Ex Parte PisarskyDownload PDFBoard of Patent Appeals and InterferencesMay 24, 200710066110 (B.P.A.I. May. 24, 2007) Copy Citation The opinion in support of the decision being entered today was not written 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 for publication in and is not binding precedent of the Board. UNITED STATES PATENT AND TRADEMARK OFFICE ___________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ___________ Ex parte VLADIMIR R. PISARSKY ___________ Appeal 2007-2005 Application 10/066,110 Technology Center 3700 ___________ Decided: May 24, 2007 ___________ Before MURRIEL E. CRAWFORD, HUBERT C. LORIN and ANTON W. FETTING, Administrative Patent Judges. FETTING, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF CASE This appeal from the Examiner’s rejection of claims 15-25, 28, 29, and 31, the only claims pending in this application, arises under 35 U.S.C. § 134. We have jurisdiction over the appeal pursuant to 35 U.S.C. § 6. We AFFIRM. Appeal 2007-2005 Application 10/066,110 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 The Appellant has invented a way to automate standard game situations that allow algorithmic solutions using a special computational unit, separate from the main game platform. (Specification 2). An understanding of the invention can be derived from a reading of exemplary claim 15, which is reproduced below. 15. A method for interacting with an electronic interactive game using a game aid separate from the electronic interactive game, the method comprising: the game aid receiving output from a first player; the game aid receiving data regarding a current state of the electronic interactive game; and the game aid generating one or more game input signals based on the current state of the electronic interactive game and the output from the first player, wherein the one or more game input signals provide game-specific optimization data for the electronic interactive game. This appeal arises from the Examiner’s Final Rejection, mailed July 18, 2005. The Appellant filed an Appeal Brief in support of the appeal on January 9, 2006, and the Examiner mailed an Examiner’s Answer to the Appeal Brief on May 15, 2006. 2 Appeal 2007-2005 Application 10/066,110 PRIOR ART 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 The prior art references of record relied upon by the Examiner in rejecting the appealed claims are: Rosenberg U.S. 6,366,272 B1 Apr. 2, 2002 (filed Nov. 3, 1999) Perkins U.S. 2002/0165026 A1 Nov. 7, 2002 (filed May 1, 2001) Yoshida EP 1 029 5691 A2 Aug. 23, 2000 REJECTIONS Claims 15-18, 21, and 22 stand rejected under 35 U.S.C. § 102(b) as anticipated by Yoshida. Claims 23, 24, 28, and 31 stand rejected under 35 U.S.C. § 103(a) as obvious over Yoshida. Claim 29 stands rejected under 35 U.S.C. § 103(a) as obvious over Yoshida and Perkins. Claims 19, 20, and 25 stand rejected under 35 U.S.C. § 103(a) as obvious over Yoshida and Rosenberg. 1 The Examiner incorrectly typed this as EP 1 029 559 A2 (Answer 4) – the 559 is actually 569. 3 Appeal 2007-2005 Application 10/066,110 ISSUES 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 The Examiner finds that Yoshida discloses a method for enabling a user to interact with an electronic game. Its game aid receives an output from a first player. Data regarding a current state of the electronic game is received by the game aid. One or more game input signals based on the current state of the electronic interactive game and the output from the first player are generated by the game aid. The one or more game input signals provide game-specific optimization data for the electronic interactive game. (Answer 4). The Examiner states that no patentable weight is afforded the preamble limitation of separation between the game aide and the interactive game in method claim 15. (Answer 5). The Examiner admits that Yoshida lacks a separate game aid device that is operatively connected between the first input device and the game platform device in system claim 23. The Examiner contends that that deficiency is overcome because although Yoshida discloses that the CPU in the game platform device performs all the calculations to generate the game signals, whether or not the CPU is in the game platform device or a separate processing device does not affect the overall outcome of the invention in that it still optimizes the game data for the player no matter where the processing is conducted. The Examiner contends that using multiple processors for certain applications where the workload can be divided to avoid processing bottlenecks. Thus, the Examiner concludes that it would have been obvious to one of ordinary skill in the art at the time the invention was made that they could separate the processor in the game platform device into a separate "game aid" device that is connected between a first input device and the game platform device. (Answer 6). 4 Appeal 2007-2005 Application 10/066,110 The Appellant contends that the preamble limitation in claim 15 calling for the game aid to be separate and apart from the electronic interactive game is clearly a structural limitation, and that it is permissible for a method claim to specify structural limitations insofar as they relate to elements used to carry out the steps of the method. The Appellant also contends that the final rejection does not attempt to establish the obviousness of claim 23. (Br. 7). 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Thus, the issues pertinent to this appeal are • Whether the rejection of claims 15-18, 21, and 22 under 35 U.S.C. § 102(b) as anticipated by Yoshida is proper. o In particular, how much patentable weight is to be afforded the preamble limitation of separateness, and to the degree weight is afforded, whether Yoshida is able to show that. • Whether the rejection of claims 23, 24, 28, and 31 under 35 U.S.C. § 103(a) as obvious over Yoshida is proper. o In particular, whether the Examiner’s evidence concerning inserting a separate processor is sufficient to demonstrate obviousness of the invention as a whole. • Whether the rejection of claim 29 under 35 U.S.C. § 103(a) as obvious over Yoshida and Perkins is proper. The Appellant raises no contention regarding this claim, and thus it stands or falls with its parent claim 23. • Whether the rejection of claims 19, 20, and 25 under 35 U.S.C. § 103(a) as obvious over Yoshida and Rosenberg is proper. The Appellant raises no contention regarding these claims, and thus they stand or fall with their parent claims 15 and 23. 5 Appeal 2007-2005 Application 10/066,110 FACTS PERTINENT TO THE ISSUES 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 The following Findings of Fact (FF), supported by a preponderance of substantial evidence, are pertinent to the above issues. 01. Yoshida divides its processing into the separate processes shown in Yoshida, fig. 3, viz. a test for the current state (S11, S12, and S13), a process to input the operational information from the input devices, such as steering wheel and brake (shown as S25, S21, S18, and S14, which are collectively the same process as modified by the current state), a process to modify the vehicle behavior operation in the game to assist the operator (a game aide) (shown as S26, S23, S19, and S16, which are collectively the same process as modified by the current state), and the game process itself (shown as S27, S24, S20, and S17, which are collectively the same process as modified by the current state). 02. The signals from the first three of these sets of processes feed into the game process as shown in Yoshida, fig. 3. See also the narrative describing the signal flow in Yoshida, fig. 3 (Yoshida, [0044]-[0088]). 03. Yoshida relies on multiple processors to divide up its processing. In particular, Yoshida uses separate processors for geometry processing (22), rendering processing (27) and audio processing (30) (Yoshida, fig. 1). 6 Appeal 2007-2005 Application 10/066,110 PRINCIPLES OF LAW 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 Claim Construction We begin with the language of the claims. The general rule is that terms in the claim are to be given their ordinary and customary meaning. Johnson Worldwide Assocs. v. Zebco Corp., 175 F.3d 985, 989, 50 USPQ2d 1607, 1610 (Fed. Cir. 1999). In the USPTO, claims are given their broadest reasonable interpretation in light of the Specification as interpreted by one of ordinary skill in the art. [T]he Board is required to use a different standard for construing claims than that used by district courts. We have held that it is error for the Board to “appl[y] the mode of claim interpretation that is used by courts in litigation, when interpreting the claims of issued patents in connection with determinations of infringement and validity.†In re Zletz, 893 F.2d 319, 321, 13 USPQ2d 1320 (Fed. Cir. 1989); accord In re Morris, 127 F.3d 1048, 1054, 44 USPQ2d 1023 (Fed. Cir. 1997) (“It would be inconsistent with the role assigned to the PTO in issuing a patent to require it to interpret claims in the same manner as judges who, post-issuance, operate under the assumption the patent is valid.â€). Instead, as we explained above, the PTO is obligated to give claims their broadest reasonable interpretation during examination. In re Am. Acad. of Sci. Tech Ctr., 367 F.3d 1359, 1364, 70 U.S.P.Q.2d 1827, 1830 (Fed. Cir. 2004). “ [A] claim preamble has the import that the claim as a whole suggests for it.†Bell Communications Research, Inc. v. Vitalink Communications Corp. , 55 F.3d 615, 620, 34 USPQ2d 1816, 1820 (Fed.Cir. 1995). If the claim preamble, when read in the context of the entire claim, recites limitations of the claim, or, if the claim preamble is “necessary to give life, meaning, and vitality†to the claim, then the claim preamble should be construed as if in the balance of the claim. 7 Appeal 2007-2005 Application 10/066,110 Kropa v. Robie , 187 F.2d 150, 152, 88 USPQ 478, 480-81 (CCPA 1951). “If, however, the body of the claim fully and intrinsically sets forth the complete invention, including all of its limitations, and the preamble offers no distinct definition of any of the claimed invention's limitations, but rather merely states, for example, the purpose or intended use of the invention, then the preamble is of no significance to claim construction because it cannot be said to constitute or explain a claim limitation.†Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1305, 51 USPQ2d 1161, 1165 (Fed. Cir. 1999). 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Anticipation "A claim is anticipated only if each and every element as set forth in the claim is found, either expressly or inherently described, in a single prior art reference." Verdegaal Bros. v. Union Oil Co. of California, 814 F.2d 628, 631, 2 USPQ2d 1051, 1053 (Fed. Cir. 1987). "When a claim covers several structures or compositions, either generically or as alternatives, the claim is deemed anticipated if any of the structures or compositions within the scope of the claim is known in the prior art." Brown v. 3M, 265 F.3d 1349, 1351, 60 USPQ2d 1375, 1376 (Fed. Cir. 2001). "The identical invention must be shown in as complete detail as is contained in the ... claim." Richardson v. Suzuki Motor Co., 868 F.2d 1226, 1236, 9 USPQ2d 1913, 1920 (Fed. Cir. 1989). The elements must be arranged as required by the claim, but this is not an ipsissimis verbis test, i.e., identity of terminology is not required. In re Bond, 910 F.2d 831, 832, 15 USPQ2d 1566, 1567 (Fed. Cir. 1990). Obviousness 8 Appeal 2007-2005 Application 10/066,110 A claimed invention is unpatentable if the differences between it and the prior art are “such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art.†35 U.S.C. § 103(a) (2000); In re Kahn, 441 F.3d 977, 985 (Fed. Cir. 2006) (citing Graham v. John Deere Co., 383 U.S. 1, 13-14, (1966)). In Graham, the Court held that that the obviousness analysis begins with several basic factual inquiries: “[(1)] the scope and content of the prior art are to be determined; [(2)] differences between the prior art and the claims at issue are to be ascertained; and [(3)] the level of ordinary skill in the pertinent art resolved.†383 U.S. at 17. After ascertaining these facts, the obviousness of the invention is then determined “against th[e] background†of the Graham factors. Id. at 17-18. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 The Supreme Court has provided guidance for determining obviousness based on the Graham factors. KSR International Co. v. Teleflex Inc., 127 S. Ct. 1727, 82 USPQ2d 1385 (April 30, 2007). “The combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.†id. 127 S. Ct. at 1739, 82 USPQ2d at 1395. “In determining whether the subject matter of a patent claim is obvious, neither the particular motivation nor the avowed purpose of the patentee controls. What matters is the objective reach of the claim. If the claim extends to what is obvious, it is invalid under § 103.†id. 127 S. Ct. at 1741-42, 82 USPQ2d at 1397. “One of the ways in which a patent’s subject matter can be proved obvious is by noting that there existed at the time of invention a known problem for which there was an obvious solution encompassed by the patent’s claims.†id. 127 S. Ct. at 1742, 82 USPQ2d at 1397. 9 Appeal 2007-2005 Application 10/066,110 ANALYSIS 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Claims 15-18, 21, and 22 rejected under 35 U.S.C. § 102(b) as anticipated by Yoshida. We note that the Appellant argues these claims as a group. Accordingly, we select claim 15 as representative of the group. The Examiner has set forth how Yoshida meets the elements of the body of claim 1 and the Appellant do not contest these findings. The preamble of claim 15, however, recites that the method is “using a game aid separate from the electronic interactive game.†This separation is the matter under contention. As the Appellant argues, such a structural limitation that limits the operation of the method claim must be afforded patentable weight. And although the Examiner has nominally indicated that no patentable weight was afforded, the Examiner’s findings do imply that some weight was afforded, because the Examiner has found that the game optimization signals are fed into the interactive game (Answer 4). The issue turns thus on how broad the term “separate†is and whether the processing shown in Yoshida, fig. 3, fits within the scope of this term when giving it the broadest reasonable construction. As the Appellant notes, the preamble is afforded weight where it breathes life and meaning into the claim. The only portion of the claim that distinguishes the two parts that are to be separate, i.e. the game aide and the interactive game, is the step that the game aid generates one or more game input signals. Thus, separation is required to the extent that the game aide produces output signals that are input to the game. The claim makes no recitation as to whether the game or game aide are hardware or software, whether they are processes or processors, or even the manner or degree of separation. 10 Appeal 2007-2005 Application 10/066,110 Yoshida, fig. 3 clearly shows that the processes embodying the game aide output signals that are input to the processes embodying the game itself (FF 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 02). Thus, in Yoshida, the game aide and the interactive game are separate to the extent that the output signals of the game aide are input to the game, and we therefore cannot find reversible error in the Examiner’s findings. Accordingly we sustain the Examiner's rejection of claims 15-18, 21, and 22 under 35 U.S.C. § 102(b) as anticipated by Yoshida. Claims 23, 24, 28, and 31 rejected under 35 U.S.C. § 103(a) as obvious over Yoshida. The Examiner has argued the notoriety of using multiple processors for certain applications where the workload can be divided to avoid processing bottlenecks, supra. Thus, the Examiner concluded that it would have been obvious to one of ordinary skill in the art at the time the invention was made that they could separate the processor in the game platform device into a separate "game aid" device that is connected between a first input device and the game platform device. Yoshida provides direct evidence of this notoriety in its own exploitation of specialized processors to take on portions of the processing (FF03). Thus, Yoshida provides evidence of a known problem of needing to share processing among specialized processors and the solution of putting this processing in a separate processor that is inserted within the overall process. The claims would be invalid under §103 if the Examiner has provided “some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.†KSR Int’l v. Teleflex Inc., 127 S.Ct. 1727, 82 USPQ2d 1385, (point cite) (2007) (quoting Kahn). For the foregoing reasons, we 11 Appeal 2007-2005 Application 10/066,110 find that the Examiner has shown that Yoshida discloses each step of the claim and its limitations and articulated an apparent reason with some rational underpinning to arrive at the claimed invention from Yoshida. Appellant argues the significance of a “separation†element alleged to be set forth in the preamble of the claims. However, taking claim 23 as representative, no such preamble or “separation†element is recited. Appellant has therefore not shown that the Examiner’s reasoning is flawed. Since Appellant has moreover shown no secondary factors to dislodge a determination that the claimed subject matter is obvious, we affirm the rejection. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Accordingly we sustain the Examiner's rejection of claims 23, 24, 28, and 31 under 35 U.S.C. § 103(a) as obvious over Yoshida. Claim 29 rejected under 35 U.S.C. § 103(a) as obvious over Yoshida and Perkins. The Appellant raises no contention regarding this claim, and thus it stands or falls with its parent claim 23. Accordingly we sustain the Examiner's rejection of claim 29 under 35 U.S.C. § 103(a) as obvious over Yoshida and Perkins. Claims 19, 20, and 25 rejected under 35 U.S.C. § 103(a) as obvious over Yoshida and Rosenberg. The Appellant raises no contention regarding these claims, and thus they stand or fall with their parent claims 15 and 23. Accordingly we sustain the Examiner's rejection of claims 19, 20, and 25 under 35 U.S.C. § 103(a) as obvious over Yoshida and Rosenberg. 12 Appeal 2007-2005 Application 10/066,110 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 REMARKS We note that the Examiner has recognized that claim 31 is written in improper form because it refers to claim 30, which is cancelled. The Examiner has chosen to object to this as an obvious typographical error, rather than rejecting the claim under 35 U.S.C. § 112. The Examiner concluded that claim 31 is meant to refer to claim 23, which is the claim that cancelled claim 30 referred to. (Answer 6). We agree that this is an obvious error and remind the Appellant that correction will be required in any further prosecution. DECISION To summarize, our decision is as follows: • The rejection of claims 15-18, 21, and 22 under 35 U.S.C. § 102(b) as anticipated by Yoshida is sustained. • The rejection of claims 23, 24, 28, and 31 under 35 U.S.C. § 103(a) as obvious over Yoshida is sustained. • The rejection of claim 29 under 35 U.S.C. § 103(a) as obvious over Yoshida and Perkins is sustained. • The rejection of claims 19, 20, and 25 under 35 U.S.C. § 103(a) as obvious over Yoshida and Rosenberg is sustained. No time period for taking any subsequent action in connection with this appeal may be extended under 37 CFR § 1.136(a). AFFIRMED 23 24 13 Appeal 2007-2005 Application 10/066,110 1 2 3 4 5 6 7 8 9 10 11 vsh PHILIPS ELECTRONICS NORTH AMERICA CORPORATION INTELLECTUAL PROPERTY & STANDARDS 1109 MCKAY DRIVE, M/S-41SJ SAN JOSE CA 95131 14 Copy with citationCopy as parenthetical citation