Ex Parte WRENDownload PDFBoard of Patent Appeals and InterferencesMar 30, 200908650834 (B.P.A.I. Mar. 30, 2009) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 ____________________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________________ Ex parte STEPHEN C. WREN ____________________ Appeal 2008-2765 Application 08/650,834 Technology Center 3600 ____________________ Decided: 1March 31, 2009 ____________________ Before MURRIEL E. CRAWFORD, HUBERT C. LORIN and JOSEPH A. FISCHETTI, Administrative Patent Judges. CRAWFORD, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE 1 The two month time period for filing an appeal or commencing a civil action, as recited in 37 C.F.R. § 1.304 (2008), begins to run from the Decided Date shown on this page of the decision. The time period does not run from the Mail Date (paper delivery) or the Notification Date (electronic delivery). Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 Appellant appeals under 35 U.S.C. § 134 (2002) from a final rejection of claims 30-36, 38-45, 47-54, 57-64, 67-116, and 121-143. We have jurisdiction under 35 U.S.C. § 6(b) (2002). Appellant invented a system and means for establishing a communicating link between remote facilities (Specification 1:12-13). Independent claim 30 under appeal read as follows: 30. An apparatus to market and/or sell goods and/or services over an electronic network comprising: a first computerized central communications facility adapted to be linked to a computerized remote facility and to a plurality of other computerized central communications facilities, each of said first or other computerized central communications facilities having information relating to goods or services stored in a database, and each of said first or other computerized central communications facilities having a processor programmed to: receive from a customer located at said computerized remote facility a request to at least one of search, browse and access in said database at said first or other computerized central communications facility for information of interest; enable said customer to at least one of search, browse and access said database for information of interest; and transmit said information of interest from the database at said computerized central communications facility to said computerized remote communications facility; 2 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 wherein at least one of said computerized central communications facilities is adapted to provide to said customer at said computerized remote facility a list of computerized central communications facilities permitting said customer to select and contact at least one other computerized central communications facility to request additional information relating to said goods or services. The prior art relied upon by the Examiner in rejecting the claims on appeal is: Dworkin US 4,992,940 February 12, 1991 McCalley et al. US 5,191,410 March 2, 1993 Filepp US 5,347,632 September 13, 1994 Lockwood US 5,576,951 November 19, 1996 Gifford US 5,724,424 March 3, 1998 Saigh et al. US 5,734,823 March 31, 1998 Ferguson et al. US 5,819,092 October 6, 1998 Wren US 6,055,514 April 25, 2000 ATT Services: AT&T provides compass, Communications International, London, July 1993, Vol. 20, Iss. 7, p. 6, 2 pages (hereinafter “AT&T”). InTouch Internet Shopping Network (ISN) launches Interactive Home Music Shopping Service with intouch group, inc. for Internet Users Worldwide; online service features more than 40,000 music titles in 21 genres. Business Wire, 11 April 1995 (hereinafter “InTouch”). The Examiner rejected claims 115, 116, 121, 122 and 140-143 under 35 U.S.C. § 102(e) as being anticipated by Saigh; claim 123 under 35 U.S.C. § 102(e) as being anticipated by Gifford; claims 30-33, 36, 39-45, 47, 49, 51, 54, 57-64, 67, 79-85, 87-90, 92 and 100 under 35 U.S.C. § 103(a) as being 3 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 unpatentable over AT&T in view of Dworkin; claims 50, 72, 77, 78 and 86 under 35 U.S.C. § 103(a) as being unpatentable over AT&T in view of Dworkin and McCalley; claims 34, 35, 38, 48, 52, 53, 68, 69, 94, 95, 103 and 107 under 35 U.S.C. § 103(a) as being unpatentable over AT&T in view of Dworkin and Filepp; claims 70-76 under 35 U.S.C. § 103(a) as being unpatentable over AT&T in view of Dworkin and McCalley; claims 93, 96- 98, 101 and 104-106 under 35 U.S.C. § 103(a) as being unpatentable over AT&T in view of Dworkin and Examiner’s Official Notice; claims 108, 110-114 and 139 under 35 U.S.C. § 103(a) as being unpatentable over Saigh in view of Lockwood; claim 109 under 35 U.S.C. § 103(a) as being unpatentable over Saigh in view of Lockwood and Ferguson; claim 139 under 35 U.S.C. § 103(a) as being unpatentable over Saigh in view of Lockwood; claim 124 under 35 U.S.C. § 103(a) as being unpatentable over Saigh; claim 125 under 35 U.S.C. § 103(a) as being unpatentable over Gifford in view of Ferguson; claims 126 under 35 U.S.C. § 103(a) as being unpatentable over Gifford in view of Lockwood; claims 127-129 under 35 U.S.C. § 103(a) as being unpatentable over Gifford in view of Saigh; claims 130-132 and 135-137 under 35 U.S.C. § 103(a) as being unpatentable over Saigh in view of Kaplan/InTouch; claim 133 under 35 U.S.C. § 103(a) as being unpatentable over Saigh in view of InTouch and Ferguson; claim 134 under 35 U.S.C. § 103(a) as being unpatentable over Saigh in view of Lockwood; claim 138 under 35 U.S.C. § 103(a) as being unpatentable over Saigh in view of Ferguson; claim 30 under the judicially created doctrine of obviousness-type double patenting as being unpatentable over Wren in view of AT&T and Dworkin; and claims 108-114 and 130-143 under the 4 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 judicially created doctrine of obviousness-type double patenting as being unpatentable over Wren in view of Saigh, Ferguson, InTouch, and Lockwood. SUMMARY OF THE DECISION We affirm the rejections of claims 30, 31, 33-36, 38, 40, 42-45, 47-52, 57, 59-68, 70-94, 96-102, 104-107, 123 and 126. We reverse the rejections of claims 32, 39, 41, 53, 54, 58, 69, 95, 103, 108-116, 121, 122, 124, 125, and 127-143. We also use our authority under 37 C.F.R. § 41.50(b) to enter two new grounds of rejection: (1) claims 53, 95 and 103 are rejected under 35 U.S.C. § 103(a) as being unpatentable over AT&T, Dworkin and Filepp; and (2) claims 93 and 101 are rejected under 35 U.S.C. § 103(a) as being unpatentable over AT&T and Dworkin. PRINCIPLES OF LAW Filing Date The applicant for a United States patent bears the burden of establishing its entitlement to the filing date of a previously filed application. Wagoner v. Barger, 463 F.2d 1377, 1380 (CCPA 1972). In order for a reference to claim an effective filing date of an application to which it claims priority under 35 U.S.C. § 102(e), the application must disclose, pursuant to §§120/112, the invention claimed in the reference. In re Wertheim and Mishkin, 209 USPQ 554, 565-566 (C.C.P.A. 1981). 5 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Written Description The written description requirement of 35 U.S.C. § 112, ¶ 1, is straightforward: The specification shall contain a written description of the invention …. To satisfy this requirement, the specification must describe the invention in sufficient detail so that one skilled in the art can clearly conclude that the inventor invented the claimed invention as of the filing date sought. In re Alonso, 545 F.3d 1015, 1019 (Fed. Cir. 2008). Claim Construction During examination of a patent application, a pending claim is given the broadest reasonable construction consistent with the specification and should be read in light of the specification as it would be interpreted by one of ordinary skill in the art. In re Am. Acad. Of Sci. Tech Ctr., 367 F.3d 1359, 1364 (Fed. Cir. 2004). While the specification can be examined for proper context of a claim term, limitations from the specification will not be imported into the claims. CollegeNet, Inc. v. ApplyYourself, Inc., 418 F.3d 1225, 1231 (Fed. Cir. 2005). A preamble is not limiting where a patentee defines a structurally complete invention in the claim body and uses the preamble only to state a purpose or intended use for the invention. Catalina Mktg. Int’l, Inc. v. Coolsavings.com, Inc., 289 F.3d 801, 808 (Fed. Cir. 2002) (quoting Rowe v. Dror, 112 F.3d 473, 478 (Fed. Cir. 1997)). 6 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Obviousness The test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference; nor is it that the claimed invention must be expressly suggested in any one or all of the references. Rather, the test is what the combined teachings of the references would have suggested to those of ordinary skill in the art. In re Keller, 642 F.2d 413, 425 (CCPA 1981). Once a prima facie case of obviousness is established, the burden shifts to Appellant to rebut it. Id. One cannot show non-obviousness by attacking references individually where the rejections are based on combinations of references. Id. Analogous Art A reference is analogous art if it is either in the field of the applicant's endeavor or reasonably pertinent to the particular problem with which the inventor was concerned. In re Oetiker, 977 F.2d 1443, 1447 (Fed. Cir. 1992). In addition, when a work is available in one field of endeavor, design incentives and other market forces can prompt variations of it, either in the same field or a different one. For the same reason, if a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill. KSR Int’l Co. v. Teleflex Inc., 127 S. Ct. 1727, 1740 (2007). 7 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Related Applications Examiners are not bound to follow other examiners’ interpretations. Dayco Products Inc. v. Total Containment Inc., 329 F.3d 1358, 1368 (Fed. Cir. 2003). Official Notice To adequately traverse a finding of Official Notice, the Appellant must specifically point out the supposed errors in the Examiner's action, which would include stating why the noticed fact is not considered to be common knowledge or well-known in the art. A general allegation that the claims define a patentable invention without any reference to the Examiner's assertion of Official Notice is inadequate. In the absence of any demand by Appellant for the Examiner to produce authority for his statement, the traversal shall not be considered. In re Chevenard, 139 F.2d 711, 713 (CCPA 1943). Printed Matter Where the printed matter is not functionally related to the substrate, the printed matter will not distinguish the invention from the prior art in terms of patentability. In re Gulack, 703 F.2d 1381, 1386-86 (Fed Cir. 1983). Citing References Where a reference is relied on to support a rejection, whether or not in a “minor capacity,” there would appear to be no excuse for not positively 8 Appeal 2008-2765 Application 08/650,834 1 2 3 4 including the reference in the statement of rejection. In re Hoch, 428 F.2d 1341, 1342 n. 3 (CCPA 1970). OPINION Rejection of claims 115, 116, 121, 122, and 140-143 under 35 U.S.C. § 102(e) as being anticipated by Saigh. 5 6 7 8 9 10 11 12 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Saigh is prior art to the subject matter of claims 115, 116, 121, 122, and 140-143 because parent Application No. 08/268,309 filed June 29, 1994 (hereinafter the “’309 application”) does not provide written description support for multiple central communications facilities. Findings of Fact13 14 15 16 17 18 19 20 21 The ‘309 application discloses an array of central facilities that communicate with each other and a remote facility. A user accesses the central facility via the remote facility (p. 5, ll. 8-10; p. 6, l. 31 through p. 7, l. 3; p. 7, ll. 30-35; p. 9, l. 33 through p. 10, l. 7). Saigh has a filing date of July 25, 1996 and is a continuation-in-part of U.S. Patent Application No. 07/787,536 filed November 4, 1991 (hereinafter “‘536 application”). The ‘536 application does not disclose information regarding rentals. Analysis 22 23 24 25 Claims 115, 116, 121, 122, and 140-143 have been rejected under 35 U.S.C. § 102(e) as being anticipated by Saigh. This application was filed on March 29, 1996, and is a continuation-in-part application of the ‘309 9 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 application which was filed on June 29, 1994. As an initial matter, we must determine whether the Appellant has shown that the ‘309 application adequately supports the subject matter of the aforementioned claims. See Wagoner, 463 F.2d at 1380. The Appellant asserts that the ‘309 application, to which this application claim priority, does provide support for multiple central communications facilities (Appeal Brief 33-34; Reply Brief 1-2). We agree with the Appellant. The ‘309 application does provide written description support for multiple central communications facilities, for example, at p. 5, ll. 8-10; p. 6, l. 31 through p. 7, l. 3; p. 7, ll. 30-35; p. 9, l. 33 through p. 10, l. 7 of the ‘309 application. While the Examiner is correct that Fig. 1 filed with the ‘309 application does not show multiple central communications facilities, all 35 U.S.C. § 112, ¶ 1, requires is that the specification describe the invention in sufficient detail so that one skilled in the art can clearly conclude that the inventor invented the claimed invention as of the filing date sought. In re Alonso, 545 F.3d at 1019. See also, Pandrol USA LP v. Airboss Railway Products Inc., 424 F.3d 1161, 1165-1166 (Fed Cir. 2005) (specification supported modification of drawing to include adhesive layer 12 between plate 10 and tie 1 to comply with 37 C.F.R. § 1.83(a)). The ‘309 application, even without the drawing, provides adequate written description support for multiple central communications facilities. Moreover, pages 9-30 of the Appeal Brief identifies extensive support in the ‘309 application for the subject matter of the aforementioned claims. Accordingly, absent an indication by the Examiner that the ‘309 application 10 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 does not provide specific support for any particular aspect of the aforementioned claims, the effective filing date for the aforementioned claims is the June 29, 1994 filing date of the ‘309 application. Saigh has a filing date of July 25, 1996 and is a continuation of an application filed December 30, 1994. Saigh is a continuation-in-part of the ‘536 application, filed November 4, 1991. The ‘536 application does not disclose information regarding rentals as recited in the aforementioned claims, and as such is not relevant to the effective filing date of Saigh as it relates to the subject application. See In re Wertheim and Mishkin, 209 USPQ at 565-566. However, the June 29, 1994 effective filing date of the aforementioned claims antedates the December 30, 1994 effective date of Saigh. Accordingly, we will not sustain this rejection of claims 115, 116, 121, 122, and 140-143. Rejection of claim 123 under 35 U.S.C. § 102(e) as being 16 anticipated by Gifford 17 18 19 20 21 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Gifford discloses using downloaded software to display or reproduce “information contained in a transmitted hypermedia document” as recited in claim 123. Findings of fact 22 23 24 25 Gifford discloses that the software architecture underlying the particular preferred embodiment is based upon the conventions of the World Wide Web including HTML, and that there are many techniques for 11 Appeal 2008-2765 Application 08/650,834 1 2 representing programs as data for purchase request 24 and purchase message 25 (col. 5, l. 63 through col. 6, l. 2; col. 4, l. 61 through col. 5, l. 6). Analysis 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 The Appellant asserts that Gifford only discloses that the downloaded program is only used to generate a “user purchase request and message,” and not to “translate information contained in a transmitted hypermedia document” as recited in claim 123 (Appeal Brief 35; Reply Brief 2). We disagree with the Appellant. Gifford discloses that “there are many techniques for representing programs as data” for purchase request 24 and purchase message 25 at col. 5, l. 63 through col. 6, l. 2, and that “[t]he software architecture underlying the particular preferred embodiment is based upon the conventions of the World Wide Web” including HTML (col. 4, l. 61 through col. 5, l. 6). Accordingly, Gifford discloses that the user purchase request 24 and user purchase message 25 could be in HTML. We will sustain this rejection of claim 123. Rejection of claims 30-33, 36, 39-45, 47, 49, 51, 54, 57-64, 67, 79-18 85, 87-90, 92, and 100 under 35 U.S.C. § 103(a) as being unpatentable 19 over AT&T in view of Dworkin 20 Findings of Fact 21 22 23 24 25 AT&T’s online service is a directory of directories (p. 1, Abstract). AT&T discloses that before the introduction of CIX, 99% of CerfNet users were researchers and academics, however, now 90% of users are commercial. Users of the AT&T directory want know how to contact 12 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 businesses and how to sell and use services that are available on it (p. 2, ¶ 12-14). A user of AT&T’s word search may perform a word search on AT&T to find out where information is located (p. 2, ¶ 1-5). Dworkin discloses an automated system for locating and purchasing goods or services sold by a plurality of vendors (Abstract). Managers or suppliers may use a virtual bulletin board contained on the system disclosed in Dworkin to inform users of new products and special promotions (col. 9, ll. 36-46). A user navigates the database 3 of Dworkin via multiple screen menus (Figs. 3-4). The specification discloses that a shopper may establish contact with the central facility’s equipment by helping themselves through a self-service mode of a database which they can browse through for the goods and services which interest them (p. 20, ll. 20-23). Analysis 17 18 19 20 21 22 23 24 25 Market and/or Sell Goods and/or Services The first issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that AT&T discloses an apparatus to market and/or sell goods and/or services as recited in claims 30 and 44. We sustain the rejection of claim 30 and 44 for the reasons below. The Appellant asserts that AT&T does not disclose a system used to market and/or sell goods and/or services as recited in claims 30 and 44 because (1) the AT&T directory is a part of InterNIC which is about 13 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 scientific research and not commerce and (2) the directory itself is not used to market and/or sells goods and/or services (Appeal Brief 36, 39; Reply Brief 3, 5, 7). We disagree with the Appellant on this issue. Regardless of whether AT&T is part of InterNIC, AT&T discloses that users of the AT&T directory want to know how to contact businesses and how to sell and use services that are available on it. Under a broadest reasonable interpretation, using the AT&T directory to sell services meets the recitation of “market and/or sell goods and/or services.” See In re Am. Acad. Of Sci. Tech Ctr., 367 F.3d at 1364. The Appellant also asserts that AT&T has users while the present invention has customers (Appeal Brief 36). We once more disagree with the Appellant on this issue. Under a broadest reasonable interpretation, “users” can correspond to “customers” absent a specific definition of customers set forth in the claim. See Id.; CollegeNet, Inc., 418 F.3d at 1231. The Appellant further asserts that the Examiner erred because some of CerfNet users were researchers and academics (Reply Brief 3, 5, 7). We disagree with the Appellant. The fact that some of CerfNet users were researchers or academics is irrelevant. Claims 30 and 44 do not disclose that the system must be used exclusively to market and/or sell goods and/or services. See Id. As long as some of CerfNet’s users were commercial users, the recitation of “market and/or sell goods and/or services” is met. Moreover, we note that a preamble, such as the ones set forth in claims 30 and 44 reciting apparatuses to market and/or sell goods and/or services, is not limiting where a patentee defines a structurally complete 14 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 invention in the claim body and uses the preamble only to state a purpose or intended use for the invention. Catalina Mktg. Int’l, Inc., 289 F.3d at 808. Select and Contact The second issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that AT&T discloses at least one of said computerized central communications facilities is adapted to provide to said customer at said computerized remote facility a list of computerized central communications facilities permitting said customer to select and contact at least one other computerized central communications facility as recited in claims 30 and 44. The Appellant asserts that AT&T does not disclose permitting a customer to select and contact at least one other computerized central communications facility as recited in claims 30 and 44 (Appeal Brief 37, 39; Reply Brief 3). We disagree with the Appellant. The claim only recites permitting a customer to select and contact at least one other computerized central communications facility. The claim does not require the customer to select and contact at least one other computerized central communications facility, through AT&T’s software architecture or otherwise, in order to meet the claim recitation. See CollegeNet, Inc. v. ApplyYourself, Inc., 418 F.3d at 1231. AT&T discloses a directory of directories, and a user performs a word search on AT&T to find out where information is located, for example, which directory. Once these results are returned, the user may use the information to contact that directory so as to contact businesses listed in that 15 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 directory. Accordingly, once the word search results are returned, the user is permitted to select and contact this directory using any suitable means, and the claim recitation is satisfied under a broadest reasonable interpretation. See In re Am. Acad. Of Sci. Tech Ctr., 367 F.3d at 1364. The fact that AT&T may or may not actually disclose the user selecting and contacting the directory, whether through the software architecture of AT&T or other means, is irrelevant, as those recitations are not set forth in the claims. CollegeNet, Inc., 418 F.3d at 1231, Motivation The third issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in combining the single central facility of Dworkin with the multiple central facilities of AT&T because there is no motivation to combine the references. The Appellant asserts that there is no motivation to combine the single central facility of Dworkin with the multiple central facilities of AT&T because the systems are fundamentally different (Appeal Brief 37, 39). We disagree with the Appellant. The test is not whether Dworkin and AT&T can or cannot be merged wholesale, but whether one or ordinary skill in the art could combine certain features from each reference with a proper motivation. In re Keller, 642 F.2d at 425. Both Dworkin and AT&T disclose buying and selling goods and services over networks. Accordingly, Dworkin and AT&T appear to be directed to the same technology that is amenable to substituting features across references. Absent a showing by Appellant as to what specific 16 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 technical aspects of the single central facility of Dworkin and the multiple central facilities of AT&T prevents the teachings of the references from being combined in the manner suggested by the Examiner, this line or reasoning is unconvincing. Moreover, the Examiner has set forth a motivation on pages 9-10 of the Office Action that “[i]t would have been obvious… to include the [the information of interest stored in a database of Dworkin] within [the system of AT&T] for the motivation of providing a system for locating and purchasing products of interest to a customer (col. 1, lines 8-12 and lines 63- 65).” Absent any specific technical arguments as to why one or ordinary skill in the art could not place the information of interest of Dworkin within the system of AT&T, the motivation set forth by the Examiner is proper. Id. Non-Analogous Art The fourth issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in combining the single central facility of Dworkin with the multiple central facilities of AT&T because Dworkin and AT&T are non-analogous art. The Appellant asserts that Dworkin and AT&T are non-analogous art (Appeal Brief 37, 39). We disagree with the Appellant on this issue. A reference is analogous art if it is either in the field of the applicant's endeavor or reasonably pertinent to the particular problem with which the inventor was concerned. In re Oetiker, 977 F.2d at 1447. AT&T, Dworkin and the present invention are all directed to buying and selling goods over 17 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 networks. Accordingly, because they are all in the same field of endeavor, they are all analogous art. Contact the Customer The fifth issue, however, in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Dworkin discloses “wherein at least one of said computerized central communications facilities is further programmed to contact the customer and apprise said customer of goods or services offered or any special offerings” as recited in claim 32. The Examiner asserts that Dworkin discloses a central facility contacting a customer to apprise them of goods or services offered or special offerings, as recited in claim 32, because Dworkin discloses a virtual bulletin board on a computerized system where managers and suppliers can inform users of new products and special promotions (Examiner’s Answer 5-6). We disagree with the Examiner and agree with the Appellant’s arguments on page 37 of the Appeal Brief and page 4 of the Reply Brief. The virtual bulletin board in Dworkin can only provide information to the customer if the customer accesses the virtual bulletin board, i.e., the customer contacts the central facility. Even then, the customer is obtaining the information from the virtual bulletin board, as no further action, contacting or otherwise, is undertaken by any of the virtual bulletin board, the managers or the suppliers. For this reason, we will not sustain this rejection of claim 32. 18 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Competing Providers The sixth issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that AT&T discloses “wherein said computerized central communications facility and each of said other computerized central communications facilities are associated with competing providers of goods and services” as recited in claim 33. The Appellant asserts that the Examiner has failed to cite a specific passage of AT&T which discloses that the computerized central communications facilities are associated with competing providers as recited in claim 33 (Appeal Brief 38; Reply Brief 4). We disagree with the Appellant. AT&T discloses that it is a directory of directories. Each directory is associated with a competing provider under a broadest reasonable interpretation. In re Am. Acad. Of Sci. Tech Ctr., 367 F.3d at 1364. We will sustain this rejection of claim 33. Stopping Point in User Presentation The seventh issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in taking Official Notice of providing a stopping point in a user presentation as recited in claims 36 and 51. The Appellant asserts that the Official Notice of the “presentation stopping point” recited in claims 36 and 51 was improper because this limitation was found to be novel and an inventive step in another related application (Appeal Brief 38, 40; Reply Brief 4, 6). We disagree with the Appellant. 19 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 As an initial matter, Examiners are not bound to follow other examiners’ interpretations. Dayco Products Inc. v. Total Containment Inc., 329 F.3d at 1368. Accordingly, the finding in the related application is given no weight. Moreover, Appellant has not provided any factual or technical arguments as to why the Official Notice is improper, i.e., why a “presentation stopping point” is not capable of instant and unquestionable demonstration as being well-known. Absent such arguments, Appellant cannot prevail. In re Chevenard, 139 F.2d 711, 713. We will sustain this rejection of claims 36 and 51. Downloading Software The eighth issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that AT&T discloses a processor programmed to download software from a computerized central communications facility to a remote communications facility as recited in claims 39, 41 and 58. The Examiner asserts that AT&T’s disclosure of downloading information concerning the directory of directories to the user’s computer corresponds to downloading software from the computerized central communications facilities as recited in claims 39, 41 and 58 (Examiner’s Answer 7, 9). We disagree with the Examiner and agree with the Appellant’s arguments on pages 38-40 of the Appeal Brief and page 4 of the Reply Brief. Downloading information or data, as set forth in AT&T, does not correspond to downloading software. 20 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Accordingly, we will not sustain this rejection of claims 39, 41 and 58 under the Examiner’s current rationale. Second Central Communications Facility The ninth issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Dworkin discloses “a second central communications facility having a database of information relating to a second set of information relating to goods or services to provide upon request” as recited in claim 44. The Appellant asserts that Dworkin only discloses one database which cannot correspond to a second central communications facility having a database as recited in claim 44 (Appeal Brief 39). However, AT&T discloses a directory of directories, each of which is a central communications facility having a database. One cannot show non- obviousness by attacking references individually where the rejections are based on combinations of references. In re Keller, 642 F.2d at 425. We will sustain this rejection of claim 44. Downloading Contract The tenth issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Dworkin discloses “a software application for assisting the central communications facility to download a contract to the computerized remote location” as recited in claim 54. 21 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 The Examiner asserts that the sending of the transaction number of an order to a user in Dworkin corresponds to a software application for assisting the central communications facility to download a contract to a computerized remote location as recited in claim 54 (Examiner’s Answer 9). We disagree with the Examiner and agree with the Appellant’s arguments on page 40 of the Appeal Brief and page 6 of the Reply Brief. A mere transaction number, while an indication of the existence of a contract, is not a contract in and of itself. We will not sustain this rejection of claim 54. Browsing The eleventh issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Dworkin discloses “wherein said first central communications facility further enables said customer to browse said first set of information relating to goods and services” as recited in claim 79. The Appellant asserts that navigating the screen menus of Dworkin does not correspond to browsing as recited in claim 79 because the browsing is not done over the Internet (Appeal Brief 41; Reply Brief 6-7). We disagree with the Appellant. The definitions of browsing set forth by Appellant on page 23, lines 20-23 of the Specification and page 41 of the Appeal Brief both include scanning and viewing files in a computer database. Dworkin discloses such “scanning and viewing” of files in database 3 via view screen menus. We will sustain this rejection of claim 79. 22 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Search First and Second Database The twelfth issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Dworkin discloses “enabling the remote facility to search said first database or said second database” as recited in claim 81. The Appellant asserts that Dworkin does not disclose “enabling the remote facility to search said first database or said second database” as recited in claim 81 because Dworkin only discloses one database (Appeal Brief 41; Reply Brief 7). Claim 81 recites “enabling the remote facility to search said first database or said second database” (emphasis added). As long as the remote facility can search at least one of the first database and the second database, such as database 3 in Dworkin, the claim recitation is met. Moreover, AT&T discloses a directory of directories with multiple databases. We will sustain this rejection of claim 81. Other Claims The thirteenth issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in rejecting claims 31, 40, 42, 43, 45, 47, 49, 51, 57-64, 67, 80, 82-85, 87-90, 92 and 100. In addition to a lack of motivation for combining AT&T and Dworkin, which has been addressed above, the Appellant asserts that claims 31, 40, 42, 43, 45, 47, 49, 51, 57, 59-64, 67, 80, 82-85, 87-90, 92 and 100 are also allowable because they either (1) depend from an allowable claim, 23 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 or (2) are substantially similar to an allowable claim (Appeal Brief 39-42; Reply Brief 5). We disagree with the Appellant. The rejection of the claims from which these claims either depend or are substantially similar to has been sustained. Accordingly, the rejection of these claims is also sustained. Rejection of claims 50, 72, 77, 78, and 86 under 35 U.S.C. § 103(a) 6 as being unpatentable over AT&T in view of Dworkin and McCalley 7 8 9 10 11 12 13 14 15 16 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in rejecting claims 50, 72, 77, 78 and 86. The Appellant asserts that claims 50, 72, 77, 78 and 86 are allowable because they either (1) depend from an allowable claim, or (2) are substantially similar to an allowable claim (Appeal Brief 42). We disagree with the Appellant. The rejection of the claims from which these claims either depend or are substantially similar to has been sustained. Accordingly, the rejection of these claims is also sustained. Rejection of claims 34, 35, 38, 48, 52, 53, 68, 69, 94, 95, 103, and 17 107 under 35 U.S.C. § 103(a) as being unpatentable over AT&T in view 18 of Dworkin and Filepp 19 Findings of Fact 20 21 22 23 24 25 Filepp discloses an interactive computer system network that enables a user to display desired information, such as news, financial, and cultural information, and perform desired transactional services, such as banking and shopping, through any of a plurality of types of personal computers (Abstract). 24 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 The applications on the interactive computer system network of Filepp include text/graphic sessions, presentation data, videotext, sounds, graphics data, pictorial codes and presentation media (col. 2, ll. 23-38; col. 18, ll. 40-55; col. 59, ll. 53-62; col. 65, ll. 50-64; col. 83, ll. 3-11; col. 90, l. 60 through col. 91, l. 13). Analysis 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Motivation The first issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in combining the single central facility of Filepp with the multiple central facilities of AT&T because there is no motivation to combine the references. The Appellant asserts that there is no motivation to combine the single central facility of Filepp with the multiple central facilities of AT&T because the systems are fundamentally different (Appeal Brief 42-44; Reply Brief 8-9). We disagree with the Appellant. The test is not whether Filepp and AT&T can or cannot be merged wholesale, but whether one of ordinary skill in the art could combine certain features from each reference with a proper motivation. In re Keller, 642 F.2d at 425. Both Filepp and AT&T disclose buying and selling goods and services over networks. Accordingly, Filepp and AT&T appear to be directed to the same technology that is amenable to substituting features across references. Absent a showing by Appellant as to what specific technical aspects of the single central facility of Filepp and the multiple central facilities of AT&T prevents the references from being combined 25 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 in the manner suggested by the Examiner, this line or reasoning is unconvincing. Moreover, the Examiner has set forth a motivation on pages 19-20 of the Office Action that “[i]t would have been obvious… to include [in at least one computerized central communications facility] an audio communication device for communication with said computerized remote communications facility as disclosed by Filepp within AT&T and Dworkin for the motivation of providing large numbers of users to applications containing interactive text/audio/graphics (col. 2, lines 22-27).” Absent any specific technical arguments as to why one or ordinary skill could not place the interactive text/audio/graphics of Filepp within the systems of AT&T and Dworkin, the motivation set forth by the Examiner is proper. Id. Non-Analogous Art The second issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in combining the single central facility of Dworkin with the multiple central facilities of AT&T because Filepp and AT&T are non-analogous art. The Appellant asserts that Filepp and AT&T are non-analogous art (Appeal Brief 42-44; Reply Brief 8-9). We disagree with the Appellant. A reference is analogous art if it is either in the field of the applicant's endeavor or reasonably pertinent to the particular problem with which the inventor was concerned. In re Oetiker, 977 F.2d at 1447. AT&T, Filepp and the present invention are all directed to buying and selling goods over 26 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 networks. Accordingly, because they are all in the same field of endeavor, they are all analogous art. Audio or Video Presentations The third issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Filepp discloses computerized communications facilities adapted to provide information relating to goods and services in the form of an audio or video presentation as recited in claims 35, 48 and 68. The Appellant asserts that Filepp’s disclosure of audio signals and videotext cannot correspond to audio or video presentations as recited in claims 35, 48 and 68 (Appeal Brief 43-44; Reply Brief 7, 9-10). We disagree with the Appellant. As an initial matter, Appellant has not set forth any definition of audio or video presentation in the claims that would exclude audio signals of videotext. See CollegeNet, Inc., 418 F.3d at 1231. Moreover, Filepp additionally discloses applications on the interactive computer system network that include text/graphic sessions, presentation data, videotext, sounds, graphics data, pictorial codes and presentation media (col. 2, ll. 23-38; col. 18, ll. 40-55; col. 59, ll. 53-62; col. 65, ll. 50-64; col. 83, ll. 3-11; col. 90, l. 60 through col. 91, l. 13). One or more of these features constitute an audio or video presentation under a broadest reasonable interpretation. See In re Am. Acad. Of Sci. Tech Ctr., 367 F.3d at 1364. We will sustain this rejection of claims 35, 48 and 68. 27 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Auctioning Services, Housing Information/New Rejection The third issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Filepp discloses auctioning services as recited in claim 53, and information about the sale or financing of housing as recited in claims 95 and 103. The Appellant asserts that Filepp does not disclose wherein the goods and services include auctioning services as recited in claim 53, and providing information about the sale or financing of housing as recited in claims 95 and 103 (Appeal Brief 44-45). Even assuming that we agree with the Appellant, we nonetheless are of the opinion that claims 53, 95 and 103 merely constitute descriptive materials that are unrelated to the underlying apparatus in any functional way. See In re Ngai, 36 7 F.3d at 1339. Specifically, the underlying apparatus including central communications facilities and remote communications facilities will not function differently whether the information presented is for auctioning services or housing. Therefore, we will sustain the rejection as it is directed to claims 53, 95 and 103. However, because our rationale differs from the rationale of the Examiner, we denominate this a new rejection pursuant to 37 C.F.R. § 41.50(b). Computerized Voice The fourth issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that the computerized voice as recited in claim 69 is similar to the subject matter of claim 36. 28 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 The Examiner asserts that the computerized voice of claim 69 is similar in scope to the subject matter of claim 36, and thus is rejected on the same basis (Office Action 23). We disagree with the Examiner and agree with the Appellant’s arguments on page 44 of the Appeal Brief. Claim 36 recites “means for recording a presentation stopping point for future reference,” and is rejected as being obvious over a combination of AT&T, Dworkin and Official Notice of a presentation stopping point. The presentation stopping point of claim 36 is not similar in subject matter to the computerized voice of claim 69. We will not sustain this rejection of claim 69. Other Claims The fifth issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in rejecting claims 34, 38, 52, 94 and 107. In addition to a lack of motivation for combining AT&T and Filepp, which has been addressed above, the Appellant asserts that claims 34, 38, 52, 94 and 107 are also allowable because they either (1) depend from an allowable claim, or (2) are substantially similar to an allowable claim (Appeal Brief 42-44). We disagree with the Appellant. The rejection of the claims from which these claims either depend or are substantially similar to has been sustained. Accordingly, the rejection of these claims is also sustained. Rejection of claims 70-76 under 35 U.S.C. § 103(a) as being 24 unpatentable over AT&T in view of Dworkin and McCalley 25 29 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Select and Contact The first issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that AT&T discloses “said central communications facility adapted to enable said customer to select and contact at least one other central communications facility providing information relating to goods and services” as recited in claim 70. The Appellant asserts that AT&T does not disclose enabling a customer to select and contact at least one other computerized central communications facility as recited in claim 70 (Appeal Brief 45-46; Reply Brief 10). We disagree with the Appellant. The claim only recites enabling a customer to select and contact at least one other computerized central communications facility. The claim does not require the customer to select and contact at least one other computerized central communications facility, through AT&T’s software architecture or otherwise, in order to meet the claim recitation. See CollegeNet, Inc., 418 F.3d at 1231. AT&T discloses a directory of directories, and a user performs a word search on AT&T to find out where information is located, for example, which directory. Once these results are returned, the user may use the information to contact that directory so as to contact businesses listed in that directory. Accordingly, once the word search results are returned, the user is enabled to select and contact this directory using any suitable means, and the claim recitation is satisfied under a broadest reasonable interpretation. See In re Am. Acad. Of Sci. Tech Ctr., 367 F.3d at 1364. The fact that AT&T may or may not actually disclose the user selecting and contacting the 30 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 directory, whether through the software architecture of AT&T or other means, is irrelevant, as those recitations are not set forth in the claims. See CollegeNet, Inc. v. ApplyYourself, Inc., 418 F.3d at 1231. We will sustain this rejection of claim 70 and claims 71-76 which depend therefrom. Motivation The second issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in combining the single central facility of Dworkin with the multiple central facilities of AT&T because there is no motivation to combine the references (Appeal Brief 45-46). We disagree with the Appellant for the same reasons as set forth above. Non-Analogous Art The third issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in combining the single central facility of Dworkin with the multiple central facilities of AT&T because Dworkin and AT&T are non-analogous art (Appeal Brief 45-46). We disagree with the Appellant for the same reasons as set forth above. Rejection of claims 93, 96-98, 101, and 104-106 under 35 U.S.C. § 103(a) as being unpatentable over AT&T in view of Dworkin and 21 22 Examiner’s Official Notice 23 24 Employee Recruiting Information/New Rejection 31 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 The first issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in taking Official Notice of providing employee recruiting information as recited in claims 93 and 101. The Appellant asserts that the Official Notice of the providing employee recruiting information recited in claims 93 and 101 was improper because the use of Official Notice is generally improper (Appeal Brief 46). We disagree with the Appellant. At no point in the prosecution of this application has Appellant properly challenged the Official Notice by providing any factual or technical arguments as to why the Official Notice is improper, i.e., why a providing employee recruiting information is not capable of instant and unquestionable demonstration as being well-known2. Mere general assertions by the Appellant that “the use of Official Notice itself is highly questionable” and that because “this application is under final action such a use then of Official Notice should be rare” do not constitute factual or technical arguments that could properly challenge Official Notice (Appeal Brief 46). Factual or technical arguments would address the substance of the Official Notice by specifically referencing employee recruiting information. Absent such factual or technical arguments, Appellant cannot prevail. In re Chevenard, 139 F.2d 711, 713. Moreover, even assuming that we agree with the Appellant, we nonetheless are of the opinion that claims 93 and 101 merely constitute descriptive materials that are unrelated to the underlying apparatus in any functional way. See In re Ngai, 36 7 F.3d at 1339. Specifically, the 2 No proper challenge of Official Notice is set forth on either page 46 of the Appeal Brief or pages 20-21 of Supplemental Amendment filed July 6, 2004. 32 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 underlying apparatus including central communications facilities and remote communications facilities will not function differently whether or not the information provided concerns employee recruiting information. Therefore, we will sustain the rejection as it is directed to claims 93 and 101. However, because our rationale differs from the rationale of the Examiner, we denominate this a new rejection pursuant to 37 C.F.R. § 41.50(b). Coupons The second issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in taking Official Notice of providing coupons relating to goods and services as recited in claims 96, 97, 104 and 105. The Appellant asserts that the Official Notice of the providing coupons related to goods and services recited in claims 96, 97, 104 and 105 was improper because the use of Official Notice is generally improper (Appeal Brief 46). We disagree with the Appellant. At no point in the prosecution of this application has Appellant properly challenged the Official Notice by providing any factual or technical arguments as to why the Official Notice is improper, i.e., why a providing coupons related to goods and services is not capable of instant and unquestionable demonstration as being well-known3. Mere general assertions by the Appellant that “the use of Official Notice itself is highly questionable” and that because “this application is under final action such a 3 No proper challenge of Official Notice is set forth on either page 46 of the Appeal Brief or pages 20-21 of Supplemental Amendment filed July 6, 2004. 33 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 use then of Official Notice should be rare” do not constitute factual or technical arguments that could properly challenge Official Notice (Appeal Brief 46). Factual or technical arguments would address the substance of the Official Notice by specifically referencing coupons related to goods and services. Absent such factual or technical arguments, Appellant cannot prevail. In re Chevenard, 139 F.2d 711, 713. We will sustain this rejection of claims 96, 97, 104 and 105. Charging Fees for Information The third issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in taking Official Notice of charging customers a fee for information as recited in claims 98 and 106. The Appellant asserts that the Official Notice of charging customers a fee for information recited in claims 98 and 106 was improper because the use of Official Notice is generally improper (Appeal Brief 46). We disagree with the Appellant. At no point in the prosecution of this application has Appellant properly challenged the Official Notice by providing any factual or technical arguments as to why the Official Notice is improper, i.e., why charging customers a fee for information is not capable of instant and unquestionable demonstration as being well-known4. Mere general assertions by the Appellant that “the use of Official Notice itself is highly questionable” and that because “this application is under final action such a use then of Official Notice should be rare” do not constitute factual or technical arguments that 4 No proper challenge of Official Notice is set forth on either page 46 of the Appeal Brief or pages 20-21 of Supplemental Amendment filed July 6, 2004. 34 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 could properly challenge Official Notice (Appeal Brief 46). Factual or technical arguments would address the substance of the Official Notice by specifically referencing charging customers a fee for information. Absent such factual or technical arguments, Appellant cannot prevail. In re Chevenard, 139 F.2d 711, 713. We will sustain this rejection of claims 98 and 106. Rejection of claims 108, 110-114 and 139 under 35 U.S.C. § 103(a) 8 as being unpatentable over Saigh in view of Lockwood 9 10 11 12 13 14 15 16 17 18 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Saigh is prior art to the subject matter of claims 108, 110-114 and 139 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for multiple central communications facilities (Appeal Brief 47-48; Reply Brief 11-12). We agree with the Appellant for the same reasons as set forth above. We will not sustain this rejection of claims 108, 110-114 and 139. Rejection of claim 109 under 35 U.S.C. § 103(a) as being 19 unpatentable over Saigh in view of Lockwood and Ferguson 20 Findings of Fact 21 22 23 The ‘309 application discloses auctioning services (p. 6, ll. 31-34). Analysis 24 25 Saigh 35 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 The first issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Saigh is prior art to the subject matter of claim 109 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for multiple central communications facilities (Appeal Brief 48; Reply Brief 12). We agree with the Appellant for the same reasons as set forth above. We will not sustain this rejection of claim 109. Ferguson Even though we have sustained the rejection of claim 109, we will continue our analysis of the rejection, particularly with respect to Ferguson, given that subsequent claims depend on the outcome of such analysis. Accordingly, we determine whether the Appellant has shown that the Examiner erred in asserting that Ferguson is prior art to the subject matter of claim 109 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for auctioning services. Claim 109 has been rejected under 35 U.S.C. § 103(a) using Ferguson. This application was filed on March 29, 1996, and is a continuation-in-part application of the ‘309 application which was filed on June 29, 1994. As an initial matter, we must determine whether the Appellant has shown that the ‘309 application adequately supports the subject matter of the aforementioned claims. See Wagoner, 463 F.2d at 1380. 36 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 The Appellant asserts that the ‘309 application, to which this application claim priority, does provide support for auctioning services (Appeal Brief 48; Reply Brief 12). We agree with the Appellant. The ‘309 application does provide written description support for auctioning services, for example, at p. 6, ll. 31-34 of the ‘309 application. Accordingly, the effective filing date for claim 109 is the June 29, 1994 filing date of the ‘309 application. Ferguson has a filing date of October 6, 1997, and is a continuation of an application filed November 8, 1994. Accordingly, the June 29, 1994 effective filing date of the aforementioned claim antedates the November 8, 1994 effective date of Ferguson. We will not sustain this rejection of claim 109. Rejection of claim 139 under 35 U.S.C. § 103(a) as being 14 unpatentable over Saigh in view of Lockwood 15 16 17 18 19 20 21 22 23 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Saigh is prior art to the subject matter of claim 139 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for multiple central communications facilities (Appeal Brief 49; Reply Brief 13). We agree with the Appellant for the same reasons as set forth above. We will not sustain this rejection of claim 139. Rejection of claim 124 under 35 U.S.C. § 103(a) as being 24 unpatentable over Saigh 25 37 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Saigh is prior art to the subject matter of claim 124 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for multiple central communications facilities (Appeal Brief 49; Reply Brief 13). We agree with the Appellant for the same reasons as set forth above. We will not sustain this rejection of claim 124. Rejection of claim 125 under 35 U.S.C. § 103(a) as being 9 unpatentable over Gifford in view of Ferguson 10 11 12 13 14 15 16 17 18 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Ferguson is prior art to the subject matter of claim 125 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for auctioning services (Appeal Brief 49; Reply Brief 13). We agree with the Appellant for the same reasons as set forth above. We will not sustain this rejection of claim 125. Rejection of claim 126 under 35 U.S.C. § 103(a) as being 19 unpatentable over Gifford in view of Lockwood 20 21 22 23 24 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in rejecting claim 126. The Appellant asserts that claim 126 is allowable because it depends from allowable independent claim 123 (Appeal Brief 49-50). We disagree 38 Appeal 2008-2765 Application 08/650,834 1 2 3 with the Appellant. The rejection of claim 123 has been sustained. Accordingly, the rejection of claim 126 is also sustained. Rejection of claims 127-129 under 35 U.S.C. § 103(a) as being 4 unpatentable over Gifford in view of Saigh 5 6 7 8 9 10 11 12 13 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Saigh is prior art to the subject matter of claims 127-129 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for multiple central communications facilities (Appeal Brief 50-51; Reply Brief 14). We agree with the Appellant for the same reasons as set forth above. We will not sustain this rejection of claims 127-129. Rejection of claims 130-132 and 135-137 under 35 U.S.C. § 103(a) 14 as being unpatentable over Saigh in view of InTouch 15 16 17 18 19 20 21 22 23 24 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Saigh is prior art to the subject matter of claims 130-132 and 135-137 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for multiple central communications facilities (Appeal Brief 51-53; Reply Brief 15-16). We agree with the Appellant for the same reasons as set forth above. We will not sustain this rejection of claims 130-132 and 135-137. 39 Appeal 2008-2765 Application 08/650,834 Rejection of claim 133 under 35 U.S.C. § 103(a) as being 1 unpatentable over Saigh in view of InTouch and Ferguson 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Saigh The first issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Saigh is prior art to the subject matter of claim 133 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for multiple central communications facilities (Appeal Brief 53-54; Reply Brief 16). We agree with the Appellant for the same reasons as set forth above. We will not sustain this rejection of claim 133. Ferguson The second issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Ferguson is prior art to the subject matter of claim 133 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for auctioning services (Appeal Brief 53-54; Reply Brief 16). We agree with the Appellant for the same reasons as set forth above. We will not sustain this rejection of claim 133. Rejection of claim 134 under 35 U.S.C. § 103(a) as being 21 unpatentable over Saigh in view of InTouch and Lockwood 22 23 24 25 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Saigh is prior art to the subject matter of claim 134 because parent Application No. 08/268,309 filed 40 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 June 29, 1994 does not provide written description support for multiple central communications facilities (Appeal Brief 54; Reply Brief 16-17). We agree with the Appellant for the same reasons as set forth above. We will not sustain this rejection of claim 134. Rejection of claim 138 under 35 U.S.C. § 103(a) as being 6 unpatentable over Saigh in view of InTouch and Ferguson 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Saigh The first issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Saigh is prior art to the subject matter of claim 138 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for multiple central communications facilities (Appeal Brief 54; Reply Brief 17). We agree with the Appellant for the same reasons as set forth above. We will not sustain this rejection of claim 138. Ferguson The second issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that Ferguson is prior art to the subject matter of claim 138 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for auctioning services (Appeal Brief 54; Reply Brief 17). We agree with the Appellant for the same reasons as set forth above. We will not sustain this rejection of claim 138. 41 Appeal 2008-2765 Application 08/650,834 Rejection of claim 30 under the judicially created doctrine of 1 obviousness-type double patenting as being unpatentable over Wren in 2 view of AT&T and Dworkin 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that claim 30 was unpatentable for obviousness-type double patenting over claims 1-5 of Wren in view of AT&T and Dworkin. The Appellant asserts that the obviousness-type double patenting rejection of claim 30 is improper because claim 30 includes aspects that are not present in claims 1-5 of Wren (Appeal Brief 54-55; Reply Brief 17). We disagree with the Appellant. Appellant appears to be confusing statutory double patenting and obviousness-type double patenting. Under statutory double patenting, Appellant is correct that the only claims that may be rejected are claims that are identical. Claim 30 of this application and claims 1-5 of Wren are not identical. Under obviousness-type double patenting, however, the claims are not identical because the application claim includes an aspect that is not present in the patent claim. In that case, another reference including the missing aspect is identified and combined with the patent claim to render the application claim obvious. Such is the case here. The Examiner is conceding that claim 1 of Wren does not include certain aspects of claim 30. However, the Examiner is then asserting that either AT&T or Dworkin discloses those aspects, and then is combining claim 1 of Wren with those aspects of AT&T and Dworkin to render claim 30 obvious (Office Action 41-43). As the Examiner has established a proper 42 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 prima facie case of obviousness, and Appellant has not set forth any arguments as to why the combination is improper, we will sustain this rejection. See In re Keller, 642 F.2d at 425. We will sustain this rejection of claim 30. Rejection of claims 108-114 and 130-143 under the judicially 6 created doctrine of obviousness-type double patenting as being 7 unpatentable over Wren in view of Saigh, Ferguson, InTouch, and 8 Lockwood 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 The sole issue in regard to this rejection is whether the Appellant has shown that the Examiner erred in asserting that claims 108-114 and 130-143 were unpatentable for obviousness-type double patenting over claims 1-5 of Wren in view of Saigh, Ferguson, Intouch and Lockwood. The Appellant asserts that the obviousness-type double patenting rejection of claims 108-114 and 130-143 is improper because claims 108, 130, 138 and 140 include aspects that are not present in claims 1-5 of Wren (Appeal Brief 55-56; Reply Brief 18). Again, Appellant appears to be confusing statutory double patenting and obviousness-type double patenting. Claims 108-114 and 130-143 have been rejected under obviousness-type double patenting. The Examiner concedes that claims 1-5 of Wren do not include certain aspects of claims 108-114 and 130-143 (Office Action 43-44). The Examiner then asserts that at least one of Saigh, Ferguson, InTouch and Lockwood discloses those aspects. However, the Examiner only sets forth a rationale for combining Saigh and claims 1-5 of Wren (Office Action 43- 43 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 44). As Saigh is not prior art to claims 108-114 and 130-143 for the reasons set forth above, this rejection is no longer effective. The Examiner attempts to remedy this by citing Dworkin as allegedly remedying the deficiencies of claims 1-5 of Wren (Examiner’s Answer 21- 22). However, Dworkin was not originally cited for this rejection and thus we will not consider it. See In re Hoch, 428 F.2d at 1342 n. 3. Compare In re Cowles, 156 F.2d at 551; In re Christensen et al., 166 F.2d at 825. Moreover, the Examiner has not set forth a rationale as to how claims 1-5 of Wren and Dworkin render obvious the aspects of claims 108, 130, 138 and 140 cited by Appellant at pages 55-56 of the Appeal Brief. See In re Keller, 642 F.2d at 425. Pages 21-22 of the Examiner’s Answer only assert that Dworkin discloses periodically updating a database, which is not recited in any of the aspects of claims 108, 130, 138 and 140 cited by Appellant. We will not sustain this rejection of claims 108-114 and 130-143 under the Examiner’s current rationale. CONCLUSIONS OF LAW The Appellant has failed to show that the Examiner erred in rejecting claims 30, 31, 33-36, 38, 40, 42-45, 47-53, 57, 59-68, 70-107, 123 and 126. The Appellant has shown that the Examiner erred in rejecting claims 32, 39, 41, 54, 58, 69, 108-116, 121, 122, 124, 125 and 127-143. Claims 117-120 are directed to non-elected species, were withdrawn from consideration in the final Office Action mailed July 18, 2005, and thus have not been considered in this opinion. 44 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 The Appellant did show that the Examiner erred in asserting that Saigh is prior art to the subject matter of claims 108-116, 121, 122, 124 and 127-143 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for multiple central communications facilities. The Appellant did not show that the Examiner erred in asserting that Gifford discloses using downloaded software to display or reproduce “information contained in a transmitted hypermedia document” as recited in claim 123. The Appellant did not show that the Examiner erred in asserting that AT&T discloses an apparatus to market and/or sell goods and/or services as recited in claims 30 and 44. The Appellant did not show that the Examiner erred in asserting that AT&T discloses at least one of said computerized central communications facilities is adapted to provide to said customer at said computerized remote facility a list of computerized central communications facilities permitting said customer to select and contact at least one other computerized central communications facility as recited in claims 30 and 44. The Appellant did not show that the Examiner erred in combining the single central facility of Dworkin with the multiple central facilities of AT&T because (1) there is no motivation to combine the references and (2) Dworkin and AT&T are non-analogous art. The Appellant did show that the Examiner erred in asserting that Dworkin discloses “wherein at least one of said computerized central communications facilities is further programmed to contact the customer and 45 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 apprise said customer of goods or services offered or any special offerings” as recited in claim 32. The Appellant did not show that the Examiner erred in asserting that AT&T discloses “wherein said computerized central communications facility and each of said other computerized central communications facilities are associated with competing providers of goods and services” as recited in claim 33. The Appellant did not show that the Examiner erred in taking Official Notice of providing a stopping point in a user presentation as recited in claims 36 and 51. The Appellant did show that the Examiner erred in asserting that AT&T discloses a processor programmed to download software from a computerized central communications facility to a remote communications facility as recited in claims 39, 41 and 58. The Appellant did not show that the Examiner erred in asserting that Dworkin discloses “a second central communications facility having a database of information relating to a second set of information relating to goods or services to provide upon request” as recited in claim 44. The Appellant did show that the Examiner erred in asserting that Dworkin discloses “a software application for assisting the central communications facility to download a contract to the computerized remote location” as recited in claim 54. The Appellant did not show that the Examiner erred in asserting that Dworkin discloses “wherein said first central communications facility 46 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 further enables said customer to browse said first set of information relating to goods and services” as recited in claim 79. The Appellant did not show that the Examiner erred in asserting that Dworkin discloses “enabling the remote facility to search said first database or said second database” as recited in claim 81. The Appellant did not show that the Examiner erred in rejecting claims 31, 40, 42, 43, 45, 47, 49, 51, 57-64, 67, 80, 82-85, 87-90, 92 and 100. The Appellant did not show that the Examiner erred in rejecting claims 50, 72, 77, 78 and 86. The Appellant did not show that the Examiner erred in combining the single central facility of Filepp with the multiple central facilities of AT&T because (1) there is no motivation to combine the references and (2) Filepp and AT&T are non-analogous art. The Appellant did not show that the Examiner erred in asserting that Filepp discloses that a computerized communications facility is adapted to provide information relating to goods and services in the form of an audio or video presentation as recited in claims 35, 48 and 68. The Appellant did show that the Examiner erred in asserting that Filepp discloses auctioning services as recited in claim 53 and information about the sale or financing of housing as recited in claims 95 and 103? The Appellant did show that the Examiner erred in asserting that the computerized voice as recited in claim 69 is similar to the subject matter of claim 36. 47 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 The Appellant did not show that the Examiner erred in rejecting claims 34, 38, 52, 94 and 107. The Appellant did not show that the Examiner erred in asserting that AT&T discloses “said central communications facility adapted to enable said customer to select and contact at least one other central communications facility providing information relating to goods and services” as recited in claim 70. The Appellant did show the Examiner erred in taking Official Notice of providing employee recruiting information as recited in claims 93 and 101. The Appellant did not show that the Examiner erred in taking Official Notice of providing coupons relating to goods and services as recited in claims 96, 97, 104 and 105. The Appellant did not show that the Examiner erred in taking Official Notice of charging customers a fee for information as recited in claims 98 and 106. The Appellant did show that the Examiner erred in asserting that Ferguson is prior art to the subject matter of claims 109, 125, 133, 134 and 138 because parent Application No. 08/268,309 filed June 29, 1994 does not provide written description support for auctioning services. The Appellant did not show that the Examiner erred in rejecting claim 126. The Appellant did not show that the Examiner erred in asserting that claim 30 was unpatentable for obviousness-type double patenting over claims 1-5 of Wren in view of AT&T and Dworkin. 48 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 The Appellant did show the Examiner erred in asserting that claims 108-114 and 130-143 were unpatentable for obviousness-type double patenting over claims 1-5 of Wren in view of Saigh, Ferguson, Intouch and Lockwood. DECISION The decision of the Examiner to reject claims 30, 31, 33-36, 38, 40, 42-45, 47-53, 57, 59-68, 70-107, 123 and 126 is affirmed. The decision of the Examiner to reject claims 32, 39, 41, 54, 58, 69, 108-116, 121, 122, 124, 125 and 127-143 is reversed. Claims 117-120 are still withdrawn from consideration. We have entered new two new ground of rejection under 37 C.F.R. § 41.50(b): (1) claims 53, 95 and 103 are rejected under 35 U.S.C. § 103(a) as being unpatentable over AT&T, Dworkin and Filepp; and (2) claims 93 and 101 are rejected under 35 U.S.C. § 103(a) as being unpatentable over AT&T and Dworkin. 37 C.F.R. § 41.50(b) provides that, “[a] new ground of rejection pursuant to this paragraph shall not be considered final for judicial review.” Regarding the new ground of rejection, Appellant must, WITHIN TWO MONTHS FROM THE DATE OF THE DECISION, exercise one of the following options with respect to the new ground of rejection, in order to avoid termination of the appeal as to the rejected claims: (1) Reopen prosecution. Submit an appropriate amendment of the claims so rejected or new evidence relating to the claims so rejected, or both, and have the matter reconsidered by the examiner, in which event the proceeding will be remanded to the examiner. . . [; or] 49 Appeal 2008-2765 Application 08/650,834 1 2 3 4 5 (2) Request rehearing. Request that the proceeding be reheard under § 41.52 by the Board upon the same record. . . . No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). 6 7 8 9 10 11 12 13 14 15 16 AFFIRMED-IN-PART; 37 C.F.R. § 41.50(b) JRG STEPHEN WREN POB 251 Waterloo, IL 62298 50 Copy with citationCopy as parenthetical citation