Holyoke Food Mart, Inc.Download PDFNational Labor Relations Board - Board DecisionsJun 23, 1971191 N.L.R.B. 470 (N.L.R.B. 1971) Copy Citation 470 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Holyoke Food Mart, Inc.' and Local 919, Retail Clerks International Association , AFL-CIO and Local33 and Local 371, Amalgamated Meat Cutters and Butcher Workmen of North America, AFL- CIO, Party to the Contract Holyoke Food Mart , Inc. and Local 1459, Retail Clerks International Association , AFL-CIO and Local 33 and-Local 371, Amalgamated Meat Cutters and Butcher Workmen of North America, AFL- CIO, Party to the Contract. Cases 1-CA-6431 and 1-CA-6471 June 23, 1971 DECISION AND ORDER By MEMBERS FANNING, BROWN, AND JENKINS On June 18, 1969 , Trial Examiner Thomas A. Ricci issued his Decision in the above -entitled proceeding finding that the Respondent had engaged in and was engaging in certain unfair labor practices and recom- mending that it cease and desist therefrom and take certain affirmative action , as set forth in the attached Trial Examiner's Decision . All parties filed exceptions and supporting briefs to the Trial Examiner's Decision. Locals 33 and 371, Amalgamated Meat Cutters and Butcher Workmen of North America , AFL-CIO, hereinafter referred to as Meat Cutters , appearing herein as parties-in-interest, filed cross-exceptions and a supporting brief. The Respondent filed an answering brief to the exceptions of the General Counsel and Locals 919 and 1459 , Retail Clerks International As- sociation, AFL-CIO, the Charging Parties, hereinafter referred to as Retail Clerks. On October 28, 1969 , the Board, having duly consid- ered the exceptions, cross-exceptions, and briefs of the parties, ordered that the record in the proceeding be reopened and that a further hearing be held before the Trial Examiner for the purpose of receiving evidence on the question of the appropriateness of the units sought by the Retail Clerks , and directed that the Trial Exam- iner file a supplemental decision containing additional findings of fact and such conclusions and recommenda- tions as he may deem , appropriate. On December 17, 1970, Trial Examiner Thomas A. Ricci issued his Supplemental Decision , attached hereto , reaffirming his findings of fact , conclusions of law, and recommendations as made on June 18, 1969. Thereafter , the Respondent , the Meat Cutters , and the ' Respondent's motion to correct its name from "The Food Marts, Inc " to "Holyoke Food Mart, Inc."had been referred by the Board to the Trial Examiner. The motion apparently was not renewed before the Trial Exam- mer and is still before the Board . In the circumstances , and as no objection to the amendment is raised , we grant the Respondent 's motion. The name of the Respondent appears as amended. Retail Clerks filed exceptions to the Trial Examiner's Supplemental Decision, and the Respondent and Meat Cutters filed briefs in support of their exceptions, and the General Counsel filed a brief.' The Respondent filed a motion to strike the Charging Parties' exceptions to the Supplemental Decision.' Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its powers in.connection with these cases to a three-member panel. The Board has reviewed the rulings of the Trial Ex- aminer,made at the hearing'and supplemental hearing and finds no prejudicial error was committed. The rul- ings arehereby affirmed. The Board has considered the Trial Examiner's Decision and' Supplemental Decision, all, exceptions and cross-exceptions and the parties' briefs, and the entire record in these cases, and hereby adopts the Trial Examiner's findings,' conclusions, and recommendations, as herein modified.' ORDER Pursuant to Section 10(c) of the National Labor Re- lations Act, as amended, the National Labor Relations Board adopts as its Order the Recommended Order of the Trial Examiner as modified below and hereby or- ders that the Respondent, Holyoke Food Mart, Inc., Holyoke, Massachusetts, its officers, agents, successors, and assigns, shall take the action set forth in the Trial Examiner's Recommended Order, as modified: 1. Delete paragraph 2(b) of the Recommended Order and reletter paragraphs 2(c) and (d) to 2(b) and (c), respectively. 2 Respondent's request for oral argument is hereby denied, as the record and briefs adequately present the issues and contentions of the parties ' We do not believe the Charging Parties' failure to appear at the re- manded hearing, without more, signified an abandonment of their interests sons to warrant the striking of their exceptions to the Supplemental Deci- sion. We therefore deny the Respondent's motion to strike such exceptions. We agree with the Trial Examiner that Respondent violated Section 8(a)(2) 'and (1) of the Act by arrogating to itself the resolution of the question concerning representation while the issue was properly before the Board, The Trial Examiner based his finding in this regard on his view that the Respondent resolved the unit dispute. Our conclusion, however, is grounded on the fact that the interventions by the various Retail Clerks locals in the petition for the multistore unit were, contrary to the Trial Examiner's assumption, tantamount to a request to participate in an election in the multistore unit, if one were directed therein, absent a clear statement of desire not to participate in any such election. The Respondent's conduct attempted to force the Intervenors to a cardcheck, which it could not law- fully do. In this connection, we note that they could not have been com- pelled to agree to a consent election under the auspices of the Board and the cross-check procedure was specifically rejected by Congress in its revi- sions of the Act Accordingly, the Respondent arrogated to itself a deter- mination of the majority status among the employees in the multistore unit of the contending labor organizations by a procedure which would be legally acceptable only if all parties agreed voluntarily, and the Respondent acted unlawfully even if, as it contends, only the multistore unit was appropriate. ' In the circumstances of these cases, we are of the view that it would not be equitable to order the Respondent to reimburse its employees for any periodic dues, initiation fees, or assessments which it may have deducted from them for transmittal to the Meat Cutters pursuant to authorization executed by them. 191 NLRB No. 94 HOLYOKE FOOD MART, INC. 471 2. In footnote 5 of the Trial Examiner's Decision, TRIAL EXAMINER'S DECISION substitute "20" for "10" days. 3. Substitute the attached Appendix for the Trial Examiner's Appendix. APPENDIX NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government WE WILL NOT assist or support Local 33 or Lo- cal 371, Amalgamated Meat Cutters and Butcher Workmen of North America, AFL-CIO, or any other labor organization. WE WILL NOT give effect to or operate under any agreement with said Locals 33 and 371 cover- ing employees of this store, except meat and deli- catessen department employees, unless and until the National Labor Relations Board shall have certified that Union as your bargaining representa- tive. this does not mean, however, that we will take away from you any wage increase or change any condition of your employment merely because it may have been required under a term of the Meat Cutters contract. WE WILL NOT give effect to any dues or checkoff cards which you may have signed author- izing us to deduct union dues from your wages and pay them to the Meat Cutters Union. WE WILL withdraw and withhold recognition from Local 33 and Local 371 as your bargaining representative and WE WILL NOT recognize them or any other union as your bargaining representa- tive unless and until such union has been certified by the National Labor Relations Board as your representative. All of you are free to join or support, or not to join or support, any labor organization. THE FOOD MARTS, INC. (Employer) Dated By (Representative) (Title) This is an official notice and must not be defaced by anyone. This notice must remain posted for 60 consecutive days from the date of posting and must not be altered, defaced, or covered by any other material. Any questions concerning this notice or compliance with its provisions may be directed to the Board's Office, Bulfinch Building, 15 New Chardon Street, Bos- ton, Massachusetts 02114, Telephone 617-223-3300. STATEMENT OF THE CASE THOMAS A. Ricci, Trial Examiner: A hearing in the above-entitled proceeding was held -before the duly desig- nated Trial Examiner on April 29 , 1969, at Springfield, Mas- sachusetts, on complaint of the General Counsel against The Food Marts, Inc., herein called the Respondent or the Com- pany . The issue of the case is whether the Respondent vi- olated Section 8(a)(2) of the Act when it bargained and signed a collective-bargaining agreement with Local 33 and Local 371, Amalgamated Meat Cutters and Butcher Workmen of North America, AFL-CIO, herein called the Meat Cutter. Briefs were filed by the General Counsel, the Respondent, and the Meat Cutters. Upon the entire record and from my observation of the witnesses , I make the following. FINDINGS OF FACT I THE BUSINESS OF THE COMPANY The Food Marts , Inc., is a Massachusetts corporation with its principal office in Holyoke , Massachusetts . It is engaged in the retail sale of food products and household items and operates 14 stores in various communities through Massa- chusetts and Connecticut. In the course of its business the Company causes large quantities of food products and household items to be transported in interstate commerce to these various stores. Of these imports an amount valued in excess of $50,000 is received at these locations from out-of- state sources . The annual gross income of these stores exceeds $500,000 . I find that the Respondent is engaged in commerce within the meaning of the Act and that it will effectuate the policies of the Act to exercise jurisdiction herein. II. THE LABOR ORGANIZATIONS INVOLVED , Retail Clerks International Association , AFL-CIO, and its Locals 919 and 1495 , herein together called the Retail Clerks, are labor organizations within the meaning of Section 2(5) of the Act. Amalgamated Meat Cutters and Butcher Workmen of North America, AFL-CIO , and its Locals 33 and 371 are labor organizations within the meaning of Section 2(5) of the Act. III. THE UNFAIR LABOR PRACTICE The Question In the early part of 1968 there was widespread self-organi- zational activities among the employees of the 14 retail stores which the Respondent operates in dispersed locations through Connecticut and Massachusetts . Some joined one union - the Retail Clerks - and some another - the Meat Cutters. The meat and delicatessen department employees in all of these stores were then already represented, under regu- lar contract, by the Meat Cutters. The unrepresented em- ployees - consisting of the bulk of the remaining store clerks - total upwards of 600, and there is no history of collective bargaining among any of them . In three of the stores, Fair- view, Agawam, and Belmont Avenue, the move was largely towards the Retail Clerks, and that Union filed three repre- sentation petitions with the Board, one for each of the stores as a separate appropriate bargaining unit . The campaign of the Meat Cutters was companywide; whether that union had any success among the employees of the three stores already mentioned is not known, but it filed one petition requesting a single election in an overall companywide bargaining unit embracing all 14 stores. 472 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Apparently satisfied that there was a sufficient showing of interest to support all of the petitions, the Regional Director in due course consolidated the four cases and issued a notice of hearing to consider what questions might require decision before on election or elections could or should be held. At the hearing before a Board Hearing Officer the Company, in agreement with the Meat Cutters, argued only a single, com- panywide unit was appropriate. The Retail Clerks, of course, asked for separate elections in the three single stores. The meeting was adjourned, for some reason or other. Before the scheduled date for reconvening the Company determined there should be only one 14-store unit, advised the unions of its decision, and invited them to prove their claim to majority by card check. The Meat Cutters satisfied the Respondent it had enough authorization cards for this purpose; the Retail Clerks, having no choice, responded it wished to have the unit question decided by the Board. After its selected agent looked at the cards submitted by the Meat Cutters, the Respondent recognized that Union and signed a contract with it; the contract unit is all 600 employees in all the 14 stores. The complaint alleges that in these circumstances the Re- spondent violated Section 8(a)(2) of the Act when it extended exclusive recognition to the Meat Cutters and signed a con- tract with it. The General Counsel argues that, under the basic principle first enunciated in Midwest Piping and Supply Co., Inc., 63 NLRB 1060, an employer is not privileged to usurp the Board's statutory function in the middle of a repre- sentation case hearing by arrogating to itself authority to decide the critical issue raised and by its unilateral action to shut out one of two rival unions and to deny bargaining rights to significant groups of its employees. Apart from certain irrelevant arguments, the defense is that the direction in which the employer determined the unit issue is the way the Board would have decided it anyway and that therefore no harm was done and there is nothing to complain about. And to prove its defense assertion the Company offered to in- troduce into this record all that evidence which normally is received during ,a representation hearing when the question concerning representation is multistore versus single-store units. The General Counsel objected to receipt of such evi- dence and the objection was sustained. The question presented is therefore whether an employer may suspend a representation case hearing, sign a collective- bargaining agreement on a unit basis of his preference, and consequently with a union of his choice, and later, in the resultant complaint proceeding, ask for resumption of the Board's investigation and determination of the issues raised by rival unions via competing petitions filed. The Facts The three separate petitions for the Retail Clerks were filed by its Local 1495; for the store located at Belmont Avenue, Springfield, on March 21, 1968 (Case 1-RC-9986); for the store located at Fairview on April 18, 1968 (Case 1-RC- 10042); and for the store located at Agawam on May 21, 1968 (Case 1-RC-10097). The petition for the Meat Cutters was filed in the name of two locals jointly, Locals 33 and 371, for a single 14 store companywide unit, on March 27, 1968 (Case l-RC-9996). On June 12, the Regional Director issued a notice of hear- ing, and the hearing started on July 15. All parties par- ticipated. As a formality the Meat Cutters intervened in the petitions of the Retail Clerks and Retail Clerks Local 1495 intervened in that of the Meat Cutters, because there was an overlapping element in the rival claims for recognition.` Dur- ing the day the hearing was adjourned to August 19, 1968. It is clear that the unit question - whether there should be a single 14-store unit or whether there should also be 3 separate units in each of the stores which the Retail Clerks sought - was a major issue, if not the only one. From the transcript of the representation hearing that day: HEARING OFFICER: And is it the position of the Em- ployer, Mr. Marshall, that the Employer declines to grant recognition with respect to the Petitioner in any of the four cases unless and until the Petitioner is certified by the National Labor Relations Board in an appropri- ate bargaining unit MR MARSHALL: No. That is not the position of the Employer. The position of the Employer is that the Em- ployer will grant recognition to a labor organization which satisfies the Employer that the labor organization does in fact represent a majority of the employees in what the Employer considers to be an appropriate unit. On August 10, the Company wrote to all four of the unions involved - Locals 33 and 371 of the Meat Cutters and the Locals 1459 and 919 of the Retail Clerks - its letter reading, in pertinent part, as follows: During the past few months we have received requests from various labor Unions for recognition as the collec- tive bargaining representative of certain of our em- ployees. In addition, these Unions have filed Petitions seeking certification which are now pending before the National Labor Relations Board. The Company is willing to recognize any labor organi- zation which demonstrates that it has been designated or selected by a majority of our employees in an appropri- ate bargaining unit. Accordingly, we intend that a cross check of authorization cards against employee W-4 forms be conducted in what we consider to be an appro- priate bargaining unit consisting of all employees of the Food Mart in Massachusetts and Connecticut, excluding all meat department and delicatessen employees, office and store clerical employees, department managers, professional employees, guards and supervisors as defined in the National Labor Relations Act. The letter added the Company had arranged to place cer- tain of its records, containing employee signatures, in the hands of a local priest and invited all of the unions to submit to him their authorization cards for a check of numerical representation. The Meat Cutters did this, but the Retail Clerks Union did not. The priest looked at cards and com- pany records and, on August 16, told the Company that in his opinion the Meat Cutters represented a majority of the employees in the unit as defined by the employer. Relying on that determination, the Respondent then extended recogni- tion to the Meat Cutters, bargained with it, and on November 22, 1968, signed a 2-year contract covering the employees of all 14 stores in a single unit and containing compulsory union membership provisions and a checkoff arrangement. There was an earlier contract made in 1967 with the Meat Cutters Union covering the meat and delicatessen depart- ment employees of all of the stores in a single unit. The November agreement mentioned above is in the form of an amendment to the 1967 contract, merging the meat and deli- ' Another local of the Retail Clerks, Local 919, also appeared at the hearing and was permitted to intervene in all four petitions . Local 919 had previously advised the Company by letter that it represented a number of its employees It did not file any petition. The record transcript of the hearing was not placed in evidence here. The appearance of Local 919 that day in no way affects consideration of the question presented here for decision. HOLYOKE FOOD MART, INC. catessen employees together with the remaining clerks in all of the stores, resulting in a single 14-store unit of all em- ployees, with specific exclusions not of a moment here, such as clerical employees, administrative employees and super- visors. Analysis and Conclusions If the Respondent has a valid defense in this case it means any employer can walk out of a representation case hearing involving more than one union, decide all questions as he thinks right, contract with the union he believes is deserving, and then ask for resumption of the representation case hear- ing. The Respondent's insistence that the company-wide unit it liked is also what the Board would have found appropriate, coupled with its offer to prove its assertion now by evidence, is the same as a request to the Regional Director to continue the representation hearing which was interrupted only be- cause of the intervening unfair labor practice charge. In fact, this must be the Respondent's position because, as it candidly admitted, it is only by making the representation case record now and sending it to the Board that the necessary defense assertion can be established. I do not believe this view com- ports with the scheme of the statute. And it is this very exact course of conduct by the employer - putting execution of a contract in front of the representation proceeding and ahead of the Board's decision on how the existing question concern- ing representation must be resolved - that the General Counsel claims is unlawful and on which he based the com- plaint. He was entitled to have this question tried and not any other. All things start with the statute. Section 9(b), in pertinent part, reads: "The Board shall decide in each case whether, in order to assure to employees the fullest freedom in exercising the rights quaranteed by this Act, the unit appropriate for the purpose of collective bargaining shall be the employer unit, craft unit, plant unit, or subdivision thereof.... " Section 9(c)(1) reads, also in pertinent part: "Wherever a petition shall have been filed ... the Board shall investigate such peti- tion and if it has reasonable cause to believe that a question of representation affecting commerce exists shall provide for an appropriate hearing upon due notice." These provisions are precisely applicable to the case at bar. There was no contract in effect applicable to the employees sought by any of the unions. Commerce was not in issue . The Meat Cutters wanted an election among 600 employees and the investiga- tion satisfied the Regional Director its showing of interest sufficed for a hearing. The Retail Clerks petitions each sought the employees in a single store, and the investigation presum- ably showed sufficient showing to support each petition. The documents in evidence indicate, and no contrary claim is advanced, that the principal question to be decided was whether single-store units were appropriate. That an overall companywide unit could also be appropriate was not disputed then and is not disputed now. If these plain facts are joined to the statutory provisions quoted above, there is presented the most common situation in which the Board's exclusive authority to determine the appropriate unit comes into play. It is also unquestionably clear that the decision on the question whether the employees working in the three isolated stores had a right to be represented by, the Retail Clerks and not by the Meat Cutters directly effected their "exercising the rights guaranteed by the Act." Resolution of the question as the Respondent saw fit not only deprived them of any right they may have to be represented by the Retail Clerks, but immediately saddled them, against their will, with member- ship in the Meat Cutters as a condition of employment. If the basic purpose of this statute and the very establishment of the National Labor Relations Board as a specialized governmen- 473 tal agency to administer it has any meaning it is that this is the classic situation where the employer may not supplant the Board. The hearing transcript consists largely of inconclusive ar- gument; the documents received in evidence, however, estab- lished as clear as can be that a question concerning represen- tation existed when the Respondent extended exclusive recognition to the Meat Cutters. There was no history of collective bargaining among the employees involved. The Board could well have found, on consideration of the usual pertinent factors, that a companywide unit was appropriate; indeed the statute itself says such a grouping is proper. It could as well have found that single-store units are also ap- propriate. The law is clear here; only recently in Haag Drug Company, Incorporated, 169 NLRB No. 111, the Board re- stated its rule that such a limited unit in retail chain opera- tions is "presumptively appropriate." Of course the question in this particular factual situation could only be resolved by the Board after a full hearing on the RC petitions, but this is only implementation of the scheme of the statute, which explicitly says "the Board shall decide in each case.... " Everybody knew all this, certainly including the Respond- ent's representatives, for there had already been two actual Board findings, in earlier proceedings, that a one-store unit is appropriate in this company. In one proceeding, Case 1- RC-9441, the Meat Cutters wanted the meat department employees in only the Agawam store, and the Respondent argued only a companywide unit should be established. The Regional Director agreed with the Meat Cutters and the Company's appeal to the Board failed. In another, 162 NLRB 1420, the Board found appropriate, again over the Respond- ent's objections, a single-store unit at the Fairview store. A comparable situation was presented in Allied Supermar- kets, Inc., 169 NLRB No. 135, where another Retail Clerks Union petitioned to represent only grocery and food depart- ment employees in a retail store while the Meat Cutters wanted to group all store employees - including also meat department personnel - in a wall-to-wall unit. The employer ignored the Retail Clerks, hired an outsider to check the Meat Cutters cards in the wall-to-wall unit, and contracted with the latter union . The Board found a violation of Section 8(a)(2), in part because the employer had "entered into a collective-bargaining agreement covering such employees [the grocery and food department persons] at a time when a question concerning their representation for purposes of col- lective bargaining existed." From Shea Chemical Corpora- tion, 121 NLRB 1027: "We now hold that upon presentation of a rival or conflicting claim which raises a real question concerning representation, an employer may not go so far as to bargain collectively with the incumbent (or any other) union unless and until the question concerning representation has been settled by the Board." Again, in Maryland News Company, 138 NLRB 215, union A petitioned for a unit of 32 employees and at the hearing on its petition before a Board Hearing Examiner, the Company insisted only a more inclusive unit of 60 persons could be appropriate. While the Board's decision on the unit issue was being awaited, an independent union B was formed, and the Company recognized it as exclusive agent for the larger unit of 60 and signed a contract with it. In finding a violation of the Act under the rule in Midwest Piping, the Board held there was "pending before the Board a question concerning what would constitute an appropriate unit, the determination of which the Company also arrogated to itself." The Respondent's position can perhaps be better under- stood if stated in plainer language. In asking for resumption and completion of the representation case now, it says that if it guessed wrong it should be found guilty of an unfair labor 474 DECISIONS OF NATIONAL LABOR RELATIONS BOARD practice; if it guessed right, the complaint should be dis- missed. In arguing that decisional precedent gives an em- ployer the right to take this chance to gamble with the statu- tory right of its employees, the Respondent relies on out-of-context language in earlier decisions and misreads their true import. On occasion the Board has said, in other cases, that the employer acted "at its peril" in recognizing one of two competing unions. All this started with William Penn Broadcasting Company, 93 NLRB 1104, where the Board spoke of whether or not there existed, at the time of the employer's recognition of one of two competing unions, "a real question of representation." There are other cases in which the complaint was dismissed for the reason that there did not exist such a "real" question concerning representa- tion. The true predicate for all these holdings, however, is the ultimate finding in each of them that the rival claim which purportedly gave rise to a question concerning representation was "clearly unsupportable or specious ... not a colorable claim."' The fundamental error underlying the defense argument is that it merges into a single idea two concepts that are distinct and separate as revealed in Board decisions. One is that the claim for representation of the rival union which the em- ployer choses to ignore and to exclude from consideration must in fact raise a question concerning representation if it is to be found that the unilateral act of recognition violates Section 8(a)(2). The other is that when the rival claim does raise a question concerning representation, it is for the Board, and only for the Board, to decide it, as provided by the statute, and the employer acts illegally in presuming to decide himself which union is the bargaining agent. And this is the basic principle of Midwest Piping. Whether or not there is a question to be decided-and the manner in which the question that exists is resolved by the Board are not one and the same thing. In the first case the Board has said, as the Respondent points out, that an employer acts "at his peril" if he proceeds as though there existed no question.' In the second situation the Board says the employer may not arrogate to itself the privilege of resolving the question in place of the Board. It is true that when the employer believes the claim of union A is plainly false, outlandish, unsupported by any ra- tional predicate, and goes right ahead to contract with union B, it is not until after his unilateral recognition and the trial of an unfair labor practice complaint that the Board decides whether the ostensible claim of union A raised a question concerning representation at all. The Respondent here calls this a guessing game, where the employer guessed right be- cause the Board later agreed with it, and the complaint was dismissed. This analogy, urged as reason, for dismissal here in the event it should develop that after further investigation the Board found only a 14-store unit appropriate, is unpersua- sive. Were the Board now to receive the Respondent's proof respecting the unit - the very same evidentiary matter that would have been given the hearing officer in; August in the processing of the four petitions -and decide on the merits that only the company wide unit is appropriate, it would not be deciding that there did not exist a question concerning representation. Rather, its holding would be that the petitions of the Retail Clerks did raise such a question,' that it required resolution,, and that on the basis of the facts of the case this was the Board's statutory finding. And thus, 'still in accord- ance with the statutory scheme, a secret election would fol- low, tinder conditions assuring a reliable expression of opin- ion by the employees, as distinguished from the employer's 2 The Boy's Markets, Inc., etc., 156 NLRB No 105. ' Intalco Aluminum Corporation, 169 NLRB No 136. unilateral use of signature cards which in two union situa- tions are "notoriously unreliable." See, Sunbeam Corpora- tion, 99 NLRB 546, and Novak Logging Company, 119 NLRB 1573. It will not do for the Meat Cutters, now enjoying a union- shop contract only because the Respondent bypassed the Board, to sweep away the clearest adverse precedent with the phrase "the case is bad law." In Swift and Company, 128 NLRB 732, this same Meat Cutters Union charged the com- pany with a Midwest Piping violation because the very day after a Board hearing on the Meat Cutters' petition closed, and of course before any decision was made by the Board, Swift contracted- with the rival union. I doubt the Meat Cut- ters argued in that case, as it does in its brief here: "We must avoid becoming emotionally attached to the `neutrality' as- pect of Midwest Piping so that we do not apply it indiscrimi- nately to all fact situations because of a passion for order and procedure that makes the National Labor Relations Board's role in resolving representational disputes into an exclusive and sacred task that may not be encroached upon any citcum- stances." In Swift the Board found a violation of Section 8(a)(2). And in the same case it explicitly rejected what is essentially the major defense urged here now. The Swift contract con- tained a saving clause that if, in the eventual processing of the simultaneous representation case, the outside union should prevail, the contract would no longer apply to those em- ployees as to whom there were rival claims. This is exactly the same as Food Mart's proposal that the hearing on the four pending petitions be held now and that, if it should develop - by later Board determination - that the Respondent guessed wrong , an unfair labor practice finding should be made,, the contract scrapped so 'far as the three individual stores are concerned and everything be considered fine. To this the Board said, in Swift: "We find this contention also without merit, as the effect of assistance to the contracting union in the face of a rival claim is not dissipated by the mere inclusion in the contract of such a, provision. Moreover, such a provision does not allay the fact that Respondent has con- cluded for itself which of two competing unions the em- ployees desire as their representative. As previously noted, the Board has held that this is not the employer's preroga- tive." Since a question concerning representation existed at the time the four petitions were pending among the employees of the Respondent's Fairview, Agawam, and Belmont Avenue stores, except for meat and delicatessen department em- ployees, the Respondent was obligated under established le- gal principles to maintain a position of neutraility with re- spect to the representation claims of the two rival unions pending a resolution of the representation question by the Board. Accordingly, by recognizing the Meat Cutters union as the bargaining representative of these employees and ex- ecuting the November 1968 contract with the Meat Cutters with respect to these employees, the, Respondent breached its obligation of neutrality and unlawfully assisted and sup- ported the Meat Cutters Union within the meaning of Section 8(a)(2) and (1) of the Act. Amendment to the Complaint Three months after its issuance the General Counsel amended the complaint to add minor allegations of independ- ent acts of coercion by management. The sole evidence in support of all this is testimony by Pauline DesPlaines, a former part-time cashier at the Respondent's Boston Road store. She said, without contradiction, that one day in Sep- tember 1968 the store manager there asked would she "sign HOLYOKE FOOD MART, INC. a card as a favor to the management ." She said he spoke of the Amalgamated Meat Cutters Union. There is strong indication in the witness' recollection that the manager did not order her to sign the card or otherwise intimidate her. Rather, it would appear that he gave her to understand that if she did not care to sign, she should feel free to do as she pleased. The isolated incident took place at a store really unrelated to the issue of this case. Moreover, it injects a distracting element into what is purely a question of law on which the true thrust of this complaint must turn. This is not a case bottomed on union animus in the classic out-and- out straight coercion sense. All things considered, I believe it best to ignore what is at most very questionable proof of an independent violation of Section 8(a)(1) of the Act. Certainly if the facts and rationale set out above do not suffice to establish a violation of the Midwest Piping principle, addition of so minor an incident would hardly swing the balance the other way. THE REMEDY It having been found that Respondent has engaged in un- fair labor practices within the meaning of Section 8(a)(2) and (1) of the Act, my Recommended Order will require that Respondent cease and desist therefrom and take certain affir- mative action designed to effectuate the policies of the Act. Since it has been found that Respondent has unlawfully as- sisted and supported the Meat Cutter Union, the latter can- not be considered the free and uncoerced choice of the desig- nated employees at the three named locations. It follows that to the extent the Respondent's November 1968 contract with the Meat Cutters purported to cover these employees it must be set aside and that Respondent must be required to with- hold recognition from the Meat Cutters as the representative of these employees until that labor organization has been certified by the Board as the employees' bargaining represent- ative. In view of the assistance and support given by Respond- ent to the Meat Cutters Respondent will also be required to cease and desist from recognizing and giving effect to all dues checkoff authorizations in behalf of the Meat Cutters ex- ecuted by employees in any of the three stores affected. Noth- ing herein contained, however, shall be construed as requiring Respondent to vary any wage or other substantive feature of its relations with employees of the three stores as established in the performance of the contract with the Meat Cutters. IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE The activities of the Respondent set forth above, occurring in connection with the operations of the Respondent as set out in section I, above, have a close, intimate, and substantial relation to trade, traffic, and commerce among the several States and tend to lead to labor disputes burdening and ob- structing commerce and the free flow of commerce. Upon the basis of the foregoing findings of fact and upon the entire record in the case, I make the following: CONCLUSIONS OF LAw 1. The Respondent is an employer within the meaning of Section 2(2) of the Act. 2. The Meat Cutters and the Retail Clerks Unions and their respective locals are labor organizations within the meaning of Section 2(5) of the Act. 3. By recognizing the Meat Cutters as the exclusive bar- gaining representative of employees of the Respondent's stores at Fairview, Agawam, and Belmont Avenue, all in Massachusetts, exclusive of meat and delicatessen depart- ment employees, and by executing its November 1968 con- 475 tract with the Meat Cutters for such employees , at a time when a genuine question concerning representation existed with respect to those employees , Respondent has engaged in and is engaging in unfair labor practices within the meaning of Section 8(a)(2) and (1) of the Act. 4. The aforesaid unfair labor practices are unfair labor practices affecting commerce within the meaning of Section 2(6) and (7) of the Act. RECOMMENDED ORDER On the basis of the foregoing findings of fact and conclu- sions of law, I recommend that the Respondent, The Food Marts, Inc., Holyoke, Massachusetts, its officers , agents, successors, and assigns, shall: 1. Cease and desist from: - (a) Furnishing assistance and support to the Meat Cutters Union or any other labor organization of its employees in question at the three stores in Massachusetts. (b) Recognizing the Meat Cutters Union as the representa- tive of any of the employees in its Fairview, Agawam, and Belmont Avenue stores in Massachusetts, except for meat and delicatessen department employees, for the purpose of dealing with it concerning grievances, labor disputes, wages, rates of pay, hours of employment, or other terms or condi- tions of employment, unless and until the National Labor Relations Board shall certify the Meat Cutters as such repre- sentative. (c) Giving effect to its agreement with the Meat Cutters covering employees at its Fairview, Agawam, and Belmont Avenue stores, except for meat and delicatessen department employees, or to any extension, renewal, modification, or supplement thereof, or to any superceding agreement, unless and until the Meat Cutters Union shall have been certified by the Board as the representative of said employees; but noth- ing herein shall be construed as requiring Respondent to vary or abandon any wage or other substantive features of its relations with said employees, which it has established in the performance of such agreement or prejudice the assertion by said employees of any rights they may have thereunder. (d) Giving effect to any checkoff authorizations heretofore executed by any of such employees in those three stores, authorizing the deduction of periodic dues, initiation fees, or assessments from wages for remittance to the Meat Cutters Union prior to the date of compliance with this order. (e) In any like or related manner interfering with, restrain- ing, or coercing its employees in the three said stores in the exercise of their rights guaranteed under Section 7 of the Act. 2. Take the following affirmative action designed to effectu- ate the policies of the Act: (a) Withdraw and withhold all recognition from the Meat Cutters Union as the exclusive bargaining representative of employees at its Fairview, Agawam, and Belmont Avenue stores, except for meat and delicatessen department em- ployees, as the exclusive bargaining representative of said employees, unless and until said labor organization shall have been certified as such representative by the Board. (b) Reimburse said employees for any periodic dues, initia- tion fees, or assessments which it may have deducted from said employees' pay for transmittal to the Meat Cutters Union pursuant to authorization executed by them. (c) Post at its stores in Fairview, Agawam , and Belmont Avenue, Massachusetts, copies of the attached notice marked "Appendix."' Copies of said notice, on forms provided by the ' In the event no exceptions are filed as provided by Section 102.46 of the Rules and Regulations of the National Labor Relations Board, the findings, conclusions, recommendations and Recommended Order herein shall, as provided in Section 102.48 of the Rules and Regulations, be (Cont) 476 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Regional Director for Region 1, being signed by an author- ized representative of Respondent , shall be posted immedi- ately upon receipt therof and maintained by it for 60 - consecu- tive days thereafter in conspicuous places including all places where notices to employees are customarily posted . Respond- ent shall take reasonable steps to insure that said notices are not altered, defaced , or covered by any other material. (d) Notify the Regional Director for Region 1, in writing, within 20 days from the receipt of this Decision , what steps it has taken to comply herewith.' adopted by the Board and become its findings , conclusions , and order, and all objections thereto shall be deemed waived for all purposes . In the event that the Board's Order is enforced by a Judgment of a United States Court of Appeals the words in the notice reading "Posted by Order of the National Labor Relations" shall be changed to read "Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board " 5 In the event that this Recommended Order is adopted by the Board, this provision shall, be modified to read. "Notify said Regional Director, in writing, within 10 days from the date of this Order , what steps the Respond- ent has taken to comply herewith." SUPPLEMENTAL REPORT A Trial Examiner's Decision in this proceeding issued on June 18, 1969, when the case was transferred to the Board pursuant to its Rules and Regulations . Thereafter the Re- spondent, as well as the other parties, filed exceptions, in part based on a ruling of the Trial Examiner respecting an offer of proof by the Respondent made in the course of the hearing. On October 28, 1969, the Board issued an Order Granting Motion and Remanding Proceeding, sending the case back to the Regional Director for the purpose of holding a further hearing and to receive additional evidence. A hearing on remand was held at Springfield , Massa- chusetts , on October 26 and 27 , 1970, before the same Trial Examiner . All parties were afforded full opportunity to call witnesses and to present evidence . Memoranda were received after the close of the hearing from the General Counsel and the Respondent. The Question Presented Appreciation of the specific question now presented re- quires explanation of the basic legal issue pervading this en- tire litigation . The broad facts are reported in the original decision and need not be restated here; this Supplemental Report is to be read together with that decision. This is a so-called Midwest Piping type case, 63 NLRB 1060. Faced with conflicting claims for recognition and bar- gaining by rival Unions in 2 of the 14 retail grocery stores,1 the Respondent , Company arrogated to itself the right to resolve the unit determination question of whether single- store bargaining units are appropriate among its employees or only a single companywide 14-store unit is appropriate. The Meat Cutters Union had filed a petition seeking to represent all the store employees in the companywide unit, and the Retail Clerks Union, through two of its locals, had filed sepa- rate petitions seeking with each to represent a single-store unit of employees . During the recess of a representation hear- ing being held before a Board Hearing Officer , after the three petitions had been consolidated for single hearing, the Com- pany recognized the Meat Cutters as bargaining agent for its employees in the 14-store unit and entered into a collective- bargaining agreement with it on that all inclusive unit basis. The representation case hearing was discontinued and the General Counsel issued a complaint against the Respondent alleging a violation of Section 8(a)(2) of the Act-unlawful assistance to the Meat Cutters Union. While evidence was being received by the Trial Examiner in support of the complaint , the Company offered to prove that the 14-store unit is appropriate and that only such a unit is appropriate for collective -bargaining purposes among its employees . It was the then stated position of the Respondent that if its unilateral unit determination proved wrong-if a virtual resumption of the representation proceeding should end with a Board finding that single-store units could be appropriate-it, the Respondent , could be found guilty of having commited an unfair labor practice , but that if its independent determination of the unit issue proved correct, the complaint must be dismissed . In opposition, the General Counsel 's theory of complaint is that between an employer's view , agreeing with that of one claiming union , that a compa- nywide unit is appropriate , and the view of another union claiming on behalf of only some employees for smaller than companywide units, the employer is not privileged, in the midst of a regular Board representation hearing, to trench upon the Board 's statutory duty to make unit determinations and to gamble with the rights of employees to be free of coercion in their choice of unions. The Trial Examiner re- jected the Respondent 's offer of proof. It was this ruling which prompted the Board's order re- manding the case for further testimony . The critical language of that order reads: "The Board finds therefore that the Trial Examiner erred in his ruling which excluded testimony off- ered by the Respondent in this proceeding in support of its allegations that the units sought by the Clerks were inappro- priate." The Remand Hearing and Contentions of the Parties No one appeared at the remand hearing on behalf of the Retail Clerks Union , either officers or legal representatives. There is, therefore, no evidence offered by that union on the question of appropriate unit or units. At the start of the hearing the General Counsel filed a written statement, received as an exhibit, entitled "Position of General Counsel on Remand Order." The core of his contention is that he takes no position with respect to what is or is not an appropriate unit arrangement among the Re- spondent's employees . "The General Counsel is completely indifferent to the ultimate unit determination ... " [emphasis in original .]' He offered no evidence whatever on the ques- tion , either at the start of the hearing or in rebuttal after the Respondent had introduced testimony and certain exhibits. The General Counsel made clear that under his view of the law there rests no burden of proof at all on him on this question of unit. The Respondent started by arguing it was incumbent on the General Counsel to come forth with evidence respecting the appropriate bargaining unit. It construed the language of the Board 's order as enunciating a rule of law that in a Midwest Piping case the prosecution bears the burden of proving affirmatively that the unit or units, in which the respondent employer, in effect, refused to bargain-by virtue of its favored treatment of the rival union when it entered into a contract with it on another unit basis-is or are in fact From the transcript: MR ROSEMERE: Your honor , I would have a few questions of this witness I would want the record to be perfectly plain that the General Counsel is not taking a unit position in this case My only purpose in examining the witness , if I elect to do so, is merely to expand on matters which able counsel has already brought out. I am not advocating a unit position This is one thing I want to make plain for the record because so far as the General Counsel is concerned this is not the floor for litigation. I would not want to compromise the General Counsel's posi- tion by conducting an examination on the unit facts. HOLYOKE FOOD MART, INC. 477 appropriate under Board law. With the General Counsel holding firm to his basic view of the case, the Respondent then offered the evidence originally rejected by the Trial Ex- aminer. Analysis and Report to the Board In the present circumstances of this case, and on the record as made, I am unable to make either "Findings of Fact" or "Conclusions of Law," as the Board order, in conventional language, directs.; There is a certain logic in the General Counsel's assertion that the total language of the remand order leaves unan- swered the very disagreement between the opposing ' parties which led to the Trial Examiner's rejection of the Company's offer of proof in the first instance. His theory was, and still is, that a final unit determination may not, under the scheme of the statute, be made in a complaint hearing before a Trial Examiner. In contending that the necessary import of the remand is that the Trial Examiner must in fact make such a final unit determination, the General Counsel relies on the Board language which reads: "It was essential to a finding that the Respondent violated Section 8(a)(2) and (1) of the Act for the Trial Examiner to find the units petitioned for by the Clerks were appropriate ...." As between a direct finding that a single-store unit is in fact appropriate, and a finding that, as claimed by the Retail Clerks, such a unit could con- ceivably be found appropriate by the Board, there is a differ- ence of considerable importance. It may be a fine distinction, but it was enough to create total confusion in this proceeding. The General Counsel professed inability to understand how a regular representation proceeding could take place inter- twined with pure litigation. And it was exactly such a purpose the Respondent intended when it offered evidence on unit at the original hearing. It saw no reason why the old representa- tion hearing could not be resumed. It appears that the Board order threw both parties off stride -at least the way they read it. If was a ruling on evidence, rejecting an offer of proof by the Respondent, that brought about the remand. Yet at the remand hearing the Respondent argued it was not obligated to prove anything; it at first refused to reoffer its original evidence on units. Instead it contended that it is the General Counsel's obligation to prove an appropriate unit and that, absent convincing evidence on that subject produced by the Government, no prima facie case of a Midwest Piping violation is made out. And, like the General Counsel, the Respondent was not without reasonable basis in so reading the Board's remand. If it is "essential to finding that the Respondent violated Section 8(a)(2) ... to find the units petitioned for by the Clerks were appropriate ." the General Counsel's failure to come forth with unit evidence, his decision to stand mute at the hearing, could mean literal abandonment of the complaint. But it is by no means clear that the Board intended to clarify the law in this area by placing the burden of proof so squarely on the General Counsel. Those allegations which the prosecution must prove by convincing evidence are the ones essential to the complaint, where they always are set out. At a more critical point of the remand order, the Board speaks of the Trial Examiner's improper exclusion of "testimony offered ... in support of its allegation" pertaining to units; but the word its here clearly means the Respondent' s allega- tion. The obvious meaning of this language is that what is involved is an affirmative defense, an allegation by the Com- pany supposedly sufficient, if proved, to defeat the complaint; in short, a burden of proof resting on the Respondent and not on the General Counsel. If this language of the remand be kept in mind, it would appear that the Respondent missed, or sought to evade the point of the remand, when it argued it no longer was obligated to prove anything. As this resolving question keeps turning, another facet of the case appears, possibly a more significant view, at least so far as this particular case is concerned. The Company says only a companywide unit is appropriate, and it can be stated virtually as a matter of law under this statute that any compa- nywide unit is appropriate; that is, it is appropriate absent some extraordinary reason , advanced by somebody, that it is not, as, for example, an established bargaining history on a narrower basis. There is no such suggestion in this case. In contrast, assertion by a party that any unit smaller than a companywide one is appropriate cannot be accepted at face value but must be accompanied by some objective evidence always relevant to appropriate unit determinations, before the Board can find the smaller unit correct. Here the Com- pany offered evidence pointing to the appropriateness of its companywide unit , as well as some evidence indicating single- store units might not be appropriate. But there was no neces- sity for proving the larger unit correct, that fact stands re- gardless of the Company's offer of proof. All that its proffered evidence could do is shift the burden, if such be the law, to the General Counsel to come forth with countervailing evi- dence. In that case the question would always be: "How much evidence by the employer need the Government over- come" Sometimes more, sometimes less, but in any case it would always be enough to shift the burden to the General Counsel if the Company does no more than merely assert that its larger unit is appropriate or that its alleged Midwest Piping contract covers a companywide unit. If the present case be viewed in this light, the end result would be that whenever a company usurps the Board's function by contracting on a companywide basis, it becomes the instant burden of the General Counsel, a beginning essential of his case-in-chief, that he must prove that a single- store unit is in fact appropri- ate. Had the Respondent here recognized the Retail Clerks instead and signed contracts each for a single-store, would the Board accept its offer to prove that a companywide unit is in fact inappropriate? There is still another aspect of the immediate problem that merits comment. Fair and intelligent determination of the appropriate unit under the statute, whether made by the Board in the first instance or by a Trial Examiner subject to Board review, requires evaluation of relevant criteria perti- nent to each side of the question presented. Normally, at a representation hearing, the conflicting views, with supporting facts, whether between competing unions or between com- pany and a single claiming union, are heard. There is no representative of the General Counsel as such to urge a view one way or the other; the only representative of the Regional Director or of the Board is a hearing officer. And to assure that the necessary information is received, he is authorized, indeed obligated, to take on himself the responsibility of gath- ering, and placing into the record, the necessary data.' But a hearing on complaint is a litigated proceeding, with burdens of proof resting on each of the parties according to law. And unlike the hearing officer in a representation case, the Trial Examiner is not authorized, indeed he may not, assume the burden of making that comprehensive record of facts requi- site for a fair and correct unit finding. Were he to investigate the pertinent facts and himself call witnesses he would fail in the cardinal duty of absolute impartiality. And this would be S Section 102 64 of the Board's Rules and Regulations reads in part as follows: "It shall be the duty of the hearing officer to inquire fully into all matters in issue and necessary to obtain a full and complete record upon which the Board or the regional director may discharge their duties under Section 9(c) of the Act." 478 DECISIONS OF NATIONAL LABOR RELATIONS BOARD no less true were the Trial Examiner to assume the authority to prove, on his own initiative, only that a particular unit could be appropriate. What the position of the Retail Clerks Union may be with respect to the remand order, what its interest in the entire proceeding-old representation petitions and charges filed- now is remains unknown because it did not appear at the last hearing. If that hearing be viewed in essence as resumption of an interrupted representation hearing, absence of the Re- tail Clerks would be tantamount to abandonment of any interest hereafter to represent the employees in the single stores for which it originally filed petitions, and the whole case would be simply discontinued. If the case is still, as on its face appears, complaint litigation, as charging party the Retail Clerks would not be required to attend; instead what- ever burdens of proof do exist would fall on the General Counsel. Whatever the intended truth of the matter, the ulti- mate reality is that the record now contains no more than a one-sided, slanted, argumentative view of what logically re- quires a look from both sides before any intelligent unit deter- minations can be made. Unhampered by opposing counsel, free in the face of the indifference of the General Counsel and the absence of the Retail Clerks Union, the Respondent placed into evidence such oral testimony and exhibits as to reduce the function of each store manager, and of his assist- ants, virtually to the status of nonentities, almost automatons. With an average of 75 employees in each store, the distance between at least two, one from the other, 100 miles, and all 14 ruled from a single central location, the personnel manager went so far as to say that the first thought of'a raise for any one of the 1,000 employees arises from a machine, the com- puter data processing gadget. If all this testimony is taken at face value the only real person in any kind of authority on any aspect of labor relations are six roving directors or super- visors, who spend part of their time in the main office and part traveling from one store to another. Justice demands that past Board determinations respecting these very stores not be ignored. In February 1967, after a formal hearing where the Respondent offered all evidence available to it, presumably consisting of the same set of facts now reoffered at the remand hearing here, the Board found a unit limited to the Fairview store appropriate, albeit is also said the companywide one could as well be correct. 162 NLRB 1420. Later that same year the Regional Director found a unit limited to the Agawam store also appropriate, and the Board, after considering an appeal from the Respond- ent, refused to upset the Regional Director's finding. Case 1-RC-9441. There is no claim methods of operations have since changed; rather, much of the proffered evidence shows the structure of the Company to be the same. More reason, therefore, for not permitting the Respondent, now in an un- fair labor practice case, to relitigate the same representation issues it has twice lost. If anything, this history of Board proceedings among the Company's stores shows a continuing determination to flout the statutory scheme whereby the Board makes unit determinations. The Respondent made it a point to emphasize on the record at the remand hearing that it deliberately ignored the Board's earlier unit findings regu- larly decided. And this is the very point of the complaint, that this Company refuses to abide by the Congressional intent that the Board "shall decide in each case" what is the appro- priate bargaining unit and the employees have a right to self-organization free of employer interference and coercion. No useful purpose would be served by restating here the facts relative to the Respondent's method of operations as pictured in infinitesimal and repetitive detail in the documen- tary evidence received on remand. They show, of course, that a companywide unit is appropriate. They also indicate strongly that single-store units may not be appropriate, but this is only because none of the evidence was subjected to the usual critical cross-examination and because it cannot be evaluated against what countervailing facts undoubtedly would be produced did any other party choose to offer them. In these circumstances there can be no factual finding that the single-store units sought by the Retail Clerks are in fact inap- propriate. And perhaps the ultimate answer to the case as a whole turns not on the classic unit determination, but rather on whether or not the respective burdens of proof, wherever as a matter of law they fall, have been sufficiently satisfied. As I appraise the total import of the General Counsel's theory of the case now it is that he wants the initial question of law as set out in the Trial Examiner's Decision to be answered either affirmatively or negatively. I do not read the remand order as definitely responsive to the complaint allega- tion as to what constitutes a statutory violation of the Mid- west Piping rule of law. I have no choice, therefore, but to reaffirm my findings of fact, conclusions of law, and recom- mendations as made on June 18, 1969. Copy with citationCopy as parenthetical citation