ICS Systems, Inc.Download PDFTrademark Trial and Appeal BoardFeb 28, 2012No. 77906086 (T.T.A.B. Feb. 28, 2012) Copy Citation THIS OPINION IS NOT A PRECEDENT OF THE T.T.A.B. Mailed: February 28, 2012 UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re ICS Systems, Inc. ________ Serial No. 77906086 _______ Brian Roffe of Law Office of Brian Roffe for ICS Systems, Inc. Thomas M. Manor, Trademark Examining Attorney, Law Office 110 (Chris A.F. Pedersen, Managing Attorney). _______ Before Bucher, Cataldo and Ritchie, Administrative Trademark Judges. Opinion by Cataldo, Administrative Trademark Judge: International Communication Services, Inc. filed an application to register on the Principal Register the mark ICS SYSTEMS, INC (in standard characters) for, inter alia, the following services: design, development and installation of computer software; design, development and installation of computer software for controlling operation of equipment used to test electronic devices, primarily automated testing apparatus for testing analog, digital, video, mechanical, electro optics, and radio-frequency electronic systems, and of computer software for testing electronic devices, primarily automated testing apparatus Ser. No. 77906086 2 for analog, digital, video, mechanical, electro optics and radio-frequency electronic systems; technical support for trouble shooting computer software; technical support for trouble shooting computer software for controlling operation of equipment used to test electronic devices, primarily automated testing apparatus for testing analog, digital, video, mechanical, electro optics and radio-frequency electronic systems, and computer software for testing electronic devices, primarily automated testing apparatus for analog, digital, video, mechanical, electro optics and radio-frequency electronic systems in International Class 42.1 The trademark examining attorney refused registration under Section 2(d) of the Trademark Act on the ground that applicant’s mark, solely as used in connection with its Class 42 services, so resembles the marks shown below, previously registered on the Principal Register: Registration No. 3274213 for the mark ICS (standard characters), and Registration No. 3297205 for the mark AUTONOMY ICS (standard characters), both issued to Autonomy Corp., PLC for, inter alia, computer software design for others; installation of computer software and programs for others 1 Application Serial No. 77906086 was filed on January 6, 2010, based upon applicant’s assertion of November 1996 as a date of first use of the mark in commerce. The application also identifies goods in Class 9 and services in Class 41 that are not subject to the instant refusal to register. In response to the examining attorney’s requirement, applicant disclaimed SYSTEMS, INC. apart from the mark as shown. Ser. No. 77906086 3 in International Class 42;2 and Registration No. 3049903 for the mark shown below issued to Instrument Control Systems, Inc. for technical support services for municipal and industrial process control, namely troubleshooting and backup of Programmable Logic Controllers and computer hardware and software systems in International Class 423 as to be likely to cause confusion. When the refusal was made final, applicant appealed. Applicant and the examining attorney filed briefs on the issue under appeal. Preliminary Matter In its brief, applicant lists 5 third-party registrations, for ICS and ICS-formative marks. The list consists of the registration numbers and the marks 2 The cited registrations, respectively issued on August 7, 2007 and September 25, 2007, also recite goods in International Class 9, services in International Classes 35 and 38, and numerous additional services in International Class 42. 3 Issued on January 24, 2006 with a disclaimer of CERTIFIED SYSTEMS SUPPORT. Ser. No. 77906086 4 associated therewith. However, applicant did not make copies of these third-party registrations of record during prosecution of its application. To make a third-party registration of record, a copy of the registration, either a copy of the paper USPTO record, or a copy taken from the electronic records of the Office, should be submitted. See generally TBMP § 1208.02 (3d ed. 2011). See also In re Duofold Inc., 184 USPQ 638 (TTAB 1974). Because copies of these registrations were not made of record, we are left with nothing more than the information supplied by applicant. A mere listing of third-party marks, without any accompanying indication of the goods and/or services associated therewith, or any indication as to whether the registrations are still valid and subsisting, has virtually no probative value. See TBMP § 1208.02 (3d ed. 2011), and the authorities cited therein. Likelihood of Confusion Turning now to the matter under appeal, our determination of the issue of likelihood of confusion is based on an analysis of all of the probative facts in evidence that are relevant to the factors outlined in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973). See also In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201, 1203 (Fed. Cir. Ser. No. 77906086 5 2003). In any likelihood of confusion analysis, two key, though not exclusive, considerations are the similarities between the marks and the similarities between the goods and/or services. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 27 (CCPA 1976). See also In re Dixie Restaurants Inc., 105 F.3d 1405, 41 USPQ2d 1531, 1533 (Fed. Cir. 1997). Registration No. 3274213 For purposes of our likelihood of confusion determination, we will concentrate our discussion on cited Registration No. 3274213 for the mark ICS because this mark is most similar to the mark in the involved application, and this registration (along with its companion Registration No. 3297205) recites services most similar to the services in the involved application. Thus, if a likelihood of confusion is found with this registration, there is no need to discuss the other two cited registrations. Similarly, if a likelihood of confusion is not found with Registration No. 3274213, we would not find confusing similarity with the other two cited registrations. Similarity of the Services Turning first to our consideration of the recited services, we must determine whether consumers are likely to Ser. No. 77906086 6 mistakenly believe that they emanate from a common source. It is not necessary that the services at issue be similar or competitive, or even that they move in the same channels of trade, to support a holding of likelihood of confusion. It is sufficient instead that the respective services are related in some manner, and/or that the conditions and activities surrounding the marketing thereof are such that they would or could be encountered by the same persons under circumstances that could give rise to the mistaken belief that they originate from the same producer. See In re International Telephone & Telegraph Corp., 197 USPQ 910, 911 (TTAB 1978). In this case, applicant’s services identified as “design … and installation of computer software” are virtually identical to registrant’s “computer software design for others; installation of computer software and programs for others.” The mere qualification that registrant’s services specify that they are rendered “for others” does not serve to distinguish such services from those of applicant inasmuch as all services, by their very nature, are rendered to others. Thus, we find that the recited services are legally identical in part, for purposes of the second du Pont factor. Because these services are legally identical, we Ser. No. 77906086 7 find that the second du Pont factor weighs heavily in support of a conclusion that confusion is likely.4 Channels of Trade and Classes of Consumers It is settled that in making our determination regarding the relatedness of the parties’ services, we must look to the services as identified in the involved application and cited registration. See Octocom Systems, Inc. v. Houston Computers Services Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990) (“The authority is legion that the question of registrability of an applicant’s mark must be decided on the basis of the identification of goods [or services] set forth in the application regardless of what the record may reveal as to the particular nature of an applicant’s goods [or services], the particular channels of trade or the class of purchasers to which the sales of goods [or services] are 4 Because we find that applicant’s “design … and installation of computer software” services are legally identical to registrant’s “computer software design for others; installation of computer software and programs for others,” we need not also determine the similarity or dissimilarity of registrant’s services to the other Class 42 services identified in the application. Similarity as to any of the services identified in the application and/or the cited registration will suffice as a basis for finding the respective services to be similar for purposes of the second du Pont factor. See Tuxedo Monopoly, Inc. v. General Mills Fun Group, 648 F.2d 1335, 209 USPQ 986, 988 (CCPA 1981); In re Max Capital Group Ltd., 93 USPQ2d 1243, 1244; In re Davey Products Pty Ltd., 92 USPQ2d 1198, 1202; and In re Jump Designs LLC, 80 USPQ2d 1370, 1374 (TTAB 2006). Ser. No. 77906086 8 directed.”) See also Paula Payne Products v. Johnson Publishing Co., 473 F.2d 901, 177 USPQ 76, 77 (CCPA 1973) (“Trademark cases involving the issue of likelihood of confusion must be decided on the basis of the respective descriptions of goods [or services].”) In this case, there are no restrictions in either applicant’s or registrant’s recitation of services as to the channels of trade in which the “design … and installation of computer software” on the one hand and “computer software design for others; installation of computer software and programs for others” on the other may be encountered, or type or class of customer to which the services are marketed. As a result, these services are presumed to move in all normal channels of trade and be available to all classes of potential consumers, including consumers of each other’s services. See In re Elbaum, 211 USPQ 639, 640 (TTAB 1981). As a result, this du Pont factor also favors a finding of likelihood of confusion. Similarity of the Marks We now consider the similarity of the marks, noting initially that, "[w]hen marks would appear on virtually identical ... services, the degree of similarity [of the marks] necessary to support a conclusion of likely confusion declines." See Century 21 Real Estate Corp. v. Ser. No. 77906086 9 Century Life of America, 970 F.2d 874, 23 USPQ2d 1698 (Fed. Cir. 1992), cert. denied, 506 U.S. 1034 (1994). See also ECI Division of E-Systems, Inc. v. Environmental Communications Inc., 207 USPQ 443, 449 (TTAB 1980). In comparing applicant’s ICS SYSTEMS, INC mark and registrant’s ICS mark, we first note that applicant has incorporated the registered mark in its entirety. In cases such as this, a likelihood of confusion has frequently been found. “When one incorporates the entire arbitrary mark of another into a composite mark, the inclusion of a significant, nonsuggestive element will not necessarily preclude a likelihood of confusion. [Internal citations omitted]. An inclusion of a merely suggestive or descriptive element, of course, is of much less significance in avoiding a likelihood of confusion.” The Wella Corp. v. California Concept Corp., 558 F.2d 1019, 194 USPQ 419, 422 (CCPA 1977) (CALIFORNIA CONCEPT and surfer design is similar the mark CONCEPT). See also Coca-Cola Bottling Co. v. Seagram & Sons, Inc., 526 F.2d 556, 188 USPQ 105, 106 (CCPA 1975) (BENGAL LANCER and Bengal Lancer soldier design is similar to the mark BENGAL); and In re Bissett-Berman Corp., 476 F.2d 640, 177 USPQ 528, 529 (CCPA 1973) (E-CELL is similar to the mark E). Ser. No. 77906086 10 In this case, there is no evidence of record that ICS has any meaning in connection with applicant’s or registrant’s services.5 As such, ICS appears to be arbitrary as applied to both. As for the disclaimed terms SYSTEMS, INC in applicant’s mark, SYSTEMS merely describes a feature of applicant’s services and INC is a generic term for a corporation. Although we must compare the marks in their entireties, one feature of a mark may be more significant than another, and it is not improper to give more weight to this dominant feature in determining the commercial impression created by the mark. See In re National Data Corp., 753 F.2d 1056, 224 USPQ 749, (Fed. Cir. 1985) (“There is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark, provided the ultimate conclusion rests on consideration of the marks in their entireties.”). For instance, “that a particular feature is descriptive or generic with respect to the involved goods or services is one commonly accepted rationale for giving less weight to a portion of a mark….” Id. at 224 USPQ at 751. In this case, SYSTEMS, INC in applicant’s mark 5 Further, and in accordance with our discussion above of applicant’s proffered listing of third-party registrations, there is no evidence that the term ICS is weak as used in association with the services at issue. Ser. No. 77906086 11 clearly has little source-identifying significance as compared to ICS. Based upon the foregoing, we find that when encountering applicant’s ICS SYSTEMS INC mark and registrant’s ICS mark in connection with services that are identical in part, consumers are likely to view both marks as variations of each other, and therefore as indicators of a single source. Thus, despite the fact that the applicant’s mark includes additional, non-distinctive wording, the marks are much more similar than dissimilar in appearance, sound, connotation and commercial impression. Accordingly, this du Pont factor favors a finding of likelihood of confusion. Actual Confusion and Applicant’s Prior Registration Finally, applicant argues at length that its mark has been in continuous use since November 1996 and was previously registered from April 2002 until its cancellation in January 2009.6 Applicant contends that the period of co-existence of the applied-for mark and the registered marks, coupled with the continuous use of the applied-for mark from the date of first use in commerce that preceded 6 Registration No. 2557584 for the mark ICS SYSTEMS, INC., identifying goods and services essentially identical to those recited in the involved application, issued to applicant on April 9, 2002, and was cancelled under Section 8 of the Trademark Act on January 17, 2009. Ser. No. 77906086 12 registration of the registered marks and thus during the period of co-existence, evidences lack of actual confusion as to whether people will believe that the services identified by the marks come from the same source, and this lack of actual confusion should supersede a mere supposition or allegation of likelihood of confusion and remove the bar to registration of the applied-for mark.7 First, we do not accord significant weight to applicant's contention, unsupported by any evidence, that there have been no instances of actual confusion despite contemporaneous use of the respective marks. The Federal Circuit has addressed the question of the weight to be given to an assertion of no actual confusion by an applicant in an ex parte proceeding: With regard to the seventh DuPont factor, we agree with the Board that Majestic's uncorroborated statements of no known instances of actual confusion are of little evidentiary value. See In re Bissett-Berman Corp., 476 F.2d 640, 642, 177 USPQ 528, 529 (CCPA 1973) (stating that self-serving testimony of appellant's corporate president's unawareness of instances of actual confusion was not conclusive that actual confusion did not exist or that there was no likelihood of confusion). A showing of actual confusion would of course be highly probative, if not conclusive, of a high likelihood of confusion. The opposite is not true, however. The lack of evidence of actual confusion carries little weight, [citation omitted], especially in an ex parte context. Majestic Distilling, 65 USPQ2d at 1205. Accordingly, while examples of actual confusion may point toward a finding of 7 Applicant’s brief, p. 4. Ser. No. 77906086 13 a likelihood of confusion, an absence of such evidence is not as compelling in support of a finding of no likelihood of confusion. Thus, we cannot conclude from the lack of instances of actual confusion that confusion is not likely to occur. Furthermore, applicant cites to no authority for its apparent position that an asserted lack of actual confusion under these circumstances should “supersede” a finding of likelihood of confusion. To the contrary, it is settled that it is not necessary to show actual confusion in order to establish likelihood of confusion. See Weiss Associates Inc. v. HRL Associates Inc. 902 F.2d 1546, 223 USPQ 1025 (Fed. Cir. 1990). Second, the existence of applicant’s earlier, cancelled registration does not persuade us to reach a different result with respect to the present application. We are not unsympathetic toward applicant who, having previously registered its mark now faces a refusal to register the same mark based upon subsequently issued registrations. Nonetheless, we are not required to allow the instant application to register, particularly in light of the intervening registrations, simply because applicant previously obtained an earlier, now cancelled, registration therefor. See In re Davey Products Pty Ltd., 92 USPQ2d 1198, 1206 (TTAB 2009) (“applicant is not automatically Ser. No. 77906086 14 entitled to a return to the status quo...the Board is not bound by the decision of the prior trademark examining attorney”). See also In re Nett Designs Inc., 236 F.3d 139, 57 USPQ2d 1564, 1566 (Fed. Cir. 2001). Summary In summary, weighing all of the relevant du Pont factors, we find that a likelihood of confusion exists. Moreover, to the extent that any of the points raised by applicant raise a doubt about likelihood of confusion, that doubt is required to be resolved in favor of the prior registrant. See In re Hyper Shoppes (Ohio), Inc., 837 F.2d 840, 6 USPQ2d 1025 (Fed. Cir. 1988); and In re Martin’s Famous Pastry Shoppe, Inc., 748 F.2d 165, 223 USPQ 1289 (Fed. Cir. 1984). Decision: The refusal to register is affirmed. Copy with citationCopy as parenthetical citation