Harold Oatez, Complainant,v.William J. Henderson, Postmaster General, United States Postal Service, (Pacific Area), Agency.

Equal Employment Opportunity CommissionMay 15, 2001
01992594 (E.E.O.C. May. 15, 2001)

01992594

05-15-2001

Harold Oatez, Complainant, v. William J. Henderson, Postmaster General, United States Postal Service, (Pacific Area), Agency.


Harold Oatez v. United States Postal Service

01992594

May 15, 2001

.

Harold Oatez,

Complainant,

v.

William J. Henderson,

Postmaster General,

United States Postal Service,

(Pacific Area),

Agency.

Appeal No. 01992594

Agency No. 1F941111995

DECISION

Complainant filed a timely appeal with this Commission from an agency's

decision dated May 11, 1998, dismissing his complaint of unlawful

employment discrimination in violation of Title VII of the Civil Rights

Act of 1964 (Title VII), as amended, 42 U.S.C. � 2000e et seq. In his

complaint, complainant alleged that he was subjected to discrimination

on the bases of race (unspecified), color (unspecified) and reprisal

(unspecified) when, on June 13, 1995, complainant learned that a junior

employee was selected ahead of him as a full-time Special Delivery

Messenger. Complainant's complaint was accepted, an investigation was

performed without the aide of complainant's affidavit, and complainant

requested a hearing before an Administrative Judge (AJ). The AJ remanded

the complaint back to the agency, stating that she did not have enough

information to continue with the hearing stage.<1> A supplemental

investigation was performed, pursuant to the AJ's instructions. However,

complainant again failed to supply an affidavit to the agency, contrary

to the direction of the AJ in her remand letter. The agency therefore

dismissed the complaint for failure to proceed. Complainant brings the

instant appeal from that dismissal.

The agency dismissed complainant's claim pursuant to EEOC Regulation 29

C.F.R. � 1614.107(g), for failing to �respond to the agency's written

request to provide information in order for the agency to proceed with

the complaint.� EEOC Regulation 29 C.F.R. � 1614.107(g) states in

relevant part that the agency shall dismiss a complaint or a portion

of a complaint�[w]here the agency has provided the complainant with a

written request to provide relevant information or otherwise proceed

with the complaint, and the complainant has failed to respond to the

request within 15 days of its receipt . . . provided that the request

included a notice of the proposed dismissal.�

After a review of the investigative report, the Commission finds that

there is sufficient evidence in the record for the agency to render

a final decision on the merits of the claim. While the Commission

acknowledges that the agency has made sufficient efforts in accordance

with the direction of the AJ, a final agency decision on the merits

should be issued as there is now sufficient information on which to base

an adjudication. See Ross v. United States Postal Service, EEOC Request

No. 05900693 (August 17, 1990) (agency may not cancel a complaint if it

has sufficient information upon which to base an adjudication); Brinson

v. United States Postal Service, EEOC Appeal No. 01894032 (November 15,

1989), request to reopen denied, EEOC Request No. 05900193 (April 17,

1990). We note that the investigative file does not specify the race,

color, or protected EEO activity of either complainant or the comparator.

However, we note that the agency neither claims that it is incapable

of obtaining this information without complainant's assistance nor

specifically identifies any other information which complainant has failed

to provide which is needed in order to address the merits of this matter.

Nonetheless, while complainant had requested a hearing before an AJ, we

consider complainant's failure to provide the agency with his affidavit

after being instructed to do so by the AJ as a constructive withdrawal

of this request. Accordingly, the decision to dismiss complainant's

complaint is hereby REVERSED. The complaint is REMANDED back to the

agency to issue a FAD on the merits, in accordance with the order below.

ORDER (E0900)

Within sixty (60) days from the date this decision becomes final, the

agency shall take final action in accordance with 29 C.F.R. �1614.110(b).

A copy of the agency's final decision must be sent to the Compliance

Officer as referenced below.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0900)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30)

calendar days of the completion of all ordered corrective action. The

report shall be submitted to the Compliance Officer, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. The agency's report must contain supporting

documentation, and the agency must send a copy of all submissions to

the complainant. If the agency does not comply with the Commission's

order, the complainant may petition the Commission for enforcement of

the order. 29 C.F.R. � 1614.503(a). The complainant also has the right

to file a civil action to enforce compliance with the Commission's order

prior to or following an administrative petition for enforcement. See 29

C.F.R. �� 1614.407, 1614.408, and 29 C.F.R. � 1614.503(g). Alternatively,

the complainant has the right to file a civil action on the underlying

complaint in accordance with the paragraph below entitled "Right to File

A Civil Action." 29 C.F.R. �� 1614.407 and 1614.408. A civil action

for enforcement or a civil action on the underlying complaint is subject

to the deadline stated in 42 U.S.C. � 2000e-16(c)(Supp. V 1993). If the

complainant files a civil action, the administrative processing of the

complaint, including any petition for enforcement, will be terminated.

See 29 C.F.R. � 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0900)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the office of federal operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (R0900)

This is a decision requiring the agency to continue its administrative

processing of your complaint. However, if you wish to file a civil

action, you have the right to file such action in an appropriate United

States District Court within ninety (90) calendar days from the date

that you receive this decision. In the alternative, you may file a

civil action after one hundred and eighty (180) calendar days of the date

you filed your complaint with the agency, or filed your appeal with the

Commission. If you file a civil action, you must name as the defendant in

the complaint the person who is the official agency head or department

head, identifying that person by his or her full name and official title.

Failure to do so may result in the dismissal of your case in court.

"Agency" or "department" means the national organization, and not the

local office, facility or department in which you work. Filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

May 15, 2001

__________________

Date

1 The Commission notes that this action by

the AJ was proper under the regulations in existence in 1996, when the

remand letter was written. On November 9, 1999, revised regulations

governing the EEOC's federal sector complaint process went into effect.