Ex Parte Kokkonen et alDownload PDFBoard of Patent Appeals and InterferencesJan 9, 201210519955 (B.P.A.I. Jan. 9, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE _________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES __________ Ex parte KASPER KOKKONEN, JARMO KOSKIMAA, and SATU JYRKONEN __________ Appeal 2010-005774 Application 10/519,955 Technology Center 1700 ___________ Before JEFFREY T. SMITH, BEVERLY A. FRANKLIN, and KAREN M. HASTINGS, Administrative Patent Judges. HASTINGS, Administrative Patent Judge. DECISION ON APPEAL Appeal 2010-005774 Application 10/519,955 2 A. STATEMENT OF THE CASE This is a decision on appeal under 35 U.S.C. § 134 from an Examiner’s decision finally rejecting claims 1-13. An amendment after final canceled dependent claims 7 and 8 and amended claim 1 to include the limitations of claims 7 and 8 (see, e.g., App. Br. 5). Thus, the claims on appeal are 1-6 and 9-13 (App. Br. 4). We have jurisdiction under 35 U.S.C. § 6(b). We REVERSE. Claim 1, reproduced below, is illustrative of the subject matter on appeal. 1. An apparatus for feeding an anode into a metallurgical smelting reactor in an essentially horizontal position, said apparatus comprising: a bending element consisting of four rolling rollers configured to essentially completely bend the anode on both sides thereby providing the anode with a radius of curvature of about 1,000 - about 3,000 millimeters, wherein each rolling roller has a diameter ranging from 100 - 500 millimeters; a feeding funnel located below the bending element made of at least one part for feeding at least one anode at a time into the smelting reactor; wherein the apparatus is configured such that the essentially completely bent anode meets the surface of a melt contained in the smelting reactor in an essentially horizontal position. Claims 1-6 and 9-13 stand rejected under 35 U.S.C. § 103 as being unpatentable over Ikoma1 in view of Murakami2. 1 US 5,685,892 issued November 11, 1997. 2 US 4,578,977 issued April 1, 1986. Appeal 2010-005774 Application 10/519,955 3 B. DISCUSSION During examination, the Examiner bears the initial burden of establishing a prima facie case of obviousness. In re Oetiker, 977 F.2d 1443, 1445 (Fed. Cir. 1992). After review of the respective positions provided by Appellants and the Examiner, we agree with Appellants that the Examiner has not met the burden in this case for substantially the reasons set forth by Appellants in their Briefs. We add the following for emphasis. It is undisputed that Ikoma does not teach a configuration of four rolling rollers to “essentially completely bend an anode on both sides” to result in the claimed radius of curvature (Ans. generally). The Examiner relies upon Murakami to exemplify that four rolling rolls may be used to bend shape metal (Ans. 6). Appellants’ correctly point out that the Examiner has failed to establish that the rollers of Murakami have a diameter ranging from 100 to 500 millimeters as recited in claim 1 (App. Br. 13). Indeed, the Examiner does not dispute this, rather the Examiner’s position is that it would have been obvious to choose an appropriate diameter as well as an appropriate configuration of the rollers so as to result in the claimed radius of curvature of the material being worked on (that is, the anode) in the metallurgical furnace of Ikoma. Appellants further contend that, contrary to the Examiner’s position, Murakami does not teach that the roller diameter is a result effective variable (App. Br. 13) and also contend that there is insufficient motivation to replace the bending press of Ikoma with the four rolling rollers of Murakami since Murakami “has absolutely no relevance to the problem addressed” of the Appeal 2010-005774 Application 10/519,955 4 instant claims (Ans. 15; Reply Br. 21). Appellants further argue that the Examiner has not established that the apparatus of the combined prior art would have been configured to bend the anode as recited in claim 1 (e.g., App. Br. 13; Reply Br. 16). In addition, Appellants contend that the Examiner has failed to establish that the apparatus of the combined prior art would be configured to feed the anode in a horizontal position as recited in claim 1 (e.g., App. Br. 16; Reply Br. 22). For example, Appellants’ Specification teaches that a different inclination of the bottom part versus the top part of the feeding funnel “causes a change in the anode momentum, which turns the anode into a horizontal position.” (Spec. 6:15-25). We agree that the Examiner has not directed us to any evidence or persuasive technical reasoning that suggest that the rolling rollers of Murakami would have a diameter as claimed, nor that the apparatus of Ikoma as modified by Murakami would have been capable of bending the anode in the claimed configuration or capable of feeding the anode such that it meets the surface of the melt contained in the reactor in an essentially horizontal position. We therefore agree with Appellants that the Examiner has not adequately shown that the combined teachings of the prior art would have resulted in the claimed invention (see, e.g., App. Br. 14; Reply Br. 2). The Examiner’s rejection and response to argument presented in the Answer do not adequately address the concerns raised by the Appellants outlined above. “[R]ejections on obviousness grounds cannot be sustained by mere conclusory statements; instead, there must be some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007) (quoting In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006)). Appeal 2010-005774 Application 10/519,955 5 For the foregoing reasons, and those presented by Appellants in the Briefs, the Examiner has not satisfied the initial burden of presenting a prima facie case of obviousness, and we conclude that the Examiner’s rejection is also improperly based upon improper hindsight reasoning. KSR, 550 U.S. at 420 (The fact finder must be aware “of the distortion caused by hindsight bias and must be cautious of arguments reliant upon ex post reasoning;” citing Graham v. John Deere Co., 383 U.S. 1, 36 (1966) (warning against a “temptation to read into the prior art the teachings of the invention in issue”)). In light of these circumstances, a preponderance of the evidence supports the Appellants’ position, and the § 103(a) rejection is reversed. C. DECISION The decision of the Examiner is reversed. REVERSED sld Copy with citationCopy as parenthetical citation