George L. Spencer, Complainant,v.John E. Potter, Postmaster General, United States Postal Service, Agency.

Equal Employment Opportunity CommissionFeb 26, 2009
0120090396 (E.E.O.C. Feb. 26, 2009)

0120090396

02-26-2009

George L. Spencer, Complainant, v. John E. Potter, Postmaster General, United States Postal Service, Agency.


George L. Spencer,

Complainant,

v.

John E. Potter,

Postmaster General,

United States Postal Service,

Agency.

Appeal No. 0120090396

Hearing No. 460200800140X

Agency No. 1G771001308

DECISION

On October 31, 2008, complainant filed an appeal from the agency's final

decision concerning his equal employment opportunity (EEO) complaint

alleging employment discrimination in violation of Title VII of the

Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. � 2000e

et seq. and the Age Discrimination in Employment Act of 1967 (ADEA),

as amended, 29 U.S.C. � 621 et seq. The appeal is deemed timely and is

accepted pursuant to 29 C.F.R. � 1614.405(a). For the following reasons,

the Commission AFFIRMS the agency's final decision.

BACKGROUND

At the time of events giving rise to this complaint, complainant worked

as a Mail Handler at the agency's Houston Processing and Distribution

Center facility in Houston, Texas. On February 11, 2008, complainant

filed an EEO complaint alleging that he was discriminated against on

the bases of race (Black), age (56 years old at time of incident),

and reprisal for prior protected EEO activity under a statute that was

unspecified in the record when:

1. On January 1, 2008, complainant's supervisor (RMO: Black, 31 years

old at time of incident) instructed him to load a truck by himself; and

2. complainant was sent home for improper conduct and failure to follow

instructions.

At the conclusion of the investigation, complainant was provided with a

copy of the report of investigation and notice of his right to request a

hearing before an EEOC Administrative Judge (AJ). Complainant requested

a hearing but the AJ denied the hearing request on the grounds that

complainant failed to fully and timely comply with the AJ's discovery

orders. The AJ remanded the complaint to the agency, and the agency

issued a final decision pursuant to 29 C.F.R. � 1614.110(b). The decision

concluded that complainant failed to prove that he was subjected to

discrimination as alleged.

Specifically, the FAD found that as regards complainant being instructed

to load a truck by himself, he failed to establish a prima facie case

of discrimination based on age, race, or reprisal because the order

did not amount to an adverse employment action and complainant was not

able to identify otherwise similarly situated coworkers outside of his

protected classes who were treated differently, and as regards reprisal,

the agency found that complainant failed to show that RMO was aware of

complainant's prior protected activity and failed to establish a nexus

between such activity and RMO's instructions. As regards complainant

being sent home, the agency found that complainant established a prima

facie case of race and age discrimination, but not reprisal, for the

same reasons as above. The agency further found, however, that agency

officials articulated a legitimate, nondiscriminatory reason for the

agency's action and that complainant failed to establish that such a

reason was a pretext for discrimination. On appeal, complainant disputes

the AJ's decision to deny the hearing, but offers no new arguments.

ANALYSIS AND FINDINGS

As this is an appeal from a decision issued without a hearing, pursuant

to 29 C.F.R. � 1614.110(b), the agency's decision is subject to de novo

review by the Commission. 29 C.F.R. � 1614.405(a). See EEOC Management

Directive 110, Chapter 9, � VI.A. (November 9, 1999) (explaining that

the de novo standard of review "requires that the Commission examine

the record without regard to the factual and legal determinations of the

previous decision maker," and that EEOC "review the documents, statements,

and testimony of record, including any timely and relevant submissions

of the parties, and . . . issue its decision based on the Commission's

own assessment of the record and its interpretation of the law").

To prevail in a disparate treatment claim such as this, complainant

must satisfy the three-part evidentiary scheme fashioned by the

Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973).

He must generally establish a prima facie case by demonstrating that

he was subjected to an adverse employment action under circumstances

that would support an inference of discrimination. Furnco Construction

Co. v. Waters, 438 U.S. 567, 576 (1978). Proof of a prima facie case will

vary depending on the facts of the particular case. McDonnell Douglas,

411 U.S. at 804 n. 14. The burden then shifts to the agency to articulate

a legitimate, nondiscriminatory reason for its actions. Texas Department

of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981). To ultimately

prevail, complainant must prove, by a preponderance of the evidence, that

the agency's explanation is pretextual. Reeves v. Sanderson Plumbing

Products, Inc., 530 U.S. 133, 120 S.Ct. 2097 (2000); St. Mary's Honor

Center v. Hicks, 509 U.S. 502, 519 (1993).

In order to establish a prima facie case of age and/or race

discrimination, a complainant may show that he is a member of a protected

class, that he was subjected to an adverse employment action, and that

he was treated differently than otherwise similarly situated employees

outside of the protected class. See Potter v. Goodwill Industries

of Cleveland, 518 F.2d 864 (6th Cir. 1975). We find initially that,

as regards age and race discrimination, complainant established a prima

facie case when he was sent home but not when he was instructed to load

the truck by himself. Specifically, we find that being instructed to

load a truck by oneself does not constitute an adverse employment action

and that complainant is not an aggrieved employee. See Diaz v. Department

of the Air Force, EEOC Request No. 05931049 (April 21, 1994).

As regards reprisal, we note that the Commission interprets the statutory

retaliation clauses "to prohibit any adverse treatment that is based on

a retaliatory motive and is reasonably likely to deter the charging party

or others from engaging in protected activity." EEOC Compliance Manual,

Section 8 (Retaliation) at 8-13, 8-14 (May 20, 1998). Thus, while we

find that being instructed to load the truck does not constitute an

adverse employment action, it does constitute adverse treatment that

is reasonably likely to deter complainant or others from engaging in

protected activity. We further find, however, that complainant has not

shown that RMO was aware of his protected activity, nor has he shown a

nexus between such activity and the adverse treatment. In this regard we

note that RMO denied being aware of complainant's prior EEO activity and

when complainant was specifically asked during the investigation "why

do you think you were instructed to load the truck by yourself . . .

because of your prior EEO activity?" complainant did not address the

question, responding instead "the supervisors all agree with each other."

Report of Investigation (ROI) Affidavit A p. 2.

As regards complainant being sent home, we note that the prima

facie inquiry may be dispensed with since the agency has articulated

legitimate and nondiscriminatory reasons for its action. See United

States Postal Service Board of Governors v. Aikens, 460 U.S. 711, 713-17

(1983). Specifically, the notice of removal states that complainant

was disciplined for failure to follow instructions and for improper

conduct. See ROI, Exhibits 3, 4, and 5. The burden thus returns

to the complainant to demonstrate, by a preponderance of the evidence,

that the agency's reason was pretextual, that is, it was not the true

reason or the action was influenced by legally impermissible criteria.

Texas Department of Community Affairs, 450 U.S. at 253; St. Mary's Honor

Center v. Hicks, 509 U.S. 502 (1993). Complainant, however, has not

offered any evidence or argument showing that the agency's action was

a pretext for discrimination.

Therefore, based on a thorough review of the record and the contentions

on appeal, including those not specifically addressed herein, we AFFIRM

the FAD.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M1208)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the

policies, practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 77960,

Washington, DC 20013. In the absence of a legible postmark, the request

to reconsider shall be deemed timely filed if it is received by mail

within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0408)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as the

defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1008)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request from the Court that

the Court appoint an attorney to represent you and that the Court also

permit you to file the action without payment of fees, costs, or other

security. See Title VII of the Civil Rights Act of 1964, as amended,

42 U.S.C. � 2000e et seq.; the Rehabilitation Act of 1973, as amended,

29 U.S.C. �� 791, 794(c). The grant or denial of the request is within

the sole discretion of the Court. Filing a request for an attorney with

the Court does not extend your time in which to file a civil action.

Both the request and the civil action must be filed within the time

limits as stated in the paragraph above ("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

February 26, 2009

__________________

Date

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0120090396

U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION

Office of Federal Operations

P.O. Box 77960

Washington, DC 20013

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0120090396