Ex Parte No DataDownload PDFBoard of Patent Appeals and InterferencesMay 16, 200690005117 (B.P.A.I. May. 16, 2006) Copy Citation The opinion in support of the decision being entered today is not binding precedent of the Board. Paper Filed by: Trial Division Merits Panel Filed P.O. Box 1450 Alexandria VA 22313-1450 Tel: 571-272-9797 Fax: 571-273-0042 UNITED STATES PATENT AND TRADEMARK OFFICE __________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES __________ Ex parte ICON HEALTH AND FITNESS, INC. __________ Appeal No. 2006-0790 Reexamination Control No. 90/005,117 ___________ HEARD: April 6, 2006 ___________ Before SCHAFER, DELMENDO, and GAUDETTE, Administrative Patent Judges. DELMENDO, Administrative Patent Judge. DECISION ON APPEAL UNDER 35 U.S.C. §§ 134 & 306 This is a decision on an appeal under 35 U.S.C. §§ 134 and 306 (2006) from the examiner’s final rejection of claims 1 through 13 (final Office action mailed March 13, 2000), which are all of the claims pending in the above-identified Appeal No. 2006-0790 Reexamination Control No. 90/005,117 reexamination proceeding.1 Because the examiner has made out a prima facie case of obviousness with respect to claims 1 through 12 and since the appellant (patent owner) has failed to direct us to persuasive evidence in rebuttal, we affirm as to these claims. With respect to claim 13, however, we reverse because the examiner has not met the initial burden of proving a 5 prima facie case of obviousness. Accordingly, the examiner’s decision is affirmed in part. The Appealed Subject Matter 10 The subject matter on appeal relates to a treadmill having, inter alia, “a base reorientable from a first position in which the user performs exercises and a second position or storage position in which the base may be further reoriented for transport about a support surface.” (‘624 patent at column 1, lines 5-9.) In one embodiment, the treadmill comprises a specified support structure, tread base, handle means, roller means, and a gas spring for stably retaining the tread base in a second (or storage) position. (Claims 1-12.) In another 15 1 This proceeding is a reexamination of United States Patent 5,676,624 (hereinafter ‘624 patent) issued to Watterson et al. on October 14, 1997, based on application 08/594,271 filed on January 30, 1996. 2 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 embodiment, the treadmill comprises a specified support structure, tread base, handle means, roller means, and means for stably retaining the tread base in a second (or storage) position, wherein the treadmill is configured to have a center of gravity positioned relative to the roller means and handle means to facilitate rotation of the treadmill about the roller means upon application of a rotational force by a user to the handle means. (Claim 13.) 5 10 The References The examiner relies on the following prior art documents as evidence of unpatentability: Day 931,394 Aug. 17, 1909 15 20 Teague, Jr. 4,370,766 Feb. 1, 1983 (Teague) Dalebout et al. 4,913,396 Apr. 3, 1990 (Dalebout) Damark International, Inc.: The Great Deal Company! 6 (Nov. 17, 1994)(Damark). 25 The Examiner’s Rejections The appealed claims stand rejected under 35 U.S.C. § 103(a) as follows: 3 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 I. claims 1 through 3 and 10 through 12 as unpatentable over the combined teachings of Damark and Teague (examiner’s answer mailed on May 24, 2005 at 3; final Office action at 2); 5 10 II. claims 4 through 9 as unpatentable over the combined teachings of Damark, Teague, and Dalebout (answer at 3; final Office action at 3); and III. claim 13 as unpatentable over the combined teachings of Damark and Day (answer at 3; final Office action at 3-4). For the reasons discussed below, we affirm rejections I and II but not III. Findings of Fact215 20 We make the following findings of fact by at least a preponderance of the evidence. 1. The appellant states that: (i) claims 1 through 3 and 10 through 12 stand or fall together with respect to rejection I; and (ii) claims 4 through 9 stand or fall 2 In the “Discussion” section below, we number our findings of fact as “FF__.” 4 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 together with respect to rejection II. (Substitute appeal brief filed on December 31, 2001 at 7.) Rejection I: Claims 1-3 & 10-12 over Damark & Teague 2. Appealed claim 1 reads: 1. A treadmill comprising: 5 10 15 20 25 30 35 support structure having a base for stably positioning on a support surface to be free standing and having upright structure extending upwardly from said base; a tread base having a frame that includes a front, a rear, a left side, a right side and an endless belt positioned between said left side and said right side, said frame being connected to said support structure to be moveable about an axis of rotation spaced from said front toward said rear between a first position in which said endless belt is position [sic] for operation by a user positioned thereon and a second position in which said rear of said frame is positioned toward said support structure; handle means associated with said support structure positioned for grasping by a user for moving said support structure with said tread base in said second position between a use position in which said support structure has said base positioned on said support surface for stably positioning said support structure on a support surface and a moving position in which said support structure is rotatably displaced from said use position; roller means adapted to said base for engagement with said support surface when said support structure is reoriented to said moving position for movement of said support structure by user on said support surface; and a gas spring connected between the tread base and the upright structure to assist in stably retaining said tread base in said second position relative to said upright structure with 5 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 said tread base in said second position. 3. The examiner did not find that the limitation “a gas spring connected between the tread base and the upright structure to assist in stably retaining said tread base in said second position relative to said upright structure with said tread base in said second position” in appealed claim 1 invoked 35 U.S.C. § 112, ¶6. 5 10 15 20 4. The appellant never challenged the examiner’s interpretation of the last clause of appealed claim 1 (or any other clause in the appealed claims) as invoking the strictures of 35 U.S.C. § 112, ¶6. 5. At oral argument held on April 6, 2006, the appellant’s counsel was asked whether the last clause in appealed claim 1 invoked 35 U.S.C. § 112, ¶6. 6. In response to the question, the appellant’s counsel confirmed that the last clause of appealed claim 1 did not invoke the strictures of 35 U.S.C. § 112, ¶6. 7. Damark discloses a manual treadmill identified as “Wilson Manual Treadmill” comprising: a base that necessarily includes a frame having a front, a rear, left side, and a right side with an endless belt 6 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 positioned between the left side and the right side; and a handle extending from the base. 8. Damark further teaches that the treadmill may be folded vertically. 9. The appellant acknowledges Damark’s disclosure as follows (request for reexamination filed on September 25, 1998 at 3): 5 10 15 20 25 The Damark reference depicts a manual folding treadmill having a tread base rotatably attached to an upright support structure, wherein the point of attachment is intermediate the front and rear of the tread base. 10. Damark also describes the provision of front wheels to allow easy movement and easy storage of the treadmill. 11. The examiner determined that Damark “discloses all the limitations of the claims, except for a gas spring connected between the tread base and the upright structure to assist in stably retaining said tread base in said second position relative to said upright structure with said tread base in said second position.” (Final Office action at 2.) 12. The appellant does not dispute the examiner’s determination that Damark “discloses all the limitations of the claims, except for a gas spring 7 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 connected between the tread base and the upright structure to assist in stably retaining said tread base in said second position relative to said upright structure with said tread base in said second position.” (Substitute appeal brief at 7-11.) 5 10 15 20 13. Teague describes a recess or cabinet bed of the type in which a bed is mounted at its head upon a counterbalancing mechanism provided to support the bed as it swings between its horizontal or “open position” in use and its vertical or “closed position” in storage. (Column 1, lines 5-11; Figures 1-4.) 14. Teague teaches that the bed includes an improved counterbalancing mechanism facilitating movement between these two stable positions. (Column 1, lines 12-68.) 15. As part of the counterbalancing mechanism, Teague teaches (column 2, line 1 to column 3, line 68) the use of gas springs 56, which “provide the lifting force or moment to move the bed up to the position where its center of gravity passes over the pivot axis, but when the bed continues to move toward the fully closed position, the springs reverse their 8 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 action and act against that continued movement” (column 2, lines 4-8; emphasis added). 16. The function of the gas springs 56 is more specifically described in Teague as follows (column 4, lines 1-22): 5 10 When the bed is moved from its open position to a balanced position wherein its center of gravity 61 is directly over its pivot axis, and upon further movement the gas springs continue to act as compression springs but their action is reversed. Hence, the springs act against the force of gravity which moves the bed to its fully closed position. During the movement of the bed from its open position to the position wherein its center of gravity 61 is over its pivot axis 13, each lever 50 is swung to a position wherein its pivot 52 is in alignment with the lever pivot 48 and the gas spring pivot 58 so that the gas springs are nearly fully extended and they are exerting no moment of force. However, as bed 2 continues to swing clockwise around its pivot axis to its fully closed position, each of levers 50 continues to swing clockwise around its pivot axis 48 and pivot 52 moves along an arcuate path beyond its position in alignment with pivots 58 and 48. 15 20 25 That further swinging movement of lever 50 causes the gas springs to be subjected to compression and they act against and cushion the action of gravity as the bed moves to its fully 30 closed or rest position...[Emphasis added.] 17. The only disclosure in the ‘624 patent under reexamination with respect to a “gas spring” 9 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 associating the tread base with the upright structure is found at column 15, lines 3-28. 18. The inventors disclose that gas spring 505 of the ‘624 patent is part of a lift assist assembly. (Column 15, lines 3-28.) 5 10 15 19. The inventors disclose the function or purpose of the gas spring as follows: “The force and the torque (TF) exerted by the spring 505 is selected so that the resulting required lifting force (LF) may be nominal (e.g. 5 to 20 pounds).” (Column 15, lines 22-24.) 20. Teague teaches that the gas springs, like the gas spring described in the ‘624 patent, provide a lifting force. (Column 2, lines 3-8.) 21. Appealed claim 1 does not limit the degree or manner in which the gas spring “assist[s] in stably retaining” the tread base at the storage position. 22. The appellant has not proffered any evidence (e.g., declaration evidence) that would support the allegation that Teague’s gas spring does not “assist” in stable retention. 20 10 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 23. Teague expressly teaches that the bed has two stable positions (operating and storage positions). (Column 1, lines 37-39.) 5 10 15 20 25 30 Rejection II: Claims 4-9 over Damark, Teague, & Dalebout 24. Claim 4 depends from claim 3, which depends from claim 2, which in turn depends from claim 1. 25. Claims 2 through 4 recite: 2. The treadmill of claim 1 wherein said base includes a left portion positioned proximate said left side and a right portion positioned proximate said right side, wherein said left portion and said right portion each have a forward end spaced outwardly from said upright member, and wherein said roller means includes a wheel rotatably attached to said forward end of said left portion and a wheel rotatably attached to said forward end of said right portion. 3. The treadmill of claim 2, wherein said upright structure includes a left upright member and a right upright member, said right upright member being spaced from and in general alignment with said left upright member. 4. The treadmill of claim 3, wherein said handle means includes a left handle mechanically associated with said left upright member and a right handle mechanically associated with said right upright member. 11 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 26. The appellant does not dispute the examiner’s findings with respect to Dalebout. (Substitute appeal brief at 11.) 27. With respect to rejection II, the appellant refers to the same arguments made against the basic combination of Damark and Teague. 5 Rejection III: Claim 13 over Damark & Day 28. Claim 13 recites: 13. A treadmill comprising: 10 15 20 25 30 support structure having a base for stably positioning on a support surface to be free standing and having upright structure extending upwardly from said base; a tread base having a frame that includes a front, a rear, a left side, a right side and an endless belt positioned between said left side and said right side, said frame being connected to said support structure to be movable between a first position in which said endless belt is positioned for operation by a user positioned thereon and a second position in which said rear of said frame is positioned toward said support structure; handle means associated with said support structure positioned for grasping by a user for moving said support structure with said tread base in said second position between a use position in which said support structure has said base positioned on said support surface for stably positioning said support structure on a support surface and a moving position in which said support structure is rotatably displaced from said use position; 12 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 roller means adapted to said base for engagement with said support surface when said support structure is reoriented to said moving position for movement of said support structure by the user on said support surface; 5 10 15 20 means for stably retaining said tread base in said second position relative to said upright structure with said tread base in said second position; and wherein said treadmill is configured to have a center of gravity positioned relative to said roller means and said handle means to facilitate rotation of said treadmill about said wheel means upon application of a rotational force by the user to said handle means. 29. Unlike claim 1, claim 13 does not include the limitations with respect to the “gas spring” component. 30. Appealed claim 13 recites that “said treadmill is configured to have a center of gravity positioned relative to said roller means and said handle means to facilitate rotation of said treadmill about said wheel means upon application of a rotational force by the user to said handle means.” (Emphasis added.) 25 31. The examiner took the position that Damark discloses every limitation of appealed claim 13 except for the claim limitation “means for stably retaining said tread base in said second position relative to said 13 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 upright structure with said tread base in said second position.” (Final Office action at 4.) 32. Day teaches an exercising device which may be folded into a storage position and retained in such position by use of set screws 16. (Page 2, lines 20-56; Figures 1-2.) 5 10 15 33. The examiner alleged (answer at 6): It is inherent that Damark’s treadmill (see figure) is heavier at the roller means and as broadly claimed, Damarks’s [sic] center of gravity is positioned relative to said roller means and said handle means to facilitate rotation of said treadmill about said wheel means upon application of a rotational force by the user to said handle means. 34. The appellant asserted (substitute appeal brief at 13): [T]here is no teaching, suggestion, or motivation in Damark of distributing the components of the treadmill such that the treadmill has a center of gravity that assists the user in tipping or rotating the treadmill onto the wheels for transport. In fact, there is no mention or discussion whatsoever in the Damark reference regarding the placement of specific components, weight distribution or center of gravity, much less the benefit ( 20 25 i.e., making it easier for the user to rotate or tip the treadmill onto its wheels, which is more significant in relation to heavier, motorized treadmills) that is achieved and claimed by appellant. 30 14 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 35. The examiner did not identify any evidence or persuasive technical reasoning to establish that when rotational force is applied to the handle means of Damark’s treadmill, the center of gravity is positioned such that the treadmill necessarily rotates about the wheels. 5 Discussion Grouping of Claims Prior to addressing the merits, we note the appellant’s statements that: (i) claims 1 through 3 and 10 through 12 stand or fall together with respect to rejection I; and (ii) claims 4 through 9 stand or fall together with respect to rejection II. (FF1; Appeal brief filed on December 31, 2001 at 7.) We therefore select claims 1 and 4 as representative of each of the two groups of claims rejected in grounds I and II, respectively, and confine our discussion to these representative claims. 10 15 See 37 CFR § 41.37(c)(vii)(2005)(effective September 13, 2004). 20 Rejection I: Claims 1-3 & 10-12 over Damark & Teague For convenience, appealed claim 1 is reproduced again as follows (FF2): 15 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 1. A treadmill comprising: support structure having a base for stably positioning on a support surface to be free standing and having upright structure extending upwardly from said base; 5 10 15 20 25 30 35 a tread base having a frame that includes a front, a rear, a left side, a right side and an endless belt positioned between said left side and said right side, said frame being connected to said support structure to be moveable about an axis of rotation spaced from said front toward said rear between a first position in which said endless belt is position [sic] for operation by a user positioned thereon and a second position in which said rear of said frame is positioned toward said support structure; handle means associated with said support structure positioned for grasping by a user for moving said support structure with said tread base in said second position between a use position in which said support structure has said base positioned on said support surface for stably positioning said support structure on a support surface and a moving position in which said support structure is rotatably displaced from said use position; roller means adapted to said base for engagement with said support surface when said support structure is reoriented to said moving position for movement of said support structure by user on said support surface; and a gas spring connected between the tread base and the upright structure to assist in stably retaining said tread base in said second position relative to said upright structure with said tread base in said second position. We start with claim construction. Specifically, we must first consider the scope and meaning of certain contested claim limitations. Gechter v. Davidson, 116 F.3d 1454, 1457, 1460 n.3, 43 USPQ2d 1030, 1032, 1035 n.3 (Fed. Cir. 1997); In re 40 16 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 Paulsen, 30 F.3d 1475, 1479, 31 USPQ2d 1671, 1674 (Fed. Cir. 1994). Appealed claim 1 recites in part (last clause): “a gas spring connected between the tread base and the upright structure to assist in stably retaining said tread base in said second position relative to said upright structure with said tread base in said second position.” (FF2.) The examiner did not hold that this clause invoked 35 U.S.C. § 112, ¶6. (FF3.) The appellant never challenged the examiner’s interpretation of this clause (or any other clause in the appealed claims) in this regard. (FF4.) In fact, at oral argument held on April 6, 2006, the appellant’s counsel was questioned whether the last clause in appealed claim 1 invoked 35 U.S.C. § 112, ¶6. (FF5.) In response, the appellant’s counsel confirmed that it did not. (FF6.) Thus, it is appropriate, as the examiner has done so here, to give the language of this clause its broadest reasonable interpretation consistent with the accompanying specification. 5 10 15 In re American Academy of Science Tech Center, 367 F.3d 1359, 1364, 70 USPQ2d 1827, 1830 (Fed. Cir. 2004)(“The ‘broadest reasonable construction’ rule applies to reexaminations as well as initial examinations.”). 20 17 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 Damark discloses a manual treadmill identified as “Wilson Manual Treadmill” comprising: a base that necessarily includes a frame having a front, a rear, left side, and a right side with an endless belt positioned between the left side and the right side; and a handle extending from the base. (FF7.) Damark further teaches that the treadmill may be folded vertically. (FF8.) Indeed, we note that the appellant acknowledges Damark’s disclosure as follows (FF9; request for reexamination filed on September 25, 1998 at 3): 5 10 15 20 25 The Damark reference depicts a manual folding treadmill having a tread base rotatably attached to an upright support structure, wherein the point of attachment is intermediate the front and rear of the tread base. Damark also describes the provision of front wheels to allow easy movement and easy storage of the treadmill. (FF10.) That Damark discloses the above elements or limitations has not been contested. After considering the scope and content of the prior art relative to the claimed invention, the examiner determined that Damark “discloses all the limitations of the claims, except for a gas spring connected between the tread base and the upright structure to assist in stably retaining said tread base in said second position relative to said upright structure with said 18 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 tread base in said second position.” (FF11; final Office action at 2.) Again, the appellant does not dispute the examiner’s determination in this regard. (FF12.) Notwithstanding this difference, the examiner concluded that the subject matter of appealed claim 1 would have been obvious to a person having ordinary skill in the art within the meaning of 35 U.S.C. § 103(a). Specifically, the examiner relied on the teachings of Teague to account for the sole difference between the invention recited in appealed claim 1 and Damark. 5 10 15 20 Teague describes a recess or cabinet bed of the type in which a bed is mounted at its head upon a counterbalancing mechanism provided to support the bed as it swings between its horizontal or “open position” in use and its vertical or “closed position” in storage. (FF13; column 1, lines 5-11; Figures 1- 4.) Teague teaches that the bed includes an improved counterbalancing mechanism facilitating movement between these two stable positions. (FF14; column 1, lines 12-68.) As part of the counterbalancing mechanism, Teague teaches (FF15; column 2, line 1 to column 3, line 68) the use of gas springs 56, which “provide the lifting force or moment to move the bed up to the position where its center of gravity passes over the pivot 19 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 axis...” (Column 2, lines 4-6.) Teague also describes an additional feature for the gas springs as follows: “[W]hen the bed continues to move toward the fully closed position, the springs reverse their action and act against that continued movement” (column 2, lines 6-8). The function of the gas springs 56 is more specifically described in Teague as follows (FF16; column 4, lines 1-22): 5 10 When the bed is moved from its open position to a balanced position wherein its center of gravity 61 is directly over its pivot axis, and upon further movement the gas springs continue to act as compression springs but their action is reversed. Hence, the springs act against the force of gravity which moves the bed to its fully closed position. During the movement of the bed from its open position to the position wherein its center of gravity 61 is over its pivot axis 13, each lever 50 is swung to a position wherein its pivot 52 is in alignment with the lever pivot 48 and the gas spring pivot 58 so that the gas springs are nearly fully extended and they are exerting no moment of force. However, as bed 2 continues to swing clockwise around its pivot axis to its fully closed position, each of levers 50 continues to swing clockwise around its pivot axis 48 and pivot 52 moves along an arcuate path beyond its position in alignment with pivots 58 and 48. 15 20 25 That further swinging movement of lever 50 causes the gas springs to be subjected to compression and they act against and cushion the action of gravity as the bed moves to its fully closed or rest position...[Emphasis added.] 30 Based on this evidence, we conclude (as did the examiner) that one of ordinary skill in the art would have been led to 20 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 combine the teachings of Damark and Teague so as to arrive at a treadmill encompassed by appealed claim 1. Specifically, we hold that one of ordinary skill in the art would have found the requisite motivation, suggestion, or teaching in the prior art to provide Teague’s counterbalancing mechanism including gas springs 56 in the treadmill described in Damark in order to obtain all of the advantages described in Teague. In light of the prior art teachings as a whole, a person having ordinary skill in the art would have had a reasonable expectation that incorporation of Teague’s counterbalancing mechanism in the treadmill described in Damark, which opens in use and closes in storage in a manner similar to that described for Teague’s bed, would decrease the lifting moment required to store the treadmill while ensuring that the tread base is stably retained in the storage position. 5 10 15 20 We appreciate that Teague discloses the use of the counterbalancing mechanism in a bed rather than a treadmill as in Damark. This fact alone, however, does not preclude a determination that a person having ordinary skill in the art would have combined the teachings of the two references. Two tests for determining whether a prior art reference is analogous are as follows: (1) whether the art is from the same field of 21 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 endeavor, regardless of the problem addressed; and (2) if the reference is not within the inventor’s endeavor, whether the reference is reasonably pertinent to the particular problem with which the inventor is involved. In re Bigio, 381 F.3d 1320, 1325, 72 USPQ2d 1209, 1211-12 (Fed. Cir. 2004); In re Clay, 966 F.2d 656, 659, 23 USPQ2d 1058, 1060 (Fed. Cir. 1992). 5 10 15 20 Here, the appellant’s recited purpose for the “gas spring” element recited in appealed claim 1 is “to assist in stably retaining said tread base in said second position relative to said upright structure with said tread base in said second position [i.e., closed position].” Furthermore, the only disclosure in the ‘624 patent under reexamination with respect to a “gas spring” associating the tread base with the upright structure is found at column 15, lines 3-28. (FF17.) There, the inventors disclose that the gas spring 505 is part of a lift assist assembly. (FF18.) In particular, the inventors disclose the function or purpose of the gas spring as follows: “The force and the torque (TF) exerted by the spring 505 is selected so that the resulting required lifting force (LF) may be nominal (e.g. 5 to 20 pounds).” (FF19; column 15, lines 22-24.) Because Teague’s gas springs are said to act against “continued movement” of the rotating body to its storage 22 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 position (column 2, lines 3-8), they are provided for the same or similar purpose as that recited in appealed claim 1 (i.e., “to assist in stably retaining said tread base in said second position relative to said upright structure with said tread base in said second position”). Moreover, Teague teaches that the gas springs, like the gas spring described in the ‘624 patent, provide a lifting force. (FF20; column 2, lines 3-8.) Thus, Teague’s gas spring functions in the same or similar manner as the appellant’s gas spring. It follows then that Teague’s teachings with respect to the lift assembly including gas springs are “reasonably pertinent to the particular problem [providing an element that assists in stable retention of a rotatable body at a storage position and assisting in the lift of the rotating body to its storage position] with which the inventor is involved.” Under these circumstances, we reject the appellant’s contention (substitute appeal brief at 10; reply brief filed on July 22, 2005 at 3-4) that Teague is nonanalogous art. 5 10 15 20 The appellant also urges that because Teague teaches that the gas spring exerts a force resisting the force of gravity (which, according to Teague, retains the bed in the storage position), its teachings are diametrically opposed to the 23 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 characteristic of the gas spring recited in appealed claim 1 (“to assist in stably retaining said tread base in said second position relative to said upright structure with said tread base in said second position”). (Reply brief at 2-3.) We do not find this argument persuasive. Appealed claim 1 does not limit the degree or manner in which the gas spring “assist[s] in stably retaining” the tread base at the storage position. (FF21.) As already pointed out, Teague teaches that “when the bed continues to move toward the fully closed position, the [gas] springs reverse their action and 5 act against 10 that continued movement.” (Column 2, lines 6-8; emphasis added.) Thus, without the gas springs, the lifting force and the momentum of the rotating body (i.e., “continued movement”) in Teague would necessarily cause the body to extend beyond the storage position. Giving the disputed claim limitation its broadest reasonable interpretation, we determine that Teague’s gas spring would reasonably appear to “assist” in stable retention of the rotating body. In this regard, the appellant has not proffered any evidence (e.g., declaration evidence) that would support the allegation that Teague’s gas spring does not “assist” in stable 15 20 retention. (FF22.) Mere attorney arguments or conclusory statements do not take the place of evidence. 24 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 See, e.g., In re Geisler, 116 F.3d 1465, 1470, 43 USPQ2d 1362, 1365 (Fed. Cir. 1997). It is important to emphasize that Teague expressly teaches that the bed has two stable positions (operating and storage positions). (FF23; column 1, lines 37-39.) Also, Teague’s gas springs provide lift assist, just like the gas springs claimed and described in the appellant’s own patent under reexamination (column 15, lines 3-28). (FF18.) While Teague’s “springs act against the force of gravity which 5 moves the bed to its fully closed position” (column 4, lines 5-7),3 there is no declaration evidence to establish that Teague’s gas spring does not stably retain the bed in the upright or storage position. 10 The appellant’s reliance (substitute appeal brief at 8-9) on In re Dembiczak, 175 F.3d 994, 50 USPQ2d 1614 (Fed. Cir. 1999) is misplaced. In In re Dembiczak, the claims recited an orange, premanufactured decorative bag simulating the general appearance of the outer surface of a pumpkin having facial indicia thereon. 15 In re Dembiczak, 175 F.3d at 997, 50 USPQ2d at 3 The appellant refers to Teague column 1, lines 50-51 for the proposition that “gravity tends to hold the bed in its fully closed position.” (Reply brief at 3.) We note, however, that the relied upon disclosure does not relate to Teague’s counterbalancing mechanism but to other prior art. (Column 1, lines 46-68.) 25 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 1615. The claims were rejected as obvious over conventional trash bags in view of two references: one describing “how to teach children to make a ‘Crepe Paper Jack-O-Lantern’ out of a strip of orange crepe paper, construction paper cut-outs in the shape of facial features, and ‘wadded newspapers’ as filling”; and another “describing a method of making a ‘paper bag pumpkin’ by stuffing a bag with newspapers, painting it orange, and then painting on facial features with black paint.” 5 In re Dembiczak, 175 F.3d at 997-998, 50 USPQ2d at 1615-1616. The court reversed because there was no identification of any suggestion, teaching or motivation to combine the references or “specific--or even inferential--findings concerning the identification of the relevant art, the level of ordinary skill in the art, the nature of the problem to be solved, or any other factual findings that might serve to support a proper obviousness analysis.” 10 In re 15 Dembiczak, 175 F.3d at 1000, 50 USPQ2d at 1618. In contrast to In re Dembiczak, Teague provides the requisite motivation, suggestion, or teaching for one of ordinary skill in the art to combine the references and thus arrive at a treadmill encompassed by appealed claim 1. As we discussed above, Teague teaches that a particular counterbalancing mechanism including gas springs decreases the 20 26 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 lifting moment required to move a rotatable body (bed mattress) into its storage position while ensuring that the body does not continue its movement beyond its storage position. Although Teague relates to a counterbalancing mechanism in the context of a bed, it constitutes analogous art because the counterbalancing mechanism including gas springs addresses the same or similar problem as the gas spring assembly disclosed in the ‘624 patent. 5 For these reasons, we hold that the examiner has made out a prima facie case of obviousness and since the appellant has failed to direct us to persuasive evidence in rebuttal, we uphold the examiner’s rejection on this ground. 10 Rejection II: Claims 4-9 over Damark, Teague, & Dalebout Claim 4 depends from claim 3, which depends from claim 2, which in turn depends from claim 1. (FF24-25.) 15 20 25 2. The treadmill of claim 1 wherein said base includes a left portion positioned proximate said left side and a right portion positioned proximate said right side, wherein said left portion and said right portion each have a forward end spaced outwardly from said upright member, and wherein said roller means includes a wheel rotatably attached to said forward end of said left portion and a wheel rotatably attached to said forward end of said right portion. 3. The treadmill of claim 2, wherein said upright structure includes a left upright member and a right upright member, said right upright member being 27 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 spaced from and in general alignment with said left upright member. 4. The treadmill of claim 3, wherein said handle means includes a left handle mechanically associated with said left upright member and a right handle mechanically associated with said right upright member. 5 10 15 20 The appellant does not dispute the examiner’s findings with respect to Dalebout. (FF26; substitute appeal brief at 11.) Nor does the appellant assert that one of ordinary skill in the art would not have found it obvious to combine Dalebout with Damark and Teague. Rather, the appellant refers to the same arguments made against the basic combination of Damark and Teague as discussed in rejection I. (FF27.) For reasons already discussed in rejection I, we detect no error in the examiner’s basic combination of Damark and Teague. Accordingly, we uphold the examiner’s rejection of appealed claim 4 as well. Rejection III: Claim 13 over Damark & Day Claim 13 recites (FF28): 13. A treadmill comprising: 25 support structure having a base for stably positioning on a support surface to be free standing and having upright structure extending upwardly from said base; a tread base having a frame that includes a 28 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 front, a rear, a left side, a right side and an endless belt positioned between said left side and said right side, said frame being connected to said support structure to be movable between a first position in which said endless belt is positioned for operation by a user positioned thereon and a second position in which said rear of said frame is positioned toward said support structure; 5 10 15 20 25 30 35 handle means associated with said support structure positioned for grasping by a user for moving said support structure with said tread base in said second position between a use position in which said support structure has said base positioned on said support surface for stably positioning said support structure on a support surface and a moving position in which said support structure is rotatably displaced from said use position; roller means adapted to said base for engagement with said support surface when said support structure is reoriented to said moving position for movement of said support structure by the user on said support surface; means for stably retaining said tread base in said second position relative to said upright structure with said tread base in said second position; and wherein said treadmill is configured to have a center of gravity positioned relative to said roller means and said handle means to facilitate rotation of said treadmill about said wheel means upon application of a rotational force by the user to said handle means. Unlike claim 1, claim 13 does not include the limitations with respect to the “gas spring” component. (FF29.) Instead, claim 13 recites (FF30) that “said treadmill is configured to have a center of gravity positioned relative to said roller means and said handle means to facilitate rotation of said 29 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 treadmill about said wheel means upon application of a rotational force by the user to said handle means.” (Emphasis added.) The examiner took the position that Damark discloses every limitation of appealed claim 13 except for the claim limitation “means for stably retaining said tread base in said second position relative to said upright structure with said tread base in said second position.” (FF31; final Office action at 4.) To account for this difference, the examiner relied on the teachings of Day. 5 10 15 20 4 As to the limitation “said treadmill is configured to have a center of gravity positioned relative to said roller means and said handle means to facilitate rotation of said treadmill about said wheel means upon application of a rotational force by the user to said handle means” (last recited element), the examiner alleged (FF33; answer at 6): It is inherent that Damark’s treadmill (see figure) is heavier at the roller means and as broadly claimed, Damarks’s [sic] center of gravity is positioned relative to said roller means and said handle means to facilitate rotation of said treadmill about said wheel means upon application of a rotational force by the user to said handle means. 4 Day teaches an exercising device which may be folded into a storage position and retained in such position by use of set screws 16. (FF32; page 2, lines 20-56; Figures 1-2.) 30 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 The appellant, on the other hand, asserted (FF34; substitute appeal brief at 13): [T]here is no teaching, suggestion, or motivation in Damark of distributing the components of the treadmill such that the treadmill has a center of gravity that assists the user in tipping or rotating the treadmill onto the wheels for transport. In fact, there is no mention or discussion whatsoever in the Damark reference regarding the placement of specific components, weight distribution or center of gravity, much less benefit ( 5 10 i.e., making it easier for the user to rotate or tip the treadmill onto its wheels, which is more significant in relation to heavier, motorized treadmills) that is achieved and claimed by appellant. 15 20 We agree with the appellant on this issue. The contested claim limitation calls for the treadmill to be “configured to have a center of gravity positioned relative to said roller means and said handle means to facilitate rotation of said treadmill about said wheel means upon application of a rotational force by the user to said handle means.” While the examiner alleged that this limitation would be “inherent” in Damark, it is well settled that inherency may not be established by mere probabilities or possibilities and that it is insufficient to merely show that a certain thing 25 may result from a given set of circumstances. In re Robertson, 169 F.3d 743, 745, 49 USPQ2d 1949, 1950-51 (Fed. Cir. 1999); accord MEHL/Biophile Int’l Corp. v. Milgraum, 192 F.3d 1362, 1365, 52 31 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 USPQ2d 1303, 1305 (Fed. Cir. 1999). Here, the examiner has not identified any evidence or persuasive technical reasoning to establish that when rotational force is applied to the handle means of Damark’s treadmill, the center of gravity is positioned to facilitate rotation of the treadmill about the wheels. (FF35.) Mere conjecture or speculation is not enough to shift the burden of proof to the appellant. 5 Accordingly, we hold that the examiner has failed to carry the initial burden of proving a prima facie case of obviousness within the meaning of 35 U.S.C. § 103(a) as to appealed claim 13. 10 In re Piasecki, 745 F.2d 1468, 1471-72, 223 USPQ 785, 787- 78 (Fed. Cir. 1984). 15 20 32 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 Order In sum, it is ORDERED that: the 35 U.S.C. § 103(a) rejection of claims 1 through 3 and 10 through 12 as unpatentable over the combined teachings of Damark and Teague is AFFIRMED; 5 the 35 U.S.C. § 103(a) rejection of claims 4 through 9 as unpatentable over the combined teachings of Damark, Teague, and Dalebout is AFFIRMED; the 35 U.S.C. § 103(a) rejection of claim 13 as unpatentable over the combined teachings of Damark and Day is 10 REVERSED. The decision of the examiner to reject claims 1 through 13 is therefore AFFIRMED IN PART. 15 20 33 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 Time for Taking Action No time period for taking any subsequent action in connection with this appeal may be extended under 37 CFR § 1.136(a)(1)(iv). 5 10 15 20 25 30 35 AFFIRMED IN PART Richard E. Schafer ) Administrative Patent Judge ) ) ) ) ) BOARD OF PATENT Romulo H. Delmendo ) Administrative Patent Judge ) APPEALS AND ) ) INTERFERENCES ) ) Linda M. Gaudette ) Administrative Patent Judge ) Rhd/lp 34 Appeal No. 2006-0790 Reexamination Control No. 90/005,117 WORKMAN NYDEGGER F/K/A WORKMAN NYDEGGER & SEELEY) 60 EAST SOUTH TEMPLE 1000 EAGLE GATE TOWER SALT LAKE CITY UT 84111 5 35 Copy with citationCopy as parenthetical citation