Ex Parte Liang et alDownload PDFPatent Trial and Appeal BoardOct 29, 201310767604 (P.T.A.B. Oct. 29, 2013) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 10/767,604 01/28/2004 Haixiang Liang 3875.0060001 5206 26111 7590 10/29/2013 STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C. 1100 NEW YORK AVENUE, N.W. WASHINGTON, DC 20005 EXAMINER CHEN, QING ART UNIT PAPER NUMBER 2191 MAIL DATE DELIVERY MODE 10/29/2013 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte HAIXIAN LIANG, ILYA STOMAKHIN, MARK GONIKBERG, and YURY GONIKBER ____________ Appeal 2011-004290 Application 10/767,604 Technology Center 2100 ____________ Before KRISTEN L. DROESCH, JENNIFER L. McKEOWN, and GREGG I. ANDERSON, Administrative Patent Judges. ANDERSON, Administrative Patent Judge. DECISION ON APPEAL Appellants appeal under 35 U.S.C. § 134(a) from the Examiner’s rejection of claims 9-13 and 19-46. We have jurisdiction under 35 U.S.C. § 6(b). We affirm-in-part. STATEMENT OF THE CASE Appellants’ disclosed invention relates to operational analysis of real- time communication systems and devices. Real-time information (e.g., samples, data, and commands) of a communication device is recorded over a period of time. A playback device or module executes a model of the real- time communication device in a non-real-time environment according to the Appeal 2011-004290 Application 10/767,604 2 recorded information that is equivalent to what occurred in the original device. Any problems that occurred in real-time may be repeated in non- real-time playback. See generally Spec., ¶¶ 1, 11. Claim 9 is illustrative: 9. A modem device comprising: a first input that operates to receive information from a first device that is utilizing the modem device to communicate with a second device through a communication network; a second input that operates to receive information from the second device through the communication network; and a recording module processor communicatively coupled to the first input and the second input that operates to fully record input information arriving at one or both of the first input and the second input during real- time operation of the modem device for subsequent non-real-time analysis. THE REJECTIONS 1. The Examiner rejected claims 9-13 and 39-41 under 35 U.S.C. § 102(e) as being anticipated by Abdelilah (U.S. 6,823,004 B1, issued Nov. 24, 2004, filed Oct. 29, 1999). Ans. 3-8. 1 2. The Examiner rejected claims 19-38, 42-44, and 46 under 35 U.S.C. § 103(a) as being unpatentable over Abdelilah and Kaler (U.S. 6,467,052 B1, issued Oct. 15, 2002). Ans. 8-30. 3. The Examiner rejected claim 45 under 35 U.S.C. § 103(a) as being unpatentable over Abdelilah, Kaler, and Read (U.S. 5,353,243 B1, issued Oct. 4, 1994). Ans. 30-31. 1 Throughout this opinion, we refer to (1) the Appeal Brief filed September 15, 2010 (“App. Br.”); (2) the Examiner’s Answer mailed October 13, 2010 (“Ans.”); and (3) the Reply Brief filed December 10, 2010 (“Reply Br.”). Appeal 2011-004290 Application 10/767,604 3 ISSUES (1) Under § 102, has the Examiner erred in rejecting claim 9 by finding that Abdelilah disclosed “a recording module processor communicatively coupled to the first input and the second input that operates to fully record input information arriving at one or both of the first input and the second input during real-time operation of the modem device for subsequent non-real-time analysis”? (2) Under § 102, has the Examiner erred in rejecting claim 10 by finding that Abdelilah disclosed “a command input that receives modem control commands from the first device, and wherein the recording module processor further causes modem control commands arriving at the command input during real-time operation of the modem device to be fully recorded for subsequent non-real-time analysis”? (3) Under § 102, has the Examiner erred in rejecting claim 11 by finding that Abdelilah disclosed “the first device is a personal computer, and wherein the recording module processor operates to cause the input information arriving at the first input from the personal computer and arriving at the second input from the second device through the communication network, during real-time operation of the modem device, to be fully recorded on a memory device of the personal computer”? (4) Under § 102, has the Examiner erred in rejecting claim 12 by finding that Abdelilah disclosed “the recording module processor operates to cause input information arriving at the first input from the first device and arriving at the second input from the second device through the communication network to be communicated to a networked computer communicatively coupled to the modem device over the communication Appeal 2011-004290 Application 10/767,604 4 network and fully recorded on a memory device of the networked computer”? (5) Under § 102, has the Examiner erred in rejecting claim 40 by finding that Abdelilah disclosed “the recording module processor is integrated into an integrated circuit of the modem device”? (6) Under § 102, has the Examiner erred in rejecting claim 41 by finding that Abdelilah disclosed “the recording module processor operates to cause the input information arriving at the first input and the second input during real-time operation of the modem device to be fully recorded in exactly the same sequence as the input information is received at the modem device”? (7) Under § 103, has the Examiner erred in rejecting claim 19 by finding that Abdelilah and Kaler collectively would have taught or suggested “a playback module communicatively coupled to the memory, the playback module comprising a model of the modem that the playback module executes according to the input information in the memory”? (8) Under § 103, has the Examiner erred in rejecting claim 23 by finding that Abdelilah and Kaler collectively would have taught or suggested “the model of the modem comprises a bit-exact software model of the modem that, when executed, produces results that are the same as an original modem that the bit-exact software model is modeling”? (9) Under § 103, has the Examiner erred in rejecting claim 35 by finding that Abdelilah and Kaler collectively would have taught or suggested “the model of the modem comprises a software component that is the same as a software component of the modem”? Appeal 2011-004290 Application 10/767,604 5 (10) Under § 103, has the Examiner erred in rejecting claim 36 by finding that Abdelilah and Kaler collectively would have taught or suggested “the model of the modem comprises a hardware component that is the same as a hardware component of the modem”? (11) Under § 103, has the Examiner erred in rejecting claim 45 by finding that Abdelilah, Kaler, and Read collectively would have taught or suggested “the model of the modem is a hardware model that comprises an actual hardware component that is the same as a hardware component of the modem being modeled”? ANALYSIS Rejection of claims 9 and 13 under 35 U.S.C. § 102 We begin by construing the key disputed limitation of claim 9 which recites, in pertinent part, “a recording module processor communicatively coupled to the first input and the second input that operates to fully record input information arriving at one or both of the first input and the second input during real-time operation of the modem device for subsequent non- real-time analysis.” The term at issue is italicized. The Examiner relies on Abdelilah to meet the disputed limitation. Ans. 4-5, 32-36. The Examiner finds there is no description in the Specification of “fully record” that requires that “all of the information arriving at one or both of the first input and the second input is recorded.” Ans. 33. Second, the Examiner finds the claim language itself does not dictate that “all information” be recorded. Id. Concerning recording one or both of the first and second inputs, the Examiner finds Abdelilah discloses a primary path 315, i.e., first input, and a secondary path both available to be Appeal 2011-004290 Application 10/767,604 6 recorded as the DSP memory 345. Ans. 4-5 (citing Abdelilah, col. 9, l. 66 through col. 10, l. 49). The Examiner provides the following example: Furthermore, as performance information may be collected on a real-time basis during a connection, pertinent data may be preserved which might otherwise be lost as a result of an event causing diagnostic data in the DSP memory 345 to be overwritten (for example, during retrains). The performance data may be recorded while the user of the client modem 310 is actively connected to a remote server modem in a normal manner such as through a service provider end user application (e.g. AOL, IGN Dialer and Windows Dial-up Networking) executing on the host system 300. Performance data may be obtained throughout the active connection operations including both the startup phases and during data communication as well as the disconnect procedures. Id. (quoting Abdelilah, col 10, ll. 30-44). The Examiner further finds“all data related to the performance of the modem must be recorded,” as would be recognized by one of ordinary skill from Abdelilah’s monitoring of the performance of the modem. Ans. 35. Appellants argue Abdelilah records only select data related to diagnostics, performance and internal states. App. Br. 8. The Specification is not limiting and simply describes examples of information that may be recorded. Reply Br. 5. The examples described in the Specification are not recited in claim 9. Id. Appellants disagree with the Examiner’s interpretation of “fully record” because it ignores “fully.” Reply Br. 6. Citing to a dictionary definition, Appellants contend “fully” means “completely.” Reply Br. 7. While not disputing that Abdelilah discloses recording “data, samples and commands of a modem,” Appellants note that the disputed limitation of claim 9 differs. Reply Br. 8-9. Appellants conclude by alleging one of ordinary skill would understand Abdelilah’s Appeal 2011-004290 Application 10/767,604 7 partial recording to be different from the claimed “fully record” limitation, which Appellants contend means “recording all input information.” Reply Br. 9-11. We apply the broadest reasonable interpretation of “fully record” consistent with the Specification. In re Am. Acad. Of Sci. Tech. Ctr., 367 F.3d 1359, 1364 (Fed. Cir. 2004). The Examiner looked to the Specification in finding that “fully record” does not require the recording of all information. The Examiner also looked at the claim language at issue to support the finding. We agree with the Examiner that, between the Specification and the claim language, “fully record” is met by recording modem performance data. Appellants represent the Examiner’s position equating the “input information arriving at one or both of the first input and the second input during real-time operation of the modem device” with the “samples, data, and commands and the like” erroneously omits the claimed “fully” record limitation. Reply Br. 7 (Table). Appellants do not address the Examiner’s position, that “input information” from two input devices is recorded in Abdelilah via primary and secondary input paths. Ans. 33-34. The Examiner’s finding is reasonable. Data, samples, and commands are the only inputs described or shown in the Specification. Spec. ¶ 16, 24, 28-29, 31, 33, and 36-37. We are not persuaded they are just examples of inputs when the Specification does not suggest or show any other possible input. Spec., Fig. 1. Further, there is nothing in the Specification or the claim language that would preclude “fully record” from meaning “fully” recording any of the parameters, as contrasted with all parameters, identified in the Specification, data, samples, or Appeal 2011-004290 Application 10/767,604 8 commands. The Examiner cites to paragraph 11 of the Specification. Ans. 33. Additionally, paragraph 21 describes the recording platform 103, without any description whatsoever of what “fully record” means. Indeed, “fully record” appears only once in the Specification, paragraph 11 as cited by the Examiner. “Fully record” does not appear at all in the claims as originally filed. The addition of “fully record” to the claims as they are now presented is a thin reed which does not support Appellants’ claim of patentable subject matter over the disclosure of Abdelilah. We are not persuaded of error in the Examiner’s interpretation and the rejection of claim 9 is sustained. Claim 13 depends from claim 9 and is not separately argued. The rejection of claim 13 is sustained for the same reasons already stated. Rejection of claim 10 under 35 U.S.C. § 102 Claim 10 depends from claim 9 and additionally recites “a command input that receives modem control commands from the first device, and wherein the recording module processor further causes modem control commands arriving at the command input during real-time operation of the modem device to be fully recorded for subsequent non-real-time analysis.” The Examiner finds Abdelilah discloses recording performance information including “call setup return codes (CSR CODE) such as those available on Microsoft Corporation's AT code #UD (UniModem diagnostic command specification) ....” Ans. 5 (citing Abdelilah, col. 9, ll. 33-37). The Examiner further finds the command inputs are recorded via the primary path of Abdelilah. Ans. 37. Appeal 2011-004290 Application 10/767,604 9 Appellants respond that the control commands of Abdelilah do not arrive “at the command input” and are not “fully recorded.” App. Br. 13- 14. Appellants also urge us to consider that Abdelilah discloses that “data transmitted on primary path 315 to modem 310 is the data to be transmitted over network 320, which is different than modem control commands. Reply Br. 13. We previously addressed the interpretation of “fully recorded” and Appellants do not sufficiently argue anything with respect to claim 10 that dictates any different result. 2 Nor do Appellants explain why Abdelilah does not disclose the control commands arriving at the command input. As per Abdelilah, the primary and secondary paths interconnect, i.e., arrive at, the host and with the DSP and DSP memory, i.e., recording module. Abdelilah, Fig. 3. Nor are we persuaded that the primary path 315, which the Examiner finds as a command input, merely transmits data. Data could include commands and the Appellants do not direct us to an explicit definition in the Specification for “command input.” The use of different words alone does not distinguish over Abdelilah. The rejection of claim 10 is therefore sustained. Rejection of Claims 11 and 39 under 35 U.S.C. § 102 Claim 11 depends from claim 9 and includes the additional limitation “the first device is a personal computer, and wherein the recording module processor operates to cause the input information arriving at the first input 2 Several arguments for patentability on the same basis are made with respect to other claims. Absent reason to do so, those contentions will not be further addressed unless stated otherwise. Appeal 2011-004290 Application 10/767,604 10 from the personal computer and arriving at the second input from the second device through the communication network, during real-time operation of the modem device, to be fully recorded on a memory device of the personal computer.” (Emphasis added). The Examiner notes “Abdelilah's invention records the communication operations of the modem arriving from the host system (personal computer) and the remote device (second device) on the DSP memory of the modem which is contained within the host system.” Ans. 39- 40. Among other arguments, Appellants note that the recording of Abdelilah occurs in the modem, and not on a memory device of a personal computer. App. Br. 14-15. Appellants point to Abdelilah Figure 3 as showing the DSP memory is part of the modem. Id. We agree with Appellants. The host system is relied on by the Examiner as disclosing a personal computer. Ans. 39. The host system, as Appellants point out, is not part of the DSP or DSP memory. We therefore reverse the rejection of claim 11. 3 Claim 39 depends on claim 11 and contains similar limitations. The rejection of claim 39 is reversed for the same reasons previously stated. 3 Upon further prosecution, we leave it to the Examiner to determine whether in view of additional prior art teachings or the general knowledge of one skilled in the art, it would have been obvious to one with ordinary skill to modify Abdelilah to include recording on a memory device of a personal computer. Appeal 2011-004290 Application 10/767,604 11 Rejection of Claim 12 under 35 U.S.C. § 102 Claim 12 depends from claim 9 and includes the additional limitation “the recording module processor operates to cause input information arriving at the first input from the first device and arriving at the second input from the second device through the communication network to be communicated to a networked computer communicatively coupled to the modem device over the communication network and fully recorded on a memory device of the networked computer.” The Examiner finds Abdelilah discloses a “networked computer” in describing a second host at a remote location. Ans. 41-42 (citing Abdelilah, col. 8, ll. 53-62). The second host is connected through the secondary path 335 to the host. Id. The invention is described as monitoring performance, and recording information, at the host. Id. The second host is described as another embodiment of the invention. Id. Appellants deny Abdelilah contains any “disclosure of a processor within Abdelilah's modem 310 that causes the information arriving at first and second inputs of the modem 310 to be fully recorded at a networked computer's memory device.” App. Br. 16. Appellants also contend the “fully recorded” limitation of claim 12 is not present in Abdelilah. Reply Br. 15. Appellants’ denial of the limitation as disclosed in Abdelilah is not persuasive. We sustain the rejection of claim 12 for reasons previously stated. Appeal 2011-004290 Application 10/767,604 12 Rejection of Claim 40 under 35 U.S.C. § 102 Claim 40 depends from claim 9 and includes as an additional limitation “the recording module processor is integrated into an integrated circuit of the modem device.” The Examiner finds the elements 340, 345, 355, and 360 of Figure 3 of Abdelilah meet the limitation. Ans. 7-8. The Examiner specifically points to the DSP memory as an integrated circuit of the recording module. Ans. 45-46. DSP is a digital signal processor. Id. Appellants repeat the “fully record” argument of claim 9. App. Br. 17. Appellants contend the DSP of Abdelilah is neither a processor nor a “recording module processor.” Reply Br. 17-18. Appellants’ denials that Abdelilah discloses the disputed elements are not persuasive. The Examiner’s findings are reasonable. We therefore sustain the rejection of claim 40. Rejection of Claim 41 under 35 U.S.C. § 102 Claim 41 depends from claim 9 and includes the additional limitation “the recording module processor operates to cause the input information arriving at the first input and the second input during real-time operation of the modem device to be fully recorded in exactly the same sequence as the input information is received at the modem device.” The Examiner finds the DSP memory further includes one or more first-in first-out buffers used to record state transitions made for one or more of the state machines of the modem. Ans. 8 (citing Abdelilah, col. 8, ll. 15- 20 and 28-33). The Examiner further clarifies: one of ordinary skill in the Appeal 2011-004290 Application 10/767,604 13 art would understand the state transitions would be recorded in the same sequence as the order of the modem’s state transitions. Ans. 47. In response to the Examiner’s clarified position, Appellants argue state transitions are not input information. Reply Br. 18. We agree with Appellants. The Examiner has shown no basis in Abdelilah for concluding that state transitions are input information. Absent some disclosure in Abdelilah or some finding that a skilled artisan would equate a state to an input there can be no anticipation. The rejection of claim 41 is reversed. Rejection of Claims 19-22, 24-29, 32, 33, 37, 38 and 43 under 35 U.S.C. § 103 Claim 19 is an independent claim similar to claim 9 discussed above. Claim 19 includes an additional limitation “a playback module communicatively coupled to the memory, the playback module comprising a model of the modem that the playback module executes according to the input information in the memory.” The Examiner finds: Kaler discloses: a playback module communicatively coupled to a memory, the playback module comprising a model of an application that the playback module executes according to input information in the memory (see Figure 14; Column 33: 15-20, “FIG. 14 illustrates various user interface features of an animated application model in an exemplary embodiment of the invention. The user interface features are shown generally by reference number 400. In the UI depicted in FIG. 14, diagrams are portrayed of the different blocks representing varying levels of detail of a hierarchical model of the application.”). (Emphasis added). Appeal 2011-004290 Application 10/767,604 14 Ans. 10. Appellants again argue “fully records” as it appears in claim 19. App. Br. 19-20. The Appellants further assert Kaler is addressed only in stating it addresses analyzing performance of a data processing system. App. Br. 20, Reply Br. 20. We sustain the rejection of claim 19 for the same reasons discussed in regard to claim 9. Appellants do not overcome, or respond to, the Examiner’s reasoning that Kaler teaches or suggests the modelling limitation in dispute. Independent claim 27 is argued as patentable with claim 19 and the rejection of claim 27 is sustained for reasons previously discussed. Claim 20 depends from claim 19 and has limitations similar to claim 12 where the rejection was sustained. Claims 21, 22, 24-26, 28, 29, 33, 37, 38, and 43 are not separately argued beyond their dependency from claim 19 or 27. Claim 32 depends from claim 27 and is argued as patentable based on reasons we have already rejected. For the reasons previously stated the rejections of claims 20-22, 24- 26, 28-29, 32, 33, 37, 38, and 43 are sustained. Rejection of Claims 23, 34, 42, and 46 under 35 U.S.C. § 103 Claim 23 depends from claim 19 and includes the additional limitation “the model of the modem comprises a bit-exact software model of the modem that, when executed, produces results that are the same as an original modem that the bit-exact software model is modeling.” (Emphasis added). The Examiner finds the Kaler model of a modem comprises a bit- exact software model of the modem. Ans. 13. When executed results that Appeal 2011-004290 Application 10/767,604 15 are the same as an original modem, being a “bit-exact software model.” Id. (citing Kaler, col. 32, ll. 57-62). Kaler discloses that “the animated application model shows the structure and activity of an application whose performance is being studied. Those of ordinary skill in the art would readily comprehend that the animated application model is a “bit-exact” software model of the application in order to accurately and precisely study its performance.” Ans. 50. Kaler “has utility in analyzing the performance of computer hardware.” Id. (citing Kaler, col. 3, ll. 58-65). Appellants contend Kaler does not teach bit-exact software model. App. Br. 26, Reply Br. 21. “Kaler’s animated application model shows the structure and activity of an application whose performance is being studied.” Id. (citing Kaler, col. 32, ll. 28-34). The Appellants’ Specification describes a bit-exact model as “producing results that are the same as the original device that the software model is modeling.” Spec., ¶ 33. In applying the broadest reasonable interpretation with the Specification, “bit-exact model software” produces the same results as the software being modeled. As the Examiner finds, Kaler teaches “an animated application model which the present invention generates to show the structure and activity of an application whose performance is being studied.” Ans. 50 (citing Kaler, col. 32, ll. 28-34). The Examiner’s findings are reasonable. The rejection of claim 23 is sustained. Claim 34 depends from claim 27 and is argued as patentable on the same basis. App. Br. 24-27. Claims 42 and 46 depend from claim 19 and are argued patentable for the same reasons advanced regarding claim 23. App. Br. 28. The rejections of claims 34, 42 and 46 are sustained for the reasons previously stated. Appeal 2011-004290 Application 10/767,604 16 Rejection of Claims 30 and 31 under 35 U.S.C. § 103 Claim 30 depends from claim 27 and includes the additional limitation that the input information is recorded to “a memory device of the computer.” The limitation is similar to claim 11 where we reversed the Examiner under § 102, and the Examiner relied on the same teachings of Abdelilah for disclosing the limitation. We reverse the rejection of claim 30. Claim 31 depends from claim 30 and the rejection of claim 31 is therefore reversed. Rejection of Claims 35 and 44 under 35 U.S.C. § 103 Claim 35 depends from claim 27 and includes the additional limitation “the model of the modem comprises a software component that is the same as a software component of the modem.” The Examiner finds Kaler teaches a model of a modem comprises a software component that is the same as a software component of the modem. Ans. 23 (citing Kaler, col. 33, ll. 15-20, Fig. 14). Figure 14 “illustrates various user interface features of an animated application model in an exemplary embodiment of the invention.” Id. Additionally, Kaler teaches an animated application model which shows the “structure and activity of an application whose performance is being studied.” Ans. 59 (citing Kaler, col. 32, ll. 28-34, Fig. 13). Appellants contend the cited portion of Kaler is not a “software component” and is just a user interface. Ans. 32. Kaler models an “application,” i.e., a software component, as the Examiner finds. Appellants do not persuade us of Examiner error and the Appeal 2011-004290 Application 10/767,604 17 rejection of claim 35 is sustained. Claim 44 depends from claim 19 and is argued as patentable on the same basis. App. Br. 32. The rejections of claims 35 and 44 are sustained for the reasons previously stated. Rejection of Claim 36 under 35 U.S.C. § 103 Claim 36 depends from claim 27 and includes the additional limitation “the model of the modem comprises a hardware component that is the same as a hardware component of the modem.” The Examiner cites to similar teachings of Kaler made in connection with claim 35. Ans. 24-25. The Examiner concludes it would have been “obvious to one of ordinary skill in the art at the time the invention was made to incorporate the teaching of Kaler into the teaching of Abdelilah to modify Abdelilah's invention to include the model of the modem comprises a hardware component that is the same as a hardware component of the modem; and executing the model of the modem comprises utilizing the hardware component.” Id. Appellants contend Kaler’s teaching has no teaching of any hardware component as a model for the modem. App. Br. 33. We agree with Appellants. Kaler is directed to a software model and does disclose a hardware model. The Examiner reaches, without support, the conclusion that a hardware model would have been obvious. This is insufficient. The rejection of claim 36 is reversed. Appeal 2011-004290 Application 10/767,604 18 Rejection of Claim 45 under 35 U.S.C. § 103 Claim 45 depends from claim 19 and includes the additional limitation “the model of the modem is a hardware model that comprises an actual hardware component that is the same as a hardware component of the modem being modeled.” The limitation is similar to the limitation discussed in connection with claim 36. The rejection of claim 45 is reversed for the reasons previously stated addressing claim 36. CONCLUSION The Examiner did not err in rejecting claims 9, 10, 12, 13, and 40 under § 102. The Examiner erred in rejecting claims 11, 39, and 41 under § 102. The Examiner did not err in rejecting claims 19-29, 32-35, 37, 38, 42- 44, and 46 under § 103. The Examiner erred in rejecting claims 30, 31, 36, and 45 under § 103. ORDER The Examiner’s decision rejecting claims 9, 10, 12, 13, 19-29, 32-35, 37, 38, 40, 42-44, and 46 is affirmed. The Examiner’s decision rejecting claims 11, 30, 31, 36, 39, 41, and 45 is reversed. Appeal 2011-004290 Application 10/767,604 19 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED-IN-PART kis Copy with citationCopy as parenthetical citation