Gastroceuticals, LLCDownload PDFTrademark Trial and Appeal BoardSep 2, 2010No. 77527094 (T.T.A.B. Sep. 2, 2010) Copy Citation Mailed: September 2, 2010 UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re Gastroceuticals, LLC ________ Serial No. 77527094 _______ Max Moskowitz and Sean P. McMahon of Ostrolenk Faber LLP for Gastroceuticals, LLC.1 Natalie Polzer2, Trademark Examining Attorney, Law Office 108 (Andrew Lawrence, Managing Attorney). _______ Before Hairston, Kuhlke and Taylor, Administrative Trademark Judges. Opinion by Taylor, Administrative Trademark Judge: Gastroceuticals, LLC has filed an application to register on the Principal Register the mark KRYZTAL (in standard character form) for goods ultimately identified as “drinking water enhanced with antioxidants” in International Class 32.3 1 Applicant was represented by other counsel prior to its filing of the request for reconsideration. 2 A different examining attorney represented the Office prior to briefing. 3 Serial No. 77527094, filed July 21, 2008, and alleging a bona fide intention to use the mark in commerce. THIS OPINION IS NOT A PRECEDENT OF THE TTAB Ser No. 77527094 2 Registration has been refused on the ground that there is a likelihood of confusion under Section 2(d) of the Trademark Act, 15 U.S.C. §1052(d), with the mark in U.S. Registration No. 2946604, shown below, for “Bottled spring water, drinking water, and flavored water” in International Class 32.4 When the refusal was made final, applicant appealed and requested reconsideration. The examining attorney denied the request for reconsideration on September 15, 2009 and this appeal resumed on October 7, 2009. Both applicant and the examining attorney filed briefs. Before we begin our likelihood of confusion analysis, we must discuss an evidentiary matter. The examining attorney has objected to a printout of search results retrieved from the Trademark Electronic Search System (TESS), and made of record with applicant’s request for reconsideration, on the ground that the mere submission of a list of registrations does not make such registrations a part of the record.5 Applicant responded to the objection, 4 Issued May 3, 2005. 5 The printout is of a list of 100 live registrations that were retrieved by the search strategy ((bottled)ADJ(water))[GS] and Ser No. 77527094 3 arguing that the search report was obtained from the U.S. Patent and Trademark Office (USPTO) website and not a private company, and introduced not to make the listed third-party registrations of record but to demonstrate the “sheer number” of marks that the USPTO has registered for bottled water. We will consider the printout properly of record for that limited purpose, and overrule the examining attorney’s objection to that extent. We hasten to point out that the report is of little to no probative value. As applicant notes, the TESS printout indicates 692 records were found that satisfy its search query. However, the report merely shows that “bottled water” is a recited term in the goods/services description of the found records. We can not ascertain how the term “bottled water” is used in those identifications, including those of the 100 registrations listed on the report.6 As such, and contrary to applicant’s contention, the report does not necessarily identify registrations of marks for “bottled water,” per se. (live)[LD] and ‘RD>”18000101.” The printout also indicated that 692 records satisfied the query. 6 To elaborate, the term “bottled water” may only describe a component of the identified goods and services, e.g., as part of a survival kit, goods distributed by a distribution service or sold in wholesale or retail stores. Ser No. 77527094 4 Turning now to the merits of the appeal, our determination of the issue of likelihood of confusion is based on an analysis of all of the probative facts in evidence that are relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also, In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods and/or services. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24 (CCPA 1976). See also, In re Dixie Restaurants Inc., 105 F.3d 1405, 41 USPQ2d 1531 (Fed. Cir. 1997). We first consider the du Pont factor of the similarity/dissimilarity of the marks and compare applicant's mark KRYZTAL and registrant's mark in their entireties in terms of sound, appearance, meaning and commercial impression. See Palm Bay Imports, Inc. v. Veuve Clicquot Ponsardin, 396 F.3d 1369, 73 USPQ2d 1689 (Fed. Cir. 2005). The test is not whether the marks can be distinguished when subjected to a side-by-side comparison, but rather whether the marks are sufficiently similar in their entireties that confusion as to the source of the Ser No. 77527094 5 goods offered under the respective marks is likely to result. The focus is on the recollection of the average purchaser, who normally retains a general, rather than a specific impression of trademarks. See Sealed Air Corp. v. Scott Paper Co., 190 USPQ 106 (TTAB 1975). Applicant maintains that the appearance of the marks differ; its mark containing a “YZ” element and the cited mark containing an “IS” element, a unique ring diacritic, and stylization of the letter “K.” Applicant contends that it is unreasonable to assume that it would adopt either the stylization of the letter “K” or the unique ring diacritic featured in the cited mark. Applicant also contends that there is no similarity in sound, specifically arguing that its mark should be spoken with a hard “K” with an emphasis on the letter “Z” while the letter “K” in the cited mark is intended to be pronounced as a “soft” consonant and the ring diacritic is intended to draw out the pronunciation of the letter “L.” The examining attorney, on the other hand, maintains that applicant’s mark and the registrant’s mark are phonetic equivalents and thus sound similar; that there is no correct way to pronounce a mark and the marks in question, KRYZTAL in standard characters and the stylized mark KRISTAL, could clearly be pronounced the same; and Ser No. 77527094 6 that such similarity in sound may be sufficient to support a finding of likelihood of confusion. We find the marks KRYZTAL and substantially similar in terms of appearance, both comprised of a single term beginning with the letters “KR” and ending with the letters “TAL.” The difference in spelling consists of the letters “YZ” and “IS,” respectively, which are embedded in the middle of each mark. This difference in spelling is not likely to be recognized and does not serve as a distinguishing feature. In addition, the stylization of the cited mark does not distinguish the marks, particularly since applicant’s mark is in standard character form and thus not restricted to any type of display. See Phillips Petroleum Co. v. C. J. Webb, Inc., 442 F.2d 1376, 17 USPQ 35, 36 (CCPA 1971) (The court found that when a word mark is registered in typed [or standard character] format, the Board must consider all reasonable modes of display that could be represented.); In re Cox Enterprises Inc., 82 USPQ2d 1040, 1044 (TTAB 2007 (“We must also consider that applicant’s mark, presented in typed or standard character form, is not limited to any special form or style as displayed on its goods.”). While applicant claims that it is unreasonable to assume that it would adopt the same stylization as that of the registered mark, the stylization Ser No. 77527094 7 of the letter “K” and the lower case presentation of the remaining letters in the cited mark are not so unique or uncommon that such a presumption would be unwarranted. In addition, there is nothing in the record that establishes that the registrant intended the small circle over the letter “a” in the cited mark as a diacritic mark. In fact, the circle is so much smaller in relation to the rest of the mark, that it is possible that it may go largely unnoticed. In terms of sound, it is settled that there is no correct way to pronounce a trademark. See In re Belgrade Shoe, 411 F.2d 1352, 162 USPQ 227 (CCPA 1969) and Interlago AG v. Abrams/Gentile Entertainment Inc., 63 USPQ2d 1862 (TTAB 2002). See also In re Microsoft Corp., 68 USPQ 1195 (TTAB 2003) (it is not possible to control how consumers will vocalize marks). Despite applicant’s arguments to the contrary, we find the marks phonetically equivalent. That is, even if the registered mark contained a diacritic mark to reflect an intent by registrant to suggest a particular pronunciation of its mark, the consuming public may not recognize the diacritic mark as such and/or be knowledgeable of its effect on the pronunciation of the mark. Ser No. 77527094 8 Further, although applicant introduced evidence from registrant’s website regarding pronunciation of the cited mark, it failed to provide any evidence that consumers of registrant’s drinking, bottled spring and flavored water are familiar with the website or, if they are, remember the suggested pronunciation when shopping in the water aisle of supermarkets. Despite the minor differences in spelling, the marks KRYZTAL and KRISTAL are substantially similar in appearance and virtually identical in sound. As such, applicant’s mark and the cited mark are highly similar in connotation and commercial impression. Indeed, during the prosecution of the application, applicant remarked that “both marks will likely be viewed as playful variations or misspellings of the word CRYSTAL.” Applicant’s March 6, 2009 Response, p. 4. In short, purchasers of water enhanced with antioxidants who are familiar with registrant’s mark may view applicant’s mark as a variant thereof, and that such mark identifies a new line of water products sponsored by or approved by registrant. The factor of similarity of the marks thus favors a finding of likelihood of confusion. Applicant argues that “[t]he co-existence of numerous CRYSTAL-formative marks strongly indicates that any mark Ser No. 77527094 9 containing the word CRYSTAL, or its aural equivalent, is entitled to only a narrow scope of protection.” Br. p. 12. Applicant, citing Carefirst of Maryland Inc. v. FirstHealth of the Carolinas Inc., 77 USPQ2d 1492, 1510 (TTAB 2005), further implies that because consumers have become conditioned to recognize that many entities use the word “CRYSTAL” as a trademark term, they are likely be able to distinguish between the entities based on distinctions among the marks. In support of its position, applicant has submitted copies of twenty-two7 third-party registrations for marks containing the terms “C(K)RYSTAL” primarily for water. We find these examples of limited probative value. First, while they may be used to demonstrate that a portion of a mark is suggestive or descriptive, they are not evidence that the marks shown therein are in use or that the public is aware of them. See AMF Incorporated v. American Leisure Products, Inc., 177 USPQ 268, 269 (CCPA 1973)[“little weight is to be given such registrations in evaluating whether there is likelihood of confusion.”]. Moreover, our review of such registrations reveals that of the twenty-two registrations, twenty-one are for marks 7 Applicant submitted twenty-five registrations. However, three of the registrations, i.e., Registration Nos. 2683549, 2629208 and 2618536, have been cancelled and, accordingly, will not be further considered. Ser No. 77527094 10 containing the term “Crystal” in combination with other matter (i.e., CRYSTAL SPRINGS, CRYSTAL GEYSER, CRYSTAL GLACIER, CRYSTAL MOUNTAIN, CRYSTAL BROOK, CRYSTAL CASCADE, CRYSTAL LAKE, CRYSTAL KING, CRYSTAL RIDGE, CRYSTAL CHOICE, CRYSTAL ROCK, CRYSTAL VALLEY, CRYSTAL ICE and design, CRYSTAL-FRESH, NATURE’S CRYSTAL, COLORADO CRYSTAL, CRYSTAL CREEK, CRYSTAL, CRYSTAL CANYON, CRYSTAL BEACH AND CRYSTAL QUENCHERS), resulting in marks that are less similar to the cited mark. The final registration for the mark KRYSTAL covers different goods, i.e., light beverages, namely soft drinks, fruit juices, vegetable juices and aerated fruit juices. We add that, even if “crystal,” or its aural equivalents, e.g., “kryztal” and “kristal,” were considered to be weak due to an asserted degree of common usage of marks including the term(s), even weak marks are entitled to protection where confusion is likely. See Matsushita Electric Company v. National Steel Co., 442 F.2d 1383, 170 USPQ 98, 99 (CCPA 1971) [“Even though a mark may be ‘weak’ in the sense of being a common word in common use as a trademark, it is entitled to be protected sufficiently to prevent confusion from source arising”]. Here, notwithstanding any alleged weakness in the registered Ser No. 77527094 11 mark, it is still very similar in appearance, sound, connotation and commercial impression to applicant’s mark. To the extent that applicant is arguing for consistency of action within the USPTO based on these third-party registrations, we echo the examining attorney and point out that each case must be decided on its own merits. The determination of registrability of a mark in another case cannot control the merits in the case now before us. See In re Nett Designs Inc., 236 F.3d 1339, 57 USPQ2d 1564 (Fed. Cir. 2001); and In re Sun Microsystems, 59 USPQ2d 1084, 1087 (Fed. Cir. 2001). We reiterate that in this case applicant’s mark simply is more similar to the cited mark than any of the marks in those registrations. We now turn to a consideration of the du Pont factor of the relatedness of the goods. It is settled that the question of likelihood of confusion must be determined based on an analysis of the goods recited in applicant’s application vis-à-vis the goods recited in the cited registration. Canadian Imperial Bank v. Wells Fargo Bank, 811 F.2d 1490, 1 USPQ2d 1783 (Fed. Cir. 1992); and The Chicago Corp. v. North American Chicago Corp., 20 USPQ 2d 1715 (TTAB 1991). Further, it is a general rule that the goods do not have to be identical or directly competitive Ser No. 77527094 12 to support a finding that there is a likelihood of confusion. It is sufficient if the respective goods are related in some manner and/or that the conditions surrounding their marketing are such that they would be encountered by the same persons under circumstances that could, because of the similarity of the marks used in connection therewith, give rise to the mistaken belief that they emanate from or are associated with a single source. In re Albert Trostel & Sons Co., 29 USPQ2d 1783, 1785 (TTAB 1993); In re International Telephone & Telegraph Corp., 197 USPQ 910, 911 (TTAB 1978). In this case we compare applicant’s drinking water enhanced with antioxidants with registrant’s “spring water, drinking water and flavored water” and find, at least with respect to registrant’s drinking water, that the goods are identical. That is, registrant’s broadly identified “drinking water” must be deemed to include “drinking water enhanced with antioxidants.” In addition, we find applicant’s antioxidant enhanced drinking water related to registrant’s “spring water and flavored water”; all being types of potable water that will be used to quench thirst and restore one’s water levels. In short, we find unpersuasive applicant’s argument that because applicant’s water is neither plain nor Ser No. 77527094 13 flavored, and registrant’s water is not enhanced with antioxidants, the goods are not sufficiently related to cause confusion in the crowded field of “Crystal-related marks for beverages.” First, the record does not establish a crowded field of “Crystal” marks. Second, and as previously noted, the goods need not be identical for a finding of likelihood of confusion; they need only be related in such a way that consumers mistakenly believe a commonality of source. See Albert Trostel & Sons Co., supra. Furthermore, in view of our finding that the goods of registrant, in part, encompass those of applicant, and inasmuch as neither applicant’s identification of goods nor that of registrant recite any limitations as to any specific channels of trade or classes of consumers, we presume an overlap and that those goods will be offered in the same trade channels, including grocery stores and convenience stores, and to the same classes of purchasers, including ordinary consumers. See In re Elbaum, 211 USPQ 639, 640 (TTAB 1981). Based on statements the registrant made in connection with the prosecution of its application for the cited mark, applicant argues that registrant uses its mark only in connection with a store brand of water sold in its Ser No. 77527094 14 supermarkets in Texas; whereas, in contrast, applicant’s water is not a store brand of bottled water and will not be sold exclusively in any one type of supermarket. We find this argument unavailing. The owner of a registration without specified limitations enjoys a presumption of exclusive right to nationwide use of the registration, i.e. that the registration shall be prima facie evidence of the registrant’s exclusive right to use the mark in connection with the goods and services identified in the certificate. See Trademark Act Section 7(b), 15 U.S.C. § 1057(b). Because there are neither geographic or trade channel restrictions in the cited registration, we must presume that registrant’s water products are sold in all usual channels of trade for such products, including a variety of supermarkets across the United States. Similarly, absent any limitations in the identification of goods, applicant’s water must be presumed to be sold in registrant’s supermarkets. We also point out that, even if relevant, the statements relied upon by applicant were made over five years ago and may not now accurately reflect the current sales of registrant’s drinking water. In view of the foregoing, the du Pont factors of the relatedness of the goods, channels of trade and classes of Ser No. 77527094 15 purchasers strongly favor a finding of likelihood of confusion. Last, applicant contends that the United States is the largest consumer market for bottled water in the world, that there are over 700 marks covering bottled water that are registered with the USPTO and, that with so many brands to choose from, consumers are likely to be careful and discriminating in their purchasing decisions. We find this argument unpersuasive. First, not only is there no evidence to support applicant’s contention that there are over 700 marks registered with the USPTO for bottled water, even if there were, there is nothing of record to demonstrate that either consumer demand or sheer volume of marks for similar goods results in a discriminating purchaser. The record shows, however, that bottled water in the United States is low-priced, typically costing between $.25 and $2 per bottle.8 It is settled that purchasers of low cost ordinary consumer items are held to a lower standard of purchasing care and are more likely to be confused as to the source of the goods. See Specialty Brands, Inc. v. Coffee Bean Distributors, Inc. 748 F.2d 669, 223 USPQ 1281 (Fed. Cir. 1984). We thus find that the 8 Applicant’s Request for Reconsideration, Exh. B. Ser No. 77527094 16 parties’ respective water products are inexpensive ordinary consumer items which are or will be purchased by ordinary consumers exercising only a normal degree of care. After careful consideration of all of the arguments and the evidence of record, we conclude that purchasers familiar with registrant’s bottled spring water, drinking water, and flavored water sold under the mark would be likely to believe, upon encountering applicant’s mark KRYZTAL for drinking water enhanced with antioxidants, that such goods originate from or are sponsored by or affiliated with the same source. Decision: The refusal to register under Section 2(d) of the Trademark Act is affirmed. Copy with citationCopy as parenthetical citation