Ex Parte McKenzieDownload PDFBoard of Patent Appeals and InterferencesSep 20, 200710441484 (B.P.A.I. Sep. 20, 2007) Copy Citation The opinion in support of the decision being entered today is not binding precedent of the Board. UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________ Ex parte REBECCA ANNE McKENZIE ____________ Appeal 2007-0486 Application 10/441,484 Technology Center 1700 ____________ Decided: September 20, 2007 ____________ Before EDWARD C. KIMLIN, PETER F. KRATZ, and JEFFREY T. SMITH, Administrative Patent Judges. KRATZ, Administrative Patent Judge. DECISION ON APPEAL This is a decision on an appeal from the Examiner’s final rejection of claims 11-14, the only claims that remain pending in this application. We have jurisdiction pursuant to 35 U.S.C. §§ 6 and 134. Appeal 2007-0486 Application 10/441,484 Appellants’ invention is directed to a towel including protrusive ridges located within the towel base, which towel is disclosed as being useful for cleaning and dusting (Specification 5 and 6). Claim 11 is illustrative and reproduced below. 11. In an ergonomically designed, hand reactive cleaning-dusting towel with superior handling properties, comprising: a single layer of body material having a plurality of protrusive ridges formed by sewing, occurring within and on said body of material, a means for superior finger grip, hand grasp and handling properties; a plurality of separated panels delineated by said protrusive ridges for structure and dimension so as to require less hand grip to maneuver the tower thereby reducing hand fatigue; a said plurality of protrusive ridges strategically positioned throughout said body of material providing concentrations of mass thereby adding substance and bulk to a cloth without adding an additional amount of fabric; said plurality of protrusive ridges for creating finger hold for ease of scrunching or wadding of said towel within a user’s hand; said protrusive ridges that automatically tend to fold at a seam site when said towel is applied to a surface or put into motion by contact with a said user’s hand; ready-made folded edges for crevice cleaning. The Examiner relies on the following prior art references as evidence in rejecting the appealed claims: Eng US 3,193,844 Jul. 13, 1965 Hoffman US 4,091,491 May 30, 1978 Ruddy US 5,666,679 Sep. 16, 1997 2 Appeal 2007-0486 Application 10/441,484 Claims 11-13 stand rejected under 35 U.S.C. § 102(b) as being anticipated by Eng. Claims 11-13 stand rejected under 35 U.S.C. § 102(b) as being anticipated by Hoffman. Claims 11, 12 and 14 stand rejected under 35 U.S.C. § 102(b) as being anticipated by Ruddy. Claim 14 stands rejected under 35 U.S.C. § 112, second paragraph as being indefinite for failing to particularly point out and distinctly claim the subject matter which Applicants regards as the invention. We affirm the anticipation rejections over Eng and Hoffman as to claims 11 and 12 only. We reverse the anticipation rejection over Ruddy. and we reverse the § 112, second paragraph rejection. “To anticipate a claim, a prior art reference must disclose every limitation of the claimed invention, either explicitly or inherently.” In re Schreiber, 128 F.3d 1473, 1477, 44 USPQ2d 1429, 1431 (Fed. Cir. 1997); accord Glaxo Inc. v. Novopharm Ltd., 52 F.3d 1043, 1047, 34 USPQ2d 1565, 1567 (Fed. Cir. 1995). However, the law of anticipation does not require that the reference teach what the appellants are claiming, but only that the claims on appeal "read on" something disclosed in the reference (see Kalman v. Kimberly-Clark Corp., 713 F.2d 760, 772, 218 USPQ 781, 789 (Fed. Cir. 1983). Anticipation under this section is a factual determination. See In re Baxter Travenol Labs., 952 F.2d 388, 390, 21 USPQ2d 1281, 1283 (Fed. Cir. 1991) (citing In re Bond, 910 F.2d 831, 833, 15 USPQ2d 1566, 1567 (Fed. Cir. 1990). In the present case, the Examiner has determined that appealed claims 11-13 read on the subject matter described by Eng or Hoffman, and that 3 Appeal 2007-0486 Application 10/441,484 appealed claims 11, 12, and 14 read on the subject matter described by Ruddy. We start with a brief review of the claimed subject matter. All of the rejected claims require a towel with a body material layer having a plurality of protrusive ridges formed by sewing, which ridges delineate a plurality of separated panels of the towel body material. These two claim features are recited as contributing to towel properties that are qualitatively and functionally related in claim 11. The claimed towel is said to be “ergonomically designed” and possessed of “hand reactive cleaning-dusting” capabilities or qualities (cl. 11). The protrusive ridges and separated panels are repeatedly recited as contributing to the handling properties and ease of using the towel with a user’s hand. In this regard, claim 11 refers to hand-grip qualities and maneuverability of the towel. The ridges are said to “automatically tend to fold at a seam site when said towel is applied to a surface or put into motion by contact with a said user’s hand” (cl. 11). The ridges are said to allow for finger hold and “ease of scrunching or wadding of said towel within a user’s hand” (id.). In light of this pattern of recitations in claim 11 and upon review of the Specification, we interpret the additional recitation in claim 11 of “a means for superior finger grip, hand grasp, and handling properties” (cl. 11) as another one of the several ways claim 11 qualitatively describes the handling properties of the towel based on the ridge/panel construction thereof. In other words, this “means” clause is not the recitation of another feature of the claimed towel but rather a recitation of a functional characteristic required as a property of the towel; that is, this limitation requires that the towel can be grasped with the hand, gripped by the finger[s] 4 Appeal 2007-0486 Application 10/441,484 of a user, and handled. This interpretation is a broadest reasonable construction of claim 11 that is consistent with Appellant’s Specification as it would be understood by one of ordinary skill in the art.1 Moreover, while not binding on us, we note that this interpretation of the “means” limitation of claim 11 as relating to a recited property of the towel is fairly consistent with Appellant’s interpretation of this claim language as set forth in the Reply Brief (Reply Br. 13).2 Turning to the Examiner’s separate anticipation rejections of claims 11 and 12 over Eng or Hoffman, we agree with the Examiner that each of Eng and Hoffman describe articles of manufacture which both claims 11 and 12 read on. Eng describes a pleated fabric useful in making articles of clothing that includes a layer of body material including a plurality of folded stripes (12) and a plurality of separate panels (13/14) delineated thereby (see Eng, Figs 2-4 and col. 1, l. 71-col. 2, l. 19). We agree with the Examiner that the 1 During prosecution before the Examiner, claims are given their broadest reasonable interpretation as they would ordinarily be used and understood by one of ordinary skill in the art, taking into account any enlightenment or definition found in the Specification. See In re Morris, 127 F.3d 1048, 1054, 44 USPQ2d 1023, 1027 (Fed. Cir. 1997). Particular embodiments appearing in the Specification will not be read into the claims when the claim language is broader than such embodiments, and the Examiner should only limit the claim based on an express disclaimer of a broader definition. See Electro Med. Sys. S.A. v. Cooper Life Sciences Inc., 34 F.3d 1048, 1054, 32 USPQ2d 1017, 1021 (Fed. Cir. 1994); and In re Bigio, 381 F.3d 1320, 1325, 72 USPQ2d 1209, 1210-11 (Fed. Cir. 2004). 2 Indeed, a claim construction that would assign this “means” recitation an interpretation that would require another element or structural feature as part of the subject matter of claim 11and which would invoke the sixth paragraph of 35 U.S.C. § 112 would not be consistent with Appellant’s Specification. 5 Appeal 2007-0486 Application 10/441,484 folded portions of the fabric of Eng is read on by the claimed protrusive ridges. In this regard, we observe that rejected claims 11 and 12 do not require any specific degree of protrusion for the claimed ridges, any specific width for the ridges, and/or any particular size for the panels so long as the towel (fabric) can be grasped with the hand, finger gripped and maneuvered for use in cleaning. Moreover, we note that the relative claim terms “superior”, “ease”, etc. employed in the rejected claims do not serve to patentably distinguish the claimed towel from Eng’s fabric. While Eng does not explicitly describe a cleaning, hand maneuverability, finger grasping functionality for their fabric, it is clear from a fair reading of Eng that it would be reasonable to infer such functionality from the fabric of Eng given the substantial correspondence thereof with the structural features required of Appellant’s towel, especially given that such hand and finger grasping characteristics would be expected of a fabric used in an article of clothing as described by Eng. Concerning the foldable edge feature of independent claim 11, we note that Appellant does not argue that this feature distinguishes the claimed towel over the fabric product of Eng.3 In this regard, we note that appealed claim 11 does not require that the towel edges are in a permanently folded condition and it is readily inferable that the flexible clothing fabric product of Eng has edges that are foldable. When a claimed product appears to be substantially identical to a product disclosed by the prior art, the burden is on the Applicant to prove that the product of the prior art does not necessarily or inherently possess characteristics or properties attributed to the claimed 3 Arguments not made in the Briefs are considered to be waived. See 37 C.F.R. § 41.37(c)(vii) (2006). 6 Appeal 2007-0486 Application 10/441,484 product. In re Spada, 911 F.2d 705, 708, 15 USPQ2d 1655, 1657-58 (Fed. Cir. 1990). Here, Appellant’s arguments in the Brief and the Reply Brief do not establish that the fabric of Eng would not be capable of being hand maneuvered and grasped with the fingers and a user’s hand for use as a cleaning towel or otherwise established reversible error in the Examiner’s anticipation rejection of claims 11 and 12. Similarly, the Examiner has reasonably found that Hoffman describes a skin care/cleaning device including a layer of body material that includes protrusive ridges (folds) (15, Fig. 7) formed by sewing and delineating a plurality of separate panels. Hoffman further describes the use of a fabric or denim material, among others as being useful in making the mitt shaped device. Hence, like the fabric article of Eng, the Hoffman device includes a body of material with ridges that reasonably corresponds with the claimed towel such that it is appropriate to shift the burden to Appellant to establish that Hoffman’s device would not possess characteristics or properties, such as maneuverability, and hand/finger grasping capability corresponding to that claimed by Appellant. Appellant’s arguments in the Briefs do not establish that the Hoffman structure would not have been capable of use as a cleaning towel. Moreover, we note that appealed claims 11 and 12 employ the open transitional term “comprising”, which does not exclude the presence of other layers of material being present in the towel besides the recited single layer of body material. Thus, Appellant’s argument with respect to the lining layer of Hoffman are unpersuasive because the provision of a lining layer such as the lining (3) of Hoffman is not excluded by the appealed claims. Moreover, the lining of Hoffman is readily 7 Appeal 2007-0486 Application 10/441,484 understood to be disclosed as an optional layer to be added for comfort; not as a required layer. We have no doubt that the ridged structured layer of Hoffman is capable of being grasped with a user’s hand and fingers and is maneuverable for use as a cleaning towel even though the device is ultimately formed in the shape of a mitt. In this regard, the location and relative size of the ridges and panels of appealed claims 11 and 12 are not limited by the recitation of specific numerical dimensions and/or a specific geometric profile. On this record, we affirm the Examiner’s separate anticipation rejections over Eng and Hoffman as to rejected claims 11 and 12. However, our disposition of the Examiner’s separate anticipation rejections over Eng and Hoffman as to rejected claim 13 is another matter. This is because rejected claim 13 requires that a seam is affixed about 0.25 to 0.5 inches from an edge of a fold in forming a protrusive ridge. Appellant mentions this claim feature several times throughout the Brief and Reply Brief in the arguments presented (see, e.g., Br. 7, Reply Br. 12).4 Our review of Eng and Hoffman reveals no express description of a seam being formed the claimed distance from a fold in forming a ridge. Nor has the Examiner explained how that feature is inherently disclosed in these 4 We recognize that Appellant also seems to have referred to each of Eng and Hoffman as disclosing the claimed seam offset distance from the edge of the fold (see, e.g., Br. 7 and 11). However, these references to Eng and Hoffman by Appellant are at odds with the descriptions found in these references and other statements made in the Briefs, at least as to Eng. Accordingly, like the Examiner, we do not refer to and rely on these statements as admissions of fact in considering the rejections before us. 8 Appeal 2007-0486 Application 10/441,484 applied references. It follows that we shall reverse the Examiner’s separate anticipation rejections over Eng and Hoffman as to claim 13. We reverse the Examiner’s anticipation rejection of claims 11, 12 and 14 over Ruddy. This is because we can find no description of a plurality of protrusive ridges in a layer of body material that delineates a plurality of separated panels as required by all of the rejected claims in the description or figures of Ruddy. The Examiner points to column 5, lines 11-15 of Ruddy (Answer 4). However, that section of the Ruddy disclosure merely notes that at least one seam can extend along or parallel to a second diameter of a blanket (40) that overlay another blanket layer having a first diameter and a seam (Ruddy, col. 5, ll. 11-15 and Figs. 2 and 5). While Ruddy inferentially describes two or more seams by the “at least one seam” language employed (id. col. 5, l. 13), Ruddy does not describe multiple ridges and a plurality of separated panels in a single body layer by this optional use of more than one seam, as is required by the appealed claims. It follows that we reverse the Examiner’s anticipation rejection of claims 11, 12, and 14 over Ruddy. We shall also reverse the Examiner’s § 112, second paragraph rejection of claim 14. The relevant inquiry under 35 U.S.C. § 112, second paragraph, is whether the claim language, as it would have been interpreted by one of ordinary skill in the art in light of Appellants’ Specification and the prior art, sets out and circumscribes a particular area with a reasonable degree of precision and particularity. See In re Moore, 439 F.2d 1232, 1235, 169 USPQ 236, 238 (CCPA 1971). 9 Appeal 2007-0486 Application 10/441,484 The Examiner argues that “Claim 14 is directed to a tuft … and … [s]ince claim 14 teaches a tuft, which is different than a tuck and can not be part of a tuck, claim 14’s dependence on claim 12 renders it unclear” (Answer 3). The Examiner, however, does not fairly explain why the claim language, as it would have been interpreted by one of ordinary skill in the art in light of Appellants’ Specification and the prior art, fails to set out and circumscribe a particular area with a reasonable degree of precision and particularity. In this regard, claim 12 merely sets forth a sewing technique that is used in forming the protrusive ridges (a product-by–process limitation). It is not clear from the Examiner’s rejection how the additional requirement for a protrusive ridge (designated as a tuft) formed at or near the location where two bodies of material are adjoined using a seam, which seam has a seam allowance is indefinite because of the dependency of claim 14 on claim 12. Consequently, we reverse the rejection under 35 U.S.C. § 112, second paragraph. REMAND We remand this application to the Examiner to order the Examiner to consider whether claims 13 and/or 14 would have been obvious within the meaning of 35 U.S.C. § 103(a) over any of the prior art of record, alone or in combination together with any other prior art that the Examiner is or may become aware of upon reconsideration of the claimed subject matter. For example, the Examiner should determine whether claim 13 would have been obvious, within the meaning of § 103(a), over either Eng or Hoffman in that locating a seam at the distance recited in claim 13 from a folded edge of 10 Appeal 2007-0486 Application 10/441,484 either of these references would appear to be a matter of selecting a workable or optimum location for the seam associated with the appropriate folds of these references, which folds were found by the Examiner to correspond with Appellant’s’ claimed ridges. CONCLUSION The Examiner’s decision to reject claims 11 and 12 under 35 U.S.C. § 102(b) as being anticipated by Eng and to reject claims 11 and 12 under 35 U.S.C. § 102(b) as being anticipated by Hoffman is affirmed. The Examiner’s decision to reject claim 13 under 35 U.S.C. § 102(b) as being anticipated by Eng; to reject claim 13 under 35 U.S.C. § 102(b) as being anticipated by Hoffman; to reject claims 11, 12 and 14 under 35 U.S.C. § 102(b) as being anticipated by Ruddy; and to reject claim 14 under 35 U.S.C. § 112, second paragraph as being indefinite for failing to particularly point out and distinctly claim the subject matter which Applicants regards as the invention is reversed. In addition to affirming the Examiner's rejection of one or more claims, this decision contains a remand. 37 CFR § 41.50(e) (effective September 13, 2004, 69 Fed. Reg. 49960 (August 12, 2004), 1286 Off. Gaz. Pat. Office 21 (September 7, 2004)) provides that [w]henever a decision of the Board includes a remand, that decision shall not be considered final for judicial review. When appropriate, upon conclusion of proceedings on remand before the examiner, the Board may enter an order otherwise making its decision final for judicial review. 11 Appeal 2007-0486 Application 10/441,484 Regarding any affirmed rejection, 37 CFR § 41.52(a)(1) provides "[a]ppellant may file a single request for rehearing within two months from the date of the original decision of the Board." The effective date of the affirmance is deferred until conclusion of the proceedings before the examiner unless, as a mere incident to the limited proceedings, the affirmed rejection is overcome. If the proceedings before the examiner do not result in allowance of the application, abandonment or a second appeal, this case should be returned to the Board of Patent Appeals and Interferences for final action on the affirmed rejections, including any timely request for rehearing thereof. AFFIRMED-IN-PART and REMANDED tc/ls REBECCA McKENZIE 1308 RD. 129, CABIN #4 GLENWOOD SPRINGS, CO 81601 12 Copy with citationCopy as parenthetical citation