G&W Laboratories, Inc.v.G W Pharma LimitedDownload PDFTrademark Trial and Appeal BoardFeb 16, 2010No. 91169571 (T.T.A.B. Feb. 16, 2010) Copy Citation Mailed: February 16, 2010 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board ______ G&W Laboratories, Inc. v. G W Pharma Limited _____ Opposition No. 91169571 to application Serial No. 78354188 _____ Gregg A. Paradise of Lerner, David, Littenberg, Krumholz & Mentlik, LLP for G&W Laboratories, Inc. Michelle L. Visser of Rader, Fishman & Grauer PLLC for G W Pharma Limited. ______ Before Grendel, Kuhlke and Cataldo, Administrative Trademark Judges. Opinion by Cataldo, Administrative Trademark Judge: Applicant, G W Pharma, Ltd., filed an application to register the mark shown below for the following goods and services: THIS OPINION IS NOT A PRECEDENT OF THE T.T.A.B. Opposition No. 91169571 2 “Pharmaceutical and veterinary preparations, namely, herbs, herbal extracts, formulas containing herbal extracts, medicinal oils and pure extracts of medicinal plants and herbs, for use in the treatment of multiple sclerosis, neuropathic pain, spinal cord injury, bladder disfunction, peripheral neuropathy, cancer pain, peri-operative pain, rheumatoid arthritis, inflammatory bowel disease, neurogenic symptoms, psychotic disorders, diseases of the central nervous system, stroke and head injury, motion sickness and chemically induced sickness; herbs for medicinal purposes; herb teas for medicinal purposes; plants and plant materials in dried or preserved form for medical purposes” in International Class 5; “Computer programmes for use in managing data in the pharmaceutical, health care and medical fields; computer software for use in managing data in the pharmaceutical, healthcare and medical fields; apparatus for receiving, recording and transmitting data for use in the monitoring and control and management of pharmaceuticals, namely, drug dispensing devices, drug filling devices, tracking devices, information transfer devices, and alerting devices” in International Class 9; “Drug dispensing devices used by patients and physicians which can record and transmit data associated with the drug management process” in International Class 10; “Blank paper; cardboard and goods made from these materials, namely pharmaceutical packaging, patient data cards, and prescription pads; printed matter, namely pharmaceutical information leaflets and drug dispensing records; books namely publications in the fields of medicine, pharmaceuticals and botanicals; printed publications, namely magazines, newsletters, pamphlets, reports, instructional and informational leaflets, and posters, in the fields of medicine, pharmaceuticals and botanicals; paper packaging; stationery; printed instructional and teaching materials, all relating to the pharmaceutical, health care and medical fields” in International Class 16; “Plastic medicine containers” Opposition No. 91169571 3 in International Class 20; “Agricultural and horticultural products, namely live plants; agricultural and horticultural seeds; natural flowers; living plants; dried plants” in International Class 31; “Educational services and instruction services, namely training and teaching in the nature of classes, seminars, lectures and through the provision of a website in the pharmaceutical, health care and medical fields” in International Class 41; “Scientific and technical research services, namely pharmaceutical and botanical research; scientific and technological design services, namely design of apparatus for use in healthcare management and pharmaceutical delivery; chemical analysis; pharmaceutical research and development” in International Class 42; and “Medical services, veterinary services, medical analysis services; horticultural services” in International Class 44.1 Opposer, G&W Laboratories, Inc., opposed registration under Section 2(d) of the Trademark Act, 15 U.S.C. §1052(d), on the ground that applicant’s mark, when used in connection 1 Application Serial No. 78354188 was filed on January 20, 2004 based for all classes of goods and services upon applicant’s assertion of a bona fide intent to use the mark in commerce under Trademark Act Section 1(b), with a claim of priority under Trademark Act Section 44(d). In a communication filed on December 2, 2005, applicant indicated that the application that served as the basis for its Section 44(d) claim abandoned, and withdrew its Section 44(d) claim. Applicant further amended its application to add as a filing basis Trademark Act Section 44(e), based upon applicant’s ownership of European Union Registration No. 3477544, issued on August 16, 2005. “PHARMACEUTICALS” is disclaimed. Opposition No. 91169571 4 with applicant’s goods and services, so resembles opposer’s previously used and registered marks: G&W (in typed or standard characters)2 and 3 both for “suppositories; tablets, namely, laxative tablets and anti-diarrheal tablets; pharmaceutical preparations in topical semi-liquid dosage forms, namely, topical dermatological creams and ointments; liquid-containing pads for treating hemorrhoid-related conditions and for cleansing the rectal and vaginal areas” in International Class 5, that confusion is likely among consumers as to the source of the parties’ respective goods and services. Applicant, in its amended answer, denied all of the allegations in the amended notice of opposition.4 2 Registration No. 2577687, issued June 11, 2002 with dates of first use anywhere and first use in commerce of 1919. Section 8 affidavit accepted. 3 Registration No. 2606786, issued August 13, 2002 with dates of first use anywhere and first use in commerce of 1981. Section 8 affidavit accepted. 4 Opposer’s pleaded registrations originally recited services in Class 35 in addition to the goods identified above. Applicant filed counterclaims to cancel both of opposer’s pleaded registrations in their entireties on the ground of fraud, alleging that opposer had neither rendered the Class 35 services in commerce nor used the marks in commerce in connection therewith. Subsequently, opposer filed its Section 8 affidavits with respect to each registration, deleting the services in Class 35 from both; and filed a motion to dismiss the counterclaims against Class 35 as moot, and to dismiss the counterclaims against Class 5 for failure to state a claim. In a decision issued on January 29, 2009, the Board found that applicant had Opposition No. 91169571 5 The record consists of the pleadings and the files of the involved application as well as opposer’s above-noted registrations that were subject to applicant’s counterclaim. In addition, during its assigned testimony period opposer took the testimony deposition of Stephen C. Greene, its Vice President and General Counsel, along with associated exhibits.5 Opposer further submitted notices of reliance upon plain copies of its pleaded registrations; and applicant’s responses to its various discovery requests. Applicant did not take testimony or submit any evidence during its assigned testimony period. Both parties submitted briefs on the merits of the case. In addition, opposer submitted a reply brief.6 not consented to opposer’s voluntary cancellation of its Class 35 services and entered judgment against opposer on the counterclaims as to such services in both pleaded registrations. The Board further found that applicant’s counterclaims did not seek cancellation of the Class 5 goods recited in opposer’s pleaded registrations, and dismissed the counterclaims as to such goods for failure to state a valid basis for cancellation thereof. G&W Laboratories, Inc. v. G W Pharma Ltd. 89 USPQ2d 1571 (TTAB 2009). Further, in its amended answer applicant asserted the affirmative defenses of waiver and estoppel but did not pursue them at trial. Accordingly, they are deemed waived. 5 We will refer to those portions of the testimony deposition of Mr. Greene that were submitted under seal as containing confidential information only in general terms. 6 Applicant submitted its brief by overnight courier on August 3, 2009. Opposer’s reply brief thus was due on August 23, 2009. Trademark Rule 2.119(c). Inasmuch as August 23, 2009 was a Sunday, opposer’s reply brief, filed August 24, 2009, is timely. Trademark Rule 2.196. Accordingly, applicant’s motion to strike opposer’s reply brief as untimely, as well as the parties’ subsequent briefing thereof, will be given no consideration. Opposition No. 91169571 6 Applicant’s Abandonment of the Goods Recited in Class 5 As an appendix to its brief, applicant filed an express abandonment, with prejudice, of the goods recited in Class 5 of its involved application. In an order issued on September 15, 2009, the Board noted that opposer’s written consent to applicant’s express abandonment is not of record, and, in accordance with Trademark Rule 2.135, sustained the opposition and entered judgment against applicant as to the goods identified in Class 5 of its involved application. Opposer’s Standing As a result of applicant’s counterclaim to cancel opposer’s pleaded registrations, such registrations form part of the record of this proceeding without any actions of the parties. Trademark Rule 2.122(b)(1). See also TBMP §704.03(a) (2d ed. rev. 2004). Because opposer’s pleaded registrations are properly of record, we find that opposer has established its standing to oppose registration of applicant’s mark. See Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842 (Fed. Cir. 2000); and Lipton Industries, Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ 185 (CCPA 1982). Priority of Use Because opposer’s pleaded registrations are of record, Section 2(d) priority is not an issue in this case as to the marks therein and Class 5 goods covered thereby. See King Opposition No. 91169571 7 Candy Co. v. Eunice King’s Kitchen, Inc., 496 F.2d 1400, 182 USPQ 108 (CCPA 1974). In addition, opposer claims that it has made prior common law use of its marks displayed above in connection with pharmaceutical preparations and various services.7 Inasmuch as applicant has not established use of its mark in connection with its goods or services prior to the Section 44(d) priority filing date of its application, the earliest date upon which applicant may rely for priority purposes is July 21, 2003.8 See Levi Strauss & Co. v. R. Josephs Sportswear Inc., 36 USPQ2d 1328, 1332 (TTAB 1998), quoting Alliance Manufacturing Co., Inc. v. ABH Diversified Products, Inc., 226 USPQ 348, 351 (TTAB 1985)(“an applicant is entitled to rely upon the filing date of its application as a presumption of use of the mark subject of the application as of that date”). Applicant neither argues nor presents evidence that opposer’s common law marks, G & W in typed or standard 7 In its notice of opposition, opposer asserts common law rights in its marks in connection with goods. However, during trial opposer introduced testimony and evidence regarding its asserted common law rights in its marks in connection with goods and services and applicant did not object to such testimony and evidence on that ground, but rather conducted cross-examination on the issue during testimony and addressed the issue in its brief. Accordingly, we deem the pleadings to have been so amended by the implied consent of the parties. See Fed. R. Civ. P. 15 (b). See also TBMP §507.03(b). 8 Although applicant abandoned the European Union application that formed the basis for its Section 44(d) claim, applicant nonetheless may rely upon the priority filing date thereof. Trademark Rule 2.35(b)(4). See also TMEP §1003.08. Opposition No. 91169571 8 characters and , lack inherent distinctiveness. See Towers v. Advent Software, Inc., 913 F.2d 942, 945, 16 USPQ2d 1039, 1041 (Fed. Cir. 1990); and Otto Roth & Co. v. Universal Foods Corp., 640 F.2d 1317, 209 USPQ 40, 43-45 (CCPA 1981). As a result, there is nothing in the record to suggest that opposer’s marks are not inherently distinctive as used in connection with its goods and services. Thus, in order to establish priority, opposer must show that it made common law use of these marks in connection with its goods and services prior to the July 21, 2003 priority filing date of the involved application. Section 2(d) of the Trademark Act, 15 U.S.C. §1057(d); Miller Brewing Co. v. Anheuser- Busch Inc., 27 USPQ2d 1711, 1714 (TTAB 1993); and Zirco Corp. v. American Telephone and Telegraph Co., 21 USPQ2d 1542 (TTAB 1991). Opposer’s witness, Mr. Stephen C. Greene, testified that he has been with opposer since August 1993.9 He testified that since before he joined opposer, opposer has provided the following services10 under its pleaded marks: publishing on its website “scientific papers on current good manufacturing practices” regarding such drugs;11 9 Greene Testimony, p. 9. 10 In his testimony, Mr. Greene identifies other products and activities that appear to be ancillary to the Class 5 goods identified in its pleaded registrations and thus are not goods in trade as contemplated by Trademark Act § 45, 15 U.S.C. §1127. 11 Greene Testimony, p. 71-3. Opposition No. 91169571 9 conducting research into the formulation and breakdown over time of medications as well as the manufacturing processes of such medications;12 and data management for others in the field of managing pharmaceutical sales inventory for its clients and customers.13 Thus, opposer’s witness has testified that at least as early as August 1993, opposer has provided the above-listed services under its pleaded marks. This date is prior to the July 21, 2003 filing date of applicant’s application. Oral testimony, even of a single witness, if “sufficiently probative,” may be sufficient to prove priority. Powermatics, Inc. v. Glebe Roofing Products Co., 341 F.2d 127, 144 USPQ 430, 432 (CCPA 1965)); 4U Co. of America, Inc. v. Naas Foods, Inc., 175 UPSQ 251, 253 (TTAB 1972). We find that Mr. Greene’s testimony is credible and it has not been contradicted. Accordingly, Mr. Greene’s testimony satisfies opposer’s burden of proof in showing, by a preponderance of the evidence, that opposer has priority of use in connection with the above services under the common law in addition to the goods recited in its pleaded registrations. We need not rule on whether opposer’s marks were in use before the dates for which Mr. Greene has testified based on personal 12 Greene Testimony, p. 74-5. 13 Greene Testimony, p. 103-5. Opposition No. 91169571 10 knowledge, because opposer has established that it has made use prior to applicant’s filing date. Applicant asserts in its brief that opposer’s evidence fails to demonstrate that it has made continuous use of its marks. First, in order to establish priority, opposer is required only to show prior use, not continuous use of its marks. See West Florida Seafood Inc. v. Jet Restaurants Inc., 31 F.3d 1122, 31 USPQ2d 1660 (Fed. Cir. 1994). To the extent that applicant’s continuity argument may be construed as an abandonment claim, we note that applicant has not pleaded abandonment as an affirmative defense. Further, there is no evidence of record showing that opposer discontinued use of its marks with intent not to resume such use. Based on the foregoing, opposer has shown priority of use over applicant of its marks on the goods identified in its pleaded registrations as well as the services listed above under the common law. Likelihood of Confusion We now turn to the issue of likelihood of confusion between opposer’s marks and applicant’s mark as used on their respective goods and services. Our likelihood of confusion determination under Section 2(d) is based on an analysis of all of the facts in evidence that are relevant to the factors bearing on the likelihood of confusion issue. See In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 Opposition No. 91169571 11 USPQ 563 (CCPA 1973). See also Palm Bay Imports, Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689 (Fed. Cir. 2005); In re Majestic Distilling Company, Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003); and In re Dixie Restaurants Inc., 105 F.3d 1405, 41 USPQ2d 1531 (Fed. Cir. 1997). The Marks We begin by addressing the strength of opposer’s marks. Opposer asserts that it has used its G&W mark for 90 years, and its mark for 28 years.14 Opposer’s sales figures for the years 2005 and 2006 were submitted under seal,15 although opposer acknowledges in its brief that its sales for each year exceeded $50 million.16 Based upon the length of use and amount of sales of pharmaceutical products under opposer’s marks, we find that such marks, although not famous, nonetheless are strong and entitled to a broad scope of protection. Cf. Bose Corp. v. QSC Audio Products Inc., 293 F.3d 1367, 63 USPQ2d 1303, 1305 (Fed. Cir. 2002); Recot Inc. v. M.C. Becton, 214 F.3d 1322, 54 USPQ2d 1894, 1897 (Fed. Cir. 2000); and Kenner Parker Toys, Inc. v. Rose Art Industries, Inc., 963 F.2d 350, 22 USPQ2d 1453, 1456 (Fed. Cir. 1992). 14 Greene Testimony, p. 7, 19. 15 Greene Testimony, p. 25. 16 Brief, p. 13. Opposition No. 91169571 12 We turn to the first du Pont factor, i.e., whether applicant’s mark, and opposer’s marks, G&W (in typed or standard characters) and are similar or dissimilar when viewed in their entireties in terms of appearance, sound, connotation and overall commercial impression. See Palm Bay Imports, Inc. v. Veuve Clicquot, supra. The test, under the first du Pont factor, is not whether the marks can be distinguished when subjected to a side-by-side comparison, but rather whether the marks are sufficiently similar in terms of their overall commercial impression that confusion as to the source of the goods offered under the respective marks is likely to result. In comparing the parties’ marks, we find that GW is the dominant element of applicant’s mark, and the nearly identical wording G&W is the entirety of one of opposer’s pleaded marks and the dominant portion of opposer’s mark, and accordingly it is entitled to more weight in our analysis. It is a well-established principle that, in articulating reasons for reaching a conclusion on the issue of likelihood of confusion, there is nothing improper in Opposition No. 91169571 13 stating that, for rational reasons, more or less weight has been given to a particular feature of a mark, provided the ultimate conclusion rests on a consideration of the marks in their entireties. In re National Data Corp., 753 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985). In applicant’s mark, the term PHARMACEUTICALS is disclaimed, and clearly describes a central characteristic of applicant’s goods and services. Thus, PHARMACEUTICALS has little source distinguishing quality and is subordinate to GW. Further, both the simple line design in applicant’s mark and the arrow design in opposer’s mark are less significant than the wording in the marks. If a mark comprises both a word and a design, then the word is normally accorded greater weight because it would be used by purchasers to request the goods or services. In re Appetito Provisions Co., 3 USPQ2d 1553 (TTAB 1987). For these reasons, we consider GW to be the dominant feature of applicant’s mark and G&W to be the dominant feature of opposer’s mark. Moreover, the significance of GW in applicant’s mark is reinforced by its location as the first word in the mark. Presto Products Inc. v. Nice-Pak Products, Inc., 9 USPQ2d 1895, 1897 (TTAB 1988)(“it is often the first part of a mark which is most likely to be impressed in the mind of a purchaser and remembered”). See also Century 21 Real Estate Corp. v. Century Life of Opposition No. 91169571 14 America, 970 F.2d 874, 23 USPQ2d 1698, 1700 (Fed. Cir. 1992)(upon encountering the marks, consumers must first notice the identical lead word). Based upon the above analysis, we find that applicant’s mark is highly similar to opposer’s marks G&W and in that the dominant feature of applicant’s mark, i.e., GW, is nearly identical to the entirety of opposer’s G&W mark and the dominant portion of opposer’s mark. The presence of an ampersand in opposer’s marks is insignificant in comparison to the presence of the identical letters GW versus G&W and does little to obviate the similarities between the marks in appearance and sound. Further, there is nothing in the record to suggest that GW or G&W describes any aspect of either parties’ goods or services. Thus, to the extent that the marks have any particular connotation as used in connection with such goods and services, there is no reason why the marks’ connotation would not be the same. In view of the foregoing, we find that the parties’ marks are highly similar in appearance, sound and Opposition No. 91169571 15 connotation and that the marks, when viewed as a whole, convey highly similar commercial impressions. Accordingly, this du Pont factor along with the strength of opposer’s marks heavily favors opposer. The Goods and Services With respect to the parties’ goods and services, it is well established that the goods or services of the parties need not be similar or competitive, or even offered through the same channels of trade, to support a holding of likelihood of confusion. It is sufficient that the respective goods or services of the parties are related in some manner, and/or that the conditions and activities surrounding the marketing of the goods or services are such that they would or could be encountered by the same persons under circumstances that could, because of the similarity of the marks, give rise to the mistaken belief that they originate from the same source. See Hilson Research, Inc. v. Society for Human Resource Management, 27 USPQ2d 1423 (TTAB 1993); and In re International Telephone & Telephone Corp., 197 USPQ 910, 911 (TTAB 1978). We base our determination of the similarity or dissimilarity between the parties’ respective goods and services, as we must, upon the goods and services recited in the involved application and opposer’s pleaded registrations. See Paula Payne Products v. Johnson Opposition No. 91169571 16 Publishing Co., 473 F.2d 901, 177 USPQ 76, 77 (CCPA 1973) (“Trademark cases involving the issue of likelihood of confusion must be decided on the basis of the respective descriptions of goods.”) In addition, and as discussed above, opposer has shown prior common law rights in the marks in its registrations as used in connection with: publishing on its website “scientific papers on current good manufacturing practices” regarding such drugs;17 conducting research into the formulation and breakdown over time of medications as well as the manufacturing processes of such medications;18 and data management for others in the field of managing pharmaceutical sales inventory with its clients and customers.19 Applicant argues that the above services are merely incidental to opposer’s pharmaceuticals and thus are not goods in trade or services performed for the benefit of others.20 However, opposer has introduced uncontroverted testimony that it has made common law use of its marks in connection with these services. There is nothing in the record to support a finding that, while they may be appurtenant to opposer’s pharmaceuticals, the activities recited by opposer are not services performed for the 17 Greene Testimony, p. 71-3. 18 Greene Testimony, p. 74-5. 19 Greene Testimony, p. 103-5. Opposition No. 91169571 17 benefit of others. As such, we find unavailing applicant’s arguments in this regard as to these services. In its main brief on the case, opposer generally confines its discussion of the similarity of the parties’ goods and services to a comparison of the goods in its pleaded registrations and the goods recited in Class 5 of the involved application.21 As discussed above, applicant filed with its brief an abandonment of its application with respect to its Class 5 goods. In so doing, applicant noted that opposer failed to argue that opposer’s goods and services are related to the remaining goods and services in the involved application, and asserted that, as such, opposer has conceded its case with regard to those remaining goods and services.22 Applicant further noted in its brief that opposer’s witness, Mr. Greene, stated on cross- examination that opposer does not provide the following goods or services: computer programs, apparatus for receiving, recording, or transmitting data for monitoring or controlling management of pharmaceuticals in Class 9;23 drug filling or drug dispensing devices in Class 10;24 patient data cards, prescription pads, books or magazines, stationery, blank paper, cardboard or paper goods in Class 20 Brief, p. 7. 21 Brief, p. 8-11. 22 Brief, p. 13-4. 23 Greene Testimony, p. 105—15. 24 Id. Opposition No. 91169571 18 16,25 plastic medicine containers in Class 20;26 live or dried plants or flowers, agricultural seeds in Class 31;27 or medical, medical analysis, horticultural or veterinary services in Class 44.28 In its reply brief, opposer asserts its “products contain or may contain horticultural products for medical services.”29 However, while Mr. Greene testifies that opposer’s pharmaceutical products may contain medicinal oils or herbal extracts,30 there is nothing more in the record to support opposer’s contention that its goods contain “horticultural products.” While opposer’s main brief focused on the pharmaceutical products in Class 5, the issue of likelihood of confusion as to the goods and services listed in the remaining Classes of the subject application was clearly tried and, further, addressed by applicant in its response brief and opposer in its reply brief. In view thereof, we do not consider the issue of likelihood of confusion as to the remaining goods and services to have been waived by opposer. Turning to the relatedness of the goods and services at issue herein, opposer has introduced testimony and evidence 25 Id. 26 Id. 27 Id. 28 Id. 29 Reply brief, p. 8, citing to Greene Testimony, p. 94-5. Opposition No. 91169571 19 that its Class 5 pharmaceutical products are packaged into plastic medicine containers;31 dispensed to patients from tubes or tablets; and packaged with printed instructional inserts,32 all displaying its marks.33 Mr. Greene testified and introduced evidence that opposer does not manufacture or sell such packaging and containers by themselves, but rather purchases them to contain its drugs for sale.34 Opposer asserts in addition that it engages in the following activities under its marks in connection with its Class 5 pharmaceuticals: educational and instruction services regarding its drug products provided to pharmacies, nursing associations, and health care providers;35 and conducting informational conferences regarding the capabilities and advantages of certain of its drugs.36 While such testimony and evidence may not be sufficient to support a finding that opposer’s drug packaging and containers are goods in trade, or that its educational and informational activities are services preformed for the benefit of others, it nonetheless is sufficient to show a relationship between these products and activities and the Class 5 pharmaceuticals recited in its pleaded registrations. 30 Greene Testimony, p. 94-5. 31 Reply brief, p. 7-8, citing to Greene Testimony, Exhibit 16. 32 Greene Testimony, p. 107-9. 33 Id., citing to Greene Testimony, Exhibit 21. 34 Greene Testimony, p. 106-9. 35 Greene Testimony, p. 71. 36 Greene Testimony, p. 71-3, Exhibit 32. Opposition No. 91169571 20 In light of the above, we first turn to applicant’s “Computer programmes for use in managing data in the pharmaceutical, health care and medical fields; computer software for use in managing data in the pharmaceutical, healthcare and medical fields; apparatus for receiving, recording and transmitting data for use in the monitoring and control and management of pharmaceuticals, namely, drug dispensing devices, drug filling devices, tracking devices, information transfer devices, and alerting devices” in Class 9. As noted above, opposer has introduced testimony on cross-examination that it does not use its marks on computer programs or apparatus for receiving or recording data in the pharmaceutical field. We note, however, that opposer has shown common law use of its marks in connection with data management for others in the field of managing pharmaceutical sales inventory with its clients and customers. We find that the function of applicant’s computer programs and software, namely, “managing data in the pharmaceutical, health care and medical fields” and its various apparatus “for use in the monitoring and control and management of pharmaceuticals” encompasses the function of opposer’s more narrowly identified services, namely, managing pharmaceutical sales inventory. In other words, opposer’s management of pharmaceutical sales inventory is included within the more broadly identified pharmaceutical data management performed by applicant’s goods. As a result, we find that applicant’s Class 9 goods are inherently complementary and related to opposer’s data Opposition No. 91169571 21 management services. See, e.g., In re Hyper Shoppes, 6 USPQ2d 1025 (Fed. Cir. 1988). Next we turn to applicant’s “Drug dispensing devices used by patients and physicians which can record and transmit data associated with the drug management process” in International Class 10. Again, opposer has not introduced any testimony or evidence that it uses its marks in connection with such goods, but rather introduced testimony on cross-examination that it does not use its marks on drug dispensing devices. We turn next to applicant’s “Blank paper; cardboard and goods made from these materials, namely pharmaceutical packaging, patient data cards, and prescription pads; printed matter, namely pharmaceutical information leaflets and drug dispensing records; books namely publications in the fields of medicine, pharmaceuticals and botanicals; printed publications, namely magazines, newsletters, pamphlets, reports, instructional and informational leaflets, and posters, in the fields of medicine, pharmaceuticals and botanicals; paper packaging; stationery; printed instructional and teaching materials, all relating to the pharmaceutical, health care and medical fields” in International Class 16. Opposer has submitted testimony and evidence that it distributes printed instructional inserts along with the pharmaceuticals recited in its pleaded registrations. Opposer further submitted testimony and evidence that it packages the pharmaceuticals recited in its registrations in cardboard packages. In addition, opposer has testified Opposition No. 91169571 22 and introduced evidence that such printed inserts and packaging bear its marks, along with its pharmaceutical goods. While opposer’s use cannot be considered “goods in trade,” such inserts and packaging are essentially identical to applicant’s “pharmaceutical information leaflets” and “instructional and informational leaflets…in the field[] of…pharmaceuticals” and “cardboard and goods made from these materials, namely pharmaceutical packaging” and opposer’s testimony and evidence suggests that such packaging and printed materials are likely to be encountered with pharmaceuticals under the same mark. Thus, opposer’s pharmaceuticals and applicant’s pharmaceutical packaging are inherently related in terms of confusion as to source. Applicant’s pharmaceutical packaging would display the nearly identical mark to the mark displayed on the packaging for opposer’s pharmaceuticals. We turn next to applicant’s “Plastic medicine containers” in International Class 20. Opposer has testified on cross-examination that it does not use its marks on such goods. However, opposer has testified that it packages certain of its pharmaceutical products in Opposition No. 91169571 23 plastic containers bearing its marks.37 Again, while opposer’s use cannot be considered “goods in trade,” such plastic containers are identical to applicant’s “plastic medicine containers” and opposer’s testimony and evidence suggests that such containers are likely to be encountered with pharmaceuticals under the same mark. Thus, opposer’s pharmaceuticals and applicant’s “plastic medicine containers” are inherently related in terms of confusion as to source. Applicant’s pharmaceutical containers would display the nearly identical mark to the mark displayed on the packaging for opposer’s pharmaceuticals. We turn next to applicant’s “Agricultural and horticultural products, namely live plants; agricultural and horticultural seeds; natural flowers; living plants; dried plants” in International Class 31. Again, opposer has introduced no testimony or evidence that it uses its marks in connection with such goods and, in fact, testified on cross-examination that it does not use its marks on “live or dried plants or flowers,” or “agricultural seeds.” We are not persuaded by the speculative statements by Mr. Greene in his testimony deposition, namely, “I’m almost certain some of the active ingredients or inactive ingredients may have 37 Greene Testimony, p. 109. Opposition No. 91169571 24 some herbal extracts”38 and “I think there might be some medicinal oils in any one of the topical creams and ointments”39 produced by opposer, that opposer is using its marks in connection with goods that are similar to the agricultural and horticultural products recited in the involved application. We turn next to applicant’s “Educational services and instruction services, namely training and teaching in the nature of classes, seminars, lectures and through the provision of a website in the pharmaceutical, health care and medical fields” in International Class 41. Opposer has introduced testimony that it provides education and instruction and conducts informational conferences under its marks regarding its drug products and their capabilities to pharmacies, nursing associations, and health care providers as an ancillary activity in connection with the pharmaceutical goods recited in its registrations. These activities are nearly identical to applicant’s educational and instructional services in the fields of pharmaceuticals, and the testimony submitted by opposer suggests that such services are likely to be encountered in connection with pharmaceuticals under the same mark. We turn next to applicant’s 38 Greene Testimony, p. 94. 39 Id. at 95. Opposition No. 91169571 25 “Scientific and technical research services, namely pharmaceutical and botanical research; scientific and technological design services, namely design of apparatus for use in healthcare management and pharmaceutical delivery; chemical analysis; pharmaceutical research and development” in International Class 42. Opposer has introduced testimony that it conducts research into the formulation and breakdown over time of medications as well as the manufacturing processes of such medications under its marks. Such services are closely related to applicant’s pharmaceutical research services inasmuch as opposer’s services appear to be directed toward certain aspects thereof. In other words, opposer’s research into the formulation, breakdown and manufacture of pharmaceuticals appears to be encompassed within applicant’s more broadly identified pharmaceutical research. Finally, we turn to applicant’s “Medical services, veterinary services, medical analysis services; horticultural services” in International Class 44. As discussed above, opposer has introduced no testimony or evidence that it uses its marks in connection with such services and, in fact, testified on cross-examination that it does not use its marks in connection therewith. Thus, based upon the testimony and evidence of record, opposer has shown that it has made prior use of its marks in connection with goods and services that are identical in Opposition No. 91169571 26 part or otherwise related to the goods recited in Classes 9, 16 and 20, and the services recited in Classes 41 and 42 of the involved application. On the other hand, there is no evidence of a connection between applicant’s goods and services in Classes 10, 31 and 44 and opposer’s goods and services that purchasers would necessarily view the goods and services as having a common source. Based only on the mere conclusory statements of opposer, we see the likelihood of confusion claim as to these goods and services as amounting to only a speculative, theoretical possibility. Language by our primary reviewing court is helpful in resolving the likelihood of confusion issue in this case: We are not concerned with mere theoretical possibilities of confusion, deception, or mistake or with de minimis situations but with the practicalities of the commercial world, with which the trademark laws deal. Electronic Design & Sales Inc. v. Electronic Data Systems Corp., 954 F.2d 713, 21 USPQ2d 1388, 1391 (Fed. Cir. 1992), citing Witco Chemical Co. v. Whitfield Chemical Co., Inc., 418 F.2d 1403, 1405, 164 USPQ 43, 44-45 (CCPA 1969), aff'g 153 USPQ 412 (TTAB 1967). In view of the foregoing, we find that the du Pont factor of similarity between the parties’ goods and services favors opposer as to applicant’s goods and services in Opposition No. 91169571 27 Classes 9, 16, 20, 41 and 42; and favors applicant as to its goods and services in Classes 10, 31 and 44. Channels of Trade Because of our finding that the parties’ goods and services in Classes 9, 16, 20, 41 and 42 are related, and because there are no recited restrictions as to the channels of trade or classes of purchasers in the involved application, we must assume that the goods and services are available in all the normal channels of trade to all the usual purchasers for such goods and services, and that the channels of trade and the purchasers for the parties’ goods services would, at a minimum, overlap. See Interstate Brands Corp. v. McKee Foods Corp., 53 USPQ2d 1910 (TTAB 2000). See also Paula Payne Products v. Johnson Publishing Co., supra. We find that, as a result of the foregoing, this du Pont factor also favors opposer as to the goods and services in Classes 9, 16, 20, 41 and 42. Conditions of Sale The next du Pont factor discussed by the parties is conditions of sale. Applicant contends that there is no evidence of record as to whether the goods and services recited in its application would be purchased either on impulse or after careful consideration. Applicant is correct that there is no evidence of record on this point. Opposition No. 91169571 28 We note, however that even assuming that purchases of the parties’ goods and services would involve a deliberate decision, this does not mean that the purchasers are immune from confusion as to the origin of the respective goods or services, especially when, as we view the present case, the close similarity of the marks and the parties’ Class 9, 16, 20, 41 and 42 goods and services outweigh any sophisticated purchasing decision. See HRL Associates, Inc. v. Weiss Associates, Inc., 12 USPQ2d 1819 (TTAB 1989), aff’d, Weiss Associates, Inc. v. HRL Associates, Inc., 902 F.2d 1546, 14 USPQ2d 1840 (Fed. Cir. 1990) [similarities of goods and marks outweigh sophisticated purchasers, careful purchasing decision, and expensive goods]. See also In re Research Trading Corp., 793 F.2d 1276, 230 USPQ 49, 50 (Fed. Cir. 1986), citing Carlisle Chemical Works, Inc. v. Hardman & Holden Ltd., 434 F.2d 1403, 168 USPQ 110, 112 (CCPA 1970) [“Human memories even of discriminating purchasers...are not infallible.”]. As a result, we find this du Pont factor to be, at best, neutral or to slightly favor opposer. Actual Confusion The final du Pont factor discussed by the parties is the presence or absence of actual confusion between consumers as to the goods and services under the parties’ marks. It is noted that applicant has not begun using its Opposition No. 91169571 29 mark in commerce and in order for an asserted lack of any incidents of actual confusion to be a meaningful factor, the record must demonstrate that there has been appreciable and continuous use by applicant of its mark in the same market(s) as those served by registrant under its mark. See, e.g., Gillette Canada Inc. v. Ranir Corp., 23 USPQ2d 1768, 1774 (TTAB 1992). Specifically, there must be evidence showing that there has been an opportunity for instances of actual confusion to occur and here the record is devoid of any such proof. See, e.g., Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842, 1847 (Fed. Cir. 2000). We are not persuaded by opposer’s evidence of a job- seeking individual sending a resume to applicant at opposer’s address40 that actual confusion has occurred between the parties’ goods and services under their marks. There simply is insufficient evidence on this record in order for the asserted absence of any instances of actual confusion to be a meaningful factor in the determination of whether confusion is likely to occur. As a result, this du Pont factor is neutral. Summary We have carefully considered all of the evidence pertaining to priority of use and the relevant du Pont factors, as well as all of opposer’s arguments with respect 40 Greene Testimony, p. 63, Exhibit 31. Opposition No. 91169571 30 thereto, including any evidence and arguments not specifically discussed in this opinion. We conclude that opposer has established its standing to bring this proceeding; its priority of use; and that a likelihood of confusion exists between its G&W and marks and applicant’s involved mark, as used in connection with their closely related goods and services in Classes 9, 16, 20, 41 and 42. To the extent there exists any doubt about our conclusion, we resolve such doubt on the issue of likelihood of confusion in favor of the prior user and against the newcomer. See San Fernando Mfg. Co. v. JFD Electronics Components Corp., 565 F.2d 683, 196 USPQ 1, 2 (CCPA 1977). DECISION: The opposition is sustained in part on the ground of priority and likelihood of confusion, and registration to applicant is refused as to the goods and services recited in Classes 9, 16, 20, 41 and 42 of the involved application. The opposition is dismissed in part as to the goods and services recited in Classes 10, 31 and 44 of the involved application. The September 15, 2009 Board order sustaining the opposition to the goods identified in Class 5 of its involved application stands. Copy with citationCopy as parenthetical citation