Ex Parte SchnellDownload PDFBoard of Patent Appeals and InterferencesOct 25, 201110724807 (B.P.A.I. Oct. 25, 2011) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 10/724,807 12/01/2003 Tim Schnell 5034-002 3683 24112 7590 10/26/2011 COATS & BENNETT, PLLC 1400 Crescent Green, Suite 300 Cary, NC 27518 EXAMINER TORRES, ALICIA M ART UNIT PAPER NUMBER 3671 MAIL DATE DELIVERY MODE 10/26/2011 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________________ Ex parte TIM SCHNELL ____________________ Appeal 2009-012861 Application 10/724,807 Technology Center 3600 ____________________ Before JOHN C. KERINS, STEVEN D.A. McCARTHY, and FRED A. SILVERBERG, Administrative Patent Judges. SILVERBERG, Administrative Patent Judge. DECISION ON APPEAL Appeal 2009-012861 Application 10/724,807 2 STATEMENT OF THE CASE Tim Schnell (Appellant) seeks our review under 35 U.S.C. § 134 of the final rejection of claims 1, 2, 4, 10, 11, 161, 21-28, 30, 33 and 34. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM-IN-PART. THE INVENTION Appellant’s claimed invention is directed to gang-type lawn mower systems including a pull-type frame structure having a series of mower decks secured thereto, wherein each mower deck is powered by a single power source. (Spec. 1:6-8). Claim 1, reproduced below, is representative of the subject matter on appeal. 1. A gang type lawn mower system adapted to be pulled behind a tractor, comprising: a. a wheel supported main frame; b. a power source mounted on the main frame; c. at least two mower decks connected to the main frame, each mower deck having a rotary blade; d. each mower deck being movably mounted to the main frame and movable from an operative lowered position where the mower deck is operative to cut grass to an elevated stowed position; e. a drive interconnected between the power source and each of the mower decks for driving each of the mower decks 1 Claims 18 and 19, which stand rejected, have not been appealed (App. Br. 2, see also Final Rej. 2 and Ans. 11). Thus, we summarily sustain the rejection of claims 18 and 19 (Final Rej. 2). In re Berger, 279 F.3d 975 (Fed. Cir. 2002) (holding that Board did not err in sustaining a rejection under 35 U.S.C. § 112, second paragraph, when the applicant failed to contest the rejection on appeal) Appeal 2009-012861 Application 10/724,807 3 whereby the mower decks are driven by a single power source mounted on the main frame; and f. wherein in moving from the operative position to the stowed position each of the mower decks moves through an angle of at least 91°. THE REJECTIONS The following rejections by the Examiner are before us for review: 1. Claims 1, 2, 16, 21, 22, 26 and 27 are rejected under 35 U.S.C. § 103(a) as being unpatentable over Miller (US 2,682,740, issued Jul. 6, 1954) in view of Aron (US 4,723,404, issued Feb. 9, 1988). 2. Claims 4 and 30 are rejected under 35 U.S.C. § 103(a) as being unpatentable over Miller in view of Aron, and further in view of Allison (US 4,346,547, issued Aug. 31, 1982). 3. Claim 10 is rejected under 35 U.S.C. § 103(a) as being unpatentable over Miller in view of Aron, and further in view of Torras (US 4,926,621, issued May 22, 1990). 4. Claim 11 is rejected under 35 U.S.C. § 103(a) as being unpatentable over Miller in view of Aron, and further in view of Erdman (US 3,608,284, issued Sep. 28, 1971). 5. Claims 23-25 are rejected under 35 U.S.C. § 103(a) as being unpatentable over Miller in view of Aron, and further in view of Bottenberg (US 3,208,207, issued Sep. 28, 1965). 6. Claims 28 and 33 are rejected under 35 U.S.C. § 103(a) as being unpatentable over Miller in view of Bottenberg. 7. Claim 34 is rejected under 35 U.S.C. § 103(a) as being unpatentable over Miller in view of Bottenberg, and further in view of Aron. Appeal 2009-012861 Application 10/724,807 4 ISSUES The issues before us are: (1) whether the Examiner erred in concluding that the combined teachings of Miller and Aron would have rendered obvious a gang type lawn mower system comprising at least two mower decks, wherein each mower deck moves through an angle of at least 91° when moving from an operative position to a stowed position, as called for independent claim 1 (App. Br. 10); (2) whether the Examiner erred in concluding that the combined teachings of Miller, Aron and Allison would have rendered obvious a drive that includes a belt drive and a belt tensioner for maintaining a tension on the belt drive, as called for in dependent claim 30 (App. Br. 13); and (3) whether the Examiner erred in concluding that the combined teachings of Miller and Bottenberg would have rendered obvious a tongue pivotally connected to a frame, as called for in dependent claim 28 and independent claim 33 (App. Br. 17). ANALYSIS Rejection of claims 1, 2, 16, 21, 22, 26 and 27 over Miller and Aron Independent claim 1 calls for, inter alia, “wherein in moving from the operative position to the stowed position each of the mower decks moves through an angle of at least 91°.” Appellant contends that (1) the combined teachings of Miller and Aron describe moving the mower decks to a 90° orientation, not through an angle of at least 91°, as called for in independent claim 1 (App. Br. 10-11); and (2) the device of Miller can only move to the position shown in the dotted lines in Figure 4, not through an angle of at least 91° (App. Br. 7). The Examiner found that (1) Miller fails to describe that “in moving from the operative position to the stowed position each of the mower decks Appeal 2009-012861 Application 10/724,807 5 move through an angle of at least 91°” (Ans. 5); (2) Aron describes that when moving from the operative position to the stowed position each of the apparatuses move through an angle of 91° (id.); and (3) “the folding range shown by Aron appears to be close enough to have the same properties as the claimed 91 degrees” and that “[i]n other words, one of ordinary skill in the art would expect the two angles to have the same properties . . .” (Ans. 14). The Examiner concluded that “[i]t would have been obvious to one having ordinary skill in the art at the time the invention was made to include the pivot angle of Aron on the device of Miller in order to reduce the bulk of the machine” (Ans. 6). Aron describes that “[f]or transport or storage, the lateral parts 3 and 4 of the support frame 1 can be moved upwardly by an angle of about 90 degrees around the pivot pins 5 and 6 to the position shown in FIG. 2, thereby reducing the bulk of the machine” (col. 3, ll. 27-31). Aron is silent as to whether the lateral parts 3, 4 can be moved upwardly by an angle of at least 91°. The Examiner has not provided adequate evidence which would support the Examiner’s finding that one of ordinary skill in the art would expect the angles 90° and 91° to have the same properties. We find that during movement of the device through an angle of 91° as opposed to an angle of 90° additional forces, e.g., gravity, can affect the movement of the device. Thus, we find that, in the present context, Aron’s range of movement of up to about 90° is not close enough to the recited range of movement of at least 91° that one skilled in the art would have expected the two ranges to have the same properties. Appeal 2009-012861 Application 10/724,807 6 The Examiner’s conclusion of obviousness does not describe how the device of Miller would be able to pivot to the 90° angle described by Aron, e.g., the Examiner’s conclusion of obviousness does not include a substitution of the drive of Aron for the drive of Miller. Perhaps the device of Miller, as constructed, would not be able to pivot to the 90° angle described by Aron. We conclude that a rationale based upon an unsupported fact finding does not provide a sound basis for a conclusion of obviousness. KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007) (“[R]ejections on obviousness grounds cannot be sustained by mere conclusory statements; instead, there must be some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.”); In re Warner, 379 F.2d 1011, 1017 (CCPA 1967) (“The legal conclusion of obviousness must be supported by facts. Where the legal conclusion is not supported by facts it cannot stand.”) We reverse the rejection of independent claim 1 and dependent claims 2, 16, 21 and 22. Dependent claims 26 and 27 similarly call for movement of each mower deck through an angle of at least 91°. While claims 26 and 27 were not separately argued by Appellant, the claims were included in the body of the rejection of independent claim 1. Thus, for the same reasons as set forth supra regarding independent claim 1, we reverse the rejection of claims 26 and 27. Appeal 2009-012861 Application 10/724,807 7 Rejection of claims 4 and 30 over Miller, Aron and Allison Claim 4 The Examiner has not relied on Allison for any teaching that would remedy the deficiency in the combined teachings of Miller and Aron as to independent claim 1, from which claim 4 depends (Ans. 6). Thus, for the same reasons set forth supra regarding independent claim 1, we reverse the rejection of claim 4. Claim 30 Claim 30 calls for, inter alia, “wherein the drive includes a belt drive and a belt tensioner for maintaining a tension on the belt drive.” Appellant contends that even assuming that Allison shows a belt drive and a tensioner, the Examiner's motivation for combining the references falls short of establishing a prima facie case of obviousness since the Examiner’s proffered motivation presumes that Miller has a belt drive (App. Br. 13). The Examiner found that (1) Miller and Aron fail to describe a belt drive and a belt tensioner (Ans. 6), and (2) Allison describes a belt drive and a belt tensioner (id.). The Examiner concluded that “[i]t would have been obvious to one having ordinary skill in the art at the time the invention was made to include the tensioner of Allison on the drive of Miller and Aron in order to tighten the belt” (id.). Miller describes a bevel gear drive, not a belt drive (Miller, passim). As claim 30 requires a belt drive and a belt tensioner, we find that the Examiner’s conclusion of obviousness does not address the belt drive called for in dependent claim 30. Thus, we reverse the rejection of dependent claim 30. Appeal 2009-012861 Application 10/724,807 8 Rejection of claim 10 over Miller, Aron and Torras; claim 11 over Miller, Aron and Erdman; and claims 23-25 overMiller, Aron and Bottenberg The Examiner has not relied on Torras (cl. 10), Erdman (cl. 11), or Bottenberg (cls. 23-25) for any teaching that would remedy the deficiency in the combined teachings of Miller and Aron as to independent claim 1, from which claims 10, 11 and 23-25 depend (Ans. 7-8). Thus, for the same reasons set forth supra regarding independent claim 1, we reverse the rejection of dependent claims 10, 11 and 23-25. Rejection of claims 28 and 33 over Miller and Bottenberg Claims 28 and 33 each call for, inter alia, a pivoting tongue connected to a frame. Appellant contends that the Examiner’s proffered rationale for combining Miller and Bottenberg is incorrect (App. Br. 17). Appellant contends that: [i]f there is an advantage to a pivoting tongue, it is just the opposite from the Examiner's proffered motivation. That is, the reason to utilize a pivoting tongue is to assure that the tongue has no effect on the cutting height of the mower decks. Indeed, that is the advantage that is gained by Applicant's pivoting tongue. (id.) The Examiner found that (1) Miller fails to describe a pivoting tongue connected to a frame (Ans. 9), and (2) Bottenberg describes a pivoting tongue connected to a frame (id.). The Examiner concluded that “[i]t would have been obvious to one having ordinary skill in the art at the time the invention was made to include Appeal 2009-012861 Application 10/724,807 9 the pivotable hitch of Bottenberg on the device of Miller in order to achieve different cutting heights” (id.). Appellant does not contend that the Examiner’s fact finding is in error. Appellant contends, however, that the Examiner’s rationale for combining the references must match the advantage gained by Appellant’s invention, and since it does not, the Examiner’s rationale is in error. In KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 415 (2007), the Supreme Court emphasized “the need for caution in granting a patent based on the combination of elements found in the prior art.” The Supreme Court discussed numerous circumstances in which it would be proper to decline to allow a patent for what is obvious, one of which is “[i]f a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill” id.at 417. The court also advised that, under a correct analysis, “any need or problem known in the field of endeavor at the time of the invention and addressed by the [prior art] can provide a reason for combining the elements in the manner claimed” id. at 420. It matters not that the combination proposed by the Examiner results in a different functional advantage than that obtained by Appellant. Thus, we conclude that in the combination of Miller and Bottenberg, as set forth supra, the provision of the pivotable hitch of Bottenberg on the device of Miller could have been reasonably predicted to yield the result of different cutting heights. Thus, we affirm the rejection of dependent claim 28 and independent claim 33. Appeal 2009-012861 Application 10/724,807 10 Rejection of claim 34 over Miller, Bottenberg, and Aron The Examiner’s conclusion of obviousness based on Miller, Bottenberg and Aron does not remedy the deficiency in the combined teachings of Miller and Aron as to independent claim 1 (Ans. 9-11). Thus, for the same reasons set forth supra regarding independent claim 1, we reverse the rejection of dependent claim 34. CONCLUSIONS The Examiner has erred in concluding that the combined teachings of Miller and Aron would have rendered obvious a gang type lawn mower system comprising at least two mower decks, wherein each mower deck moves through an angle of at least 91° when moving from an operative position to a stowed position, as called for independent claim 1. The Examiner has erred in concluding that the combined teachings of Miller, Aron and Allison would have rendered obvious a drive that includes a belt drive and a belt tensioner for maintaining a tension on the belt drive, as called for in dependent claim 30. The Examiner has not erred in concluding that the combined teachings of Miller and Bottenberg would have rendered obvious a tongue pivotally connected to a frame, as called for in dependent claim 28 and independent claim 33. DECISION The decision of the Examiner to reject claims 28 and 33 is affirmed. The decision of the Examiner to reject claims 1, 2, 4, 10, 11, 16, 21-27, 30 and 34 is reversed. Appeal 2009-012861 Application 10/724,807 11 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED-IN-PART mls Copy with citationCopy as parenthetical citation