Fiddlehead Brewing Company, LLC

Trademark Trial and Appeal Board

Aug 6, 2018

No. 86924382 (T.T.A.B. Aug. 6, 2018)

This Opinion is not a
Precedent of the TTAB

Mailed: August 6, 2018

UNITED STATES PATENT AND TRADEMARK OFFICE
_____

Trademark Trial and Appeal Board
_____

In re Fiddlehead Brewing Company, LLC
_____

Serial No. 86924382
_____

Sharon J. Merritt of Merritt & Merritt,
for Fiddlehead Brewing Company, LLC.
Julie Thomas Veppumthara, Trademark Examining Attorney, Law Office 107,
J. Leslie Bishop, Managing Attorney.
_____

Before Ritchie, Kuczma and Hightower,
Administrative Trademark Judges.

Opinion by Kuczma, Administrative Trademark Judge:
Fiddlehead Brewing Company, LLC (“Applicant”) seeks registration on the
Principal Register of the mark MASTERMIND (in standard characters) for
Beer in International Class 32.1

1 Application Serial No. 86924382 was filed on March 1, 2016, based upon Applicant’s
allegation of a bona fide intention to use the mark in commerce under Section 1(b) of the
Trademark Act, 15 U.S.C. § 1051(b). On December 20, 2016, Applicant filed an Amendment
to Allege Use claiming first use anywhere and first use in commerce since at least as early
as April 19, 2012.
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The Trademark Examining Attorney refused registration of Applicant’s mark
under Trademark Act Section 2(d), 15 U.S.C. § 1052(d), citing Registration No.
4048476 for the mark MASTERMIND VODKA registered for “spirits,” as a bar to
registration.2
After the Examining Attorney made the refusal final, Applicant appealed to this
Board. For the reasons set forth below, the refusal to register is affirmed.
I. Evidentiary Issue
Before proceeding to the merits of this appeal, we address an evidentiary matter.
Applicant submitted exhibits with its Appeal Brief comprising third-party
registrations,3 promotional materials and search results from the internet, and other
promotional materials. The Examining Attorney has objected to the admission of such
evidence. Inasmuch as these exhibits (as further explained in footnote 3) were not
previously submitted and therefore the inclusion of them with Applicant’s appeal
brief is untimely, the exhibits have not been considered. The record in an application
should be completed prior to filing of an appeal. See Trademark Rule 2.142(d), 37

2 Issued November 1, 2011; §§ 8 & 15 combined Declaration accepted and acknowledged.
3 The copy of Registration No. 4952583 for the mark THE MASTERMIND’S METHOD that
was attached to Applicant’s Brief is not admissible. However, the TESS printout for that
Registration submitted with the December 21, 2016 Response to Office Action, TSDR 17, is
in the record so that registration is considered. Applicant also submitted copies of
Registration No. 5287290 issued on September 12, 2017, for the mark ROYAL IRISH and
Registration No. 5290289, issued on September 19, 2017, for the mark MASTERMIND
COFFEE, with its Appeal Brief.
Page references herein to the application record refer to the downloadable .pdf version of the
United States Patent and Trademark Office (USPTO) Trademark Status & Document
Retrieval (TSDR) system. References to the briefs refer to the Board’s TTABVUE docket
system.
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C.F.R. § 2.142(d); TRADEMARK TRIAL AND APPEAL BOARD MANUAL OF PROCEDURE
(“TBMP”) §§ 1203.02(e) and 1207.01 (2018); TRADEMARK MANUAL OF EXAMINING
PROCEDURE (“TMEP”) § 710.01(c) (Oct. 2017). If evidence that was previously
unavailable comes to Applicant’s attention after the appeal is filed, the proper
procedure is to submit a request to the Board to suspend the appeal and remand the
application for further examination. See MISCELLANEOUS CHANGES TO
TRADEMARK TRIAL AND APPEAL BOARD RULES, 81 Fed. Reg. 69950, 69968
(Oct. 7, 2016) (“The Office is further amending § 2.142(d)for clarity, including by
specifying that an appellant or examining attorney who desires to introduce
additional evidence after an appeal is filed should submit a request to the Board to
suspend the appeal and remand the application for further examination.”); see also
In re Max Capital Group Ltd., 93 USPQ2d 1243, 1244 n.4 (TTAB 2010) (registration
that issued after notice of appeal and submitted with appeal brief not considered,
applicant could have filed a request for remand).
II. Likelihood of Confusion
Our determination under § 2(d) is based on an analysis of all probative facts in
evidence that are relevant to the factors bearing on the issue of likelihood of
confusion. In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567
(CCPA 1973); see also In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d
1201, 1203 (Fed. Cir. 2003). Not all of the du Pont factors are relevant to every case,
and only factors of significance to the particular mark need be considered. In re
Mighty Leaf Tea, 601 F.3d 1342, 94 USPQ2d 1257, 1259 (Fed. Cir. 2010). Therefore,
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we focus our analysis on those factors for which we have evidence or that have been
argued by Applicant and the Examining Attorney: similarity of the marks and the
relatedness of the goods. In re i.am.symbolic, LLC, 866 F.3d 1315, 123 USPQ2d 1744,
1747 (Fed. Cir. 2017); Han Beauty Inc. v. Alberto-Culver Co., 236 F.3d 1333, 57
USPQ2d 1557, 1560 (Fed. Cir. 2001) (the Board may focus its analysis on dispositive
factors, such as similarity of the marks and relatedness of the goods).
A. Similarity of the Marks
In any likelihood of confusion determination, the marks are compared in their
entireties for similarities in appearance, sound, connotation, and commercial
impression. du Pont, 177 USPQ at 567; In re Viterra Inc., 671 F.3d 1358, 101 USPQ2d
1905, 1908 (Fed. Cir. 2012). Similarity in any one of these elements may be sufficient
to find the marks confusingly similar. In re 1st USA Realty Professionals, Inc., 84
USPQ2d 1581, 1586 (TTAB 2007); In re White Swan Ltd., 8 USPQ2d 1534, 1535
(TTAB 1988).
Comparing the marks, the word “Mastermind” is contained in both Applicant’s
mark MASTERMIND and Registrant’s mark MASTERMIND VODKA, resulting in
marks that are similar in appearance and sound.
Inasmuch as the word VODKA in Registrant’s mark is descriptive and has been
disclaimed, the dominant element of each mark is the identical term “Mastermind.”
See In re Viterra Inc., 101 USPQ2d at 1908 (the court may place more weight on a
dominant portion of a mark, for example if another feature of the mark is descriptive
or generic standing alone, however, the ultimate conclusion nonetheless must rest on
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consideration of the marks in total); In re Dixie Rests., Inc., 105 F.3d 1405, 41 USPQ2d
1531, 1533-34 (Fed. Cir. 1997) (“DELTA,” not the disclaimed generic term “CAFE,” is
the dominant portion of the mark THE DELTA CAFE); In re Nat’l Data Corp., 753
F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985) (“[T]here is nothing improper in
stating that, for rational reasons, more or less weight has been given to a particular
feature of a mark, provided the ultimate conclusion rests on consideration of the
marks in their entireties.”). The difference in the marks due to the inclusion of the
descriptive word “VODKA” following “MASTERMIND” in Registrant’s mark, is not
sufficient to distinguish the marks. Because Applicant’s mark consists of the same
wording as that found in the beginning of the registered mark and does not contain
additional wording that distinguishes it from Registrant’s mark, the marks look and
sound alike, and the commercial impression of the marks is very similar.
The issue of likelihood of confusion must be judged on the basis of the facts and
context of each case presented to the Board. This is particularly so in this case in view
of the fact that consumers are generally more inclined to focus on the first word in
any trademark or service mark, which in this case is identical. See Palm Bay Imports,
Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 1372, 73
USPQ2d 1689, 1692 (Fed. Cir. 2005); see also Presto Prods., Inc. v. Nice-Pak Prods.,
Inc., 9 USPQ2d 1895, 1897 (TTAB 1988) (“it is often the first part of mark which is
most likely to be impressed upon the mind of a purchaser and remembered” when
making purchasing decisions).
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Thus, overall, we find that when considered as a whole, Applicant’s mark and the
cited mark are similar in appearance, sound, meaning and commercial impression.
B. Third-party Registrations
Applicant points to Registration No. 49525834 for the mark THE
MASTERMIND’S METHOD for distilled spirits, including vodka, arguing that it is a
mark that “could easily be construed by consumers as a brand extension for
Registrant’s MASTERMIND VODKA in that both marks contain the word
MASTERMIND and are registered for spirits . . . .” If the registered mark THE
MASTERMIND’S METHOD can coexist with Registrant’s MASTERMIND VODKA
mark, both for spirits, including vodka, Applicant maintains that MASTERMIND
VODKA for spirits which prominently displays the word VODKA, and Applicant’s
mark MASTERMIND for beer, can also coexist.5
Under the sixth du Pont factor, “extensive evidence of third-party use and
registrations is ‘powerful on its face,’ even where the specific extent and impact of the
usage has not been established.” Jack Wolfskin Ausrustung Fur Draussen GmbH &
Co. KGAA v. New Millennium Sports, S.L.U., 797 F.3d 1363, 116 USPQ2d 1129, 1136
(Fed. Cir. 2015) (quoting Juice Generation, Inc. v. GS Enters. LLC, 794 F.3d 1334,

4 Registration No. 4952583 for the mark THE MASTERMIND’S METHOD for distilled
spirits; whiskey; rum; gin; vodka; liqueurs; alcoholic cordials; brandy; prepared alcoholic
cocktails; alcoholic beverages with flavors, produced from grain, sugar, and brewed malt
bases, excluding beer; wines; wine-based drinks; distillates of wine, namely, brandy and
cognac; malt distillates, namely, whiskey, scotch, rum, gin, vodka; alcoholic fruit distillates,
namely, brandy, cognac, alcoholic fruit extracts, fruit wine, alcoholic beverages of fruit;
alcoholic vegetable, herb and plant distillates, namely, vodka, rum and wine. See December
21, 2016 Response to Office Action, TSDR 17.
5 Applicant’s Ex Parte Appeal Brief p. 6 (4 TTABVUE 7).
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115 USPQ2d 1671, 1674 (Fed. Cir. 2015)). Here, however, there is evidence of only
one other registration, besides the cited Registration, for marks containing the term
“Mastermind” for alcoholic beverages. Thus, the third-party registration for the mark
THE MASTERMIND’S METHOD has little probative value, especially in the absence
of evidence that the mark is in use on a commercial scale or that the public has
become familiar with it. In re Mr. Recipe, LLC, 118 USPQ2d 1084, 1089 (TTAB 2016).
See also Smith Bros. Mfg. Co. v. Stone Mfg. Co., 476 F.2d 1004, 177 USPQ 462, 463
(CCPA 1973) (the purchasing public is not aware of registrations reposing in the
USPTO); In re Hub Distributing, Inc., 218 USPQ 284, 285 (TTAB 1983) (“[T]hird
party registrations in this Office, absent evidence of actual use of the marks [that are
the] subject[s] of the third-party registrations, … are entitled to little weight on the
question of likelihood of confusion.”).
Applicant also submits thirteen6 pairings of third-party registrations for similar
marks for beer and other alcoholic goods in support of its argument that “various
alcoholic beverages now are permitted simultaneous registration, especially when, as

6 Additionally, Applicant submitted five pairs of registrations where one of the pairings was
cancelled: OBSIDIENNE Reg. No. 3226585; HOOK & LADDER BREWING COMPANY #2
Reg. Nos. 3391421, 3323513; HOOK & LADDER LIGHTER Reg. No. 3528320; SUMMIT Reg.
Nos. 3628871, 1212654, 1010030; and RUBENS Reg. No. 3249525. These pairs have not been
considered since the cancelled third-party registrations cannot be used for this purpose. See
Sunnen Prods. Co. v. Sunex Int’l Inc., 1 USPQ2d 1744, 1747 (TTAB 1987). Additionally, one
other pair of registrations submitted, i.e., Registration Nos. 4828425 and 5105573, are owned
by the same owner and therefore, has not been considered. See December 21, 2016 Response
to Office Action at 15-16, 20-22, 25-29, 45, 70, 80.
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in the instant application, the marks are distinguished by the addition of the generic
term for one of the products . . . ,”7 i.e., MASTERMIND and MASTERMIND VODKA.
The third-party registration pairings are entitled to little weight on the issue of
confusing similarity because the registrations are “not evidence that the registered
marks are actually in use or that the public is familiar with them.” In re Midwest
Gaming & Entm’t LLC , 106 USPQ2d 1163, 1167 n.5 (TTAB 2013) (citing In re Mighty
Leaf Tea, 601 F.3d 1342, 94 USPQ2d 1257, 1259 (Fed. Cir. 2010)); see TMEP
§1207.01(d)(iii). Accordingly, they have little, if any, probative value under the sixth
du Pont factor. In re Opus One Inc., 60 USPQ2d 1812, 1814 (TTAB 2001) (citing Olde
Tyme Foods Inc. v. Roundy’s Inc. 961 F.2d 200, 22 USPQ2d 1542 (Fed. Cir. 1992)).
Moreover, whatever probative value there is to Applicant’s list of third-party
registrations is weighed in conjunction with the evidence submitted by the

7 The pairings considered are as follows: RENDEZVOUS Reg. No. 3530340 (distilled spirits)
and RENDEZVOUS PORTER Reg. No. 3889537 (beer); BLACKOUT Reg. No. 2602789
(schnapps) and BLACKOUT STOUT Reg. No. 4111389 (beer); JUSTICE VODKA Reg. No.
4700836 (liquor beverages, namely, vodka, gin, whiskey, rum, brandy) and JUSTICE Reg.
No. 3713775 (wine); DURANGO Reg. No. 2087333 (distilled spirits, namely, prepared
alcoholic cocktails and liqueurs) and DURANGO BREWING COMPANY Reg. No. 2870750
(beer); EPIPHANY PALE Reg. Nos. 3873558 (beer) and EPIPHANY Reg. No. 2497018; HOP
ODYSSEY Reg. No. 4627043 (beer) and ODYSSEY Reg. No. 2344297 (wine); HOURGLASS
ALE Reg. No. 3661738 (beer) and HOURGLASS Reg. No. 2764766 (wine); SLEEPING DOG
WINES Reg. No. 3152948 (table wine) and SLEEPING DOG STOUT Reg. No. 3233978 (beers
and ales); EPICENTER Reg. No. 3624142 (wine) and EPICENTER AMBER Reg. No. 4327599
(beer); BLACK DIAMOND Reg. No. 2005818 (wine) and BLACK DIAMOND BREWING
COMPANY Reg. Nos 4743712, 4743087, 2094096 (beer); FLYING FISH Reg. No. 3080190
(wine) and FLYING FISH BREWING CO. Reg. Nos 2571547; 2058080 (beer); WAR HORSE
Reg. No. 4011703 (wines) and WAR HORSE BREWING COMPANY Reg. No. 3726553 (beer);
and RED OAK VINEYARD Reg. No. 3181683 (fruit wine) and RED OAK Reg. No. 1870761
(beer). December 21, 2016 Response to Office Action at 15, 18-19, 30-33, 35-40, 41-42, 43-44,
48-53, 54-55, 56-57, 60-61, 62-63, 64-65, 66-67, 68-69, 72-73, 74-75, 78-79. While we have
considered these pairs of registrations, we do not know whether any of them are subject to
consent agreements.
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Examining Attorney, introduced to show that beer and spirits are offered by a single
source under the same mark, discussed more fully infra. Cf. In re Thor Tech, Inc., 113
USPQ2d 1546, 1548 (TTAB 2015) (fifty sets of co-existing third-party registrations
submitted by applicant were considered by Board as evidence weighing against
similarity of goods).
Additionally, prior decisions and actions of other examining attorneys in
registering other marks have little evidentiary value and are not binding upon the
USPTO or the Trademark Trial and Appeal Board. In re Midwest Gaming & Entm’t,
106 USPQ2d at 1165 n.3 (citing In re Nett Designs, Inc., 236 F.3d 1339, 57 USPQ2d
1564, 1566 (Fed. Cir. 2001)); TMEP §1207.01(d)(vi). It has been noted many times
that each case is decided on its own facts, and each mark stands on its own merits.
See AMF Inc. v. Am. Leisure Prods., Inc., 474 F.2d 1403, 177 USPQ 268, 269 (CCPA
1973); In re Binion, 93 USPQ2d 1531, 1536 (TTAB 2009).
Thus, the third-party registration evidence is neutral.
C. Similarity of the Goods, Trade Channels and Classes of Consumers
We turn next to the du Pont factor involving the similarity or dissimilarity of
Applicant’s beer to the spirits in the cited Registration. The nature, scope and
similarity of the goods must be determined based on the identification of goods listed
in the application and cited registration, not what the evidence shows the goods to
be. See Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110
USPQ2d 1157, 1161-62 (Fed. Cir. 2014); In re Dixie Restaurants Inc., 105 F.3d 1405,
41 USPQ2d 1531, 1534 (Fed. Cir. 1997).
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The goods or services need not be identical or directly competitive to find a
likelihood of confusion. As a general matter, they need only to be related in some
manner or the conditions surrounding their marketing are such that they would be
encountered by the same purchasers under circumstances that would give rise to the
mistaken belief that the goods or services come from a common source. See Coach
Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1722 (Fed.
Cir. 2012); On-line Careline Inc. v. Am. Online Inc., 229 F.3d 1080, 56 USPQ2d 1471,
1475 (Fed. Cir. 2000).
The fact that the USPTO classifies Applicant’s beer in Class 32 and Registrant’s
spirits in Class 33 does not establish that those goods are unrelated under § 2(d). See
TMEP §1207.01(d)(v). The determination concerning the proper classification of
goods or services is a purely administrative determination unrelated to the
determination of likelihood of confusion. In re Omega SA, 494 F.3d 1362, 83 USPQ2d
1541, 1543 (Fed. Cir. 2007); Jean Patou, Inc. v. Theon, Inc., 9 F.3d 971, 29 USPQ2d
1771, 1774 (Fed. Cir. 1993).
Moreover, the greater the degree of similarity between Applicant’s mark and the
registered mark, the lesser the degree of similarity between Applicant’s goods and
Registrant’s goods that is required to support a finding of likelihood of confusion. In
re Thor Tech Inc., 90 USPQ2d at 1634, 1636 (TTAB 2009); In re Opus One, Inc., 60
USPQ2d 1812, 1815 (TTAB 2001); In re Concordia Int’l Forwarding Corp., 222 USPQ
355, 356 (TTAB 1983).
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The Examining Attorney contends there is a likelihood of confusion because beer
and spirits may be produced by the same entity and sold under the same trademarks.8
In support, the Examining Attorney submits copies of portions of the websites of
numerous businesses owning a brewery and a distillery, offering both beer and
spirits: New Holland Brewing,9 Square One Brewery and Distillery,10 Alltech
Brewing & Distilling Co.,11 Ballast Point,12 Dogfish Head Craft Brewed Ales,13 Deluxe
Brewing Co.,14 Winter Park Distilling and the Bear & Peacock Brewery,15 Brickway

8 Examining Attorney’s Appeal Brief (6 TTABVUE 7-8).
9 New Holland Artisan Spirits: “Our philosophy remains true; we are dedicated to discovering
artful nuances while delivering unique and interesting spirits in their most tasteful form.”
06/23/2016, June 23, 2016 Office Action, TSDR 16-
17, additional product from New Holland at at TSDR 27-28.
10 Square One Brewery and Distillery: “Spirits of St. Louis is the brand name of Square One
Brewery’s Distilled Spirits line. … With an endless palette from which to create spirits, like
in the brewery, we add a little twist to create unique flavors. …” 06/23/2016, June 23, 2016 Office Action, TSDR 18-20.
11 Alltech Brewing & Distilling Co.: featuring various ale, stout, IPA, bourbon and rye by
Alltech Lexington Brewing and Distilling Co. 06/23/2016, June 23, 2016 Office Action, TSDR 21-22.
12 Ballast Point: From the Brewery … From the Distillery Ballast Point Brewing & Spirits
(offering vodka, rum, gin & whiskey) 06/23/2016, June 23,
2016 Office Action, TSDR 23-24.
13 Dogfish Head Craft Brewed Ales (offering Brews & Spirits)
06/23/2016, June 23, 2016 Office Action, TSDR 25-26.
14 Deluxe Brewing: “Deluxe Brewing and Sinister Distilling is proud to be Albany’s first
brewstillery. A production brewery and distillery located along the Wilamette River, in the
Borden Building.” 06/23/2016, June 23, 2016 Office Action,
TSDR 29-31.
15 Orlando Weekly 06/23/2016 “Winter
Park Distilling and the Bear & Peacock Brewery will open a ‘brewstillery’ on North Orange
Avenue near the Ravenous Pig early next year.” June 23, 2016 Office Action, TSDR 32-33.
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Brewery & Distillery,16 Grand River Brewery17, Little Toad Creek Brewery &
Distillery18, Rogue19 and Round Barn Winery Distillery Brewery.20
Additionally, the electronic article submitted by the Examining Attorney reports
that beer breweries increasingly are distilling craft spirits:
Breweries are cranking out distilled spirits like it’s
going out of style–and it isn’t
February 22, 2016
Never ones to stop innovating, more and more beer brewers
are capitalizing on brand interest, making use of surplus
raw materials, and scratching a persistent creative itch by
distilling craft spirits–and it’s no passing fad.
In fact, Anchor Brewing Co. of San Francisco, CA, has been
distilling since as far back as 1993. …
Neither Dogfish nor Anchor got into distilling because beer
sales were dwindling–quite the contrary. Breweries only
tend to branch out when business is strong. As beer
continues to boom, other breweries have begun distilling,
too: Michigan’s New Holland Brewing got into the game in
2005, followed by Oregon’s Rogue Ales in 2006. And
although it took brewing veteran Ballast Point Brewing
Company of San Diego, CA, until 2008 to get into spirits,
its recent explosive growth . . .

16 Brickway Brewery & Distillery: offering Brickway beer, vodka, gin, whisky and brandy.
June 13, 2017 Final Office Action, TSDR 7 -11.
17 Grand River Brewery: including Grand River Distillery producing hand-crafted whiskey,
vodka, gin and rum. June 13, 2017 Final Office Action, TSDR 12-20.
18 Little Toad Creek Brewery & Distillery Specializing in Small-batch Craft Beer & Spirits:
vodka, run, whiskey and a variety of liqueurs. June 13, 2017 Final Office Action, TSDR 21-
22.
19 Rogue: beer and spirits including Rogue Farms vodka. June 13, 2017 Final Office Action,
TSDR 23-28.
20 Round Barn Winery Distillery Brewery: selling beer and vodka, rum, agave, gin and
whiskey. June 13, 2017 Final Office Action, TSDR 29-35.

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06/23/201621
Based on the evidence submitted, beer and spirits are produced and sold by the same
entities and are commonly sold under the same marks.
Applicant cites In re Coors Brewing Co., 2002 WL 1766343 (TTAB 2002), rev’d and
remanded, 343 F.3d 1340, 68 USPQ2d 1059, 1061 (Fed. Cir. 2003), contending that
in that case “the Board concluded, and the Federal Circuit agreed, that even though
beer and wine are sometimes sold by the same party under the same mark, the two
beverages are not sufficiently related that the contemporaneous use of similar marks
on the two products is likely to cause confusion as to source.”22 However, in Coors
Brewing, the issue of the relatedness of beer and wine was not before the Federal
Circuit. The Federal Circuit merely acknowledged the Board’s decision below
observing “The Board concluded that even though beer and wine are sometimes sold
by the same party under the same mark, the two beverages are not sufficiently
related that the contemporaneous use of similar marks on the two products is likely
to cause confusion as to source.” 68 USPQ2d at 1061. A year after its decision in Coors
Brewing, in In re Chatam Int’l Inc., 380 F.3d 1340, 71 USPQ2d 1944, 1947-48 (Fed.
Cir. 2004), the Federal Circuit found that:
substantial evidence supports the Board’s finding of a close
relationship between tequila and beer or ale. Indeed, the
goods emanate from the same source because “both are
alcoholic beverages that are marketed in many of the same
channels of trade to many of the same consumers.” Majestic

21 June 23, 2016 Office Action, TSDR 7-15.
22 Applicant’s Ex Parte Appeal Brief at p. 7 (4 TTABVUE 8).
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Distilling, 315 F.3d [1311,] at 1316 [65 USPQ2d 1201 (Fed.
Cir. 2003)] (holding that malt liquor and tequila sold under
the same mark would cause a likelihood of confusion). In
this case, as in Majestic Distilling, the Board correctly
determined that tequila and beer or ale are inexpensive
commodities that consumers would be unlikely to
distinguish by manufacturer. Id. at 1316-17.
Additionally, the Board more recently observed in Anheuser-Busch, LLC v.
Innvopak Sys. Pty Ltd., 115 USPQ2d 1816, 1827-28 (TTAB 2015) that “beer and other
alcoholic beverages (including wine) are sold to consumers in many of the same
channels of trade, including retail outlets such as liquor stores, supermarkets,
convenience stores, restaurants, and bars” and based on the evidence in that case
concluded that “beer and other alcoholic beverages including wine, are related, and
that their purchasers and channels of trade overlap.”
Accordingly, each case must be decided on its own record. In re White Rock
Distilleries Inc., 92 USPQ2d 1282, 1285 (TTAB 2009) (“There is no per se rule that
holds that all alcoholic beverages are related.”). Nonetheless, beer and wine, as well
as other alcoholic beverages, certainly can be, and frequently are, found to be related.
See In re Chatam Int’l Inc., 380 F.3d 1340, 71 USPQ2d 1944 (Fed. Cir. 2004)
(GASPAR’S ALE for beer and ale likely to be confused with JOSE GASPAR GOLD
for tequila); In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir.
2003) (RED BULL for tequila likely to be confused with RED BULL for malt liquor);
Anheuser-Busch, LLC v. Innvopak Sys. Pty Ltd., 115 USPQ2d 1816 (TTAB 2015)
(WINEBUD for wines and alcoholic beverages except beers likely to be confused with
BUD for beer); In re Kysela Pere et Fils Ltd., 98 USPQ2d 1261 (TTAB 2011) (HB for
wine likely to cause confusion with HB and design marks for beer); In re Sailerbrau
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Franz Sailer, 23 USPQ2d 1719 (TTAB 1992) (CHRISTOPHER COLOMBUS for beer
likely to be confused with CRISTOBAL COLON for wine); Schieffelin & Co. v. Molson
Cos., 9 USPQ2d 2069 (TTAB 1989) (BRAS D’OR for brandy likely to be confused with
BRADOR for beer); Bureau Nat’l Interprofessionnel Du Cognac v. Int’l Better Drinks
Corp., 6 USPQ2d 1610 (TTAB 1988) (COLAGNAC for cola flavored liqueur likely to
be confused with certification mark COGNAC for brandy); see also Joel Gott Wines
LLC v. Rehoboth Von Gott Inc., 107 USPQ2d 1424 (TTAB 2013) (stylized GOTT
LIGHT and design for water confusingly similar to GOTT and JOEL GOTT for wine).
The record evidence in this case establishes that the identified goods are related.
Applicant also contends “under the state laws of all 50 states, alcoholic beverages
must be sold through the so-called ‘three tier’ system, that is from the licensed
producer/manufacturer, to a licensed wholesale distributor then to a licensed retail
outlet from which consumers purchase the products.” Thus, “the production,
distribution and sale of both Registrant’s and Applicant’s products are highly
regulated at the federal, state and local levels.”23 Even assuming Applicant’s and
Registrant’s goods are distributed through the highly regulated “three tier system,”
they are ultimately offered for sale to end-consumers. Therefore, both Applicant’s
“beer” and the “spirits” identified in the cited registration would be sold in some of
the same channels of trade, and to the same classes of purchasers, including the
general public. Finally, we note that to the extent we consider the third-party
registration pairs submitted by Applicant under the du Pont factor of the similarity

23 Applicant’s Ex Parte Appeal Brief p. 4 (4 TTABVUE 5).
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of the goods, such evidence is outweighed by the similarity shown by the evidence
submitted by the Examining Attorney. Cf. In re Thor Tech, Inc., 113 USPQ2d at 1549
(applicant’s fifty sets of co-existing third-party registrations were weighed against
only two registrations submitted by examining attorney showing similarity of goods).
Accordingly, the goods of Applicant and Registrant, though different, are
nonetheless related, traveling in the same trade channels to the same classes of
purchasers.
D. Sophistication of Purchasers
Applicant maintains that both its products and Registrant’s products are sold to
sophisticated consumers. According to Applicant, “[n]either of these products are
mass-market, inexpensive products of their type.” Referencing portions of Applicant’s
and Registrant’s websites,24 Applicant contends that both its products and
Registrant’s products are “specialty, hand-crafted, artisanal products sold to
sophisticated consumers who can easily distinguish the source of a hand-crafted beer
from an artisanal vodka. … These are expensive products of their type sold to a
sophisticated consumer specifically seeking out products precisely because of their
novelty and hand-crafted nature.”25 Applicant concludes that “. . . the only question
remaining is whether a[n] artisanal-brewed alcoholic product could be produced from
the same source as an artisanal distilled alcoholic product and sold under a mark

24 Although Applicant did not submit copies of Applicant’s and Registrant’s websites, portions
of the websites were quoted in Applicant’s December 21, 2016 Response to Office Action.
Inasmuch as the Examining Attorney made no objection, we have considered it.
25 December 21, 2016 Response to Office Action at 13-14.
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displaying a word element in common.”26 While conceding that Applicant’s and
Registrant’s goods are both alcoholic beverages, Applicant argues that they are
sought out by “connoisseurs” who are “specialized purchasers [who] know exactly
what company has produced the chosen vodka or beer. It is inconceivable that they
could become confused as to source.”27
However, we make our determination based on the goods as they are identified in
the application and registration. See Stone Lion Capital Partners, L.P. v. Lion Capital
LLP, 110 USPQ2d at 1162 (“It was proper, however, for the Board to focus on the
application and registrations rather than on real world conditions, because ‘the
question of registrability of an applicant’s mark must be decided on the basis of the
identification of goods set forth in the application . . . .’” (quoting Octocom Sys., Inc.
v. Hous. Comp. Servs. Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990))).
Because there are no restrictions in the identification of goods in either Applicant’s
application or Registrant’s registration, the identified goods are considered to include
beer and spirits (including vodka) at all price points, and to move in all the normal
and usual channels of trade and methods of distribution to all potential purchasers.
Coach Servs. Inc. v. Triumph Learning LLC, 101 USPQ2d at 1722; Octocom Systems,
Inc. v. Houston Computers Services, Inc., 16 USPQ2d at 1787.
There is no evidence that purchasers of beer or other alcoholic products are
sophisticated or careful in making their purchasing decisions and where, as here, the

26 Applicant’s Ex Parte Appeal Brief p. 7 (4 TTABVUE 8).
27 Applicant’s Ex Parte Appeal Brief p. 7-8 (4 TTABVUE 8-9).
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goods of both Applicant and Registrant are identified without any limitations as to
trade channels, classes of consumers or conditions of sale, we must presume that
Applicant’s and Registrant’s goods encompass inexpensive or moderately-priced beer
and spirits. In re Aquitaine Wine USA, LLC, 126 USPQ2d 1181, 1195 (TTAB 2018);
In re Opus One Inc., 60 USPQ2d 1812, 1817 (TTAB 2001); In re Bercut-Vandervoort
& Co., 229 USPQ2d 763 (TTAB 1986) (rejecting the applicant’s arguments regarding
the high cost and quality of its wine and the sophistication of its purchasers, where
application identified goods merely as “wine”). Moreover, the fact that purchasers are
sophisticated or knowledgeable in a particular field does not necessarily mean that
they are sophisticated or knowledgeable in the field of trademarks or immune from
source confusion. In re Shell Oil Co., 992 F.2d 1204, 26 USPQ2d 1687, 1690 (Fed. Cir.
1993) (indicating that “even sophisticated purchasers can be confused by very similar
marks”); Top Tobacco, LP v. N. Atl. Operating Co., 101 USPQ2d 1163, 1170 (TTAB
2011); In re Total Quality Grp., Inc., 51 USPQ2d 1474, 1477 (TTAB 1999).
In view of the absence of evidence, this factor is neutral.
E. Absence of Actual Confusion
Applicant argues that the parties have coexisted for almost six years without any
reported instance of confusion.28 The test under § 2(d), however, is whether there is
a likelihood of confusion. Applicant’s assertion that it is unaware of any actual
confusion resulting from the contemporaneous use of its mark and Registrant’s mark

28 Applicant’s Ex Parte Appeal Brief p. 9 (4 TTABVUE 10).
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“is of little probative value in an ex parte proceeding . . . where we have no evidence
pertaining to the nature and extent of the use by applicant and registrant (and thus
cannot ascertain whether there has been ample opportunity for confusion to arise, if
it were going to); and registrant has no chance to be heard from (at least in the
absence of a consent agreement, which applicant has not submitted in this case).” In
re Kangaroos U.S.A., 223 USPQ 1025, 1026-27 (TTAB 1984). Moreover, it is not
necessary to show actual confusion to establish a likelihood of confusion. Herbko Int’l,
Inc. v. Kappa Books, Inc., 308 F.3d 1156, 64 USPQ2d 1375, 1380 (Fed. Cir. 2002)
(citing Giant Food, Inc. v. Nation’s Foodservice, Inc., 710 F.2d 1565, 218 USPQ 390,
396 (Fed. Cir. 1983)). Therefore, this factor is neutral.
III. Conclusion
Based on the close similarity of the marks and the relatedness of the goods of
Applicant and Registrant, we find that purchasers familiar with Registrant’s spirits
offered under the mark MASTERMIND VODKA would be likely to mistakenly
believe, upon encountering Applicant’s mark MASTERMIND for beer, that the goods
originate from or are associated with or sponsored by the same entity.
Decision: The refusal to register Applicant’s mark MASTERMIND under § 2(d)
is affirmed.