUS mark, including the number of similar marks in use in connection with similar services We first analyze the strength of Opposer’s mark to determine the scope of protection to which it is entitled. In determining the strength of a mark, we consider both its inherent strength based on the nature of the mark itself and its commercial strength, based on marketplace recognition of the mark. See In re Chippendales USA, Inc., 622 F.3d 1346, 96 USPQ2d 1681, 1686 (Fed. Cir. 2010) (“A mark’s strength is measured both by its conceptual strength (distinctiveness) and its marketplace strength (secondary meaning).”); Top Tobacco, L.P. v. N. Atl. Operating Co., Inc., 101 USPQ2d 1163, 1171-72 (TTAB 2011) (the strength of a mark is determined by assessing its inherent strength and its commercial strength); Tea Bd. of India v. Republic of Tea Inc., 80 USPQ2d 1881, 1899 (TTAB 2006); MCCARTHY ON TRADEMARKS AND UNFAIR COMPETITION § 11:83 (5th ed. 2019) (“The first enquiry focuses on the inherent potential of the term at the time of its first use. The second evaluates the actual customer recognition value of the mark at the time registration is sought or at the time the mark is asserted in litigation to prevent another’s use.”). Opposition No. 91233986 8 A. Inherent strength Opposer argues that “FOCUS is totally arbitrary as applied to IBI’s software.”10 Applicant does not argue otherwise. We find that FOCUS is an arbitrary term when used in connection with computer database software because the mark consists of “a known word used in an unexpected or uncommon way.” Nautilus Grp., Inc. v. Icon Health & Fitness, Inc., 372 F.3d 1330, 71 USPQ2d 1173 (Fed. Cir. 2004) (defining an arbitrary mark as a “known word used in an unexpected or uncommon way” and observing that such marks are typically strong); see also Palm Bay Imps. Inc. v. Veuve Clicquot Ponsardin Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1692 (Fed. Cir. 2005) (arbitrary terms are conceptually strong trademarks). B. Commercial strength Commercial strength is the extent to which the relevant public recognizes a mark as denoting a single source. Tea Bd. of India v. Republic of Tea Inc., 80 USPQ2d at 1899. In other words, it is analogous to acquired distinctiveness. For purposes of analysis of likelihood of confusion, a mark’s renown “varies along a spectrum from very strong to very weak.” Joseph Phelps Vineyards, LLC v. Fairmont Holdings, LLC, 857 F.3d 1323, 122 USPQ2d 1733, 1734 (Fed. Cir. 2017) (internal quotations omitted). Under the fifth du Pont factor, the “fame” of a mark plays a “dominant” role in the du Pont analysis, as famous marks “enjoy a wide latitude of legal protection.” Recot, Inc. v. M.C. Becton, 214 F.3d 1322, 54 USPQ2d 1894, 1897 (Fed. Cir. 2000); see also Palm Bay Imps., 73 USPQ2d at 1694 (“[A] strong mark . . . casts a long shadow which 10 Opposer’s Br., p. 14, 24 TTABVUE 18. Opposition No. 91233986 9 competitors must avoid.”). A famous mark is one that has “extensive public recognition and renown.” Relevant factors include sales, advertising, length of use of the mark, market share, brand awareness, licensing activities, and variety of goods bearing the mark. Coach Servs. Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1720 (Fed. Cir. 2012). In contrast, the sixth du Pont factor requires us to consider the number and nature of similar marks in use on similar goods or services. Du Pont, 177 USPQ at 567. In this regard, the Federal Circuit has stated that evidence of the extensive registration and use of a term by others can be “powerful” evidence of weakness. Jack Wolfskin Ausrustung Fur Draussen GmbH & Co. KGAA v. New Millennium Sports, S.L.U., 797 F.3d 1363, 116 USPQ2d 1129, 1136 (Fed. Cir. 2015); Juice Generation, Inc. v. GS Enters. LLC, 794 F.3d 1334, 115 USPQ2d 1671, 1674 (Fed. Cir. 2015). Opposer argues that its mark is famous: “By every criterion—sales, advertising, and length of use—IBI’s mark is extremely famous in the marketplace for computer software.”11 In support of its claim that its FOCUS mark is famous, Opposer points to sales of FOCUS software since 1975; thirty million dollars in annual sales of FOCUS software; two million dollars spent annually on advertising for FOCUS software; numerous favorable products reviews in the press and elsewhere; long- running training programs and support provided by Opposer; and multiple registrations of FOCUS-formative marks.12 11 Opposer’s Br., p. 21, 24 TTABVUE 25. 12 Cohen Dec., 15 TTABVUE. Opposition No. 91233986 10 Although we have no context within which to put Opposer’s sales revenues and advertising expenditures, we find they are nevertheless significant in absolute terms. Similarly, Opposer’s long use of its mark, since 1975, weighs in favor of finding that Opposer’s mark has significant commercial strength. The favorable press reviews are less probative because they are somewhat dated, particularly in light of the rapidly evolving nature of the software industry.13 But the fact that Opposer continues to sell and support updated versions of its FOCUS software products suggests Opposer has maintained an elevated degree of recognition. Considered as a whole, the evidence establishes that a substantial number of software consumers have been exposed to Opposer’s FOCUS mark in connection with Opposer’s software. This evidence suggests that Opposer’s mark is commercially strong. Applicant, however, argues “there is extensive evidence in the record that FOCUS and FOCUS-formative marks are commonly used for various software offerings”14 and “the scope of protection afforded to IBI’s FOCUS mark should therefore be put into a narrow context and the Board should find that the public will look to other mark elements to distinguish the parties’ respective marks.”15 Applicant made of record a number of registrations comprising marks including the term FOCUS for various types of software.16 Applicant also included internet excerpts showing use in connection with some of the registered marks.17 We find that 13 See, e.g., Ex. 13 to Cohen Dec., 15 TTABVUE 365 (a 1993 excerpt from Crain’s New York Business), and Ex. 29, 16 TTABVUE 43 (a 1991 promotional brochure produced by Opposer). 14 Applicant’s Br., p. 19, 25 TTABVUE 25. 15 Id. at 26. 16 Applicant’s second notice of reliance, Ex. 1; 22 TTABVUE 12-150. 17 Id., Ex. 3, 22 TTABVUE 172-264. Opposition No. 91233986 11 some of the third-party marks introduced by Applicant have little probative value because they differ significantly from Opposer’s mark. For example, FOCUSED ON INTEGRITY, FOCUSED FITNESS, FOCUSED ON PHOTOGRAPHY, AND FOCUX, among others, have sufficiently different wording or connotation so as to makes them dissimilar to Opposer’s mark. In addition, many of the third-party marks are registered for goods that are unrelated to Opposer’s goods. For example, CatFocus for catastrophe modeling software, SMARTFOCUS for video software, NSFOCUS for network security software, INFOCUS for multimedia device management, ROADFOCUS for lighting control software, POWERFOCUS for game software, and FOCUS! also for game software, are all used in connection with software that is unrelated to Opposer’s database software. Cf. In re i.am.symbolic, LLC, 866 F.3d 1315, 123 USPQ2d 1744, 1751 (Fed. Cir. 2017) (extensive use of similar marks by third parties for the same or similar goods or services also is relevant to a mark’s commercial strength) (emphasis added). However, the following nineteen examples are relevant because they are most similar in structure to Opposer’s mark and goods: Mark Registration Goods or Services MICRO FOCUS 1461698 Computer programs and program instruction manuals supplied as a unit SHARP FOCUS 1596157 Computer programs and instruction manuals sold therewith, for use in health care and physician referral services, nurse information protocols, marketing and patient satisfaction surveys, and management of membership data Opposition No. 91233986 12 Mark Registration Goods or Services SubroFocus 3104059 Application service provider (ASP) featuring software in the field of insurance fraud technology, namely, subrogation recovery opportunities FlowFocus 3712733 Computer software for determining, and optionally providing a method to visually indicate, the logical flow of operations for a user of a multimedia player or multimedia recorder sold as an integral component of computer software that manages, controls and plays back digital media files SUPPLYFOCUS 3660283 Providing temporary use of online non- downloadable computer programs that record, analyze, assess, compare and report data for the purpose of supply chain information management specifically designed for the healthcare industry 4591168 Computer software and computer programs, namely, compilers, assemblers, visual development software, software tools and utilities for use in creating, modeling, monitoring, controlling, administering and managing applications and other programs and for providing secure communications and data exchange between programs and computers in a distributed or networked environment; program and application development software, software tools and utilities for use in designing, developing, writing, tracking changes in and implementing user-specific applications, secure communications applications, digital certificate implementation and verification, and general purpose applications programs . . . ; and Design and development of computer software for others . . . . BENEFITFOCUS 4565511 Downloadable mobile application for research of employee benefits, quotation of rates and fees, comparison of benefits Opposition No. 91233986 13 Mark Registration Goods or Services and policies, purchase and enrollment in benefits programs and electronic display of information about enrolled benefits Deep Focus 4740669 Downloadable mobile applications in the fields of entertainment and marketing for promoting consumer brands and interacting with others by uploading, downloading, and interacting with user- generated content, and retrieving information about businesses, products, and services; and Providing temporary use of mobile applications for uploading, downloading, and interacting with user-generated content, and retrieving information about businesses, products, and services in the fields of entertainment, education, marketing, advertising and promotion ContentFocus 5197997 Online non-downloadable web-based technology application system designed for use in connecting cloud services for seamless integration into web and mobile applications, analyzing and integrating cloud services, and providing content distribution platforms CORSEARCH FOCUS 5189395 Providing on-line non-downloadable software for searching, viewing, analyzing, managing, saving, tracking and retrieving information related to trademarks and trademark searches In addition, Applicant included excerpts from eight internet web pages showing use of FOCUS-formative marks by third parties in connection with software-related goods and services.18 These excerpts reference software such as “FOCUS Compliance Software” for use in connection with affordable housing compliance and monitoring, “Focus School Software” for use in connection with the “information demands” of 18 Id., Ex. 4, 22 TTABVUE 265-311. Opposition No. 91233986 14 school districts, “Focus” software for use in connection with a variety of enterprise applications, and “Focus Works” software for use in connection with food safety. The above-listed FOCUS-formative marks are used in connection with software that is, arguably, at least as closely related to Opposer’s software as Applicant’s. For example, MICRO FOCUS is used in connection with “Computer programs and program instruction manuals supplied as a unit,” SHARP FOCUS is used in connection with software for “health care and physician referral services, nurse information protocols, marketing and patient satisfaction surveys, and management of membership data,” SUPPLYFOCUS is used in connection with “computer programs that record, analyze assess, compare and report data for the purpose of supply chain information management,” and BENEFITFOCUS is used in connection with software for “research of employee benefits, quotation of rates and fees, comparison of benefits and policies, purchase and enrollment in benefits programs.” All of these software programs manipulate data and thus are likely to have the same database driven functions found in both Opposer’s and Applicant’s software. The third-party registrations and evidence of use suggest that the term FOCUS is not as strong as Opposer argues and undercuts Opposer’s claim to fame. But taken as a whole, the third party registrations and evidence of use fall short of the “voluminous” evidence required to establish that FOCUS is so commonly used that the public will look to other elements to distinguish the source of the goods or services. Cf. Juice Generation, Inc. v. GS Enters. LLC, 794 F.3d 1334, 115 USPQ2d 1671, 1675, 1673 n.1 (Fed. Cir. 2015); Jack Wolfskin Ausrustung Fur Draussen GmbH & Co. Opposition No. 91233986 15 KGAA v. New Millennium Sports, S.L.U., 797 F.3d 1362, 116 USPQ2d 1129, 1136 (Fed. Cir. 2015 (discussing “voluminous evidence” of registration and use of paw print design elements). See also Primrose Retirement Communities, LLC v. Edward Rose Senior Living, LLC, 122 USPQ2d 1030 (TTAB 2016) (weakness found based on at least 85 actual uses of ROSE-formative marks for similar services, eight similar third-party registrations, expert testimony and other evidence regarding the common nature of ROSE-formative marks in the industry, and testimony by opposer that it did not vigorously enforce its mark). Here, unlike the plaintiff in Primrose Retirement Communities, Opposer has shown that it actively enforces its rights in the FOCUS marks, and has successfully curtailed the unauthorized use or registration of a number of FOCUS-formative marks.19 In sum, the totality of the third-party evidence relating to the sixth du Pont factor fails to show that Opposer’s FOCUS mark is commercially weak. As a result, the evidence fails to show that the cited mark should be afforded such a narrow scope of protection that it would weigh in favor of finding a likelihood of confusion. But it rebuts Opposer’s claim that its FOCUS marks are famous and therefore very strong. We accord Opposer’s mark a normal degree of strength, and thus a normal scope of protection, as to its identified goods in the likelihood of confusion analysis. Cf. Joseph Phelps Vineyards, LLC v. Fairmont Holdings, LLC, 857 F.3d 1323, 122 USPQ2d 1733, 1735 (Fed. Cir. 2017) (per curiam) (fame in the Section 2(d) context is not an all-or- 19 Opposer’s notice of reliance, 19 TTABVUE 103-73. Opposition No. 91233986 16 nothing measure and a showing of some fame “warrants reasonable weight, among the totality of the circumstances”). This factor is neutral. 2. The similarity or dissimilarity of the marks in their entireties as to appearance, sound, connotation and commercial impression We next consider the marks, comparing them for similarities and dissimilarities in appearance, sound, connotation and commercial impression. See Palm Bay Imps., 73 USPQ2d at 1692. Similarity in any one of these elements is sufficient to support a determination of likelihood of confusion. See Krim-Ko Corp. v. The Coca-Cola Co., 390 F.2d 728, 156 USPQ 523, 526 (CCPA 1968) (“It is sufficient if the similarity in either form, spelling or sound alone is likely to cause confusion.”). Applicant’s mark is ASSIGNFOCUS whereas Opposer’s mark is simply FOCUS. Opposer argues that the ASSIGN portion of Applicant’s mark is descriptive because Applicant’s software “allow[s] teachers to set assignments for students.”20 According to Opposer, “[t]his leaves FOCUS as the primary portion of the DreamBox trademark.”21 For its part, Applicant argues that its “ASSIGNFOCUS Mark is distinguishable from IBI’s FOCUS mark in terms of sight, sound and meaning, despite the shared FOCUS term.”22 Applicant points out that “the additional element ‘ASSIGN’ is important in setting DreamBox’s Mark apart visually from IBI’s FOCUS Mark, particularly since it is the first term to appear in DreamBox’s Mark and thus more likely to be noticed and remembered in the minds of consumers.”23 20 Green Dec., para. 9, 20 TTABVUE 5. 21 Opposer’s Br., p. 14, 24 TTABVUE 18. 22 Applicant’s Br., p. 16, 25 TTABVUE 22. 23 Id. at 17, 25 TTABVUE 23. Opposition No. 91233986 17 The marks are similar to the extent that they share the term FOCUS, Opposer’s entire mark. While there is no rule that likelihood of confusion automatically applies where one mark encompasses another, in this case, as in many others, the fact that Opposer’s entire mark is incorporated in Applicant’s mark increases the similarity between the two. See, e.g., Wella Corp. v. Cal. Concept Corp., 558 F.2d 1019, 194 USPQ 419, 422 (CCPA 1977) (finding CALIFORNIA CONCEPT marks substantially similar to prior mark CONCEPT); In re Toshiba Med. Sys. Corp., 91 USPQ2d 1266, 1271 (TTAB 2009) (finding applicant’s mark VANTAGE TITAN confusingly similar to registered mark TITAN); In re U.S. Shoe Corp., 229 USPQ 707, 709 (TTAB 1985) (finding applicant’s CAREER IMAGE marks similar to registered mark CREST CAREER IMAGES). We find that the term ASSIGN modifies the term FOCUS and therefore is somewhat subordinate to it. In addition, ASSIGN does not change the meaning of the term FOCUS. Thus, FOCUS is the dominant element of both marks and has the same meaning or connotation in both marks. We agree with Applicant that the presence of ASSIGN as the leading term in Applicant’s mark distinguishes it somewhat visually and aurally from Opposer’s mark, however, this point of distinction does not significantly diminish the strong similarities in connotation and overall commercial impression of these two marks. Opposer also points to its use of other FOCUS-formative marks such as WEBFOCUS, WEBFOCUS MAGNIFY, FOCUS FORECASTING, OMNIFOCUS, and PC/FOCUS to argue that it has used a family of marks and therefore consumers, Opposition No. 91233986 18 upon seeing Applicant’s mark, “are likely to believe that IBI has added another similar mark to its line.”24 A family of marks is “a group of marks having a recognizable common characteristic, wherein the marks are composed and used in such a way that the public associates not only the individual marks, but the common characteristic of the family, with the trademark owner.” J & J Snack Foods Corp. v. McDonald’s Corp., 932 F.2d 1460, 1462, 18 USPQ2d 1889, 1891 (Fed. Cir. 1991). The common element may be a term, a phrase, or a component in the nature of a prefix or suffix. Although the record shows that Opposer has used and registered marks such as FOCUS, PC/FOCUS, FOCUS FORECASTING, and WEBFOCUS, and submitted examples of its product literature, promotional flyers, website pages advertising, and reviews, as discussed above, many of these materials are dated. These materials also are few in number and do not show use of all or even a significant number of the registered marks together. On this record, we cannot find that consumers who view these materials will recognize that the single term FOCUS indicates a family, particularly in light of the third-party use of FOCUS-formative marks. See Marion Labs. Inc. v. Biochemical/Diagnostics Inc., 6 USPQ2d 1215, 1218-19 (TTAB 1988). We find that the DuPont factor regarding the similarity of the marks weighs in favor of a finding that confusion is likely. 24 Opposer’s Br., p. 15, 24 TTABVUE 19. Opposition No. 91233986 19 3. The similarity or dissimilarity of the goods and services, trade channels, and purchasers We next consider the du Pont factors regarding the similarity or dissimilarity of the parties’ respective goods and services, their channels of trade, and purchasers. It is not necessary that the goods or services be identical or competitive, or even that they move in the same channels of trade, to support a finding of likelihood of confusion. Rather, it is sufficient that they are related in some manner, or that the circumstances surrounding their marketing are such that they would or could be encountered by the same persons in situations that would give rise, because of the similarity of the marks, to a mistaken belief that they originate from the same source or that there is an association or connection between the sources of the goods and services. Coach Servs. Inc. v. Triumph Learning LLC, 101 USPQ2d at 1721; In re Thor Tech Inc., 90 USPQ2d 1634, 1635 (TTAB 2009). Opposer’s goods encompass a variety of computer software applications for database management, and feature multiple reporting functions including “for use in connection with decision support, analysis, and reporting programs,” “for use in web based data publishing, reporting, and analysis solutions,” and “for accessing databases by means of global computer networks to generate reports.” Applicant provides educational software for teaching mathematics, generating progress reports, and customizing and assigning lessons, homework and study topics. The parties’ goods and services are related in part because they both include software with data reporting functions. Opposer’s software is not limited to a particular field and therefore can be used for data reporting in any field, including Opposition No. 91233986 20 the educational field. Indeed, Opposer’s founder and CEO, Gerald Cohen, testified that Opposer’s web version of its FOCUS software, WEBFOCUS, has been used by several educational institutions such as Learning Circle Education Services, Delaware County Community College, and Emory University.25 When we consider the similarity of the parties’ goods and services, it is sufficient for a refusal based on likelihood of confusion that relatedness is established for any item encompassed by the identification of goods or services in a particular class in the application. Tuxedo Monopoly, Inc. v. Gen. Mills Fun Grp., 648 F.2d 1335, 209 USPQ 986, 988 (CCPA 1981). As for the channels of trade and purchasers, Applicant argues that its ASSIGNFOCUS Tool is a software feature that is wholly incorporated within the larger DreamBox Learning software platform that is specifically designed for use by teachers in elementary and middle schools to customize math lessons for kids. . . . Thus, DreamBox’s software travels in a separate trade channel than IBI’s does, and to wholly different end users (i.e., teachers versus university administrators, senior management and financial professionals).26 This argument is unpersuasive. Applicant’s identification of goods and services contains no limitation as to channels of trade or purchasers. As stated by the Court of Appeals for the Federal Circuit: The authority is legion that the question of registrability of an applicant’s mark must be decided on the basis of the identification of goods set forth in the application regardless of what the record may reveal as to the particular nature of an applicant’s goods, the particular 25 Cohen Dec., para. 6, 15 TTABVUE 4; Exh. 3, 4, and 6, 15 TTABVUE 77-83 and 86-89. 26 Applicant’s Br., p. 21, 25 TTABVUE 27. Opposition No. 91233986 21 channels of trade or the class of purchasers to which the sales of goods are directed. Octocom Sys., Inc. v. Hous. Comput. Servs. Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990). Because the cited registration and application are unrestricted as to trade channels and purchasers, we must presume that the software and services are sold through all normal trade channels, including through the Internet to schools, universities, or educators. See Citigroup Inc. v. Capital City Bank Grp., Inc., 637 F.3d 1344, 98 USPQ2d 1253, 1261 (Fed. Cir. 2011). If, through these common trade channels, purchasers were to encounter the parties’ goods and services under the same or similar marks, it would not be unreasonable for them to assume, mistakenly, that they originate from the same source. We find these du Pont factors to favor a finding of likelihood of confusion as to the parties’ goods and services. 4. Sophistication of purchasers Applicant contends that the parties’ software is bought by sophisticated purchasers, as evidenced by the nature and the expertise of their clientele. The parties’ testimony indicates that the respective goods and services are sold or marketed to institutions and organizations seeking to manage complex data functions. For example, Gerald Cohen testified that “FOCUS is used by thousands of the world’s leading corporations, institutions and government agencies”27 and “[t]he target market for IBI’s FOCUS software is any organization that has the need to 27 Cohen Dec., para. 4, 15 TTABVUE 3. Opposition No. 91233986 22 analyze data and make it available to decision makers.”28 Similarly, Nigel Green testified that “the DreamBox Learning software product is primarily marketed and sold to elementary schools and middle schools[.]”29 This testimony suggests that consumers of the parties’ software are large institutions whose buyers would exercise some degree of care in purchasing the software. This du Pont factor favors a finding of no likelihood of confusion. 5. Absence of actual confusion Under the seventh and eighth du Pont factors, we consider the nature and extent of any actual confusion, in light of the length of time and conditions under which there has been contemporaneous use of the parties’ subject marks. Du Pont, 177 USPQ at 567. Applicant argues the fact that the parties’ “two marks have peacefully coexisted for several years without any known instances of actual consumer confusion is persuasive evidence that there is no likelihood of confusion between the marks.”30 While the absence of actual confusion may weigh against a finding of likelihood of confusion under appropriate circumstances, the absence of any reported instances of confusion is meaningful only if the record indicates a reasonable opportunity for confusion to have occurred. Barbara’s Bakery, Inc. v. Landesman, 82 USPQ2d 1283, 1287 (TTAB 2007). Here, the time within which confusion could have arisen is not significant, as Applicant claims to have first used its mark in April, 2016. In any 28 Id. at para. 45, 15 TTABVUE 18. 29 Green Dec., para. 6, 20 TTABVUE 3. 30 Applicant’s Br., p. 28, 25 TTABVUE 34. Opposition No. 91233986 23 event, the test under Section 2(d) of the Act is likelihood of confusion, not actual confusion. This factor is neutral. 6. Conclusion After considering all of the applicable du Pont factors, we find that Applicant’s mark, ASSIGNFOCUS, for the identified educational software goods and services is likely to cause confusion with Opposer’s mark, FOCUS for database software. We find that the similarity of the marks, the similarity of the respective goods and services, channels of trade and consumers, outweigh any presumed consumer sophistication. See HRL Assocs., Inc. v. Weiss Assocs., Inc., 12 USPQ2d 1819 (TTAB 1989), aff’d, Weiss Assocs., Inc. v. HRL Assocs., Inc., 902 F.2d 1546, 14 USPQ2d 1840 (Fed. Cir. 1990) (similarities of goods and marks outweigh sophisticated purchasers, careful purchasing decision, and expensive goods). Decision: The opposition is sustained on the grounds of likelihood of confusion, and registration of the mark is refused. Copy with citationCopy as parenthetical citation