Expedia, Inc.Download PDFPatent Trials and Appeals BoardJun 11, 20212020003699 (P.T.A.B. Jun. 11, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/073,252 11/06/2013 Glenn William Wallace EXIN.054C1 1985 20995 7590 06/11/2021 KNOBBE MARTENS OLSON & BEAR LLP 2040 MAIN STREET FOURTEENTH FLOOR IRVINE, CA 92614 EXAMINER TUNGATE, SCOTT MICHAEL ART UNIT PAPER NUMBER 3628 NOTIFICATION DATE DELIVERY MODE 06/11/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): efiling@knobbe.com jayna.cartee@knobbe.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte GLENN WILLIAM WALLACE, BARBARA PERKS, MICHAEL EDWARD HAMM, JADA MICHELLE WILLIAMS, WILLIAM GEORGE LONG, DEREK JOHN ZUMSTEG, MICHAEL STEPHEN TUCK-LEE, and LAM CHI HA Appeal 2020-003699 Application 14/073,252 Technology Center 3600 Before FRANCISCO C. PRATS, JOHN G. NEW, and JAMIE T. WISZ, Administrative Patent Judges. PRATS, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1–18, 21, 23, and 24. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the word Appellant to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies the real party in interest as Expedia, Inc. Appeal Br. 3. Appeal 2020-003699 Application 14/073,252 2 CLAIMED SUBJECT MATTER Appellant’s invention is directed to “methods for the purchase of multiple travel items (e.g., a travel package) at a discount as compared to the stand-alone price of the travel items, where the multiple travel items are purchased separately at different times.” Spec. ¶ 16. The Specification explains that the travel items “may include any transportation goods or services (e.g., flights, lodging, automobiles, buses, trains, etc.) or other goods or services related to activities (concerts, sporting events, amusement parks, travel insurance, etc.).” Id. In one embodiment, “first and second travel items may possess a selected positional relationship, where the travel items are initially and/or finally used within a selected distance of one another.” Spec. ¶ 17. For example, “a lodging stay corresponding to [a] round-trip flight may be required to occur within a selected distance (e.g., radius) of the departure and/or arrival airports.” Id. Claim 1 is representative and reads as follows: 1. A computer-implemented method of facilitating searching for travel items, the computer-implemented method comprising: as implemented by a processor executing a set of computer-executable instructions: [a] receiving, from a traveler, a query for a travel package, wherein the query comprises information identifying a previously purchased travel item that was purchased by the traveler and a criterion input by the traveler, and wherein the previously purchased travel item is associated with a location; Appeal 2020-003699 Application 14/073,252 3 [b] in response to the query, obtaining, from a data store configured to store records of previously purchased travel items, a record identifying the previously purchased travel item; after purchase of the previously purchased travel item and without additional input by the traveler: [c] determining a threshold distance from the location associated with the previously purchased travel item; [d] modifying the query to include the threshold distance; [e] executing the query to identify a plurality of additional travel items that satisfy the criterion and are within the threshold distance; and [f] generating a plurality of travel packages, each of the plurality of travel packages comprising the previously purchased travel item and at least one travel item of the plurality of additional travel items; and [g] causing presentation of information identifying the plurality of travel packages to the traveler. Appeal Br. 20 (bracketed letters added to annotate steps of claimed method). REJECTION(S) The sole rejection before us for review is the Examiner’s rejection of claims 1–18, 21, 23, and 24 under 35 U.S.C. § 101 as being directed to an abstract idea without significantly more. Final Act. 7–11 (entered April 19, 2019). Appeal 2020-003699 Application 14/073,252 4 PATENT ELIGIBILITY Principles of Law An invention is patent-eligible if it claims a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101. The Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions, however: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014). In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo Collaborative Services v. Prometheus Laboratories., Inc., 566 U.S. 66 (2012) and Alice, 573 U.S. at 217–18 (citing Mayo, 566 U.S. at 75–77). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”). Concepts determined to be abstract ideas, and thus patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski v. Kappos, 561 U.S. 593, 611 (2010)); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 69 (1972)). If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘inventive Appeal 2020-003699 Application 14/073,252 5 concept’ sufficient to ‘transform’ the claimed abstract idea into a patent- eligible application.” Alice, 573 U.S. at 221 (quotation marks omitted). In January of 2019, the USPTO published revised guidance on the application of § 101. USPTO, 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (January 7, 2019) (“2019 Office Guidance” or “Office Guidance”). In light of comments received in response to the Office Guidance, the USPTO subsequently issued the October 2019 Patent Eligibility Guidance Update (“October 2019 Update”).2 “All USPTO personnel are, as a matter of internal agency management, expected to follow the guidance.” Id. at 51; see also October 2019 Update at 1. Following the Office Guidance and the October 2019 Update, under Revised Step 2A, we first look to whether the claim recites the following: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes); and (2) additional elements that integrate the judicial exception into a practical application (see MPEP § 2106.05(a)–(c), (e)–(h)). Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look, under Step 2B of the Office Guidance, to whether the claim: (3) adds specific limitations beyond the judicial exception that are not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or 2 https://www.uspto.gov/sites/default/files/documents/peg_oct_2019_ update.pdf. Appeal 2020-003699 Application 14/073,252 6 (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. See Office Guidance (84 Fed. Reg. at 56). Analysis Step 1 As seen above, Appellant’s representative claim 1 recites a “[a] computer-implemented method” composed of a series of steps. Appeal Br. 20. We therefore discern no error in the Examiner’s determination that the subject matter recited in claim 1 is a process, which falls within one of the broad statutory categories of patent-eligible subject matter under 35 U.S.C. § 101. See Final Act. 8. Accordingly, we proceed to Step 2A, Prong One, of the Office Guidance to determine the claim’s subject matter eligibility in accordance with guidance under Mayo/Alice. Office Guidance—Revised Step 2A, Prong 1 Applying Revised Step 2A, Prong 1, of the 2019 Office Guidance, the Examiner determined that Appellant’s representative claim 1 recites “a method of organizing human activity because the abstract idea is a commercial interaction (including advertising, marketing, or sales activities or behaviors).” Final Act. 8. The Examiner determined further that the “mere nominal recitation of a presenting information, a processor, a data store, a computing device, and a non-transitory computer-readable storage medium does not take the claim of the method of organizing human activity grouping. Thus, the claim recites an abstract idea.” Id. Consistent with the Examiner’s determination, the 2019 Office Guidance explains that abstract ideas include “[c]ertain methods of organizing human activity.” 84 Fed. Reg. at 52. The 2019 Office Guidance Appeal 2020-003699 Application 14/073,252 7 explains further that methods of organizing human activity include “commercial . . . interactions (including . . . advertising, marketing or sales activities or behaviors).” Id. We agree with the Examiner that Appellant’s representative claim 1 recites a method of organizing human activity, in the form of advertising, marketing, and sales activities. The first step in the claimed process, step [a], recites receiving a query from a traveler for a travel package, the query including certain information, including information identifying a travel item that the traveler has purchased previously. Appeal Br. 20. Because the traveler’s query is an action performed pursuant to purchasing a travel package, we agree with the Examiner that step [a] of claim 1 is properly considered a sales activity. Step [b] of claim 1 recites obtaining a record of the travel item previously purchased by the traveler, step [c] recites determining a threshold distance from the location associated with the traveler’s previously purchased travel item, and step [d] recites modifying the query to include the threshold distance. Appeal Br. 20. Step [e], in turn, recites executing the query to identify a plurality of travel items that are within the threshold distance, and step [f] recites generating travel packages that include the previously purchased item and at least one of the items identified in the proximity-based query. Id. Because steps [b]–[f] recite actions performed pursuant to determining which travel packages should be presented to the traveler, so that the travel packages can be sold to the traveler, we agree with the Examiner that steps [b]–[f] of claim 1 recite sales activities. Lastly, step [g] of claim 1 recites presentation of information identifying the plurality of travel packages to the traveler. Appeal Br. 20. Appeal 2020-003699 Application 14/073,252 8 Because the travel packages are presented to the traveler for the purpose of selling the travel packages to the traveler, we agree with the Examiner that step [g] of claim 1 recites advertising, marketing, and sales activities. Thus, whether the claimed steps are viewed individually or in combination, the process of Appellant’s representative claim 1, in its entirety, recites the abstract idea of determining relevant travel packages to be presented to a traveler, so that the traveler may purchase one or more of the packages. Appellant does not persuade us, therefore, that the Examiner erred in determining that claim 1 recites an abstract idea. To the extent Appellant contends that the two-pronged analysis mandated by the 2019 Office Guidance is at odds with part one of the Alice/Mayo test (see Appeal Br. 12–13), Appellant is reminded that “[a]ll USPTO personnel are, as a matter of internal agency management, expected to follow the guidance.” 84 Fed. Reg. at 51; see also October 2019 Update at 1. Moreover, because Appellant’s representative claim 1, as seen above, in its entirety recites the abstract idea of determining relevant travel packages to be presented to a traveler, so that the travel packages can be sold to the traveler, we are not persuaded that claim 1 recites a technical solution, in the form of an improved search process. See Appeal Br. 13–14; Reply Br 3–5. As noted above, rather than being technical processes, the 2019 Office Guidance expressly states that sales activities are commercial interactions, which in turn are abstract ideas in the form of methods of organizing human activity. See 84 Fed. Reg. at 52 (methods of organizing human activity include “commercial . . . interactions (including . . . advertising, marketing or sales activities or behaviors)”). Appeal 2020-003699 Application 14/073,252 9 Appellant points to no authority suggesting that a process, such as that recited in Appellant’s claim 1, which only recites steps performed pursuant to selling a product (a travel package), can properly be considered anything other than an abstract idea in the form of a sales activity. Appellant, moreover, fails to identify which specific limitations recited in claim 1 are directed to the use of a search engine. Further, because claim 1 expressly recites the step of presenting the travel packages to the traveler (step [g]), for the sole purpose of selling the packages to the traveler, we are not persuaded that claim 1 fails to recite sales activities. See Reply Br. 4 (“The fact that the subject matter search could be used during sales activities (when such sales activities are not recited in the claims) does not render the search process abstract.”). In sum, for the reasons discussed, Appellant does not persuade us that the Examiner erred in determining that claim 1 recites an abstract idea, whether the claimed elements are viewed individually, or in combination. Office Guidance—Revised Step 2A, Prong 2 Having determined under Revised Step 2A, Prong 1, of the Office Guidance that Appellant’s claim 1 recites judicial exceptions, we turn to Revised Step 2A, Prong 2, of the Office Guidance to determine whether Appellant’s representative claim 1 recites additional elements that integrate the judicial exceptions into a practical application. See Office Guidance (84 Fed. Reg. at 54–55). The Examiner determined that Appellant’s representative claim 1 does not recite additional elements that integrate the judicial exception into a practical application, because any additional elements recited in the claim Appeal 2020-003699 Application 14/073,252 10 are generic computer elements recited at a high level of generality. See Final Act. 9. We agree. As discussed above, when the overall combination of steps in claim 1 is considered as whole, and also when steps [a]–[g] are considered individually, claim 1 recites a process composed of steps performed pursuant to selling the claimed travel package, which is among the categories of activity listed in the Office Guidance as being a method of organizing human activity. See Office Guidance (84 Fed. Reg. at 52). We are not persuaded that claim 1 recites any additional elements, beyond the abstract sales activities, that integrate the activities into a practical application. Specifically, aside from the sales activities of steps [a]–[g] discussed above, claim 1 recites only a “computer,” a “processor,” and “a data store.” Appeal Br. 20. Because, aside from the recited sales activities, the claims recite no technical details as to the computer, processor, or data store, we discern no error in the Examiner’s determination that the computer-related components recited in claim 1 are properly considered generic and specified only at a very high level of generality. We therefore also discern no error in the Examiner’s determination that, beyond the abstract idea recited in Appellant’s representative claim 1, the claim does not recite additional elements that integrate the judicial exception into a practical application, whether the claimed process is considered as a whole, or whether the claimed elements are considered individually. See Office Guidance (84 Fed. Reg. at 55 (example in which a judicial exception is not integrated into a practical application includes situation in which a claim “merely includes instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea”). Appeal 2020-003699 Application 14/073,252 11 Appellant argues that the Examiner did not substantively analyze the elements of claim 1 when determining that the claim does not integrate the claimed abstract idea into a practical application. Appeal Br. 15–16; Reply Br. 6–7. We are not persuaded. As noted above, when the overall combination of steps in claim 1 is considered as whole, and also when steps [a]–[g] are considered individually, claim 1 recites a process composed of steps performed pursuant to selling the claimed travel packages, which is among the categories of activity listed in the Office Guidance as being a method of organizing human activity. See Office Guidance (84 Fed. Reg. at 52). Revised Step 2A, Prong 2, of the Office Guidance directs us to determine whether Appellant’s representative claim 1 recites additional elements, that is, elements beyond the recited judicial exceptions, that integrate the judicial exceptions into a practical application. See Office Guidance (84 Fed. Reg. at 54–55). As noted above, the only non-abstract limitations recited in claim 1 are the computer-related components (computer, processor, data store). Accordingly, we are not persuaded that, in evaluating whether the generic computer-related components recited in claim 1 integrate the claimed abstract sales activities of steps [a]–[g] into a practical application, the Examiner failed to perform the Prong 2 analysis properly. Appellant contends that claim 1 reflects a technical improvement, because the claim provides improved search results. Appeal Br. 15–16; Reply Br. 5–7. We do not find Appellant’s arguments persuasive. We acknowledge that one example in which a judicial exception is integrated into a practical Appeal 2020-003699 Application 14/073,252 12 application is the situation in which the claim at issue includes “[a]n additional element [which] reflects an improvement in the functioning of a computer, or an improvement to other technology or technical field.” Office Guidance (84 Fed. Reg. at 55) (emphasis added). Other than providing more relevant travel packages that may be sold to a traveler, however, Appellant points to no evidence suggesting an improvement in any technical field. Moreover, even if it were true that the steps of Appellant’s claim 1 represented an improvement in providing more relevant travel packages for sale to a particular traveler, the elements of claim 1 viewed as a whole recite an abstract idea in the form of a method of organizing human activity, as discussed above, and not a technical field. See 84 Fed. Reg. at 52 (abstract ideas include certain methods of organizing human activity, such as fundamental economic practices, which in turn include sales activities). As our reviewing court has explained, improvement to the abstract idea itself is not a technological improvement that is sufficient to confer eligibility for patenting to the abstract idea. See In re Board of Trustees of Leland Stanford Junior University, 991 F.3d 1245, 1251 (Fed. Cir. 2021) (“[T]he improvement in computational accuracy alleged here does not qualify as an improvement to a technological process; rather, it is merely an enhancement to the abstract mathematical calculation . . . itself.”). In sum, for the reasons discussed, Appellant does not persuade us that the Examiner erred in determining that Appellant’s representative claim 1 does not recite additional elements that integrate the judicial exception into a practical application. Appeal 2020-003699 Application 14/073,252 13 Office Guidance—Step 2B Having determined that Appellant’s representative claim 10 recites a judicial exception (abstract idea in the form of a method of organizing human activity) under Revised Step 2A, Prong 1, of the 2019 Office Guidance, and does not integrate that judicial exception into a practical application under Revised Step 2A, Prong 2, we turn to Step 2B of the Office Guidance. In Step 2B, we must determine whether (a) claim 10 recites specific limitations beyond the judicial exceptions that are not well- understood, routine, or conventional in the field, or (b) whether claim 10 simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. See Office Guidance (84 Fed. Reg. at 56). In the present case, applying Step 2B of the Office Guidance, the Examiner determined that claim 1 simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. See Final Act. 9–10. We agree with the Examiner. As discussed above, beyond the abstract sales-related activities recited in steps [a]–[g] discussed above, the only non-abstract limitations recited in claim 1 are the computer-related components (computer, processor, data store). Appeal Br. 20. Because claim 1 recites no technical details as to the computer, processor, and data store, we discern no error in the Examiner’s determination that the computer-related components of claim 1 simply append well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception recited in steps [a]–[g]. Appeal 2020-003699 Application 14/073,252 14 We are not persuaded that, beyond the abstract sales activities recited in claim 1, the claim provides something more, or an inventive concept, such as improved search engine function. See Appeal Br. 17–18. Appellant does not identify any specific limitations directed to a search engine, or to search engine function. To the contrary, at best, the alleged improvement is formulation of a query that provides more relevant travel packages to be sold to a traveler, based on the proximity of previously sold travel items. Thus, the improvement identified by Appellant resides in the abstract idea, itself. As our reviewing court has explained, “merely reciting an abstract idea by itself in a claim—even if the idea is novel and non-obvious—is not enough to save it from ineligibility.” Solutran, Inc. v. Elavon, Inc., 931 F.3d 1161, 1169 (Fed. Cir. 2019). Thus, by itself, the fact that the steps in Appellant’s claim 1 might be inventive or unconventional, that is, novel and unobvious, does not demonstrate that the claim recites an inventive concept sufficient to confer eligibility for patenting. See In re Board of Trustees of Leland Stanford Junior University, 991 F.3d at 1251 (“[N]ovelty [is not] the touchstone of patent eligibility.”). Eligibility for Patenting—Conclusion As discussed above, we are persuaded that Appellant’s representative claim 1 recites a judicial exception under Revised Step 2A, Prong 1, of the 2019 Office Guidance, and does not integrate that judicial exception into a practical application under Revised Step 2A, Prong 2. As also discussed above, we are persuaded that, to the extent claim 1 recites additional elements beyond the judicial exception recited in the claim, claim 1 simply appends well-understood, routine, conventional activities previously known Appeal 2020-003699 Application 14/073,252 15 to the industry, specified at a high level of generality, to the judicial exception. Accordingly, applying the principles set forth in the 2019 Office Guidance and October 2019 Update, we find that the preponderance of the evidence supports the Examiner’s determination that Appellant’s claim 1 is directed to subject matter that is ineligible for patenting. We, therefore, affirm the Examiner’s rejection of claim 10 on that ground. Claims 2–18, 21, 23, and 24 fall with claim 11. See 37 C.F.R. § 41.37(c)(1)(iv). DECISION SUMMARY In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–18, 21, 23, 24 101 Ineligibility for Patenting 1–18, 21, 23, 24 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation