Ex Parte Lipsky et alDownload PDFPatent Trial and Appeal BoardMar 13, 201310858860 (P.T.A.B. Mar. 13, 2013) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte SCOTT E. LIPSKY and PAUL BROWNLOW1 ____________ Appeal 2010-007381 Application 10/858,860 Technology Center 2100 ____________ Before BRUCE R. WINSOR, JEREMY J. CURCURI, and JAMES B. ARPIN, Administrative Patent Judges. ARPIN, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Appellants appeal under 35 U.S.C. § 134(a) from the Examiner’s rejection of claims 1, 3-6, 8-21, 29, 30, 32-35, 37-40, 44, and 45. Claims 2, 7, 22-28, 31, 36, and 41-43 are cancelled. App. Br. 1.2 We have jurisdiction under 35 U.S.C. § 6(b). We affirm. 1 Eqapez Foundation, L.L.C. is the real party in interest. 2 Throughout this opinion, we refer to (1) the Appeal Brief (App. Br.) filed December 7, 2009, supplementing the Appeal Brief filed October 20, 2009; Appeal 2010-007381 Application 10/858,860 2 INVENTION Appellants’ invention relates to methods and computer-readable media having computer–executable instructions stored thereon for displaying image information along with images. See generally Abstract. Claims 1 and 44 are illustrative and are reproduced below with disputed limitations emphasized: 1. A method in a computer system for displaying image information for an image, the method comprising: receiving by the computer system an image package that includes an image and an image description, the image description including: image information, instructions on how the image information is to be displayed, and timing information that specifies that the image information is to be displayed multiple times during the display of the image; displaying the image of the received image package; and displaying the image information of the image description of the received image package in accordance with the instructions of the image description and the timing information, wherein the image information is alpha blended with a portion of the displayed image. 44. The method of claim 1 wherein the image description further includes multiple layer specifications, each layer specification identifying a portion of the image information and specifying an alpha blending weighting factor that applies to the identified portion of the image information, and wherein the image information is alpha blended with a portion of the displayed image in accordance with the alpha blending weighting factor specified by each of the multiple layers. The Examiner relies on the following as evidence of unpatentability: (2) the Examiner’s Answer (Ans.) mailed February 23, 2010; and (3) the Reply Brief (Reply Br.) filed April 23, 2010. Appeal 2010-007381 Application 10/858,860 3 Kim US 2005/0071368 A1 Mar. 31, 20053 YOUNG, GEORGE, CASCADING STYLE SHEETS IN INTERNET EXPLORER 4.0, (Microsoft Corp. Oct. 15, 1997), available at http://msdn.microsoft.com/library/en-us/dnie40/html/css-ie4.asp?frame=true AYARS, JEFF, SYNCHRONIZED MULTIMEDIA INTEGRATION LANGUAGE (SMIL 2.0) W3C RECOMMENDATION (Aug. 7, 2001), available at http://www.w3.org/TR/2001/REC-smil20-20010807/smil20.html. REALNETWORKS, INC., REALNETWORKS PRODUCTION GUIDE WITH REALONE PLAYER, Chapter 9 (Oct. 1, 2002). LOWERY, SHELLY, INTERNET MARKETING TOOLS – ZIP/UNZIP BASICS - PART THREE (Archived Feb. 6, 2003), available at http://www.web- source.net/zip_basics.htm. ÇELIK, TANTEK, CSS3 COLOR MODULE, W3C CANDIDATE RECOMMENDATION (May 14, 2003), available at http://www.w3.org/TR/2003/CR-css3-color- 20030514. THE REJECTIONS 1. The Examiner rejected claims 1, 3-6, 8-11, 14-21, 29, 30, 32-35, and 37-40 under 35 U.S.C. § 103(a) as unpatentable over Kim, Lowery, and Ayars. Ans. 3-12. 2. The Examiner rejected claims 12 and 13 under 35 U.S.C. § 103(a) as unpatentable over Kim, Lowery, Ayars, and RealNetworks. Id. at 13. 3. The Examiner rejected claims 44 and 45 under 35 U.S.C. § 103(a) as unpatentable over Kim, Lowery, Ayars, Çelik, and Young. Id. at 13- 14. 3 Kim claims priority from a provisional application filed September 25, 2003. Appeal 2010-007381 Application 10/858,860 4 OBVIOUSNESS REJECTION OVER KIM, LOWERY, AND AYARS Regarding representative claim 1, the Examiner finds that Kim teaches all of the limitations recited in claim 1, except (1) that the image and the image description, including image information, are received in “an image package” and (2) that the image information transitions, i.e., is “displayed multiple times during the display of the image” and “is alpha blended with a portion of the displayed image.” Ans. 4 (citing Kim ¶¶ [0062], [[0064], [0067], [0069], [0075], [0093], [0097]). The Examiner finds, however, that Lowery’s teaching of the compression of more than one file into a single file teaches Appellants’ “image package.” Ans. 4 (citing Lowery, ¶¶ 1, 2). Further, the Examiner finds that Ayars teaches the display of information multiple times (Ayars, 200) and that Ayars teaches the fading of images, such as by alpha blending (id. at 309). Ans. 4. Moreover, because Ayars teaches that Synchronized Multimedia Integration Language (SMIL) timing features may be applied to other languages, such as Extensible Markup Language (XML), (Ayars, 169) and that it would be advantageous “to enable more presentation options and aesthetic effects” to image displays (id. at 307-8), the Examiner concludes that it would have been obvious to modify the teachings of Kim and Lowery in view of the teachings of Ayars to achieve Appellants’ method, as recited in claim 1. Ans. 4-5. Appellants argue that, because Kim uses XML elements to describe text and Ayars uses SMIL elements and because Kim teaches that, if its XML element is used, the characteristics defined by the XML element override those of other languages, such as SMIL and Hyper Text Markup Language (HTML) (Kim, ¶ [0065]), Kim teaches away from its combination Appeal 2010-007381 Application 10/858,860 5 with Ayars. App. Br. 7-9; Reply Br. 4-5. Consequently, Appellants contend that the Examiner fails to provide a reason for combining the teachings of Kim and Lowery with those of Ayars to achieve Appellants’ method, as recited in claim 1. App. Br. 10-11. ISSUES4 (1) Does Kim teach away from the combination of its teachings with those of Ayars in the manner proposed in the obviousness rejection? (2) Is the Examiner’s reason to combine the teachings of these references supported by articulated reasoning with some rational underpinning to justify the Examiner’s obviousness conclusion? ANALYSIS Based on the record before us, we see no error in the Examiner’s rejection of representative claim 1 which calls for, in pertinent part, “timing information that specifies that the image information is to be displayed multiple times during the display of the image” and that “the image information is alpha blended with a portion of the displayed image.” 1. Teaching Away. In Paragraph [0065], Kim states that: A element defines the position of a subtitle or caption on a screen. In the absence of the element, a default instruction may be used. HTML and [SMIL] formats offer a method 4 Appellants separately argue that Kim, Lowery, and Ayars fail to disclose all of the limitations of claims 1 and 29, but Appellants provide no evidence in support of this argument. App. Br. 10 (Subsection C.1.b.). It is well settled that arguments of counsel cannot take the place of factually supported objective evidence. See, e.g., In re Huang, 100 F.3d 135, 139-40 (Fed. Cir. 1996); In re De Blauwe, 736 F.2d 699, 705 (Fed. Cir. 1984). Therefore, we find the Appellants’ arguments on this point unpersuasive and do not address them further. Appeal 2010-007381 Application 10/858,860 6 of defining text properties. However, if the element is used, the characteristics defined by the element override others (emphasis added). Kim’s element is part of Kim’s ‘AudioWithText’ asset which is described using XML. Kim, ¶ [0059]. Appellants argue that “[o]ne skilled in the art would understand that an XML namespace, such as that described by Kim, provides unique XML elements and attributes.” App. Br. 8 (emphasis added). Although Kim describes that an HTML or SMIL element may be used as a default if the XML element is not present, Kim requires that, if present, the XML element “override” the other elements. Id. (citing Kim [0065]). Thus, according to Appellants, Kim “excludes” the use of any SMIL (or HTML) instruction, including Ayars’s repeat attribute. We disagree. Initially, we note that the language of Appellants’ claim 1 does not specify that the method is accomplished using XML, SMIL, HTML, or any other computer language. App. Br. 22; see also App. Br. 24 (claim 29). Consequently, to the extent that Appellants argue that any particular language is excluded from consideration in the examination of Appellants’ claims, we find such arguments are not commensurate with the scope of the claims. Further, the Examiner is not attempting to bodily incorporate the SMIL attributes of Ayars into the XML elements of Kim. See Ans. 15. Instead, the Examiner contends that “since Ayars discloses the benefit of having a repeat element, it would have been obvious to one of ordinary skill in the art at the time of the invention to simply add that feature to Kim.” Ans. 15-16 (emphasis added). Appeal 2010-007381 Application 10/858,860 7 As the U.S. Supreme Court explained, “when the prior art teaches away from combining certain known elements, discovery of a successful means of combining them is more likely to be nonobvious.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 416 (2007). Kim, however, does not teach that attributes taught or suggested by SMIL or SMIL modules may not be combined with or exchanged for attributes taught or suggested by an XML element. Instead, Kim merely expresses a preference for a particular XML element, when such element is present. As Appellants note, an attribute, such as Ayars’s repeatCount attribute (Ayars, 200), modifies certain features of an element. Reply Br. 4 (citing MICROSOFT COMPUTER DICTIONARY 41, 189 (5th ed. 2002)). Appellants fail to demonstrate that Kim’s teaching regarding an XML element overriding an SMIL element, also requires that any or every SMIL attribute also must be overridden or excluded. Consequently, we are not persuaded that Kim teaches away from the inclusion of attributes described in one language in elements described in any other language. As noted above, Appellants argue that “use of one of Kim’s unique XML elements excludes use of an SMIL (or HTML) instruction, such as Ayars’ repeat attribute.” App. Br. 8 (underlining in original). In response, the Examiner contends that “‘[o]verriding’ is not the same as ‘excluding’.” Ans. 15. This dispute misses the point. The question is not whether “overriding” is the same or different from “excluding,” but what is overridden or excluded. Here, Kim teaches that an SMIL element may be overridden or excluded if an XML element is present, but Appellants fail to identify where Kim describes what attributes may or may not be shared between elements of different languages. In Paragraph [0065], Kim merely Appeal 2010-007381 Application 10/858,860 8 expresses a preference for an element in one language over elements in another language. By itself, such a preference does not demonstrate a teaching away. Pregis Corp. v. Kappos, 700 F.3d 1348, 1355 (Fed. Cir. 2012); In re Peterson, 315 F.3d 1325, 1331-2 (Fed. Cir. 2003). Moreover, as the Examiner notes, Ayars specifically teaches that SMIL attributes, such as those relating to SMIL timing, may be used by authors of other XML languages. Ans. 4 (citing Ayars, 169). Thus, we are not persuaded that Kim teaches away from the combination of its teachings with Ayars, as that combination is proposed by the Examiner. 2. Reason to Combine. As noted above, because the Examiner finds that Ayars teaches that SMIL timing features are applied to other languages, such as XML, (Ayars, 169) and that it would be advantageous “to enable more presentation options and aesthetic effects” to image displays (id. at 307-8), the Examiner concludes that it would be obvious to modify the teachings of Kim and Lowery in view of the teachings of Ayars to achieve Appellants’ method, as recited in claim 1. Ans. 4-5. First, in describing the SMIL 2.0 Timing and Synchronization Module, including the repeat attributes, Ayars explains that “[t]here are two intended audiences for this module: implementers of SMIL 2.0 document viewers or authoring tools, and authors of other XML languages who wish to integrate timing and synchronization support.” Ayars, 169. Second, in describing the SMIL 2.0 Transition Effects Module, Ayars states that one aspect of presentations commonly seen on television has been noticeably absent from SMIL: transitions such as fades and wipes. In SMIL 1.0, any representation of transitions had to be “baked into” the media itself and there was no method of coordinating transitions Appeal 2010-007381 Application 10/858,860 9 across multiple media elements according to the timing framework of SMIL 1.0. The purpose of this section is to specify the semantics and syntax for describing transitions within SMIL and other XML-based documents. Ayars, 308 (emphasis added). Further, we note that Kim expressly provides that, although XML is preferred, SMIL and HTML formats may be used for defining text properties. Kim, ¶¶ [0065]; see Ans. 4-5. Thus, we are persuaded that the Examiner demonstrates sufficient reasons to combine the teachings of Kim and Ayars to establish a prima facie case of obviousness. Although Appellants raise several arguments challenging these reasons, we are not persuaded by those arguments. First, Appellants argue that the above-quoted statements in Ayars are “merely an objective of an individual reference.” App. Br. 11. Referring to the emphasized text, this argument, however, improperly limits what a person of ordinary skill in the relevant art would reasonably understand from the quoted statements and unduly narrows the teaching of Ayars. Second, citing In re Grasselli, 713 F.2d 731, 743 (Fed. Cir. 1983), Appellants again argue that Kim teaches away from its combination with Ayars. App. Br. 11-12. For the reasons set forth above, we are not persuaded by this argument. Third, Appellants argue that, because Ayars teaches numerous attributes, it is improper to pick from the “staggering number” of possible combinations of attributes to achieve the limitations, recited in Appellants’ claim 1. Id. at 12. Appellants argue that the Examiner “selectively picks elements of each of the individual references and ignores other elements.” Id. As the Examiner notes, however, “any judgment on obviousness is in a sense necessarily a reconstruction based on hindsight reasoning.” Ans. 17 (citing In re Appeal 2010-007381 Application 10/858,860 10 McLaughlin, 443 F.2d 1392, 1395, (CCPA 1971)). The Examiner, however, does not rely improperly on knowledge gleaned only from Appellants’ disclosure. Id. Despite its breadth, Ayars identifies the relevant limitations and suggests that those limitations should be used in various languages. Ayars, 169, 200, 307-9. Finally, Appellants contend that many examples provided by Ayars are irrelevant to or incompatible with Appellants’ recited method. App. Br. 12-13. Appellants argue that, in view of these other examples, the combination of Kim and Ayars is improper. Id. As the Examiner correctly notes, these examples are not relied upon to teach or suggest elements of Appellants’ claim 1 and whether those examples could be combined with Kim is not relevant to this rejection. Ans. 17. Thus, we determine that the Examiner’s reason to combine the teachings of Kim and Ayars is supported by articulated reasoning with sufficient rational underpinning to justify the Examiner’s obviousness conclusion. For the foregoing reasons, Appellants have not persuaded us of error in the rejection of: independent claim 1; independent claim 29, which includes substantially similar limitations as claim 1 and against which Appellants raise substantially identical arguments (App. Br. 9-13); and claims 3-6, 8-11, 14-21, 30, 32-35, and 37-40, which depend from either claim 1 or claim 29 and are not separately argued with particularity (id. at 10, 21). Therefore, we sustain the rejection of claims 1, 3-6, 8-11, 14-21, 29, 30, 32-35, and 37-40. Appeal 2010-007381 Application 10/858,860 11 OBVIOUSNESS REJECTION OVER KIM, LOWERY, AYARS, AND REALNETWORKS As noted above, the Examiner finds that Kim, Lowery, and Ayars teach all of the limitations of independent claim 1, from which claims 12 and 13 depend. Ans. 4-5. Nevertheless, the Examiner acknowledges that Kim, Lowery, and Ayars, collectively, do not disclose the limitations added by dependent claims 12 and 13. Id. at 13. The Examiner finds, however, that RealNetworks teaches the additional limitations of claims 12 and 13. Id. Appellants argue that claims 12 and 13 are distinguishable over the cited combination of references for the same reasons argued with respect to claim 1. App. Br. 13-15. Moreover, Appellants argue that RealNetworks fails to supply the alleged deficiencies in Kim, Lowery, and Ayars, as applied to independent claim 1. Id. at 13-14. For the reasons discussed above, Appellants fail to demonstrate that Kim, Lowery, and Ayars are deficient with respect to the obviousness rejection of claim 1; and we are not persuaded by this argument. Moreover, Appellants argue that the Examiner’s statement that “[RealNetworks] is [an] instruction manual for using SMIL” is merely a conclusory statement and does not offer an articulated reasoning with some rational underpinning to justify the Examiner’s obviousness conclusion. Id. at 14-15. RealNetworks teaches characteristics of SMIL and, in particular, horizontal and vertical arrangement characteristics. RealNetworks, 17-18. As determined above with respect to the combination of Kim and Ayars, Kim does not teach away from the inclusion of characteristics or attributes of non-XML elements in XML elements. Ans. 18. Kim merely teaches that, in certain situations, when both XML elements and non-XML elements are Appeal 2010-007381 Application 10/858,860 12 present, the XML elements may override the non-XML elements. See Kim, ¶ [0065]. As the U.S. Supreme Court explained, [w]hen a work is available in one field of endeavor, design incentives and other market forces can prompt variations of it, either in the same field or a different one. If a person of ordinary skill can implement a predictable variation, § 103 likely bars its patentability. For the same reason, if a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill. KSR, 550 U.S. at 417 (emphasis added). Although the Examiner could have more clearly expressed the reason for the combination of teachings, in view of the combination of the teachings of Kim and Ayars and the Court’s explanation of the justification for such combinations in KSR, we see no error in the Examiner’s combination of the teachings of RealNetworks with those of Kim, Lowery, and Ayars, in support of this rejection. Therefore, we sustain the rejection of claims 12 and 13. OBVIOUSNESS REJECTION OVER KIM, LOWERY, AYARS, ÇELIK, AND YOUNG Regarding representative claim 44, the Examiner finds that Kim, Lowery, and Ayars teach all of the limitations of independent claim 1, from which claim 44 depends. Ans. 3-5. Nevertheless, the Examiner acknowledges that Kim, Lowery, and Ayars do not specifically teach multiple layer specifications. Id. at 13-14. The Examiner finds, however, that Kim teaches that an image may be formatted according to Cascading Style Sheet (CSS) or HTML standards. Id. at 13; see Kim, ¶ [0063]. Moreover, Young teaches a manner of using these standards to define Appeal 2010-007381 Application 10/858,860 13 multiple layer specifications, each layer specification identifying a portion of HTML and specifying the style that applies to the identified portion. Id. (citing Young, 3, 22). The Examiner acknowledges that Kim, Lowery, Ayars, and Young do not teach that the layer specifications “specif[y] an alpha blending weighting factor that applies to the identified portion of the image information,” as recited in claim 44. Id. The Examiner finds, however, that Çelik teaches this limitation and that a person of ordinary skill in the relevant art would have reason to modify the teachings of the combined references to achieve this limitation. Id. at 14 (citing Çelik, § 3.2). Appellants argue that Young does not disclose “multiple layer specifications, each layer specification identifying a portion of the image information.” App. Br. 15-16. Moreover, Appellants argue that because Kim’s unique XML elements “exclude” use of an HTML (or SMIL) instruction, such as Young’s style attributes. Id. at 16. Although Çelik describes applying an opacity property that is applied to an HTML element and specifies an “alphavalue” between 0.0 (fully transparent) and 1.0 (fully opaque), Appellants argue that Çelik does not teach applying this alphavalue to an identified portion of the image information. Id. at 17. Moreover, Appellants argue that Kim’s unique XML elements “exclude” the use of an HTML (or SMIL) instruction, such as Çelik’s transparency property. Id. ISSUES (1) Under § 103, has the Examiner erred in rejecting claims 44 and 45 by finding that Kim, Lowery, Ayars, Çelik, and Young, collectively, teach or suggest “wherein the image description further includes multiple layer Appeal 2010-007381 Application 10/858,860 14 specifications, each layer specification identifying a portion of the image information”? (2) Is the Examiner’s reason to combine the teachings of these references supported by articulated reasoning with some rational underpinning to justify the Examiner’s obviousness conclusion? ANALYSIS We begin by construing the disputed limitation of claim 44 which calls for, in pertinent part, “the image description further include[ing] multiple layer specifications.” Appellants do not define “layers” in their Specification; and, although the Examiner proposes a definition for “layers,” the Examiner fails to identify a source for that proposed definition. Ans. 19. A pertinent definition of the related term “layering” is “[i]n computer graphics, grouping of logically related elements in a drawing. Layering enables a program user to view, and work on independently, portions of a graphic instead of the entire drawing.” MICROSOFT COMPUTER DICTIONARY 307 (5th ed. 2002). Thus, we construe the term “multiple layer specification” to describe specifications, including attributes or characteristics, of at least one of a plurality of portions of a graphic. Based on the record before us, we see no error in the Examiner’s rejection of representative claim 44. Referring to the example depicted on Page 22, Young describes that various justifications may be applied to various portions of the text in a graphic. We are persuaded that the application of different justifications, e.g., right, left, or center, to different portions of the graphic teaches the application of a layer specification. Ans. 13-14; see also App. Br. 16. Moreover, by locating a portion of the image Appeal 2010-007381 Application 10/858,860 15 information, e.g., a portion of the text of a graphic, Young identifies a portion of the image information. Id. Similarly, we are persuaded that Çelik teaches specifying an alpha blending weighting factor to be applied to the identified portion of the image information. Ans. 14. Referring to Section 3.2, Çelik teaches that “the opacity setting specifies how to blend the offscreen rendering into the current composite rendering.” Further, Çelik states that alphavalue applies to “all elements” and that an alphavalue is an opacity setting in the range of “0.0 (fully transparent) to 1.0 (fully opaque).” Çelik, § 3.2. Thus, we conclude that Çelik broadly teaches applying an alpha blending weighting factor to a portion of a graphic, so that it may be blended into or from a current rendering. Ans. 14. Moreover, because Young describes CSS standards and because Çelik specifically “proposes new properties and values for CSS3, as well as CSS1 and CSS2”; we agree with the Examiner that sufficient reason has been demonstrated to combine the teachings of Young and Çelik, both with each other and with Kim, Lowery, and Ayars.5 See Ans. 20. Finally, the Examiner argues that, because Young and Çelik are directed to HTML elements, each teaches away from its combination with Kim’s unique XML elements. App. Br. 16-17. As discussed above with respect to the rejection of claim 1, although Kim describes overriding the characteristics (e.g., attributes) of an HTML or SIML element if an XML element is used (Kim, ¶ [0065]), Appellants misread Kim as rejecting any 5 In response to Appellants’ separate argument that the combination of Kim, Lowery, Ayars, Young, and Çelik fail to disclose all of the limitations of claims 44 and 45 (App. Br. 19 (Subsection C.3.b.)), please see ftnt. 4 supra. Appeal 2010-007381 Application 10/858,860 16 characteristic that may appear in any element written in a different language. Appellants correctly note that “elements” and “attributes” have different meanings (Reply Br. 4), but Appellants misread Kim when they extend Kim’s preference between “elements” to prohibit the combination of teachings concerning the benefits of possible characteristics (e.g., “attributes”). Therefore, we here are not persuaded that Kim teaches away from its combination with Young or Çelik. Ans. 18-20. For the foregoing reasons, Appellants have not persuaded us of error in the rejection of claim 44 and claim 45, which includes substantially similar limitations as claim 44 and against which Appellants raise substantially identical arguments (App. Br. 18-20). Therefore, we sustain the rejection of claims 44 and 45. CONCLUSION The Examiner did not err in rejecting claims 1, 3-6, 8-21, 29, 30, 32- 35, 37-40, 44, and 45 under § 103. DECISION The Examiner’s decision rejecting claims 1, 3-6, 8-21, 29, 30, 32-35, 37-40, 44, and 45 is affirmed. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv) (2010). AFFIRMED rwk Copy with citationCopy as parenthetical citation