Gregory F.,1 Complainant,v.Jacob J. Lew, Secretary, Department of the Treasury (Internal Revenue Service), Agency.Download PDFEqual Employment Opportunity CommissionDec 2, 20160120141037 (E.E.O.C. Dec. 2, 2016) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Gregory F.,1 Complainant, v. Jacob J. Lew, Secretary, Department of the Treasury (Internal Revenue Service), Agency. Appeal No. 0120141037 Agency No. IRS-12-0815-F DECISION On January 21, 2014, Complainant filed an appeal from the Agency’s January 15, 2014, final decision concerning his equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. The Commission deems the appeal timely and accepts it for de novo review. For the following reasons, the Commission AFFIRMS the Agency’s final decision. BACKGROUND Complainant worked as an Insolvency Specialist at the Agency’s facility in Sacramento, California. In an EEO complaint filed on October 30, 2012 and amended on November 15, 2012, February 14, 2013, and June 3, 2014, Complainant alleged that the Supervisory Bankruptcy Specialist who served as his immediate supervisor (S1) subjected him to disparate treatment and harassment on the bases of race (African-American), disability (work-related stress), and in reprisal for prior protected EEO activity by making racial and sexual comments toward him between April and August of 2012, revoking his telecommuting privileges on February 11, 2013, and refusing to accommodate his work restrictions after May 13, 2013. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120141037 2 Comments Attributed to S1 Complainant alleged that S1made comments of a racial and sexual nature toward him as follows: 1. On April 13, 2012, S1 said, “it must be hard for fat people to have sex because they are so big;” 2. On an unspecified date in June 2012, S1 referenced how “good another employee’s butt looked in her jeans;” 3. On an unspecified date in August 2012, S1 used the letters “KKK” jokingly in the office; 4. On August 20, 2012, S1 said to Complainant, “your beard looks nice, but it may not be so good for your wife because depending on where your face is, it might scratch her.” 5. On August 23, 2012, S1 called him in a “rageful” voice over the speaker phone while he was conducting Agency business with an attorney. Investigative Report (IR) 134-35, 143-45. S1 denied making the statements in question. IR 212-16. As to the August 20th incident, S1 averred that she remembered complimenting Complainant on how his beard looked but denied making any kind of sexual innuendo. IR 215. When asked to explain the incident that took place on August 23rd, S1 averred that she merely requested that Complainant submit his timesheets. IR 215-16. Revocation of Telecommuting Privileges Complainant next alleged that S1 took away his telecommuting privileges. He averred that his doctor had recommended that he be physically separated from S1 in order to ease the stress he was under. He also averred that he had an agreement with the Agency under which he was allowed to telecommute, and that by withdrawing his telecommuting privileges, S1 was ordering him back into the same hostile environment that had given rise to the telecommuting agreement in the first place. IR 169, 173. Complainant did provide medical documentation on September 11, 2012, supporting his request that he either be allowed to work at home or on site but outside S1’s physical presence. Complainant worked from home until February 8, 2013. S1 averred that she had observed a decline in Complainant’s performance that was impacting the productivity of the work unit, and that Complainant needed to be present at the office in order to obtain assistance from his peers. IR 159-63, 177, 218-19, 401-03, 436. S1 also stated that Complainant had a pending workers’ compensation claim during the time frame in which he was allowed to telecommute, that on February 4, 2013, Complainant’s claim had been denied because the Office of Workers’ Compensation had determined that management did not cause him to suffer a work-related injury, and that she directed him to return to the office after the denial. IR 264-74, 400, 404. The Territory Manager, S1’s immediate 0120141037 3 supervisor and Complainant’s second-level supervisor, also averred that Complainant’s performance rating had fallen below the level at which telecommuting was permitted, but that she and S1 had agreed to continue with the arrangement until the Office of Workers’ Compensation denied his claim. 194-95. Work Restrictions Complainant alleged that as of May 13, 2013, S1 would no longer accommodate his work restrictions. IR 170, 174. Those restrictions essentially consisted of being physically separated from S1 while he was in the office, as previously noted. In a memorandum addressed to Complainant dated September 19, 2012, S1 stated that she had received medical information from his physician indicating that he could work either from home or on site with no direct supervision from or interaction with her. S1 further stated that she agreed to communicate with Complainant via email as necessary to ensure that the workflow was maintained and that the Agency’s mission was fulfilled. IR 179-80. In subsequent emails to Complainant, S1 expressed her concerns regarding Complainant’s performance and his submission of monthly reports. IR 182, 185. In an email addressed to Complainant from S1’s supervisor, the Territory Manager informed Complainant that his request to maintain his restrictions appeared to fall under the reasonable accommodation process, and that she was providing him with the information and forms necessary to initiate a request. Both the Territory Manager and S1 averred that they were not aware that Complainant had requested a reasonable accommodation as of May 2013. IR 195, 199, 220, 409.2 Between February and May of 2013, Complainant had been working in the office, but had been sequestered from S1 in accordance with his request. In a memorandum addressed to Complainant dated May 13, 2013, S1 informed Complainant that he had received a rating of “fails” in one of his critical job elements, which resulted in an overall performance rating of unacceptable, and that as a result, S1’s intervention was necessary in order to assist Complainant in raising his performance level to minimally successful. S1 notified Complainant that communications between them could no longer be limited to emails and written feedback, and that face-to-face conversations would be necessary in order to facilitate the improvement of Complainant’s performance. IR 187. Post-Investigation At the conclusion of the investigation, the Agency notified Complainant of his right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). 2 Complainant eventually did submit a formal reasonable accommodation request for the same work arrangement that he had prior to May 13th. However, on August 20, 2013, S1 denied Complainant’s request on the grounds that the accommodation was ineffective and the medical documentation was inadequate. IR 410-11. This matter is not currently before us. 0120141037 4 In accordance with Complainant’s request, the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). The decision concluded that Complainant failed to prove that the Agency subjected him to discrimination as alleged. ANALYSIS AND FINDINGS As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency's decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chapter 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). Harassment Given the conflicting statements between S1 and Complainant as to whether S1 actually made these comments, we will assume for the sake of argument that she did. We will also assume that Complainant is alleging sexual harassment with respect to comments (1), (2), and (4). Harassment of employees that would not occur but for their race or disability is unlawful if sufficiently patterned or pervasive. Wibstad v. United States Postal Service, EEOC Appeal No. 01972699 (August 14, 1998). To prevail on his harassment claim, Complainant must prove, by a preponderance of the evidence, that because of his race or disability, he was subjected to conduct so severe or pervasive that a reasonable person in her position would have considered it hostile or abusive. See Harris v. Forklift Systems, Inc., 510 U.S. 17, 22 (1993). Where Complainant alleges reprisal as a basis, he must also prove that the Agency’s actions were harmful to the point that they could dissuade a reasonable employee from making or supporting a charge of discrimination. Burlington Northern and Santa Fe Ry. Co. v. White, 548 U.S. 53, 57 (2006). Only if Complainant satisfies his burden of proof with respect to all of these elements, motive and either hostility or chilling effect, will the question of Agency liability for harassment present itself. Annalee D. v. Social Security Admin., EEOC Appeal No. 0120140956 (Nov. 23, 2016). We will first address motive as it pertains to disability and reprisal in connection with the comments that Complainant attributes to S1. When asked by the investigator why he believed that his work-related stress and EEO activity were what caused S1 to utter those comments, Complainant responded that his condition would not have occurred had it not been for S1’s aggressive behavior toward him, that he had personally witnessed S1 get into arguments and confrontations with other employees as well as himself, and that S1 had threatened other employees and tried to sabotage their careers. IR 138, 148, 170. Beyond his own assertions, however, Complainant has not presented any sworn statements from other witnesses or documents that tend to show that S1 was motivated by considerations of retaliating against him 0120141037 5 for exercising his rights under Title VII and the Rehabilitation Act. We therefore find that Complainant failed to establish the existence of a disability-based or retaliatory motive on the part of S1 in connection with the any of the comments in question. We now turn to the question of race discrimination. Complainant averred that he had personally witnessed S1 making comments of this nature over the years to African Americans exclusively. IR 136, 145-46. Three of Complainant’s coworkers, two black, one white, had all corroborated some elements of his narrative. Coworker (1) (Black female) averred that although she did not witness any of S1’s comments personally, she was present during a group meeting on an unspecified date in 2012 at which she heard S1 say: “I wish all of you were like [Complainant] because I can say whatever I like to him no matter what it is because he doesn’t say anything back, he just takes it [and] I love it,” and averred that she was offended by this remark. She also averred that she often heard S1 yell at other members of the work group. IR 462-65. Coworker (2) (white female) averred that she heard S1 make inappropriate comments over the years, referring to one individual as a “retard” at a staff meeting, that she had personally seen S1 criticize, berate, and belittle Complainant on several occasions, that S1 “had issues” with African-American employees, holding them to higher standards that Caucasian employees, that the morale in the unit was very low because of S1, and that on one occasion that S1 had been arrested for pointing a gun at a fellow manager. IR 467-72. Coworker (3) (Black female) averred that she heard S1 utter the remark about Complainant’s beard exactly as Complainant had described the remark, and that she saw Complainant shake his head in disapproval. IR 483-84. As to the “rageful voice” incident, Coworker (3) averred that although she could not remember the exact date, she had observed S1 yelling at Complainant almost on a weekly basis, and that S1 treated Complainant and another Black male staff member like “two year olds.” IR 484-86. The Territory Manager, S1’s first-line supervisor, averred that one employee had come to her with allegations of being harassed by S1, although she did not identify this individual. IR 194. When viewed as a whole, the statements from these witnesses tend to establish the existence of a racial motivation on the part of S1. Given that Coworker (3) had corroborated that S1 had made comment (4), we also find, again for purposes of analysis, that S1 was motivated by unlawful considerations of Complainant’s gender. With this in mind, we turn now to the second prong of the harassment analysis, the issue of severity or pervasiveness. It is well-settled within the Commission’s precedent that a single incident or group of isolated incidents will generally not be regarded as discriminatory harassment unless the conduct is severe. Irvin C. v. Dept. of State, EEOC Appeal No. 0120141173 (Aug. 29, 2016). The Commission has found, however, that under certain circumstances, a single incident could be severe or pervasive enough to give rise to a hostile environment in and of itself. See Trina C. v. U.S. Postal Service, EEOC Appeal No. 0120142617 (Sept. 13, 2016) (male supervisor grabbed female employee around the waist and kissed her on the neck); Woolf v. Dept. of Energy, EEOC Appeal No. 0120083727 (Jun. 4, 2009), req. for recon. den. EEOC Request No. 0520090560 (Aug. 21, 2009) (male coworker forced his thigh between female employee’s legs, put his mouth to her ear, and told her how gorgeous she looked); Hayes v. U.S. Postal 0120141037 6 Service, EEOC appeal No. 01954703 (Jan. 23, 1998), req. for recon. den. EEOC Request No. 05980372 (Jun. 17, 1999) (male coworker stuck his tongue in female employee’s ear). The Commission has likewise found that the use of a single racial epithet or slur in the workplace could also constitute harassment. See Yabuki v. Dept. of the Army, EEOC Request No. 05920778 (June 4, 2993) (employee of Japanese descent the subject of a comment by non- Japanese coworker that it was all [the employee’s fault] that the Japanese were taking over American businesses). In this case, we find that none of the comments attributable to S1, either singly or collectively, are severe or pervasive enough to reach the threshold required to prove harassment. With respect to comments (1), (2), and (3), Complainant has not presented any evidence concerning the context in which the comments were allegedly made. Specifically, he has not shown that any of these comments were directed at him personally or at African-Americans in general. While comment (4) clearly was directed at Complainant, it was a single sexual innuendo that was not of the level of severity to create a hostile environment. As to comment (5), the comment itself amounted to no more than S1’s admonishment of Complainant for his failure to submit his timesheets when S1 requested them. Routine work assignments, instructions, and admonishments are by definition neither severe nor pervasive enough to rise to a level of abuse on a par with a racial epithet or otherwise engender a hostile work environment. Complainant v. Dept. of State, EEOC Appeal No. 0120123299 (Feb. 25, 2013). We therefore find, as did the Agency, that Complainant failed to establish that he was subjected to harassment by S1 because of his race, sex, disability, or previous EEO activity. Terms and Conditions of Employment The Commission cannot second-guess an Agency’s decisions involving personnel unless there is evidence of a discriminatory motivation on the part of the officials responsible for making those decisions. See Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 259 (1981). Therefore, in order to prevail on his claim of disparate treatment in connection with the removal of his telecommuting privileges, Complainant would have to prove, by a preponderance of the evidence, that S1 was motivated by unlawful considerations of his race, disability, or previous EEO activity when she decided to revoke his telecommuting privileges on February 11, 2013. See Reeves v. Sanderson Plumbing Products, Inc., 530 U.S. 133, 143 (2000). In circumstantial-evidence cases such as this, Complainant can establish motive by presenting evidence tending to show that the reason articulated by S1 for taking away his telecommuting privileges was a pretext, i.e., not the real reason but rather a cover for discrimination. St. Mary’s Honor Society v. Hicks, 509 U.S. 502, 515 (1993). Pretext can be demonstrated by showing such weaknesses, inconsistencies, or contradictions in the Agency’s proffered legitimate reasons for its action that a reasonable fact finder could rationally find them unworthy of credence. Opare-Addo v. U.S. Postal Service, EEOC Appeal No. 0120060802 (Nov. 20, 2007), req. for recon. den. EEOC Request No. 0520080211 (May 30, 2008). 0120141037 7 S1’s articulated reasons for revoking Complainant’s telecommuting privileges were that his performance between September 2012 and February 2013 had declined to minimally successful, that she had agreed to permit Complainant to telecommute while his workers’ compensation claim was pending, and that once that claim was denied, she felt that she no longer had an obligation to keep the telecommuting arrangement in place. S1’s sworn affidavit is corroborated by that of the Territory Manager, as well as the February 8th email to Complainant in which S1 documents the reasons for her decision, particularly that returning to the office environment would provide Complainant with better access to assistance he would need in improving his performance than he would have received had he continued to work at home. When asked by the EEO Investigator why he believed that his race, disability, and previous EEO activity were factors in S1’s revocation of his telecommuting privileges, S1 responded in general terms that African-Americans were treated as inferior and unintelligent by S1, that being forced to return to the office had caused a setback in his physical condition, and that he was being subjected to a continuing violation. IR 169-70. Other than his own assertions, however, he has not provided any sworn statements from other witnesses or documents which contradict S1’s documented reasons for revoking his telework privileges. We therefore find, as did the Agency, that Complainant failed to meet his burden of proof of unlawful motivation on the part of S1 in connection with the revocation of his telecommuting privileges. Consequently, it is not necessary to determine whether that decision on the part of S1 constitutes an act of harassment. See Nicki D. v. Dept. of Veterans Affairs, EEOC Appeal No. 0120133247 (Oct. 15, 2015) (if Complainant fails to establish the existence of discriminatory intent, no further inquiry would be necessary as to whether the incidents complained of rise to the level of harassment or constitute separate acts of discrimination under disparate treatment theory). Denial of Reasonable Accommodation To the extent that Complainant claims that the Agency failed to reasonably accommodate him, the Commission notes that that under the Commission's regulations, an agency is required to make reasonable accommodation to the known physical and mental limitations of a qualified individual with a disability unless the agency can show that accommodation would cause an undue hardship. 29 C.F.R. §§ 1630.2(o) and (p). The Commission will assume without deciding that Complainant is a qualified individual with a disability. The undisputed record shows that the Agency made attempts to accommodate Complainant. After his workers’ compensation claim was denied, the Territory Manager emailed Complainant the reasonable accommodation forms and instructions. IR 199. While the documents from Complainant’s health care provider indicated a diagnosis of stress arising from adverse effects of his work environment, there was no prognosis or any other information as to whether Complainant’s condition was permanent or long-term. IR 152-55. According to the Reasonable Accommodation Coordinator, Complainant was given several opportunities to provide medical documentation to support his reasonable accommodation request, but as of July 31, 2013, he had not done so. IR 493. 0120141037 8 Under the Commission's guidelines, an agency may request additional information when presented with a request for reasonable accommodation in order to evaluate a complainant's proposed accommodation in comparison to his current medical needs in order to determine what accommodation would best serve the needs of the agency and complainant. EEOC Enforcement Guidance on Reasonable Accommodation and Undue Hardship under the Americans with Disabilities Act, EEOC No. 915.002, at question 6 (Oct. 17, 2002). Moreover, when an individual's disability or need for reasonable accommodation is not obvious, and he fails to provide reasonable documentation requested by the employer, the employer will not be held liable for failure to provide the requested accommodation. Id. Here, the record shows that Complainant failed to respond to requests for additional, more specific documentation to assist in addressing Complainant’s condition. Therefore, the Commission finds that Complainant has not established that the Agency failed to provide him with a reasonable accommodation CONCLUSION Based on a thorough review of the record and the contentions on appeal, we AFFIRM the Agency’s final decision. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0416) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. The requests may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 0120141037 9 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations December 2, 2016 Date Copy with citationCopy as parenthetical citation