Ex Parte RatcliffeDownload PDFPatent Trial and Appeal BoardSep 23, 201612525460 (P.T.A.B. Sep. 23, 2016) Copy Citation UNITED STA TES p A TENT AND TRADEMARK OFFICE APPLICATION NO. FILING DATE FIRST NAMED INVENTOR 12/525,460 02/16/2010 Anthony Ratcliffe 31554 7590 09/27/2016 CARTER, DELUCA, FARRELL & SCHMIDT, LLP 445 BROAD HOLLOW ROAD SUITE420 MELVILLE, NY 11747 UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www .uspto.gov ATTORNEY DOCKET NO. CONFIRMATION NO. 1414-14 PCT US 7998 EXAMINER IWAMAYE, ANDREW MICHAEL ART UNIT PAPER NUMBER 3774 NOTIFICATION DATE DELIVERY MODE 09/27/2016 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address( es): docket@cdfslaw.com tgiordano@cdfslaw.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte ANTHONY RATCLIFFE Appeal2014-009578 Application 12/525,460 Technology Center 3700 Before JENNIFER D. BAHR, LINDA E. HORNER, and BRANDON J. WARNER, Administrative Patent Judges. WARNER, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Anthony Ratcliffe ("Appellant") 1 appeals under 35 U.S.C. § 134(a) from the Examiner's decision rejecting claims 1---6, 8, 15-17, 19, 21, and 23-27. See Br. 1. Claims 7 and 18 have been canceled, and claims 9-14, 20, 22, and 28-33 have been withdrawn. See id. at 14--19, Claims App. We have jurisdiction over the appeal under 35 U.S.C. § 6(b ). We AFFIRM. According to Appellant, the real party in interest is Synthasome, Inc. Br. 2. Appeal2014-009578 Application 12/525,460 CLAIMED SUBJECT MATTER Appellant's disclosed invention relates to "[s]ynthetic structures for the repair of soft tissue." Spec., p. 1, 1. 7. Claim 1, reproduced below, is the sole independent claim and is representative of the subject matter on appeal. 1. A bioabsorbable implant comprising a planar fibrillar structure having at least one secured folded edge portion, wherein the planar fibrillar structure exhibits a failure strain of from about 105 % to about 150 % of its original length. EVIDENCE The Examiner relied on the following evidence in rejecting the claims on appeal: Chin us 5,922,026 July 13, 1999 Hayes us 6,031,148 Feb.29,2000 Anderson US 6,648,921 B2 Nov. 18, 2003 Dauner US 6,773,459 B2 Aug. 10, 2004 Matsuda WO 2004/050133 A2 June 17, 2004 REJECTIONS The following rejections are before us for review: I. Claims 16, 17, 19, and 23 stand rejected under 35 U.S.C. § 112, second paragraph, as being indefinite.2 2 The Examiner notes that, although the Final Action did not reproduce the indefiniteness rejection from the preceding Non-Final Action, the rejection remains of record and has not been withdrawn. See Ans. 2; see also Non-Final Act. 2-3. Because Appellant's Brief presents arguments against this rejection, it appears that Appellant understands this rejection as being before the Board on appeal (see Br. 2-3), and, accordingly, we review the rejection infra. 2 Appeal2014-009578 Application 12/525,460 IL Claims 1---6, 8, 15, 17, 19, 21, and 25-27 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Matsuda and Anderson. III. Claims 1, 2, 4, 8, 15, 21, and 23-27 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Hayes and Matsuda. IV. Claims 1, 5, 15, and 16 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Matsuda, Dauner, and Chin. ANALYSIS Rejection I - Claims 16, 17, 19, and 2 3 as indefinite Appellant argues Rejection I of claims 16, 17, 19, and 23 as a group. See Br. 2-3. We select claim 16 as the representative claim to decide the appeal of the rejection of these claims, with claims 17, 19, and 23 standing or falling therewith. See 37 C.F.R. § 41.37(c)(l)(iv). The Examiner found that the term "about," as recited in these claims, "is a relative term which renders the claim[ s] indefinite" because the term "is not defined by the claim, the [S]pecification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention." Non-Final Act. 2-3. The Examiner clarifies in the Answer that, "[a]lthough the [S]pecification provides graphs in Figures 2--4 and 6-8 and examples of values in Tables 1-3, these Figures and examples do not provide a consistent degree as to what comprises 'about' in the claim language." Ans. 3. The Examiner also explains that the "broad" disclosure in the Specification regarding mechanical properties of human tendons and/or ligaments does not 3 Appeal2014-009578 Application 12/525,460 provide any clarity because "[h]uman fibrous tissue, tendons, and ligaments have varying ranges of mechanical properties, depending on the type of tissue, tendon, or ligament." Id. Appellant argues that the term "about" is not indefinite because "a person of ordinary skill in the art would have understood the meaning of the term 'about' with respect to a numerical value of a measured property of a fibrillar structure which exhibits mechanical properties of human tissue as recited in the claims." Br. 3 (citing Spec., p. 2, 11. 21-23; MPEP § 2173.05(b )). This argument does not persuade us of error because the assertion amounts to mere attorney argument unsupported by objective evidence. See In re Pearson, 494 F.2d 1399, 1405 (CCPA 1974). Although the term "about" is not necessarily always indefinite, Appellant offers no evidence or persuasive technical reasoning to support the argument that the scope of the term "about," as recited in the claims, would be understood by a person having ordinary skill in the art in light of the Specification. Appellant argues that the Specification "presents numerical ranges for mechanical properties of meshes in accordance with the disclosed fibrillar structures in Tables 1-3, and compares the sample data with tissue data in FIGS. 2--4 and 6-8." Br. 3. We are not persuaded by this argument because, as explained by the Examiner, "these [f]igures and examples do not provide a consistent degree as to what comprises 'about' in the claim language." Ans. 3. The Specification fails to provide any clarifying standard by which to determine the metes and bounds of the term as recited in the claims. Appellant argues that "the term 'about' should be given its ordinary and accepted meaning of 'approximately."' Br. 3. This argument is not 4 Appeal2014-009578 Application 12/525,460 convincing because the ordinary meaning of "about" does not lend any more clarity to the scope of the term as recited in the claim. See Merriam- Webster 's Collegiate Dictionary (I Ith ed. 2003) (defining "about" as "reasonably close to"). Additionally, each of claims 16, 17, 19, and 23 recites the term with respect to distinct units of measurement (e.g., Newtons/millimeter, Newtons, fibers/inch, microns). See Br. 16, Claims App. As such, the term "about" could have a different meaning, or imply a different range, in each claim, thereby creating confusion regarding the scope of the term intended by Appellant. Accordingly, for the foregoing reasons, we sustain the rejection of claim 16, and of claims 17, 19, and 23 falling therewith, under 35 U.S.C. § 112, second paragraph, as being indefinite. Rejection II - Claims 1-6, 8, 15, 17, 19, 21, and 25-27 as unpatentable over Matsuda and Anderson Appellant argues Rejection II of claims 1---6, 8, 15, 17, 19, 21, and 25-27 as a group. See Br. 4--7. We select independent claim 1 as the representative claim to decide the appeal of the rejection of these claims, with claims 2---6, 8, 15, 17, 19, 21, and 25-27 standing or falling therewith. The Examiner found that Matsuda teaches a bioabsorbable implant, substantially as claimed, except for "the structure to having at least one secured folded edge portion." Final Act. 3. Next, the Examiner found that "Anderson ... teaches a bioabsorbable textile tissue support wherein two opposite edges of the support form secured folded edge portions (see Figures), wherein the folded edge portions are affixed to the support by stitches (see Figure 7) or a fibrin adhesive (see col. 9, 11. 26-37)." Id. The 5 Appeal2014-009578 Application 12/525,460 Examiner concluded that, given the teachings of the prior art, "it would have been obvious to one having ordinary skill in the art at the time of the invention to modify the implant of Matsuda such that it has at least one secured folded edge portion, as taught by Anderson, in order to provide adjustability to the implant when used in urological applications." Id. at 3--4. Appellant argues that "Anderson's article has not been shown to have, inter alia, 'at least one secured folded edge portion,' as recited in claim 1." Br. 5. In particular, Appellant asserts that "Anderson's folds 20B and 20C are disposed along an axis transverse to the longitudinal axis of the article, and axially inward from the edge portions of the article by filament elements 21B-24B secured about the center of the longitudinal axis." Id. According to Appellant, "a person of ordinary skill in the art would have understood that the fold must be axially inward of the points of attachment of Anderson's article." Id. (emphasis added). We are not persuaded by Appellant's argument, which is not commensurate in scope with representative claim 1. As stated by our reviewing court in In re Hiniker Co., 150 F.3d 1362, 1369 (Fed. Cir. 1998), "the name of the game is the claim." It is well established that limitations not appearing in the claim cannot be relied upon for patentability. See In re Self, 671 F.2d 1344, 1348 (CCPA 1982). Here, claim 1 only recites, in relevant part, "a planar fibrillar structure having at least one secured folded edge portion." Br. 14, Claims App. In this regard, the Examiner correctly notes that "the claim language does not require the edges to be at longitudinally opposite ends of the device." Ans. 4. We agree with the Examiner that Figure 7 of Anderson, particularly as highlighted by 6 Appeal2014-009578 Application 12/525,460 the annotations in the Answer, shows at least one secured folded edge portion. See id. As explained by the Examiner, annotated Figure 7 of Anderson includes dotted lines to identify the edge portions along the periphery of the device where the folds are secured by stitches or adhesive. See id. Thus, Appellant does not apprise us of error in the Examiner's findings with respect to Anderson, which are supported by a preponderance of the evidence. Appellant argues that the reasoning articulated by the Examiner in support of the conclusion of obviousness lacks rational underpinnings. Br. 5 (citing Final Act. 3--4). In particular, Appellant asserts that "[t]he reason proffered by the Examiner to explain why a person of ordinary skill in the art would have sought to modify Matsuda's implant in view of Anderson's article is related to problems associated with the positioning of a urinary sling, and not cellularizable implants for tissue regeneration." Id. at 6-7. We are not persuaded by Appellant's argument. We note that the reason to modify a reference may often prompt a person of ordinary skill in the art to do what the inventor has done, but for a different purpose or to solve a different problem; it is not necessary that the prior art suggest the modification to achieve the same advantage or result discovered by an applicant. See, e.g., In re Kahn, 441 F.3d 977, 987 (Fed. Cir. 2006); see also KSR Int'! Co. v. Teleflex Inc., 550 U.S. 398, 421 ("A person of ordinary skill is also a person of ordinary creativity, not an automaton."). Here, the Examiner explains that "Matsuda and Anderson are both concerned with fibrillar devices that are (1) a tissue support and tissue reinforcement and (2) cellularizable and regenerative." Ans. 5. Specifically, in addition to regenerative and cellularizable uses, "Matsuda ... teaches for 7 Appeal2014-009578 Application 12/525,460 the device to be used for reinforcing and supporting tissue." Id. (citing Matsuda, p. 90, 1. 31 -p. 91, 1. 8). Further, "Anderson is concerned with supporting and reinforcing tissues (e.g. it is a bladder support/ reinforcement)" and "teaches the device to encourage tissue ingrowth." Id. (citing Anderson, col. 6, 1. 64- col. 7, 1. 3; col. 7, 11. 32--45; col. 8, 11. 31--43). According to the Examiner: Based on these similarities, one having ordinary skill in the art would have looked to Anderson to modify Matsuda in order to render the generic tissue support/reinforcement device of Matsuda to be useful for a specific urological purpose in supporting and reinforcing bladder tissue. Clearly, adding folds, as taught by Anderson, to the device of Matsuda would provide adjustability to the device when used in urological applications. Id. The Examiner's explanation as to why one having ordinary skill in the art would have looked to Anderson to modify the implant of Matsuda is reasonable, and Appellant does not offer any factual evidence or persuasive technical reasoning to refute the Examiner's position. Appellant also argues that "the Examiner has relied on impermissible hindsight, using Appellant's own disclosure, to suggest the references make obvious the claimed implant." Br. 7. This argument is not persuasive because Appellant does not identify, nor do we discern, any knowledge relied upon by the Examiner that was gleaned only from Appellant's disclosure and that was not otherwise within the level of ordinary skill at the time of the invention. See In re McLaughlin, 443 F.2d 1392, 1395 (CCPA 1971 ). Accordingly, for the foregoing reasons, we sustain the rejection of claim 1, and of claims 2---6, 8, 15, 17, 19, 21, and 25-27 falling therewith, under 35 U.S.C. § 103(a) as being unpatentable over Matsuda and Anderson. 8 Appeal2014-009578 Application 12/525,460 Rejection III- Claims 1, 2, 4, 8, 15, 21, and 23-27 as unpatentable over Hayes and Matsuda Appellant argues Rejection III of claims 1, 2, 4, 8, 15, 21, and 23-27 as a group. See Br. 7-10. We select independent claim 1 as the representative claim to decide the appeal of the rejection of these claims, with claims 2, 4, 8, 15, 21, and 23-27 standing or falling therewith. The Examiner found that Hayes discloses, inter alia, an implant including a "fibrillar structure [that] is pliable and tough enough to retain sutures (i.e., exhibits mechanical properties of a human ligament)." Final Act. 4 (citing Hayes, col. 5, 11. 41-55). 3 Next, the Examiner found that "Hayes fails to teach the structure to exhibit a failure strain of from about 105°/o to about 150°/o of its original length." Id. at 5 (underlining omitted). However, the Examiner found that "Matsuda teaches a bioabsorbable woven implant used for tissue regeneration, wherein the implant exhibits a failure strain within the claimed range." Id. (citing Matsuda, p. 51, 1. 31-p. 52, 1. 8; p. 103, 11. 6-21). The Examiner concluded that, given the teachings of the prior art, "it would have been obvious ... to modify the implant of Hayes such that it exhibits a failure strain within the claimed range, as taught by Matsuda, in order to provide the implant with suitable mechanical properties for a particular use." Id. Appellant argues that "nowhere in the cited paragraph of Hayes is there any mention of an article that 'exhibits mechanical properties of a human ligament.'" Br. 7-8 (citing Hayes, col. 5, 11. 41-55). The Examiner 3 We note that representative claim 1 does not recite any limitation regarding "a human ligament," but that dependent claim 15 does recite such a limitation. See Br. 14, 15, Claims App. 9 Appeal2014-009578 Application 12/525,460 responds that "Hayes teaches the device ... be[ing] pliable and tough enough to retain sutures," wherein the "Examiner considers both of these properties to be mechanical properties of a human ligament." Ans. 6. Appellant's argument is not persuasive of error in the Examiner's rejection because representative claim 1 does not call for "mechanical properties of a human ligament." See In re Self, 671 F.2d at 1348. To the extent that the failure strain range recited in claim 1 might represent a mechanical property of a human ligament, the Examiner relied on the combined teachings of Hayes and Matsuda to address the limitation. Nonobviousness "cannot be established by attacking references individually" when the rejection is predicated upon a combination of prior art disclosures. See In re Merck & Co., 800 F.2d 1091, 1097 (Fed. Cir. 1986) (citing In re Keller, 642 F.2d 413, 425 (CCPA 1981)). Moreover, Appellant does not set forth any evidence or persuasive technical reasoning to explain why the Examiner's interpretation of Hayes's disclosure would be improper. Appellant argues that "the Examiner has failed to identify 'a particular use' that would prompt the combination of Hayes and Matsuda." Br. 8 (citing Final Act. 5). In particular, Appellant asserts that, "without identifying a particular use, the Examiner has failed to articulate a rational motivation for combining the teachings of Hayes and Matsuda." Id. at 8-9. This argument does not persuade us of error in the Examiner's rejection. Here, the Examiner explains that "Hayes teaches the device to be used for tissue regeneration/repair, such as soft tissue, nervous tissue, vascular tissue, bone tissue, and periodontal tissue (see col. 3, 11. 8-11; col. 8, 11. 21-64; Examples 1-5 in col. 9-13)," and "Matsuda teaches a device used 10 Appeal2014-009578 Application 12/525,460 for repairing and regenerating tissue (see page 90, 11. 5-29) or for reinforcing and supporting tissue (page 90, line 31 to page 91, line 8) such as vascular tissue, soft tissue, and bone." Ans. 6. According to the Examiner: [I]t would have been well within the technical grasp of one of ordinary skill in the art to look to employ a failure strain within the claimed range, as taught by Matsuda, in order to provide an implant with suitable mechanical properties for a particular use (e.g. to provide an implant suitable for use for regeneration of soft tissue; to provide an implant suitable for use for regeneration of vascular tissue; to provide an implant suitable for use for regeneration of bone tissue). Id. This explanation is reasonable, particularly in consideration of the area of surgery, where one of ordinary skill in the art would readily appreciate that, as noted by the Examiner, "[ n Jot all types soft tissue, vascular tissue, or bone tissue have the same failure strains." Id. at 7. As such, we are not persuaded of error in the Examiner's position that, "depending upon the type of soft tissue, vascular tissue, or bone tissue being replaced/regenerated, it would have been well within the technical grasp of one having ordinary skill in the art to tailor the device of Hayes to have suitable mechanical properties such that it can withstand use." Id. Appellant argues that "Hayes' [ s] implant is utilized in a different way than Matsuda's implant" and "a person of ordinary skill in the art would not have understood Hayes' [ s] article to require the mechanical properties of Matsuda's implant." Br. 10. This argument is not persuasive because the proper inquiry is not whether Hayes' s implant requires the same mechanical properties of Matsuda's implant, but, rather, has the Examiner articulated adequate reasoning based on a rational underpinning to explain why a person of ordinary skill in the art would have been led to combine the teachings of Hayes and Matsuda. See KSR Int'!, 550 U.S. at 418 (stating that "rejections 11 Appeal2014-009578 Application 12/525,460 on obviousness grounds cannot be sustained by mere conclusory statements; instead, there must be some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness" (citing In re Kahn, 441 F.3d at 988)). In this case, the Examiner articulated adequate reasoning having rational underpinnings for the combination used in the rejection-namely, modifying Hayes's implant to exhibit particular mechanical properties (i.e., a failure strain range), for the purpose of providing suitable mechanical properties for the implant in a particular use, as discussed supra. Appellant also argues that "it is only with the use of Appellant's own disclosure and impermissible hindsight that the Examiner is able to draw the conclusion of providing Hayes' [ s] article with the failure strain of Matsuda' s implant." Br. 10. This argument is unconvincing because Appellant does not identify, nor do we discern, any knowledge relied upon by the Examiner that was gleaned only from Appellant's disclosure and that was not otherwise within the level of ordinary skill at the time of the invention. See In re McLaughlin, 443 F.2d at 1395. Accordingly, for the foregoing reasons, we sustain the rejection of claim 1, and of claims 2, 4, 8, 15, 21, and 23-27 falling therewith, under 35 U.S.C. § 103(a) as being unpatentable over Hayes and Matsuda. Rejection IV- Claims 1, 5, 15, and 16 as unpatentable over Matsuda, Dauner, and Chin Appellant argues Rejection IV of claims 1, 5, 15, and 16 as a group. See Br. 10-12. We select independent claim 1 as the representative claim to 12 Appeal2014-009578 Application 12/525,460 decide the appeal of the rejection of these claims, with claims 5, 15, and 16 standing or falling therewith. The Examiner found that Matsuda discloses an implant, substantially as claimed, except that "Matsuda fails to teach the claimed stiffness." Final Act. 5---6. 4 However, the Examiner found that "Dauner ... teaches a bioabsorbable textile tissue repair implant for hernia, wherein the implant exhibits a stiffness within the claimed range (see col. 2, 11. 37-48)." Id. at 6. The Examiner concluded that "it would have been obvious ... to modify the implant of Matsuda such that it exhibits a stiffness as claimed, as taught by Dauner, in order to render the soft tissue repair implant of Matsuda suitable for hernia repairs." Id. The Examiner also acknowledged that the "Matsuda and Dauner combination fail[s] to teach ... at least one secured folded edge portion." Id. However, the Examiner found that "Chin ... teaches a textile hernia repair implant wherein two opposite edges of the support form secured folded edge portions 410 (see Figures 4-5) that are secured by stitches (see col. 2, 11. 47-51)." Id. The Examiner concluded that, given the teachings of the prior art, "it would have been obvious ... to modify the implant of [the] Matsuda and Dauner combination such that it has at least one secured folded edge portion secured by stitches, as taught by Chin, in order to facilitate placement/delivery of the implant." Id. With respect to Rejection IV, Appellant initially refers to the arguments presented in the context of Rejection II, discussed in detail supra, 4 We note that representative claim 1 does not recite any limitation regarding stiffness of the planar fibrillar structure, but that dependent claim 16 does recite such a limitation. See Br. 14, 16, Claims App. 13 Appeal2014-009578 Application 12/525,460 regarding Matsuda's asserted lack of a teaching that the planar fibrillar structure has "at least one secured folded edge portion." Br. 10. For the same reasons discussed supra, Appellant does not apprise us of a deficiency in the teachings of Matsuda relied on in the rejection. Appellant additionally argues that "a modification of Matsuda' s implant to include a pocket would have resulted in a change in the fundamental operating principle ofMatsuda's implant." Id. at 11 (citing Matsuda, col. 6, 11. 3-9). In particular, Appellant asserts that "folding the edge portions of Matsuda's implant would affect the absorption, regeneration, and integration properties of Matsuda's implant at least because of thickness and positional changes of the layers relative to each other, as well as to the space available for accommodating the biological molecule, at the edge portions." Id. at 12. We are not persuaded that the Examiner's proposed modification of Matsuda's implant to include a folded edge portion would change the principle of operation of the implant such that it would render the implant unsuitable for its intended purpose. Appellant's assertion as to the effect of the Examiner's proposed modification on absorption, regeneration, and integration properties is merely speculative, and it appears to rely on bodily incorporation of specific structural details of Chin (i.e., pockets) into Matsuda, which is neither the standard for an obviousness rejection. See In re Keller, 642 F.2d 413, 425 (CCPA 1981). Moreover, Appellant does not explain how combining the teachings of Matsuda and Chin in an operable manner would be beyond the level of ordinary skill in the art. See KSR Int'!, 550 U.S. at 417. As the Examiner explains, "one of ordinary skill in the art would be able to alter the properties 14 Appeal2014-009578 Application 12/525,460 of the device of Matsuda, Dauner, and Chin combination based upon the types of materials used and/ or the type of weave/knit that is employed." Ans. 8 (citing Matsuda, p. 6, 11. 6-22). Even if the proposed modification were to affect the absorption, regeneration, and integration properties of Matsuda's implant, Appellant does not provide any factual evidence or persuasive technical reasoning to explain why the effect on these properties would change the principle of operation of the device such that it would no longer function as an implant or support tissue as intended. Accordingly, we sustain the rejection of claim 1, and of claims 5, 15, and 16 falling therewith, under 35 U.S.C. § 103(a) as being unpatentable over Matsuda, Dauner, and Chin. DECISION We AFFIRM the Examiner's decision rejecting claims 16, 17, 19, and 23 under 35 U.S.C. § 112, second paragraph, as being indefinite. We AFFIRM the Examiner's decision rejecting claims 1---6, 8, 15, 17, 19, 21, and 25-27 under 35 U.S.C. § 103(a) as being unpatentable over Matsuda and Anderson. We AFFIRM the Examiner's decision rejecting claims 1, 2, 4, 8, 15, 21, and 23-27 under 35 U.S.C. § 103(a) as being unpatentable over Hayes and Matsuda. We AFFIRM the Examiner's decision rejecting claims 1, 5, 15, and 16 under 35 U.S.C. § 103(a) as being unpatentable over Matsuda, Dauner, and Chin. 15 Appeal2014-009578 Application 12/525,460 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(l )(iv). AFFIRMED 16 Copy with citationCopy as parenthetical citation