Ex Parte LaoDownload PDFPatent Trial and Appeal BoardMay 30, 201411826436 (P.T.A.B. May. 30, 2014) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte GUILLERMO LAO ____________ Appeal 2011-011574 Application 11/826,436 Technology Center 3600 ____________ Before HUBERT C. LORIN, ANTON W. FETTING, and JOSEPH A. FISCHETTI, Administrative Patent Judges. LORIN, Administrative Patent Judge. DECISION ON APPEAL Appeal 2011-011574 Application 11/826,436 2 STATEMENT OF THE CASE Guillermo Lao (Appellant) seeks our review under 35 U.S.C. § 134 of the final rejection of claims 2-46. We have jurisdiction under 35 U.S.C. § 6(b) (2002). SUMMARY OF DECISION We AFFIRM.1 THE INVENTION Claim 2, reproduced below, is illustrative of the subject matter on appeal. 2. A computer-implemented method for using one or more items in accordance with one or more usage rights, the method comprising: receiving, by a computing device, a request from a user to use one or more items on the computing device; receiving, by the computing device, an identification element from a server, wherein the identification element is stored in a subscription database on the server and is associated with the user and corresponding user information in the subscription database, the computing device supporting at least one of: more than one user and more than one identification element from the subscription database; storing, by a secure component on the computing device, the identification element received from the server, wherein the secure component is used for enforcing the one or more usage rights; receiving, by the computing device, the one or more items and the one or more usage rights, wherein the one or 1 Our decision will make reference to the Appellantâs Appeal Brief (âBr.,â filed Feb. 4, 2011) and the Examinerâs Answer (âAnswer,â mailed Apr. 20, 2011). Appeal 2011-011574 Application 11/826,436 3 more items are encrypted, the one or more usage rights control use of the one or more items, and the one or more usage rights are associated with the identification element; and decrypting, by the secure component on the computing device, the one or more items on the computing device for the requested use of the one or more items, the requested use being permitted by the one or more usage rights and the one or more usage rights being associated with the identification element. THE REJECTIONS The Examiner relies upon the following as evidence of unpatentability: Ginter US 5,892,900 Apr. 6, 1999 Headings US 2002/0083006 A1 Jun. 27, 2002 The following rejections are before us for review: 2 1. Claims 2-46 are rejected under 35 U.S.C. § 112, first paragraph, as failing to comply with the written description requirement. 2. Claims 2-46 are rejected under 35 U.S.C. § 112, second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which Applicant regards as the invention.3 3. Claims 2-46 are rejected under 35 U.S.C. § 103(a) as being unpatentable over Ginter and Headings. 2 Appellantâs arguments with respect to the Examinerâs objection are not within the purview of the Board, and as such, will not be addressed on appeal. 3 This statement of a rejection under 35 U.S.C. § 112, second paragraph, applied to all claims on appeal covers three separate rejections. Appeal 2011-011574 Application 11/826,436 4 ISSUES Does the Examiner err in finding that the application fails to provide adequate written descriptive support for the step of âdecrypting, by the secure component on the computing device, the one or more items,â as recited in independent claims 2, 29, and similarly recited in claims 11, 20, and 38? Regarding the rejection under 35 U.S.C. § 112, second paragraph, there are two issues: (a) whether the Examiner errs in determining that claims 2 and 29 are indefinite when given the broadest reasonable construction in light of the Specification, and (b) whether the Examiner errs in determining that the Specification lacks adequate disclosure of the structures corresponding to the functions recited in the means-plus-functions clauses found in independent claims 11, 20, and 38, to particularly point out and distinctly claim the invention as required by the second paragraph of § 112. Does the Examiner establish a prima facie case of obviousness for the claimed subject matter over the prior art combinations? FINDINGS OF FACT We rely on the Examinerâs factual findings stated in the Answer. Additional findings of fact may appear in the Analysis below. ANALYSIS The rejection of claims 2-46 under 35 U.S.C. § 112, first paragraph, as failing to comply with the written description requirement. The Examiner takes the position that the step âdecrypting, by the secure component on the computing device, the one or more items,â as Appeal 2011-011574 Application 11/826,436 5 recited in claims 2 and 29, âis not specifically disclosed in the original written disclosure.â Ans. 4. Independent claims 11, 20, and 38 recite a similar limitation and are similarly rejected. Ans. 4-5. While acknowledging that the disclosure provides adequate support for a âdecryptingâ step, the Examiner asserts there is no support that ties the âdecryptingâ to a secure component on the computing device, as the amended claim requires. Ans. 4-5. The Appellant responds by reproducing paragraph [0032] of the instant Specification, which states: Because items of protected content 108 are encrypted or otherwise protected, they cannot be used by end users 114 without licenses 116 and software package 103 as a security component. DRM system 100 includes an activation device such as activation server 102 that is adapted to issue software package 103 to a usage device such as client 106 to allow one or more end users 114 to use a plurality of items of protected content 108. Br. 10 (bold added). The Appellant points out that paragraph [0032] of the instant Specification provides support which ties the claimed decryption step to the secure component. Br. 10. We have carefully reviewed the Specification and find the facts weigh in favor of the Appellantâs position. Compliance with the written description requirement is a question of fact. Ralston Purina Co. v. Far- Mar-Co, Inc., 772 F.2d 1570, 1575 (Fed. Cir. 1985). In our view, these statements in the Specification, among others (see e.g., para. [0018]), provide sufficient detail so âthat one skilled in the art can clearly conclude that the inventor invented the claimed invention [i.e., wherein the âdecryptingâ step is performed by the secure component on the Appeal 2011-011574 Application 11/826,436 6 computing device] as of the filing date sought.â In re Alonso, 545 F.3d 1015, 1019 (Fed. Cir. 2008). While not using the exact words, the Specification at paragraph [0032] does describe the software package as a security component being issued to the client device to allow the end user to use the protected content. Thus, the Examiner has not established, given the above descriptions, that the Specification fails to support the limitations recited in claims 2, 11, 20, 29, and 38. Accordingly, we find that the Appellant has shown that the Examiner erred in rejecting claims 2, 11, 20, 29, and 38 under 35 U.S.C. § 112, first paragraph. The rejection of claims 2-46 under 35 U.S.C. § 112, first paragraph, is reversed. The rejection of claims 2-46 under 35 U.S.C. § 112, second paragraph, as being indefinite. Claims 2-10 and 29-37 The Examiner rejects independent claims 2 and 29 under 35 U.S.C. § 112, second paragraph, as being indefinite because âthe instant Specification does not specifically disclose the claim term âsecure component.ââ Ans. 6. While acknowledging the Specification implicitly teaches that secure component comprises âa secure processor, secure storage, or secure rendering devices along with certified (trusted) software applications,â the Examiner determines that it is unclear what component represents a secure component on the computing device. Ans. 6. Thus, the Examiner finds the phrases âstoring, by a secure component on the computing deviceâ and âdecrypting, by the secure component on the computing device,â as recited by independent claims 2 and 29 to be unclear. Ans. 6. Appeal 2011-011574 Application 11/826,436 7 The difficulty with the Examinerâs position is that no claim construction analysis has been done. âThat determination [for definiteness] requires a construction of the claims according to the familiar canons of claim construction. Only after a thorough attempt to understand the meaning of a claim has failed to resolve material ambiguities can one conclude that the claim is invalid for indefiniteness.â All Dental Prodx, LLC v. Advantage Dental Prods., Inc., 309 F.3d 774, 780 (Fed. Cir. 2002). Part of that determination is to read the claims in light of the Specification. âThe requirement that the claims âparticularly point[] out and distinctly claim[]â the invention is met when a person experienced in the field of the invention would understand the scope of the subject matter that is patented when the claim is read in conjunction with the rest of the specification.â S3 Inc. v. NVIDIA Corp., 259 F.3d 1364, 1367 (Fed. Cir. 2001). Only then can a determination be made that the claimed subject matter is so unclear as to rise to the level of indefiniteness as proscribed by the second paragraph of § 112. Cf. Bancorp Servs. L.L.C. v. Hartford Life Ins. Co., 359 F.3d 1367, 1371 (Fed. Cir. 2004) (âWe have held that a claim is not indefinite merely because it poses a difficult issue of claim construction; if the claim is subject to construction, i.e., it is not insolubly ambiguous, it is not invalid for indefiniteness. That is, if the meaning of the claim is discernible, âeven though the task may be formidable and the conclusion may be one over which reasonable persons will disagree, we have held the claim sufficiently clear to avoid invalidity on indefiniteness grounds.â Exxon Research & Engâg Co. v. United States, 265 F.3d 1371, 1375 (Fed. Cir. 2001) (internal citation omitted).â) Appeal 2011-011574 Application 11/826,436 8 Accordingly, we find that the Appellant has shown that the Examiner erred in rejecting claims 2 and 29 under 35 U.S.C. § 112, second paragraph. The rejection of claims 2-10 and 29-37 under 35 U.S.C. § 112, second paragraph, is reversed. Claims 11-28 and 38-46 The Examiner rejected independent claims 11, 20, and 38 under 35 U.S.C. § 112, second paragraph, as being indefinite for failing to particularly point out and distinctly claim the invention. Ans. 6-9. The Examiner finds the âmeans for receiving a request from a user of a device to use one or more items on the device,â as recited by claims 11, 20, and 38, invokes 35 U.S.C. § 112, sixth paragraph, and as such, must be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. Ans. 7. According to the Examiner: 11. In the instant application, the following portions of the specification and drawings may appear to describe the corresponding structure for performing the claimed function(s): ¶0011, receiving a request from the at least one user to access the at least one item; ¶0026, user make a request for the protected content; ¶0033, license request is made based on request from a user; ¶0035, request on behalf of user; Fig. 5 and ¶0037 receiving content request; ¶0041, request on behalf of user; ¶0052, company sending request for license. 12. However, the specification and drawings do not disclose sufficient corresponding structure, material or acts for performing the claimed function: It appears the claimed means for receiving a request from a user, are broadly defined on ¶0018; ¶0026; ¶0028; ¶0033; ¶0035; ¶0037 and broadly shown in Fig. 1. However, the specification does not specifically Appeal 2011-011574 Application 11/826,436 9 disclose the specific machine performing the functions, rather discloses multiple computing devices capable of performing functions. Furthermore, the specification does not disclose algorithm as to how the recited function is performed. Therefore, the Appellant[] ha[s] failed to adequately describe sufficient structure for performing the claimed means. Ans. 8. The Appellant disagrees, arguing: According to the M.P.E.P., â[t]he disclosure of the structure (or material or acts) may be implicit or inherent in the specification if it would have been clear to those skilled in the art what structure (or material or acts) corresponds to the means (or step )-plus-function claim limitationâ [citations omitted]. Therefore, the means-plus- function elements recited in independent claims 11, 20, and 38 should be construed to include structure described in the specification. In particular, the specification explains, in paragraphs [0031], and [0058]-[0061]. . . . . Thus, the structure in the specification includes computing devices that can be programmed to execute the claimed function. Moreover, the specification explains, for example, that âsoftware package, and public and private key pair can be a single executable file and data files, or plural files or modules stored on the same device or on different devices.â Id., paragraph [0059]. Indeed, the specification generally discusses âdocuments or other content in forms readable by computers.â Id., paragraph [0003]. Thus, the structure in the specification also includes software stored on a device in a form readable by the computing devices, i.e., computer-readable media. Therefore, Appellant[] respectfully submit[s] that it would be clear to one of ordinary skill in the art that the functions in the mean-plus- function elements of claims 11, 20, and 38 are structurally embodied in the computer-readable media and structurally executed by computing devices. Br. 12-13. Appeal 2011-011574 Application 11/826,436 10 The Examiner correctly invokes means-plus-function treatment. A claim limitation that includes the term âmeansâ is presumed to be intended to invoke means-plus-function treatment, i.e., treatment under 35 U.S.C. §112, 6th paragraph. Rodime PLC v. Seagate Tech., Inc., 174 F.3d 1294, 1302 (Fed. Cir. 1999) (â[T]he court has presumed an applicant advisedly used the word âmeansâ to invoke the statutory mandates for means-plus- function clauses.â) The Appellant has not disputed that such treatment applies to the claims at issue. Br. 11. When the presumption is not rebutted, as here, means-plus-function claim language must be construed in accordance with 35 U.S.C. § 112, paragraph 6, by âlook[ing] to the specification and interpret[ing] that language in light of the corresponding structure, material, or acts described therein, and equivalents thereof, to the extent that the specification provides such disclosure.â In re Donaldson Co., 16 F.3d 1189, 1193 (Fed. Cir. 1994). The Examiner concedes that the Specification provides disclosure of structures corresponding to the functions recited in the means-plus-functions clauses of the claims. But the Examiner finds the disclosure inadequate; that is, the Examiner found the Appellant in effect failed to particularly point out and distinctly claim the invention as required by the second paragraph of section 112. â[I]f one employs means-plus-function language in a claim, one must set forth in the specification an adequate disclosure showing what is meant by that language. If an applicant fails to set forth an adequate disclosure, the applicant has in effect failed to particularly point out and distinctly claim the invention as required by the second paragraph of section 112.â Id. at 1195. Appeal 2011-011574 Application 11/826,436 11 Having carefully reviewed the Specification, we agree with the Examiner that the Appellant has failed to particularly point out and distinctly claim the invention as required by the second paragraph of section 112. Where there is no dispute that this limitation is written in means-plus- function form and falls under 35 U.S.C. § 112, ¶ 6, (Section 112, paragraph 6 provides: âAn element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure . . . in support thereof, and such claim shall be construed to cover the corresponding structure . . . described in the specification and equivalents thereof.â 35 U.S.C. § 112, ¶ 6 (2000).), the first step in the construction of a means-plus-function claim element is to identify the particular claimed function. Micro Chem., Inc. v. Great Plains Chem. Co., 194 F.3d 1250, 1258 (Fed. Cir. 1999). The second step in the analysis is to look to the specification and identify the corresponding structure for that function. Id. Under this second step, âstructure disclosed in the specification is âcorrespondingâ structure only if the specification or prosecution history clearly links or associates that structure to the function recited in the claim.â B. Braun Med., Inc. v. Abbott Labs., 124 F.3d 1419, 1424 (Fed. Cir. 1997). Independent claim 11 is directed to a system comprising five elements â all of which are in means-plus-function format. Independent claim 20 is directed to an apparatus comprising the same five means-plus-function elements and independent claim 38 is directed to a similar system comprising six means-plus-function elements. There is no dispute that the functions set forth in all the means-plus-function clauses in claims 11, 20, Appeal 2011-011574 Application 11/826,436 12 and 38 are implemented on a computer. The particular claimed functions of exemplary independent claim 11 are means for: o receiving a request from a user of a device to use one or more items on the device; o receiving an identification element from a server, wherein the identification element is stored in a subscription database on the server and is associated with the user of the device and corresponding user information in the subscription database, the device supporting at least one of: more than one user and more than one identification element from the subscription database; o storing the identification element received from the server in a secure component on the device, wherein the secure component is used for enforcing the one or more usage rights; o receiving the one or more items and the one or more usage rights, wherein the one or more items are encrypted, the one or more usage rights control use of the one or more items, and the one or more usage rights are associated with the identification element; and o decrypting, using the secure component, the one or more items for the requested use of the one or more items if the requested use is permitted by the one or more usage rights and if the one or more usage rights are associated with the identification element. The Appellant points to paragraphs [0031], and [0058]-[0061] of the Specification as disclosing the corresponding structure for these functions. Br. 12-13. These are reproduced below: [0031] In addition, it should be understood that whereas terms âserverâ and âclientâ are used below to describe the devices for implementing the present invention in the embodiment discussed herein, these terms should be broadly understood to mean any appropriate device for executing the function described. For instance, a personal computer, laptop, PDA or other hand held device, PDAs, or any other general purpose programmable computer, or combination of such devices, such as a network of computers may be used. Appeal 2011-011574 Application 11/826,436 13 [0058] It should again be understood that whereas the terms âserverâ and âclientâ are used to describe the devices for implementing the present invention in the illustrated embodiments above, these terms should be broadly understood to mean any appropriate device or devices for executing the described function. [0059] Communication between the various devices can be accomplished through any channel, such as a local area network (LAN), the Internet, serial communications ports, and the like. The communications channels can use wireless technology, such as radio frequency or infra-red technology. The various elements of the preferred embodiment such as the various servers and databases connected thereto are segregated by function for the purpose of clarity. However, the various elements can be combined into one device or segregated in a different manner. For example, software package, and public and private key pair can be a single executable file and data files, or plural files or modules stored on the same device or on different devices. The software package can be any exchange of information that permits license activation and need not include a rendering application, a public key can be any type of identification tag or code. Further, the function of the various devices can be combined. For example, a single device can accomplish the function of license server 110 activation server 102, subscription list manager 120, and client 106. Also, the functions can be combined or segregated into any number and configuration of devices. The various components and modules have separate utility and may exist alone or in combination. [0060] Any protocols, data types, or data structures can be used in accordance with the invention. Moreover, any appropriate means of expressing usage rights and conditions may be used in implementing the present invention. For instance, as previously noted, a rights language, e.g. a grammar such as XrMLTM can be used. [0061] While various embodiments in accordance with the present invention have been shown and described, it is understood that the invention is not limited thereto. The present invention may be changed, modified and further applied by those skilled in the art. Therefore, this invention is not limited to the detail shown and Appeal 2011-011574 Application 11/826,436 14 described previously, but also includes all such changes and modifications as are encompassed by the appended claims and legal equivalents. We do not see in these passages any mention of the functions recited in the means-plus-function clauses of the claims. It is impossible to determine the structure that the Specification is disclosing as the âcorrespondingâ structure because these passages do not clearly link or associate any structure to the functions recited in the claims. At best, these passages provide a list of known software-driven devices that can be used to perform any and all the recited functions. However, âa bare statement that known techniques or methods can be used does not disclose structureâ in the context of a means-plus-function limitation. Biomedino, LLC v. Waters Technologies Corp., 490 F.3d 946, 952 (Fed. Cir. 2007). âSimply disclosing software, however, âwithout providing some detail about the means to accomplish the function[,] is not enough.ââ Noah Sys., Inc. v. Intuit, Inc., 675 F.3d 1302, 1312 (Fed. Cir. 2012) (quoting Finisar Corp. v. DirecTV Grp., Inc., 523 F.3d 1323, 1340-41 (Fed. Cir. 2008)). â[W]hile it is true that the patentee need not disclose details of structures well known in the art, the specification must nonetheless disclose some structure.â Default Proof Credit Card Sys., Inc. v. Home Depot U.S.A., Inc. (d/b/a The Home Deport), 412 F.3d 1291, 1302 (Fed. Cir. 2005) (internal citation omitted). Here the Specification provides a list of software-driven devices but no details, no examples, and no explanation of how any of the software in the devices performs the recited functions. Simply put, [a] patentee cannot avoid providing specificity as to structure simply because someone of ordinary skill in the art would be Appeal 2011-011574 Application 11/826,436 15 able to devise a means to perform the claimed function. To allow that form of claiming under section 112, paragraph 6, would allow the patentee to claim all possible means of achieving a function. Blackboard, Inc. v. Desire2Learn, Inc., 574 F.3d 1371, 1385 (Fed.Circ. 2009). âSection 112, paragraph 6, is intended to prevent such pure functional claiming. Id. (citing Aristocrat Techs. Australia Pty Ltd. v. Intâl Game Tech., 521 F.3d 1328, 1333 (Fed. Cir. 2008)].â Function Media, L.L.C. v. Google Inc., 708 F.3d 1310, 1319 (Fed. Cir. 2013). Accordingly, the rejection as to independent claims 11, 20, and 38, and their dependent claims 12-19, 21-28, and 39-46 under 35 U.S.C. § 112, second paragraph, as being indefinite, is sustained. Claims 29-37 We summarily affirm the Examinerâs rejection of claims 29-37. The rejection of claims 29-37 is based on the Examinerâs finding that claim 29 is indefinite because it recites âcreating, by a server, an identification element stored in a subscription database of the server.â Ans. 9. The Appellant does not argue that this is error, but instead offers to âamend this claim element to âcreating, by a server, an identification element to be stored in a subscription database of the server.ââ Br. 13. Thus, the Appellant has not provided any analysis or findings as to why the rejection against claims 29-37 should be reversed. Accordingly, the rejection of claims 29-37 under 35 U.S.C. § 112, second paragraph, as being indefinite, is sustained. Appeal 2011-011574 Application 11/826,436 16 Obviousness Claims 2-46 are rejected under 35 U.S.C. § 103(a) as being unpatentable over Ginter and Headings. Claims 11-46 The rejection of claims 11-46 is reversed pro forma. As discussed above, we find claims 11-46 indefinite under 35 U.S.C. § 112, second paragraph. The rejection of claims 11-46 under 35 U.S.C. § 103(a) over the prior art must fall, pro forma, as being necessarily based on speculative assumptions as to the scope of these claims. See In re Steele, 305 F.2d 859, 862-63 (CCPA 1962). Our decision in this regard is based solely on the indefiniteness of the subject matter and does not reflect on the adequacy of the prior art evidence applied in support of the rejection. Claims 2-10 The Appellant argues independent claim 2-10 as a group (Br. 14-20). We select claim 2 as the representative claim for this group, and the remaining claims 3-10 stand or fall with claim 2. See 37 C.F.R. § 41.37(c)(1)(vii) (2011). The Appellant argues that a combination of Ginter and Headings fails to disclose or suggest âreceiving, by the computing device, an identification element from a server, wherein the identification element is stored in a subscription database on the server and is associated with the user and corresponding user information in the subscription database, the computing device supporting at least one of: more than one user and more than one identification element from the subscription database,â as recited by claim 2. Appeal 2011-011574 Application 11/826,436 17 Br. 15-20. Specifically, the Appellant argues that Ginter fails to disclose a computing device which supports âat least one of: more than one user and more than one identification element from the subscription databaseâ because the device in Ginter is associated with a single certificate for rights/content protection, and as such, does not teach or suggest âa subscription model that associates an identification element with a subscription user on a client device, where the client device supports more than one user and more than one identification element.â Br. 18. The argument is unpersuasive as to error in the rejection. Contrary to the Appellantâs argument, we agree with the Examiner that Ginter discloses a âcomputing deviceâ which supports âmore than one userâ and âmore than one identification element.â Ans. 22-24. As the Examiner points out, Ginter describes several different multi-user electronic devices including a wide- range of computers containing one or more microprocessors, cable TV decoders, and multimedia players which provide a distributed virtual distribution environment (VDE) (col. 62:24-50). Ginter discloses that different users using a VDE node are assigned unique user IDs which allows different users to maintain different rights at the VDE node (col. 293:13-48). Ginter also discloses that its users are able to move their subscription (i.e., rights) from one machine to another and define an account with a distributor or clearinghouse that is independent of the electronic appliance (col. 291:33- 41). Neither the claim nor the Specification provides any specific details about the type of âcomputing deviceâ to be used and, so, it is reasonable to assume the claimed method covers employing an electronic device similar to type disclosed by Ginter. Thus, we find the Appellantâs argument that the Appeal 2011-011574 Application 11/826,436 18 device in Ginter is only associated with a single certificate for rights/content protection to be unsupported. For the foregoing reasons, we sustain the rejection of claims 2-10. CONCLUSIONS The rejection of claims 2-46 under 35 U.S.C. § 112, first paragraph, as failing to comply with the written description requirement is reversed. The first rejection of claims 2-10 and 29-37 under 35 U.S.C. § 112, second paragraph, as being indefinite is reversed. The second rejection of claims 11-28 and 38-46 under 35 U.S.C. § 112, second paragraph, as being indefinite is affirmed. The third rejection of claims 29-37 under 35 U.S.C. § 112, second paragraph, as being indefinite is uncontested. The rejection of claims 2-10 under 35 U.S.C. § 103(a) as being unpatentable over Ginter and Headings is affirmed. The rejection of claims 11-46 under 35 U.S.C. § 103(a) as being unpatentable over Ginter and Headings is reversed pro forma. DECISION The decision of the Examiner to reject claims 2-46 is affirmed. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED llw Copy with citationCopy as parenthetical citation