Ex Parte Moore et alDownload PDFPatent Trials and Appeals BoardJun 26, 201913861525 - (D) (P.T.A.B. Jun. 26, 2019) Copy Citation UNITED STA TES p A TENT AND TRADEMARK OFFICE APPLICATION NO. FILING DATE 13/861,525 04/12/2013 26201 7590 06/28/2019 FISH & RICHARDSON P.C. (AU) P.O BOX 1022 Minneapolis, MN 55440-1022 FIRST NAMED INVENTOR Stephen Trey Moore UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www .uspto.gov ATTORNEY DOCKET NO. CONFIRMATION NO. 23956-0026001 2470 EXAMINER COBANOGLU, DILEK B ART UNIT PAPER NUMBER 3626 NOTIFICATION DATE DELIVERY MODE 06/28/2019 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): P ATDOCTC@fr.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte STEPHEN TREY MOORE, THOMAS SCOTT WADE, and LLOYD KORY BROWN Appeal2018-006262 Application 13/861,525 Technology Center 3600 Before JUSTIN BUSCH, JAMES W. DEJMEK, and MATTHEW J. McNEILL, Administrative Patent Judges. BUSCH, Administrative Patent Judge. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134(a), Appellants appeal from the Examiner's decision to reject claims 1-7 and 9-17, which constitute all the claims pending in this application. We have jurisdiction over the pending claims under 35 U.S.C. § 6(b). We affirm. CLAIMED SUBJECT MATTER Appellants' disclosure relates "to displaying patient data and/or information on mobile devices." Spec. ,r 2. More specifically, Appellants' claimed invention relates to a patient monitoring system including a docking station that monitor patients' physiological characteristic data and a tablet Appeal2018-006262 Application 13/861,525 docked in the docking station that executes a patient monitoring application enabling the tablet to serve as a patient monitoring device. Spec. ,r,r 4, 41- 42, 48, 53-55, Figs. 4-6B. In response to determining the tablet is docked, the tablet operates in a single application mode, in which only the patient monitoring application can be executed. Spec. ,r,r 11, 50, 56. The tablet then receives patient data from sensors, processes the data to generate graphical representations of the data, and displays the representations on its display. Spec. ,r,r 31, 41--44. Claims 1, 13, and 14 are independent claims, and claim 1 is reproduced below: 1. A computer-implemented method executed using one or more processors, the method comprising: generating an electrical communication between a tablet computing device and a docking station of a patient monitoring system when the tablet computing device is docked into the docking station, the tablet computing device being configured to execute a plurality of applications and operating as a patient monitoring device, and the docking station monitoring physiological characteristics of one or more patients; determining, based on the electrical communication and by the tablet computing device that the tablet computing device is docked into the docking station, and in response, executing, by the tablet computing device, a patient monitoring application and preventing execution of other applications of the plurality of applications; receiving, by the tablet computing device, one or more signals reflective of patient data associated with the one or more patients, at least a first sub-set of the patient data being associated with a patient of one or more patients and being provided from one or more sensors that are responsive to the physiological characteristics of the patient and that are in direct communication with the tablet computing device; processing the patient data to generate one or more graphical representations reflective of the patient data; and 2 Appeal2018-006262 Application 13/861,525 displaying the one or more graphical representations on a touchscreen display of the tablet computing device. REJECTIONS Claims 1-7 and 9-17 stand rejected under 35 U.S.C. § 101 as being directed to ineligible subject matter. Final Act. 2-6; Ans. 3---6. ANALYSIS The Examiner concludes claims 1-7 and 9-1 7 are directed to judicially excepted subject matter. Final Act. 2---6; Ans. 3---6. Appellants argue the§ 101 rejection of all claims as a group. Appeal Br. 15-19; Reply Br. 3-5. Appellants assert the claims are not directed to an abstract idea. Appeal Br. 7-12, 14--15; Reply Br. 3-10. Specifically, Appellants argue the claims are not directed to an abstract idea because the claimed subject matter "is physical to the extreme" and addresses a problem rooted in computer technology. Appeal Br. 15-1 7. Appellants further argue the Examiner fails to (1) identify an abstract idea recited in the claims, (2) explain why the alleged abstract idea corresponds to concepts the courts have identified as abstract, (3) identify a relevant "appropriate court decision," and ( 4) address why any additional elements, individually or in combination, fail to add significantly more to the abstract idea. Appeal Br. 17-19. The Supreme Court's two-step framework guides our analysis of patent eligibility under 35 U.S.C. § 101. Alice Corp. v. CLS Bank Int 'l, 573 U.S. 208,217 (2014). In addition, the United States Patent and Trademark Office recently published revised guidance for evaluating subject matter eligibility under 35 U.S.C. § 101, specifically with respect to applying the 3 Appeal2018-006262 Application 13/861,525 Alice framework. USPTO, 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (Jan. 7, 2019) ("Guidance"). If a claim falls within one of the statutory categories of patent eligibility (i.e., a process, machine, manufacture, or composition of matter), we determine whether the claim is directed to one of the judicially recognized exceptions (i.e., a law of nature, a natural phenomenon, or an abstract idea). Alice, 573 U.S. at 217. As part of our inquiry, we "look at the 'focus of the claimed advance over the prior art' to determine if the claim's 'character as a whole' is directed to excluded subject matter." Affinity Labs of Tex., LLC v. DIRECTV, LLC, 838 F.3d 1253, 1257 (Fed. Cir. 2016). The Guidance directs us to address this inquiry using the following two prongs of analysis: (i) does the claim recite a judicial exception ( e.g., an abstract idea), and (ii) if so, is the judicial exception integrated into a practical application. 84 Fed. Reg. at 54. Under the Guidance, if the judicial exception is integrated into a practical application, the claim is patent eligible under § 101. 84 Fed. Reg. at 54--55. If the claim is directed to a judicial exception (i.e., the claim both recites a judicial exception and fails to integrate the exception into a practical application), we next determine whether the claim provides an inventive concept, which includes determining whether any element, or combination of elements, amounts to significantly more than the judicial exception. Alice, 573 U.S. at 217; 84 Fed. Reg. at 56. Here, we conclude Appellants' claims recite an abstract idea because they recite mental processes. If a claim, under its broadest reasonable interpretation, covers performance in the mind but for the recitation of generic computer components, then it is still in the mental processes 4 Appeal2018-006262 Application 13/861,525 category unless the claim cannot practically be performed in the mind. See Intellectual Ventures I LLC v. Symantec Corp., 838 F.3d 1307, 1318 (Fed. Cir. 2016) ("[W]ith the exception of generic computer-implemented steps, there is nothing in the claims themselves that foreclose them from being performed by a human, mentally or with pen and paper."). More specifically, Appellants' claims generally are directed to receiving and processing patient data to generate and display a graphical representation reflective of the data. This is consistent with how Appellants describe the claimed invention. See Spec. ,r,r 2 ("Implementations of the present disclosure are directed to displaying patient data and/or information on mobile devices."), 41--42 (describing a patient monitoring device as including a tablet and a data collection system, which may include peripheral devices ( e.g., sensors) "responsive to physiological characteristics of a patient," and explaining that the tablet may be connected via wired and/or wireless connections), 43 (describing embodiments where the tablet receives data from the sensors, processes the data, and displays graphical representations of the data), Figs. 3, 5. Consistent with our Guidance and case law, we conclude that receiving and processing patient data to generate and display a graphical representation reflective of the data is a mental process and, therefore, an abstract idea. See 84 Fed. Reg. at 52; Univ. of Fla. Research Found., Inc. v. Gen. Elec. Co, 916 F.3d 1363, 1367 (Fed. Cir. 2019) ( concluding claims to collecting physiologic data from disparate medical devices, converting the data to a common format, analyzing the data, and displaying the data were directed to an abstract idea); see also Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350, 1353-54 (Fed. Cir. 2016) ( explaining that "analyzing information by steps people go through in 5 Appeal2018-006262 Application 13/861,525 their minds" is a mental process within the abstract idea category and concluding claims directed to "collecting information, analyzing it, and displaying certain results of the collection and analysis" were abstract); Intellectual Ventures I LLC v. Capital One Fin. Corp., 850 F.3d 1332, 1340 (Fed. Cir. 2017) ( concluding claims that focused on collecting, displaying and manipulating data were directed to an abstract idea). Claim 1 is reproduced below, with the claim limitations that recite elements of the abstract idea of receiving and processing patient data to generate and display a graphical representation reflective of the data emphasized in italics: 1. A computer-implemented method executed using one or more processors, the method comprising: generating an electrical communication between a tablet computing device and a docking station of a patient monitoring system when the tablet computing device is docked into the docking station, the tablet computing device being configured to execute a plurality of applications and operating as a patient monitoring device, and the docking station monitoring physiological characteristics of one or more patients; determining, based on the electrical communication and by the tablet computing device that the tablet computing device is docked into the docking station, and in response, executing, by the tablet computing device, a patient monitoring application and preventing execution of other applications of the plurality of applications; receiving, by the tablet computing device, one or more signals reflective of patient data associated with the one or more patients, at least a first sub-set of the patient data being associated with a patient of one or more patients and being provided from one or more sensors that are responsive to the physiological characteristics of the patient and that are in direct communication with the tablet computing device; processing the patient data to generate one or more graphical representations reflective of the patient data; and 6 Appeal2018-006262 Application 13/861,525 displaying the one or more graphical representations on a touchscreen display of the tablet computing device. Because the claim recites a judicial exception, we next determine whether the claim integrates the judicial exception into a practical application. 84 Fed. Reg. at 54. To determine whether the judicial exception is integrated into a practical application, we identify whether there are "any additional elements recited in the claim beyond the judicial exception(s)" and evaluate those elements to determine whether they integrate the judicial exception into a practical application. 84 Fed. Reg. at 54--55 (emphasis added); see also Manual of Patent Examining Procedure ("MPEP") § 2106.05(a}-(c), (e}-(h) (9th ed. Rev. 08.2017, Jan. 2018). Appellants argue the claim recites concrete, physical, and tangible subject matter that "is physical to the extreme" because the claim recites a tablet and a docking station. Appeal Br. 15-16. We do not find this argument persuasive because eligibility does not depend on whether the claimed subject is concrete or physical. If that were the case, which it is not, all claims reciting a computer would necessarily be patent eligible. See Alice, 573 U.S. at 224 (explaining that a computer's existence in the physical rather than conceptual realm is not relevant to the analysis). Here, the additional limitations recited beyond the judicial exception itself fail to integrate the exception into a practical application. Similarly, the additional limitations recited in the dependent claims fail to integrate the judicial exception into a practical application. More particularly, the claims do not recite: (i) an improvement to the functionality of a computer or other technology or technical field (see MPEP § 2106.05(a)); (ii) a "particular machine" to apply or use the judicial exception (see MPEP § 2106.05(b) ); 7 Appeal2018-006262 Application 13/861,525 (iii) a particular transformation of an article to a different thing or state (see MPEP § 2106.05(c)); or (iv) any other meaningful limitation (see MPEP § 2106.05(e)). See also 84 Fed. Reg. at 55. Rather, the additional elements simply refine the recited abstract idea or add insignificant extra-solution activity. Although not argued, we note that, to the extent the displaying step may not be considered part of the abstract idea, it is merely post-solution activity that presents the output generated by the abstract idea. See 84 Fed. Reg. at 55; MPEP § 2106.05(g); Bancorp Servs., L.L.C. v. Sun Life Assur. Co. of Can., 771 F.Supp.2d 1054, 1065 (E.D. Mo. 2011) ajfd, 687 F.3d 1266 (Fed. Cir. 2012) (explaining that "providing data ... [is] insignificant post-solution activity"). The physical elements Appellants point to--the recited tablet configured to execute a monitoring application, docking station, and patient monitoring system-are generic computer components recited at a high level of generality. See, e.g., Spec. ,r 41 ( describing the tablet executing a monitoring application and the docking station as elements of a patient monitoring system, and describing these elements and the peripheral devices (e.g., sensors) at a high level of generality without providing any alleged improvement to these components). Generating an electrical communication between the tablet and the docking station and determining the tablet is docked are generic computer functions recited at a high level of generality. See, e.g., Spec. ,r,r 53-55 (generally describing (1) that the tablet may be docked in a docking station and (2) physical embodiments of the combined system, but failing to provide any technical detail that would constitute an alleged improvement to the any of the devices, their arrangement, or their functions). Accordingly, these limitations simply recite the use of generic 8 Appeal2018-006262 Application 13/861,525 computer components as tools to implement the abstract idea. 84 See Fed. Reg. at 55; MPEP § 2106.05(±). The only remaining additional element is the recited step of "preventing execution of other applications" on the tablet computing device in response to determining the tablet is docked. This is the element on which Appellants focus their arguments. Specifically, Appellants argue this feature demonstrates the claimed subject matter is rooted in computer technology. Appeal Br. 15-17; Reply Br. 3--4. Essentially, Appellants contend using a tablet as a monitoring device introduces problems that did not exist previously because tablets include other components ( e.g., cameras and software) and can execute applications beyond a monitoring application. Appeal Br. 15-1 7. Appellants argue these introduced problems are "technological problems" and the claims "provide a concrete technical solution ... to address problems fundamentally rooted in computer technology ... to achieve an improvement in computer functionality." Appeal Br. 18. Appellants argue this distinguishes Appellants' claims from the claims at issue in Electric Power. Appeal Br. 18. Although the argued limitation relates to disabling a function provided by the tablet device, which is indisputably a technological component, we disagree that the claim recites an improvement to the functionality of a computer, other technology, or a technical field. First, to the extent Appellants assert using a tablet to monitor patient data is a technological improvement, we disagree. As explained in OIP Technologies, Inc. v. Amazon.com, Inc., 788 F.3d 1359, 1363 (Fed. Cir. 2015), "relying on a computer to perform routine tasks more quickly or more accurately is insufficient to render a claim patent eligible." See Alice, 573 U.S. at 224 9 Appeal2018-006262 Application 13/861,525 ("use of a computer to create electronic records, track multiple transactions, and issue simultaneous instructions" is not an inventive concept). However, we understand Appellants' argument to assert the technological improvement lies not simply in using a tablet to collect, analyze, and display results, but in preventing execution of other applications when the tablet is docked. Appeal Br. 15-18. Nevertheless, we find this aspect of the claims also fails to claim an improvement to the functionality of a computer or other technology sufficient to provide an inventive concept. Appellants identify a tablet's ability to perform multiple functions as an alleged problem of using a tablet as a patient monitoring device. Appeal Br. 16 (citing Spec. ,r 47 (disclosing that tablets may include a camera and software for obtaining images and/or video)). Appellants then quote claim language and disclosures in the Specification that demonstrate the ability to disable functionality other than the monitoring application and conclude the claims therefore provide a technical solution (i.e., single-application mode) to a technological problem (i.e., the need to lock out other functionality) that is rooted in computer technology. Appeal Br. 16-18; Reply Br. 4. Although Appellants provide no further explanation and fail to explain why there is a need to lock out other functionality, we infer Appellants contend this solution is needed in order to have "the technology work reliably and efficiently over potentially low speed, low bandwidth, and sometimes intermittent wireless connections." Spec. ,r 3. Notably, however, Appellants neither claim nor describe any technological improvement that carries out this functionality. Rather, Appellants' merely claim a goal for how the system can operate and appear 10 Appeal2018-006262 Application 13/861,525 to presume the technical capability to lock out other features is present in tablets generally. Although Appellants point only to paragraph 4 7, each reference we find in the claims and Specification to the "single-application" mode or locking out other features simply describes the existence of, and desire to use, this lock out feature but fails to disclose how this function is carried out. Spec. ,r,r 11, 50-52, 56. In other words, the Specification describes the lock out capability in a manner that indicates a person of ordinary skill in the art would know how to make and use the feature such that the Specification does not need to describe the particulars of this additional element to satisfy 35 U.S.C. § 112(a). Thus, we are not persuaded this limitation recites a technological improvement; rather this limitation merely recites insignificant activity that uses existing features to restrict the capabilities of the tablet as a precursor to collecting patient data using a data monitoring application to conserve resources. By contrast, in DDR Holdings, the Federal Circuit determined "the claimed solution amount[ ed] to an inventive concept for resolving [a] particular Internet-centric problem," i.e., a challenge unique to the Internet. DDR Holdings, LLC v. Hotels.com, L.P., 773 F.3d 1245, 1257-59 (Fed. Cir. 2014); see Synopsys, Inc. v. Mentor Graphics Corp., 839 F.3d 1138, 1151 (Fed. Cir. 2016) (noting that "[i]n DDR Holdings, we held that claims 'directed to systems and methods of generating a composite web page that combines certain visual elements of a 'host' website with content of a third- party merchant' contained the requisite inventive concept"). The Federal Circuit explained that the patent-eligible claims specified "how interactions with the Internet are manipulated to yield a desired result ... that overrides the routine and conventional sequence of events ordinarily triggered by the 11 Appeal2018-006262 Application 13/861,525 click of a hyperlink." DDR Holdings, 773 F.3d at 1258. The court reasoned that those claims recited a technological solution "necessarily rooted in computer technology" that addressed a "problem specifically arising in the realm of computer networks." DDR Holdings, 773 F.3d at 1257. Here, unlike the claims at issue in DDR Holdings, Appellants' claims rely on disabling other software applications on a tablet, which the Specification suggests is not a technological improvement, but simply a feature that can be activated on a tablet or a desired functional goal. Similarly, to the extent Appellants rely on BASCOM Glob. Internet Servs., Inc. v. AT&T Mobility LLC, 827 F.3d 1341 (Fed. Cir. 2016), we are not persuaded the Examiner erred. See Appeal Br. 14. In BASCOM, the court found "the patent describes how its particular arrangement of elements is a technical improvement," and, when construed in favor of BASCOM, 1 the claims may be read to improve an existing technological process. BASCOM, 827 F.3d at 1350. As discussed above, the claims do not improve an existing technological process, but rather use existing technology to perform the abstract idea or claim a desired functional goal. Additionally, unlike the arrangement of elements (i.e., installation of a filtering tool at a specific location) in BASCOM, 827 F.3d at 1349- 50, Appellants' claims do not recite a non-conventional and non-routine arrangement of known elements. Appellants' claims are not similar to the claims found eligible in McRO, Inc. v. Bandai Namco Games Am. Inc., 837 F.3d 1299 (Fed. Cir. 2016) and Enfzsh, LLC v. Microsoft Corp., 822 F.3d 1327, 1335-36 1 In BASCOM, BASCOM appealed the district court's granting of a motion to dismiss under Fed. R. Civ. P. 12(b)(6). BASCOM, 827 F.3d at 1341 12 Appeal2018-006262 Application 13/861,525 (Fed. Cir. 2016). The claims in McRO-unlike the claims here-recited a "specific ... improvement in computer animation" using "unconventional rules" that related "sub-sequences of phonemes, timings, and morph weight sets" to automatically animate lip synchronization and facial expressions for three-dimensional characters that only human animators could previously produce. McRO, 837 F.3d at 1302---03, 1307---08, 1313-15. In McRO, "the incorporation of the claimed rules" improved an existing technological process. McRO, 837 F.3d at 1314. In contrast, Appellants' claims do not improve an existing technological process. See Enfish, 822 F.3d at 1335-36 (distinguishing between claims wherein the focus of the claims is on an improvement in computer capabilities and those that invoke a computer as a tool). The claims introduce a tablet to perform patient monitoring functions, then disable certain tablet features. In other words, Appellants merely claim using known technology (i.e., a tablet) to perform its known function of executing software applications as a tool to assist in an existing patient monitoring process and disabling unwanted functions on the tablet. See Alice, 573 U.S. at 222 (using a computer to perform known processes is not enough to supply an inventive concept). Appellants' argument essentially asserts disabling unwanted tablet functions is a technological improvement. Appellant's use of the tablet, however, amounts to using technology as a tool, not improving computer capabilities. See Enfzsh, 822 F3.d at 1335-36. For at least the foregoing reasons, the claims do not integrate the judicial exception into a practical application. Because we determine the claims are directed to an abstract idea, we analyze the claims under step two of Alice to determine whether there are 13 Appeal2018-006262 Application 13/861,525 additional limitations that individually, or as an ordered combination, ensure the claims amount to "significantly more" than the abstract idea. Alice, 573 U.S. at 217-18 (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 72-73, 77-79 (2012)). As stated in the Guidance, many of the considerations to determine whether the claims amount to "significantly more" under step two of the Alice framework are already considered as part of determining whether the judicial exception has been integrated into a practical application. 84 Fed. Reg. at 56. Thus, at this point of our analysis, we determine if the claims add a specific limitation, or combination of limitations, that is not well-understood, routine, conventional activity in the field, or simply appends well-understood, routine, conventional activities at a high level of generality. 84 Fed. Reg. at 56. As with the integration into a practical application analysis discussed above, an inventive concept "cannot be furnished by the unpatentable law of nature (or natural phenomenon or abstract idea) itself." Genetic Techs. Ltd. v. Merial L.L.C., 818 F.3d 1369, 1376 (Fed. Cir. 2016); see also 84 Fed. Reg. at 56; Alice, 573 U.S. at 217 ( explaining that, after determining a claim is directed to a judicial exception, "we then ask, '[w]hat else is there in the claims before us?"' ( emphasis added, brackets in original) (quoting Mayo, 566 U.S. at 78)). Instead, an "inventive concept" is furnished by an element or combination of elements that is recited in the claim in addition to the judicial exception and sufficient to ensure the claim as a whole amounts to significantly more than the judicial exception itself. Alice, 573 U.S. at 218-19 (citing Mayo, 566 U.S. at 72-73); see BSG TechLLCv. BuySeasons, Inc., 899 F.3d 1281, 1290 (Fed. Cir. 2018) ( explaining that the Supreme Court in Alice "only assessed whether the 14 Appeal2018-006262 Application 13/861,525 claim limitations other than the invention's use of the ineligible concept to which it was directed were well-understood, routine and conventional," (emphasis added)). Appellants' claims fail to recite specific limitations ( or a combination of limitations) that are not well-understood, routine, and conventional. Rather, the only additional elements (i.e., the patient monitoring system, docking station, tablet, generating step, determining step, executing step (i.e., the single-application mode limitation), and the displaying step) are generic computer components recited at a high level of generality or basic computer functions, none of which recite limitations beyond what was well- understood, routine, and conventional in the art. See Berkheimer Memo 2 § III.A.I; Spec. ,r,r 41, 50-55; see also Mortgage Grader, Inc. v. First Choice Loan Servs. Inc., 811 F.3d 1314, 1324--25 (Fed. Cir. 2016) (generic computer components such as an "interface," "network," and "database" fail to satisfy the inventive concept requirement). For the above reasons, Appellants have not persuaded us of Examiner error, and we sustain the Examiner's rejection of claims 1-7 and 9-17 under 35 U.S.C. § 101. 2 "Changes in Examination Procedure Pertaining to Subject Matter Eligibility, Recent Subject Matter Eligibility Decision (Berkheimer v. HP, Inc.)" at 3 (Apr. 19, 2018), available at https://www.uspto.gov/sites/default/files/documents/memo-berkheimer- 20180419 .PDF ( explaining that a specification that describes additional elements "in a manner that indicates that the additional elements are sufficiently well-known that the specification does not need to describe the particulars of such additional elements to satisfy 35 U.S.C. § 112(a)" can show that the elements are well understood, routine, and conventional). 15 Appeal2018-006262 Application 13/861,525 DECISION We affirm the Examiner's decision to reject claims 1-7 and 9-17 under 35 U.S.C. § 101 as being directed to ineligible subject matter without significantly more. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(l )(iv). AFFIRMED 16 Copy with citationCopy as parenthetical citation