Ex Parte TidwellDownload PDFPatent Trial and Appeal BoardMay 13, 201311458083 (P.T.A.B. May. 13, 2013) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte KRISTIN A. TIDWELL ____________________ Appeal 2010-007251 Application 11/458,083 Technology Center 3600 ____________________ Before GAY ANN SPAHN, MICHELLE R. OSINSKI, and HYUN J. JUNG, Administrative Patent Judges. OSINSKI, Administrative Patent Judge. DECISION ON APPEAL Appeal 2010-007251 Application 11/458,083 2 STATEMENT OF THE CASE Appellant1 appeals under 35 U.S.C. § 134(a) from a rejection of claims 1-22. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM-IN-PART. CLAIMED SUBJECT MATTER The claimed subject matter relates to “support pillows that may be manipulated to different configurations and automatically spring back to their original shape.” Spec. 1, para. [0002]. Claims 1, 10, 17, 21, and 22 are the independent claims on appeal. Claim 1 is reproduced below and is illustrative of the appealed subject matter. 1. A support pillow, comprising: a pillow body having a medial region and two opposing arms that form a well region, a first side and a second side, wherein a center plane bisects the pillow body between the first side and the second side so as to form a center line midway between the first side and the second side, wherein the pillow body further includes an outer periphery and an inner periphery outlining the well region, wherein the pillow body further comprises a fill material and a cover enveloping the fill material, wherein the cover comprises: a main section that extends about the first and second sides and the outer periphery, and a center panel coupled to the main section so as to be located along the inner periphery, wherein the center panel is constructed of a woven fabric having two grain directions that are generally perpendicular to each other and a bias, wherein the 1 Appellant identifies the real party in interest as The Boppy Company, LLC. App. Br. 3. Appeal 2010-007251 Application 11/458,083 3 woven fabric is generally non-stretchable in at least one of the grain directions, and wherein the center panel is coupled to the main section such that the bias of the center panel is substantially aligned with the center line. REJECTIONS Appellant seeks review of the following rejections: (1) claims 1-17 and 22 under 35 U.S.C. § 103(a) as unpatentable over Matthews (US 6,279,185 B1, iss. Aug. 28, 2001) and “scrapquilts.com, Understanding Fabric Grain, accessed at http://www.scrapquilts.com/ fabric_grain.html, published Mar. 26, 2006 (hereinafter “Scrapquilts”) (Ans. 3-12); (2) claims 18-20 under 35 U.S.C. § 103(a) as unpatentable over Matthews, Scrapquilts, and Matthews Brown (US 6,453,493 B1, iss. Sep. 24, 2002) (Ans. 12-13); and (3) claim 21 under 35 U.S.C. § 103(a) as unpatentable over Matthews, Scrapquilts, and Southworth (US 4,669,991, iss. Jun. 2, 1987) (Ans. 13-16). ANALYSIS Rejection (1) Claims 1-17 Appellant argues claims 1-17 as a group. App. Br. 10-13. We select independent claim 1 as the representative claim, and claims 2-17 fall with independent claim 1. See 37 C.F.R. § 41.37(c)(1)(vii) (2011). The Examiner found that Matthews discloses substantially all of the limitations of claim 1 except for disclosing “that the woven fabric [comprising the center panel 44] has two grain directions that are generally Appeal 2010-007251 Application 11/458,083 4 perpendicular to each other and a bias” and “that the bias of the center panel is substantially aligned with the center line [formed by a center plane bisecting the pillow body 10].” Ans. 3-4. The Examiner also found that Scrapquilts teaches woven fabrics have perpendicular grain directions and that fabric is more stretchable along the bias. Id. at 4 (citing Scrapquilts, paras. 3, 7-8). The Examiner concluded that since Matthew’s center panel 44 extends along the center line (central position of center panel 44), “it would have been obvious [to] have the bias substantially aligned with the center line so that the center panel [44] might stretch along with the opening of the arms [18, 20] of the pillow [10] to ensure that the center panel [44] is not damaged during opening, since scrapquilts.com teaches that a fabric is more stretchable along the bias.” Id. at 4-5 (citing Matthews, figs. 4-6). Appellant first contends that: [t]here is simply no rationale given in the Office Action that one of skill in the art would have been taught to [align the bias of a woven fabric along the center line], other than the assertion that it would have been obvious to do so to allow the center panel to stretch along with the opening of the arms. App. Br. 11. Separating pillow arms without tearing fabric was a known problem in the prior art. Matthews, col. 5, ll. 3-5. Scrapquilts teaches that “cuts with their edges along the bias are quite stretchy.” Scrapquilts, para. 7. The Examiner concluded that it would have been obvious to one of ordinary skill in the art to align the bias with the center line since “when the arms [of the pillow] are opened to receive the torso of the individual, . . . the stretching of the fabric would be along the center line” and aligning the bias with the center line would “utiliz[e] the inherent stretching ability of the fabric along the bias.” Ans. 16, 17; see KSR Int’l Co. v. Teleflex, Inc., 550 Appeal 2010-007251 Application 11/458,083 5 U.S. 398, 418 (2007) (“the analysis need not seek out precise teachings directed to the specific subject matter of the challenged claim, for a court can take account of the inferences and creative steps that a person of ordinary skill in the art would employ”). We are not persuaded that the Examiner’s rejection lacks articulated reasoning with some rational underpinning to support the legal conclusion of obviousness. See KSR, 550 U.S. at 418 (citing In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006)). Appellant secondly contends that Scrapquilts teaches away from aligning the bias with the center line because there are several disadvantages associated with such alignment—e.g., reduction in the ability of the arms to spring back to their original position, an increase in labor and required fabric, and difficulty in stitching. App. Br. 12; Reply Br. 2, 3. Appellant’s arguments suggest that the proposed modification involves tradeoffs; however, such considerations do not necessarily prevent the proposed combination. See Medichem, S.A. v. Rolabo, S.L., 437 F.3d 1157, 1165 (Fed. Cir. 2006) (“a given course of action often has simultaneous advantages and disadvantages, and this does not necessarily obviate motivation to combine.”); Winner Int’l Royalty Corp. v. Wang, 202 F.3d 1340, 1349 n.8 (Fed. Cir. 2000) (“The fact that the motivating benefit comes at the expense of another benefit, however, should not nullify its use as a basis to modify the disclosure of one reference with the teachings of another. Instead, the benefits, both lost and gained, should be weighed against one another.”). There are advantages to aligning the bias with the center line. For example, the fabric is stretchier along the center line, which is the direction in which the arms of the pillow must be opened or stretched to receive the torso of an individual. Ans. 16. Scrapquilts also discusses Appeal 2010-007251 Application 11/458,083 6 particular scenarios where it would be advantageous to use a biased fabric. Id. at 18 (citing Scrapquilts, para. 10). For example, Scrapquilts teaches that “[u]sing stretchy bias strips makes it easy to apply binding to a quilt with curved edges” and that “[b]ias cuts can be turned under easier for some applique shapes.” Scrapquilts, para. 10. The disadvantages, such as reduced springiness, do not necessarily outweigh the advantage of increased stretchiness, and we are unpersuaded by these arguments. Appellant thirdly contends that the Examiner did not properly consider its submitted Declarations and rebuttal evidence as to secondary considerations. App. Br. 13; Reply Br. 3. The Examiner indicates that the submitted Declarations did not conclusively provide a nexus between market sales and the merits of the claimed invention. Ans. 18. Thus, we consider anew the issues of obviousness under 35 U.S.C. § 103, carefully evaluating and weighing both the evidence relied upon by the Examiner and the evidence provided by Appellant. See In re Piasecki, 745 F.2d 1468, 1472 (Fed. Cir. 1984); Stratoflex Inc. v. Aeroquip Corp., 713 F.2d 1530, 1538 (Fed. Cir. 1983). The Declaration of Nancy Bartley (hereinafter “Bartley Declaration”) and the Declaration of Kristin A. Tidwell (hereinafter “Tidwell Declaration”) explain that the claimed invention solves a long-felt need of preventing inside pillow seams from ripping when pillow arms are stretched wide. Bartley Declaration, paras. 4, 7; Tidwell Declaration, para. 4. Establishing long-felt need requires objective evidence that an art-recognized problem existed in the art for a long period of time without solution. In particular, the evidence must show that the need was a persistent one that was recognized by those of ordinary skill in the art. See Appeal 2010-007251 Application 11/458,083 7 In re Gershon, 372 F.2d 535, 538 (CCPA 1967). The relevance of long-felt need and the failure of others to the issue of obviousness depends on several factors. First, the need must have been a persistent one that was recognized by those of ordinary skill in the art. See Orthopedic Equip. Co. v. All Orthopedic Appliances, Inc., 707 F.2d 1376, 1382 (Fed. Cir. 1983); see also In re Gershon, 372 F.2d 535, 538 (CCPA 1967). Second, the long-felt need must not have been satisfied by another before the invention by applicant. See Newell Co. v. Kenney Mfg. Co., 864 F.2d 757, 768 (Fed. Cir. 1988) (“[O]nce another supplied the key element, there was no long-felt need or, indeed, a problem to be solved….”) Third, the invention must in fact satisfy the long-felt need. See In re Cavanagh, 436 F.2d 491, 496 (CCPA 1971) (One must also show that the others who failed had knowledge of the critical prior art.). “[L]ong-felt need is analyzed as of the date of an articulated identified problem and evidence of efforts to solve that problem.” Texas Instruments, Inc. v. ITC, 988 F.2d 1165, 1178 (Fed. Cir. 1993). Neither the Bartley Declaration nor Tidwell Declaration provide evidence of the efforts and resources expended during the time corresponding to the length of need in attempts to solve the problem, or that others have specifically tried and failed to solve the problem. See Railroad Dynamics, Inc. v. Stuki Co., 579 F. Supp. 353, 363 (E.D. Pa. 1983), aff’d 727 F.2d 1506 (Fed. Cir. 1984), cert. denied 105 U.S. 220 (1984). In other words, the Bartley Declaration does not provide evidence that the need was a persistent one that was recognized by those of ordinary skill in the art. In addition, although the Bartley Declaration and Tidwell Declaration suggest that the use of elastic or stretchable fabric to address the problem of ripping inside pillow seams is cost-prohibitive (Bartley Declaration, para. 4; Tidwell Appeal 2010-007251 Application 11/458,083 8 Declaration, para. 4), Matthews teaches that arms may be separated without tearing fabric by removing the center panel “with the top and bottom pieces being gathered at the mid-plane,” such that the need was satisfied before the invention by Appellant. Matthews, col. 5, ll. 1-3; id. at col. 4, l. 64-col. 5, l. 5; see Newell, 864 F.2d at 768. As such, Appellant failed to provide objective evidence sufficient to establish the existence of a long-felt need or to establish that Appellant’s claimed invention satisfied any such long-felt need. Next, we consider Appellant’s objective evidence of commercial success. The Bartley Declaration presents evidence (i) that sales of the pillows “have increased nearly 1%” after products containing the claimed stretch panel design were on the market despite “a 20% wholesale (25% retail) price increase at the same time the new product design was introduced” and (ii) in the form of three product reviews. Bartley Declaration, paras. 8(a), 8(c). An applicant who is asserting commercial success to support its contention of nonobviousness bears the burden of proof of establishing a nexus between the claimed invention and evidence of commercial success. In re Huang, 100 F.3d 135, 139-40 (Fed. Cir. 1996) (evidence related solely to the number of units sold without providing any indication of whether this represents a substantial quantity in the relevant market provides a very weak showing of commercial success, if any). Appellant’s assertion regarding an increase in sales is not persuasive because the assertion is not “placed in a meaningful context, e.g., market share.” Huang, 100 F.3d at 137. Additionally, it is unknown if the increased sales were attributable to the claimed features, since Appellant’s product review evidence itself suggests other reasons that purchasers select the “Boppy” Appeal 2010-007251 Application 11/458,083 9 pillow—e.g., machine washable pillow and slip covers and the feature of reducing back stress by supporting baby during nursing. Bartley Declaration, para. 8(c). Declarations fail in their purpose when they merely make unsupported conclusory statements. See in re Wright, 999 F.2d 1557, 1563 (Fed. Cir. 1993) and In re Brandstadter, 484 F.2d 1395, 1405 (CCPA 1973). Based on the conclusory nature of the averment in paragraph 8(c), the Bartley Declaration is entitled to but little weight. Accordingly, we find that Appellant has not carried the burden of establishing a nexus between the claimed invention and the evidence of commercial success. See Ormco Corp. v. Align Tech., Inc., 463 F.3d 1299, 1311-12 (Fed. Cir. 2006) (the lack of nexus between the claimed subject matter and the commercial success renders the proffered objective evidence uninformative). While we have weighed the evidence offered by Appellant in an effort to prove long-felt need and commercial success, we conclude that the Examiner’s evidence of obviousness outweighs Appellant’s evidence of nonobviousness. See In re Fenton, 451 F.2d 640, 643 (CCPA 1971) (the court balanced the Patent Office’s case against the strength of appellant's objective evidence of non-obviousness); see also Leapfrog Enters., Inc. v. Fisher-Price, Inc., 485 F.3d 1157, 1162 (Fed. Cir. 2007) (“given the strength of the prima facie obviousness showing, the evidence on secondary considerations was inadequate to overcome a final conclusion that [the claimed subject matter] would have been obvious”). For the foregoing reasons, we sustain the rejection of claims 1-17 as unpatentable under 35 U.S.C. § 103(a) over Matthews and Scrapquilts. Appeal 2010-007251 Application 11/458,083 10 Claim 22 Appellant separately argues the patentability of claim 22 which recites that “the center panel is coupled to the main section using stitching having a stitch count in the range from about 5 to about 9 stitches per inch.” Claims App’x.; App. Br. 13-14; Reply Br. 3-4. Appellant contends that “[t]he general conditions of this limitation are clearly not found in the Matthews patent nor the UFG Reference [Scrapquilts] and such a stitch count is not simply an optimal or workable range.” App. Br. 14. The Examiner responds that “the amount of stitches per inch . . . is considered a design consideration within the art where the general conditions of a claim are disclosed in the prior art, [and] discovering the optimum or workable ranges involves only routine skill in the art.” Ans. 18. We do not agree with the Examiner that it would have been obvious to a person of ordinary skill in the art to optimize the number of stitches to reach the claimed range. First, the general conditions of the claim are not disclosed in the prior art as neither Matthews nor Scrapquilts discloses a range for a number of stitches. In re Aller, 220 F.2d 454 (CCPA 1955). Second, the Examiner has failed to sufficiently explain how Matthews or Scrapquilts provides guidance to optimize the number of stitches such that discovery of the claimed stitch range would appear to involve more than routine experimentation. Id. For the foregoing reasons, we do not sustain the rejection of claim 22 under 35 U.S.C. § 103(a) as unpatentable over Matthews and Scrapquilts. Rejection (2) Claim 18 recites “placing a slipcover over the support pillow, wherein the slipcover includes a central panel [that] is constructed of a woven fabric Appeal 2010-007251 Application 11/458,083 11 having . . . a bias . . . , and wherein the central panel is coupled to the main section so as to be substantially on the bias.” Claims App’x. The Examiner acknowledges that although Matthews Brown discloses a slipcover, it “does not disclose the slip cover includes a central panel that is coupled to the main section so as to be substantially on the bias.” Ans. 12-13. The Examiner concludes that: it would have been obvious . . . to include a central panel on the slip cover having the characteristics of the center panel of the cover of the support pillow . . . so that the slip cover cooperates with the cover of the support pillow to ensure that the central panel and the center panel stretch together in order to avoid damage during opening of the arms. Id. at 13. Appellant contends that the Examiner’s conclusion is “hindsight reconstruction.” App. Br. 14. We agree with Appellant that the Examiner appears to have resorted to a hindsight reconstruction to supply deficiencies in the cited references with respect to the slip cover including a center panel, for example. See In re Warner, 379 F.2d 1011, 1017 (CCPA 1967) (holding that “[t]he legal conclusion of obviousness must be supported by facts. Where the legal conclusion is not supported by facts it cannot stand. . . . A rejection based on section 103 clearly must rest on a factual basis, and these facts must be interpreted without hindsight reconstruction of the invention from the prior art. In making this evaluation, all facts must be considered. The Patent Office has the initial duty of supplying the factual basis for its rejection. It may not, because it may doubt that the invention is patentable, resort to speculation, unfounded assumptions or hindsight reconstruction to supply deficiencies in its factual basis.”); see also Reply Br. 4. More particularly, Appeal 2010-007251 Application 11/458,083 12 the Examiner’s legal conclusion of obviousness is not supported by facts since the Examiner has not pointed to any of Matthews, Scrapquilts, and Matthews Brown as disclosing or suggesting a slip cover including a central panel constructed of a woven fabric having a two grain direction that are perpendicular to each other and a bias, wherein the central panel is coupled to the main section so as to be substantially on the bias. See Ans. 12-13, 19. Rather, the Examiner has merely concluded, based upon the disclosure in Appellant’s Specification, that it would have been obvious to provide such a central panel for the slip cover of Matthews Brown. Because the Examiner’s conclusion of obviousness is not supported by facts, it cannot stand. For the foregoing reasons, we do not sustain the rejection of claim 18, nor claims 19 and 20 which depend therefrom, as unpatentable under 35 U.S.C. § 103(a) over Matthews, Scrapquilts, and Matthews Brown. Rejection (3) Claim 21 is similar to claim 22 in reciting “wherein the center panel is coupled to the main section using non-stretchable stitching having a stitch count in the range from about 5 to about 9 stitches per inch.” Claims App’x. The Examiner’s rejection of claim 21 relies on the same reasoning that the claimed range of stitches is merely the discovery of optimum or workable ranges (Ans. 15), and the Examiner does not point to anything in Southworth which cures the deficiencies of the Examiner’s conclusion as explained supra in connection with claim 22. Accordingly, for similar reasons to those discussed above with respect to claim 22, we do not sustain the Examiner’s rejection of claim 21 under 35 U.S.C. § 103(a) as unpatentable over Matthews, Scrapquilts, and Southworth. Appeal 2010-007251 Application 11/458,083 13 DECISION The Examiner’s rejections of claims 1-17 under 35 U.S.C. § 103(a) are AFFIRMED. The Examiner’s rejections of claims 18- 22 under 35 U.S.C. § 103(a) are REVERSED. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED-IN-PART Klh Copy with citationCopy as parenthetical citation