Ex Parte WeilandDownload PDFPatent Trial and Appeal BoardFeb 25, 201310533108 (P.T.A.B. Feb. 25, 2013) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 10/533,108 05/27/2005 Josef Weiland LORWER P37AUS 4794 84386 7590 02/25/2013 Daniels Patent Law PLLC 43 Centre Street Concord, NH 03301 EXAMINER MULLER, BRYAN R ART UNIT PAPER NUMBER 3727 MAIL DATE DELIVERY MODE 02/25/2013 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte JOSEF WEILAND ____________________ Appeal 2010-012116 Application 10/533,108 Technology Center 3700 ____________________ Before: JAMES P. CALVE, HYUN J. JUNG, and RICHARD E. RICE, Administrative Patent Judges. JUNG, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Josef Weiland (Appellant) appeals under 35 U.S.C. § 134 from a rejection of claims 39-44, 46, 48-50, 52, 53, 55-76, and 78-85. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. Appeal 2010-012116 Application 10/533,108 2 THE CLAIMED SUBJECT MATTER Claim 39, reproduced below, is illustrative of the claimed subject matter: 39. An apparatus for machining a metallic workpiece being one of strip or plate form and having first and second opposed main surfaces and extending therebetween at least an edge surface angularly disposed relative to the first and second opposed main surfaces, the apparatus performs at least one of removing an oxide layer, grinding, deburrinq and descalinq at least the edge surface of the workpiece, wherein the apparatus comprises at least first, second, third and fourth conveyor devices (2, 2, 2, 2) and each of the first, the second, the third and the fourth conveyor devices (2, 2, 2, 2) has at least one brush (3), each of at least the first, the second, the third and the fourth conveyor devices (2, 2, 2, 2) guides the respective at least one brush (3) at least approximately linearly along the first main surface and the edge surface of the workpiece (1) to be machined transversely with respect to an advance direction of the workpiece (1), two of the conveyor devices (2,2) rotate in opposite directions and are positioned for treating at least the edge surface of the workpiece (1), the two other conveyor devices (2,2) rotate in opposite directions and are positioned for treating at least the edge surface of the workpiece (1), and the first, second, third and the fourth conveyor devices (2, 2) rotate so as to guide the brushes (3) along an entirety of a length of the apparatus available for the workpiece to pass through; and wherein the at least one brush of each of the first and second conveyor devices machine substantially all the edge surface of the workpiece in opposite directions, and the at least one brush of each of the third and fourth conveyor devices machine substantially all the edge surface of the workpiece in opposite directions. Appeal 2010-012116 Application 10/533,108 3 THE REFERENCES The prior art relied upon by the Examiner in rejecting the claims on appeal is: Derby Herrington McCormick Lisec Hutchinson US 559,166 US 2,767,413 US 2,958,882 US 5,237,716 US 5,634,397 Apr. 28, 1896 Oct. 23, 1956 Nov. 8, 1960 Aug. 24, 1993 Jun. 3, 1997 Wandres GmbH micro cleaning, “Ingromat-Cleaner CH29 Null- Fehler-Strategie in der Produktion,” May 1999, pp. 4-7 (hereinafter “Ingromat”). THE REJECTIONS The Appellant seeks our review of the following rejections: Claims 39-44, 48-50, 52, 53, 55-75, and 85 stand rejected under 35 U.S.C. § 112, first paragraph, as failing to comply with the written description requirement. Claims 78 and 79 stand rejected under 35 U.S.C. § 112, first paragraph, as failing to comply with the written description requirement. Claims 39-42, 46, 48-50, 57-61, 71-74, and 78 stand rejected under 35 U.S.C. §103(a) as unpatentable over Ingromat or Ingromat and Herrington. Claim 43 stands rejected under 35 U.S.C. § 103(a) as unpatentable over Ingromat and McCormick or Ingromat, Herrington, and McCormick. Claim 44 stands rejected under 35 U.S.C. § 103(a) as unpatentable over Ingromat and Derby or Ingromat, Herrington, and Derby. Claims 52, 55, 56, and 75 stand rejected under 35 U.S.C. § 103(a) as unpatentable over Ingromat and Herrington. Appeal 2010-012116 Application 10/533,108 4 Claims 53, 76, 79-81, and 83-85 stand rejected under 35 U.S.C. § 103(a) as unpatentable over Ingromat and Lisec or Ingromat, Herrington, and Lisec. Claim 82 stands rejected under 35 U.S.C. § 103(a) as unpatentable over Ingromat, Lisec, and Hutchinson or Ingromat, Herrington, Lisec, and Hutchinson. ANALYSIS Written Description The Examiner finds no support for the limitation “wherein the at least one brush of each of the first and second conveyor devices machine substantially all the edge surface of the workpiece . . . and the at least one brush of each of the third and fourth conveyor devices machine substantially all the edge surface of the workpiece . . . ,” recited by independent claim 39. Ans. 4. The Examiner finds that the limitation suggests that at least one brush from one conveyor machines the entire edge surface. Id. The Appellant argues that paragraph [011] of the Specification points out that known brushes and rollers are prevented from penetrating into and machining cut-outs, holes, or apertures in a metal plate. Br. 9. The Appellant states that the claims were amended to clarify that the brushes are arranged and positioned to penetrate deeply into such cut-outs, holes, and apertures to machine all cut surfaces and edges of the metal plate. Id. The Appellant also argues that the Examiner is not giving the term “substantially” the broadest reasonable interpretation and instead giving it a narrow interpretation and that the broadest interpretation of the term should encompass not only portions “but all the edge surface” and “all, i.e., the entire and complete cut surface and cut edges.” Br. 10-11 and 13. The Appeal 2010-012116 Application 10/533,108 5 Appellant further argues that the disclosure explains and describes an apparatus intended for the simultaneous removal of an oxide layer on the entirety of the main surfaces, cut surfaces, and edge surfaces of the metal workpiece, which improves over known methods that require subsequent machining steps on different machines to remove the oxide layers from all the cut surfaces of the metal plate. Br. 11 (referring to paragraphs [009], [069], and [070] of the Specification); see also id. at 12. The Examiner responds there is no support that “each one of the conveyors is capable of individually machining the entire edge of a workpiece.” Ans. 23-24. The recitation of claim 39 that “the at least one brush of each of the first and second conveyor devices machine substantially all the edge surfaces of the workpiece” means that the at least one brush of the first conveyor device and the at least one brush of the second conveyor device machine substantially all of the edge surfaces of the workpiece, and the recitation of claim 39 that “the at least one brush of each of the third and fourth conveyor devices machine substantially all the edge surfaces of the workpiece” means that the at least one brush of the third conveyor device and the at least one brush of the fourth conveyor device machine substantially all of the edge surfaces of the workpiece. This is the only reasonable construction of these recitations consistent with the Specification.1 Indeed, the Examiner’s interpretation that each of the 1 Our reviewing court “has instructed that any such construction be ‘consistent with the specification, … and that claim language should be read in light of the specification as it would be interpreted by one of ordinary skill in the art.’” In re Suitco Surface, Inc., 603 F.3d 1255, 1260 (Fed. Cir. 2010)(quoting In re Bond, 910 F.2d 831, 833 (Fed. Cir. 1990)(quoting In re Sneed, 710 F.2d 1544, 1548 (Fed. Cir. 1983))); accord In re Morris, 127 F.3d 1048, 1054 (Fed. Cir. 1997) (“[I]t would be unreasonable for the PTO Appeal 2010-012116 Application 10/533,108 6 conveyors is capable of individually machining the entire edge of a workpiece would exclude the Appellant’s preferred embodiment.2 In this regard, paragraph [070] of the Specification states that “. . . according to the invention with four conveyor devices 2, the workpiece is fully machined by a single pass,” which indicates that the four conveyor devices, and not just one, together machine the workpiece during a single pass. Further, Figures 1-4 and 18 show more than one conveyor device for machining all the edge surfaces. Accordingly, we cannot sustain the rejection of claim 39 and its dependent claims 40-44, 48-50, 52, 53, 55-75, and 85 as failing to comply with the written description requirement. The Examiner also finds no support for the limitation “the first and second conveyor devices (2, 2) both rotate so as to guide the brushes (3) along an entirety of the edge surface of the workpiece,” as recited by independent claim 78. Ans. 5. The Examiner states there is no support that each of the brushes is guided along the entire edge surface of the workpiece. Id. The Appellant relies on arguments provided with respect to claim 39. Br. 17-18. For the reasons discussed supra, we also cannot sustain the rejection of claim 78 and its dependent claim 79 as failing to comply with the written description requirement. to ignore any interpretive guidance afforded by the applicant's written description.”). 2 See Modine Mfg. Co. v. Int'l Trade Comm'n, 75 F.3d 1545, 1550 (Fed.Cir.1996) (A claim construction that excludes a preferred embodiment “is rarely the correct interpretation; such an interpretation requires highly persuasive evidentiary support.”). Appeal 2010-012116 Application 10/533,108 7 Obviousness based on Ingromat The Examiner finds that Ingromat discloses an apparatus for machining a workpiece and being obviously capable of removing material, as required by claim 39. Ans. 6 (citing pages 16, 17, and 31 of Ingromat). The Appellant argues that Ingromat does not disclose “removing an oxide layer from a surface, grinding a surface or an edge and treating or deburring a surface or edge of at least one of the first and second main surfaces of the workpiece,” as required by claim 39. Br. 21. In particular, the Appellant argues that the brushes of Ingromat wipe and do not machine the side edges of holes and grooves in a workpiece. Br. 21-22. Appellant also argues that the brushes do not machine a workpiece but instead clean a top and bottom surface of a workpiece. Br. 19. The Appellant’s arguments are persuasive. Ingromat does not unambiguously indicate that it “performs at least one of removing an oxide layer, grinding, deburring and descaling at least the edge surface of the workpiece,” as recited by claim 39. Page 16 of Ingromat discloses an “Ingromat-Web-Cleaner WB 30/H/A”; however, Ingromat does not clearly reveal whether the cleaning includes “at least one of removing an oxide layer, grinding, deburring and descaling.” Also, we cannot state that a preponderance of the evidence supports the Examiner’s finding that the brushes of Ingromat may be capable of at least partially removing an oxide layer from a workpiece over a period of time with the pressure of the brushes being adjustable by the height adjustment of the machine. Ingromat does not clearly disclose whether its brushes can remove an oxide layer, whether adjusting the pressure of its brushes can remove an oxide layer of its web, or whether the brushes can have their period of time extended so as to Appeal 2010-012116 Application 10/533,108 8 meet both removing an oxide layer and the requirements of its “High-Speed- Channel.” Accordingly, we cannot sustain the rejection of claims 39-42, 46, 48- 50, 57-61, 63, 71-74 and 78 as unpatentable over Ingromat. The Examiner does not rely on McCormick, Derby, Lisec, or Hutchinson for any finding that remedies the deficiencies of Ingromat discussed supra. Ans. 16-18, 19- 23. Therefore, we cannot sustain the rejections of claims 43, 44, 53, 76, and 79-85 as unpatentable over Ingromat and at least one of McCormick, Derby, Lisec, or Hutchinson. Obviousness based on Ingromat and Herrington The Examiner finds that Herrington discloses an apparatus used to remove scale, which is well known in the art as being an oxide layer, and discloses specific bristle material for brushes that is capable of removing the oxide layer. Ans. 9-10. The Examiner also finds that the brushes of Ingromat are removable and interchangeable. Ans. 10. The Examiner concludes that it would have been obvious to provide Ingromat with brushes having the bristles of Herrington to allow the Ingromat apparatus to remove oxide layers as an alternative, interchangeable function for Ingromat. Br. 10. The Appellant argues that Ingromat provides for merely cleaning a surface without structurally working the workpiece, whereas Herrington is intended to machine or work the surface of a workpiece to remove scale. Br. 22. The Appellant thus argues that Ingromat and Herrington provide entirely and fundamentally different devices and functions. Br. 22. The Examiner responds that both references provide an apparatus using rotating brushes to treat flat narrow workpieces and the Examiner is proposing to Appeal 2010-012116 Application 10/533,108 9 modify the bristles on the brushes of Ingromat in view of the teachings of Herrington. Ans. 26. The Appellant’s argument is not persuasive as the Examiner’s proposed modification provides the Ingromat apparatus with the function of removing scale as taught by Herrington by modifying the brushes of Ingromat with the bristles of Herrington. See Ans. 9-10. Thus, the Examiner’s proposed modification considers the different devices and functions of Ingromat and Herrington and provides a rationale for combining the teachings of the two devices, which the Appellant has not shown is unreasonable or lacks a rational underpinning. The Appellant argues that replacing the brushes of Ingromat with the brushes of Herrington would destroy the material to be cleaned in Ingromat. Br. 23. However, a person of ordinary skill is also a person of ordinary creativity, not an automaton. Therefore, such a skilled artisan could modify Ingromat with the bristles of Herrington such that the brushes remove scale without destroying the underlying material. Furthermore, the Appellant has not shown that such a skilled artisan is incapable of modifying Ingromat with Herrington as proposed by the Examiner without destroying the material to be cleaned. The Appellant also argues that the fundamental differences between the cleaning in Ingromat and the machining in Herrington teach away from the combination. Br. 23. The Appellant’s argument is not persuasive as the Appellant has not identified any portion of either Ingromat or Herrington that, upon reading, would lead one of ordinary skill in the art in a direction divergent from the path taken by the Appellant or that criticizes, discredits, or otherwise discourages the solution claimed. Appeal 2010-012116 Application 10/533,108 10 The Appellant further argues that the only basis for combining Ingromat and Herrington is based on conjecture and hindsight. Br. 23. However, the Examiner finds that Herrington discloses an apparatus with multiple rotary brushes and that the brushes can remove scale. Ans. 9. Thus, Herrington provides a reason and a suggestion to make the Examiner’s proposed combination, so that there is no basis to conclude that the Examiner improperly relied upon on conjecture or hindsight to reach a conclusion of obviousness as the Appellant suggests. The Appellant also argues Ingromat combined with Herrington is not reasonable or feasible because neither reference discloses an apparatus with opposing conveyor brushes which machine any, substantially all, or the entire edge surface of the workpiece, as recited by claim 39. Br. 23. The Appellant’s argument is not persuasive because the Examiner finds that Ingromat teaches opposing conveyor brushes that clean edge surfaces of a workpiece and Herrington teaches bristles that can machine. See Ans. 8-10. For claims 43, 44, 52, 55, 56, and 75, which depend from claim 39, the Appellant asserts the arguments for claim 39. Br. 27, 28. The Appellant also asserts the arguments for claim 39 in arguing against the rejection of independent claim 46. Br. 24. As for independent claim 78, the Appellant argues that Ingromat reveals nothing regarding machining the side edges of a workpiece. Br. 26. However, the Examiner relies on the combination of Ingromat and Herrington for the machining of side edges. Ans. 16 (referring to Ans. 6- 10). The Appellant also argues that Ingromat does not disclose that bristles can do anything other than skim across the surface of a workpiece and that there is no express or inherent disclosure that would lead one of skill in the Appeal 2010-012116 Application 10/533,108 11 art to modify the brushes so that they machine or treat the edge surface of a workpiece, as suggested by the Examiner. Br. 27. While the presence of an explicit reason to combine prior art references within the references themselves is persuasive evidence that the combination would have been obvious, there is no requirement that the references contain an explicit or inherent reason for making the proposed combination. For claims 76 and 80, the Appellant argues that Ingromat and Herrington further combined with Lisec would be inoperable because Lisec aligns rollers differently from the transverse sweeping rotation of Ingromat and Herrington. Br. 28-29. However, the Examiner does not rely on Lisec for alignment of rollers, and instead relies on Lisec as teaching angled bristles. Ans. 21, 28-29. The Appellant also argues that Ingromat teaches away from any sort of combination with brushes aligned in the manner of Lisec and cites a figure from Ingromat. Br. 30. The Appellant thus argues that Ingromat with Herrington further combined with Lisec would be a fundamental structural change to the transverse brush travel of Ingromat and Herrington. Id. However, the figure cited by the Appellant does not appear in Ingromat but appears in another document that the Examiner did not cite. See Br., Evid. App’x 6 and Ans. 3. Thus, we are not persuaded. For claim 82, which depends from claim 80, the Appellant asserts the arguments for claim 80. Br. 30. We are not persuaded for the reasons above. Accordingly, for the reasons supra, we sustain the rejections of claims 39-44, 46, 48-50, 52, 53, 55-61, 71-76, and 78-85 as unpatentable over Appeal 2010-012116 Application 10/533,108 12 Ingromat and Herrington or Ingromat, Herrington, and at least one of McCormick, Derby, Lisec, and Hutchinson. DECISION We reverse the rejection of claims 39-44, 48-50, 52, 53, 55-75, and 85 under 35 U.S.C. § 112, first paragraph, as failing to comply with the written description requirement. We reverse the rejection of claims 78 and 79 under 35 U.S.C. § 112, first paragraph, as failing to comply with the written description requirement. We reverse the rejection of claims 39-42, 46, 48-50, 57-61, 71-74, and 78 under 35 U.S.C. §103(a) as unpatentable over Ingromat. We affirm the rejection of claims 39-42, 46, 48-50, 57-61, 71-74, and 78 under 35 U.S.C. §103(a) as unpatentable over Ingromat and Herrington. We reverse the rejection of claim 43 under 35 U.S.C. § 103(a) as unpatentable over Ingromat and McCormick. We affirm the rejection of claim 43 under 35 U.S.C. § 103(a) as unpatentable over Ingromat, Herrington, and McCormick. We reverse the rejection of claim 44 under 35 U.S.C. § 103(a) as unpatentable over Ingromat and Derby. We affirm the rejection of claim 44 under 35 U.S.C. § 103(a) as unpatentable over Ingromat, Herrington, and Derby. We affirm the rejection of claims 52, 55, 56, and 75 under 35 U.S.C. § 103(a) as unpatentable over Ingromat and Herrington. We reverse the rejection of claims 53, 76, 79-81, 83, 84, and 85 under 35 U.S.C. § 103(a) as unpatentable over Ingromat and Lisec. Appeal 2010-012116 Application 10/533,108 13 We affirm the rejection of claims 53, 76, 79-81, 83, 84, and 85 under 35 U.S.C. § 103(a) as unpatentable over Ingromat, Herrington, and Lisec. We reverse the rejection of claims 76, 80, and 81 under 35 U.S.C. § 103(a) as unpatentable over Ingromat and Lisec. We affirm the rejection of claims 76, 80, and 81 under 35 U.S.C. § 103(a) as unpatentable over Ingromat, Herrington, and Lisec. We reverse the rejection of claim 82 under 35 U.S.C. § 103(a) as unpatentable over Ingromat, Lisec, and Hutchinson. We affirm the rejection of claim 82 under 35 U.S.C. § 103(a) as unpatentable over Ingromat, Herrington, Lisec, and Hutchinson. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv) (2011). AFFIRMED Klh Copy with citationCopy as parenthetical citation