Ex Parte KincaidDownload PDFBoard of Patent Appeals and InterferencesJun 15, 201010422163 (B.P.A.I. Jun. 15, 2010) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE __________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES __________ Ex parte ROBERT H. KINCAID __________ Appeal 2009-013965 Application 10/422,163 Technology Center 1600 __________ Decided: June 15, 2010 __________ Before DONALD E. ADAMS, MELANIE L. McCOLLUM, and STEPHEN WALSH, Administrative Patent Judges. McCOLLUM, Administrative Patent Judge. DECISION ON APPEAL This is an appeal under 35 U.S.C. § 134 involving claims to microarray feature location and quality control evaluation methods. The Examiner has rejected the claims as obvious. We have jurisdiction under 35 U.S.C. § 6(b). We affirm-in-part. Appeal 2009-013965 Application 10/422,163 2 STATEMENT OF THE CASE Claims 61, 66-68, 72-75, and 85-96 are pending and on appeal (App. Br. 3). We will focus on claims 95, 61, 68, 73, 74, and 85, which read as follows: 95. A method of locating features on a microarray, the method comprising: contacting a microarray with a labeled control target and a labeled test target under hybridization conditions, wherein the microarray comprises an array of features on a substrate, each feature comprising an oligomer test probe and an oligomer control probe, wherein said oligomer control probes hybridize to the labeled control target and an oligomer test probe hybridizes to the labeled test target; locating each of said features by detecting a control target signal emitted by the labeled control target hybridized to the control probe at each feature, wherein said locating comprises interrogating the microarray with a microarray scanner, and further wherein said locating is not dependent upon placement quality of the oligomer test probe at each feature. 61. The method of Claim [95, wherein the method further comprises separately detecting a test signal emitted by the hybridized labeled test target; and correlating the detected test signal and the detected control target signal], wherein the control probe is directly labeled with a control probe label that emits a control probe signal when excited by light, the control probe signal being different from the control target signal. 68. A method of locating features on a microarray with a microarray scanner, the microarray comprising a substrate having a surface, the method comprising: providing an array pattern of features on the surface of the substrate, wherein each feature of said array pattern of features comprises (i) a control probe, the control probe being directly associated with a control probe label that emits a control probe signal when exposed to a light; and (ii) an oligomer test probe, the oligomer test probe being directly associated with a test probe label that emits a test probe signal Appeal 2009-013965 Application 10/422,163 3 when exposed to the light, the test probe signal being different from the control probe signal; locating each feature by detecting the control probe signal from each feature, wherein said locating comprises interrogating the microarray with the microarray scanner, such that the microarray scanner detects the control probe signal from each feature in a control detection channel of the scanner, the microarray scanner detecting the test probe signals in a separate test detection channel of the scanner, wherein said locating is not dependent upon placement quality of the oligomer test probe at each feature; and evaluating data collected on the detected control probe signals and the detected test probe signals. 73. The method of Claim 68, further comprising: depositing a hybridization solution on the microarray based on the collected data, the hybridization solution comprising a test target that comprises a test target label, the test target label emitting a test target signal when excited by light, the test target signal being different from each of the control probe signal and the test probe signal, the test target hybridizing to at least some of the oligomer test probes, such that the test target label is indirectly associated with the hybridized oligomer test probes; interrogating the microarray, such that the microarray scanner further detects the test target signal on the hybridized oligomer test probes in a separate test detection channel of the scanner; and evaluating characteristics of the hybridization between the oligomer test probe and the test target using data collected from each of the separate detection channels of the scanner. 74. The method of Claim 73, wherein the hybridization solution further comprises a control target that is specifically complementary to the control probe, the control target comprising a control target label, the control target hybridizing to the control probes on each feature, such that the control target label is indirectly associated with the control probe at each feature, and wherein the control target label emits a control target signal when excited by light, the control target signal being different from each of the control probe signal, the test probe signal and the test target signal, and wherein interrogating the microarray comprises detecting the control target signal with microarray scanner in a separate control detection channel of the scanner. Appeal 2009-013965 Application 10/422,163 4 85. A method of performing a nondestructive quality control evaluation of a microarray comprising: providing a labeled control probe to a plurality of feature locations on the surface of a microarray substrate, the labeled control probe on the microarray emitting a control probe signal when excited by a light; locating each feature location of said plurality of feature locations by detecting the control probe signal at each feature location of said plurality of feature locations, wherein said locating comprises interrogating the microarray; evaluating data acquired from the interrogation, wherein evaluating comprises using the data acquired for modifying a subsequent deposition; and subsequently depositing an oligomer test probe to each of said feature locations of the microarray based on the acquired data, such that a feature comprising the labeled control probe and the oligomer test probe is provided at each feature location. Claims 95, 96, and 66 stand rejected under 35 U.S.C. § 103(a) as obvious over Stuelpnagel et al. (US 2002/0051971 A1, May 2, 2002) in view of Stern (US 5,981,956, Nov. 9, 1999) (Ans. 3). Claims 61 and 67 stand rejected under 35 U.S.C. § 103(a) as obvious over Stuelpnagel in view of Stern and Ramberg (US 5,962,225, Oct. 5, 1999) (Ans. 8). Claims 68 and 72-74 stand rejected under 35 U.S.C. § 103(a) as obvious over Stuelpnagel in view of Granados et al. (US 5,955,268, Sep. 21, 1999) and Stern (Ans. 10). Claim 75 stands rejected under 35 U.S.C. § 103(a) as obvious over Stuelpnagel in view of Granados, Stern, and Lockhart et al. (WO 97/27317 A1, Jul. 31, 1997) (Ans. 22). Claims 85-87 stand rejected under 35 U.S.C. § 103(a) as obvious over Besemer et al. (US 5,945,334, Aug. 31, 1999) in view of Noblett Appeal 2009-013965 Application 10/422,163 5 (US 6,362,004 B1, Mar. 26, 2002) and Troll (US 5,721,435, Feb. 24, 1998) (Ans. 24). Claim 88 stands rejected under 35 U.S.C. § 103(a) as obvious over Besemer in view of Noblett, Troll, and Stern (Ans. 29). Claims 89 and 90 stand rejected under 35 U.S.C. § 103(a) as obvious over Besemer in view of Noblett, Troll, Stern, Granados, and Ramberg (Ans. 31). Claim 91 stands rejected under 35 U.S.C. § 103(a) as obvious over Besemer in view of Noblett, Troll, Lockhart, and Ramberg (Ans. 36). Claim 92 stands rejected under 35 U.S.C. § 103(a) as obvious over Besemer in view of Noblett, Troll, Lockhart, Ramberg, and Stern (Ans. 39). Claim 93 stands rejected under 35 U.S.C. § 103(a) as obvious over Besemer in view of Noblett, Troll, Lockhart, Ramberg, and Granados (Ans. 40). Claim 94 stands rejected under 35 U.S.C. § 103(a) as obvious over Besemer in view of Noblett, Troll, Lockhart, Ramberg, Granados, and Stern (Ans. 43). PRINCIPLES OF LAW “It is axiomatic that, in proceedings before the PTO, claims in an application are to be given their broadest reasonable interpretation consistent with the specification and that claim language should be read in light of the specification as it would be interpreted by one of ordinary skill in the art.†In re Sneed, 710 F.2d 1544, 1548 (Fed. Cir. 1983) (citation omitted). Obviousness “analysis need not seek out precise teachings directed to the specific subject matter of the challenged claim.†KSR Int’l v. Teleflex Appeal 2009-013965 Application 10/422,163 6 Inc., 550 U.S. 398, 418 (2007). Instead, it proper to “take account of the inferences and creative steps that a person of ordinary skill in the art would employ.†Id. “A person of ordinary skill is also a person of ordinary creativity, not an automaton.†Id. at 421. I The Examiner rejects claims 95, 96, and 66 as obvious over Stuelpnagel in view of Stern (Ans. 3). The Examiner relies on Stuelpnagel for teaching a method having many of the limitations of claim 95 (id. at 3-5). In particular, the Examiner relies on Stuelpnagel for teaching “a microarray in the form of a microarray of microspheres wherein a plurality of locations each have an individual microsphere,†each location bearing a microsphere being considered a “feature†(id. at 3-4). The Examiner finds: Each microsphere comprises an oligomer test probe in the form of a capture probe that hybridizes to a test target in the form of target analyte . . . and an oligomer control probe in the form of an identifier binding ligand (i.e., IBL . . . ), which hybridizes to a[n] oligomer control target in the form of a decoder binding ligand (i.e., DBL . . . ). (Id. at 4.) The Examiner also finds that the “test target (i.e., target sequence) is labeled . . . and the DBL (i.e., control target) is also labeled†(id.). In addition, the Examiner finds that Stuelpnagel teaches “locating each of the features by detecting a control target signal emitted by the labeled control target hybridized to the control probe at each feature†(id.) The Examiner relies on Stern for teaching “using a microarray scanner to detect signals emitted by nucleic acids†(id. at 5). The Examiner concludes that it would have been obvious to modify Steulpnagel’s method Appeal 2009-013965 Application 10/422,163 7 “so that the signal emitted by [the] control target label i[s] detected in a channel of the microarray scanner as taught by Stern†(id. at 6). Appellant argues that “the proposed combination of Stuelpnagel and Stern fails to teach or suggest . . . ‘locating each of said features by detecting a control target signal emitted by the labeled control target hybridized to the control probe at each feature’ (emphasis added)†(App. Br. 9). Issue Does the evidence support the Examiner’s conclusion that Stuelpnagel teaches or suggests locating each feature of a microarray by detecting a control target signal emitted by the labeled control target hybridized to the control probe at each feature? Findings of Fact 1. Stuelpnagel discloses “microfluidic devices for the detection of a target analyte in a sample†(Stuelpnagel, ¶ [0007]). 2. In particular, Stuelpnagel discloses microfluidic devices including a detection module, the detection module comprising “an array substrate with a surface comprising discrete sites and a population of array microspheres (sometimes referred to herein as beads) distributed on the array surface,†each microsphere comprising a bioactive agent (id. at ¶¶ [0172]-[0173] & [0193]). 3. In order to use its device, Stuelpnagel discloses: The sample is introduced to the array in the detection module, and then immobilized or attached to the beads. In one embodiment, this is done by forming an attachment complex (frequently referred to herein as a hybridization complex when nucleic acid components are used) between a capture probe and a portion of the target analyte. Appeal 2009-013965 Application 10/422,163 8 (Id. at ¶ [0284].) 4. Stuelpnagel also discloses that “the microspheres may additionally comprise identifier binding ligands for use in certain decoding systems†(id. at ¶ [0211]). 5. In particular, Stuelpnagel states: The detection module of the microfluidic devices described herein are based on previous work comprising a bead-based analytic chemistry system in which beads, also termed microspheres, carrying different chemical functionalities are distributed on an array substrate comprising a patterned surface of discrete sites that can bind the individual microspheres. The beads are generally put onto the substrate randomly, and thus several different methodologies can be used to “decode†the arrays. (Id. at ¶ [0173].) 6. Stuelpnagel also discloses that coding/decoding “may be done in a variety of ways,†including “the use a decoding binding ligand (DBL), generally directly labeled, that binds to either the bioactive agent or to identifier binding ligands (IBLs) attached to the beads†(id. at ¶ [0174]). 7. In addition, Stuelpnagel discloses: “[D]ecoding†can use optical signatures, decoding binding ligands that are added during a decoding step, or a combination of these methods. The decoding binding ligands will bind either to a distinct identifier binding ligand partner that is placed on the beads, or to the bioactive agent itself, for example when the beads comprise single-stranded nucleic acids as the bioactive agents. The decoding binding ligands are either directly or indirectly labeled, and thus decoding occurs by detecting the presence of the label. (Id. at ¶ [0175].) Appeal 2009-013965 Application 10/422,163 9 8. Stuelpnagel also discloses: Once the identity (i.e. the actual agent) and location of each microsphere in the array has been fixed, the detection array is exposed to samples containing the target analytes, although . . . this can be done prior to or during the analysis as well. . . . The target analytes will bind to the bioactive agents . . . and results in a change in the optical signal of a particular bead, resulting in detection. (Id. at ¶ [0176] (emphasis added).) 9. In addition, Stuelpnagel discloses that, “after the array is made, it is ‘decoded’ in order to identify the location of one or more of the bioactive agents, i.e. each subpopulation of beads, on the substrate surface†(id. at ¶ [0230] (emphasis added)). 10. Stuelpnagel also discloses determining “the location of every bioactive agent . . . using decoder binding ligands (DBLs)†(id. at ¶ [0236] (emphasis added)). Analysis Stuelpnagel discloses a microfluidic device “for the detection of a target analyte in a sample,†the device including a detection module comprising “an array substrate with a surface comprising discrete sites and a population of array microspheres (sometimes referred to herein as beads) distributed on the array surface†(Findings of Fact (FF) 1-2). To decode the array, Stuelpnagel discloses allowing decoding binding ligands (DBLs), which have been labeled, to bind to identifier binding ligands (IBLs) placed on the beads and detecting the presence of the labels (FF 4-7). Stuelpnagel discloses fixing “the identity . . . and location of each microsphere in the array†(FF 8); that the array “is ‘decoded’ in order to identify the location of Appeal 2009-013965 Application 10/422,163 10 one or more of the bioactive agents†(FF 9); and determining “the location of every bioactive agent . . . using decoder binding ligands (DBLs)†(FF 10). Thus, we cannot agree with Appellant that Stuelpnagel does not disclose “locating†each feature of the microarray. Conclusion The evidence supports the Examiner’s conclusion that Stuelpnagel teaches or suggests locating each feature of a microarray by detecting a control target signal emitted by the labeled control target hybridized to the control probe at each feature. We therefore affirm the obviousness rejection of claim 95. Claims 96 and 66 have not been argued separately and therefore fall with claim 95. 37 C.F.R. § 41.37(c)(1)(vii). II The Examiner rejects claims 61 and 67 as obvious over Stuelpnagel in view of Stern and Ramberg (Ans. 8). In rejecting these claims, the Examiner relies on Stuelpnagel and Stern as discussed above (id.). The Examiner additionally finds that Stuelpnagel teaches that “the control probe is directly labeled with a control probe label that emits a control probe signal when excited by light; namely, the IBL is a fluorescent molecule†(id.). In addition, the Examiner finds that Stuelpnagel teaches that “detection uses labels having different optical signatures . . . , and that the detected optical signals result from different ratios of mixtures of fluorochromes†(id.). However, the Examiner acknowledges that “neither Stuelpnagel et al nor Stern explicitly teaches the control probe signal is different from the control target signal; i.e., that each type of nucleic acid is differentially labeled†(id.). Appeal 2009-013965 Application 10/422,163 11 The Examiner relies on Ramberg for teaching a method wherein a plurality of different nucleic acids, in the form of labeled probes, wherein each different type of nucleic acid (i.e., capture probe and reporter probe) has a different type of label . . . , which has the added advantage of allowing minimization of the number of false signals . . . because the detection of one label is independent of the detection of the other. (Id. at 8-9.) The Examiner concludes that it would have been obvious “to have modified the labeled control target nucleic acids and labeled control probe nucleic acids in the method of Stuelpnagel et al in view of Stern so that each of the different types of nucleic acids is labeled with a different label as taught by Ramberg†because such a “modification would have resulted in a method having the added advantage of allowing independent detection of each of the labels . . . allowing minimization of the number of false signals as taught by Ramberg†(id. at 9). Appellant argues that “the proposed combination of Stuelpnagel- Stern-Ramberg fails to teach or suggest that ‘the control probe is directly labeled with a control probe label that emits a control probe signal when excited by light, the control probe signal being different from the control target signal,’ as required by claims 61 and 67†(App. Br. 11 (emphasis omitted)). Issue Does the evidence support the Examiner’s conclusion that Stuelpnagel, Stern, and Ramberg teach or suggest a control probe directly labeled with a control probe label that emits a control probe signal when excited by light, the control probe signal being different from the control target signal? Appeal 2009-013965 Application 10/422,163 12 Findings of Fact 11. Stuelpnagel discloses that complementary nucleic acids are suitable IBL-DBL binding pairs (Stuelpnagel, ¶ [0212]). 12. Stuelpnagel also discloses that “the IBL is a molecule whose color or luminescence properties change in the presence of a selectively- binding DBL†or “in the presence of various solvents†(id. at ¶¶ [0213]- [0214]). 13. In addition, Stuelpnagel discloses that “the DBL may be attached to a bead, i.e., a ‘decoder bead’, that may carry a label such as a fluorophore†(id. at ¶ [0215]). 14. Stuelpnagel also discloses: [E]ach subpopulation of microspheres may comprise a unique optical signature or optical tag that is used to identify the unique bioactive agent of that subpopulation of microspheres; that is, decoding utilizes optical properties of the beads such that a bead comprising the unique optical signature may be distinguished from beads at other locations with different optical signatures. This assigns each bioactive agent a unique optical signature such that any microspheres comprising that bioactive agent are identifiable on the basis of the signature. These optical signatures comprised dyes, usually chromophores or fluorophores, that were entrapped or attached to the beads themselves. Diversity of optical signatures utilized different fluorochromes, different ratios of mixtures of fluorochromes, and different concentrations (intensities) of fluorochromes. (Id. at [0218].) 15. In addition, Stuelpnagel discloses: In a preferred embodiment, the arrays do rely solely on the use of optical properties to decode the arrays. However, . . . it is possible in some embodiments to utilize optical signatures as an additional coding method, in conjunction with the other Appeal 2009-013965 Application 10/422,163 13 methods outlined below. . . . [T]he use of two populations of beads, one with an optical signature and one without, allows the effective doubling of the array size. The use of multiple optical signatures similarly increases the possible size of the array. (Id. at ¶ [0219].) 16. Ramberg discloses methods “for the detection of nucleic acid sequences†that “may include one, two, or three levels of specificity to minimize false positive signals†(id. at col. 4, ll. 2-10). 17. Ramberg discloses that the “initial level of specificity utilizes protection molecules . . . to bind to specific target sequences of interest . . . , form[ing] the protected nucleic acid sequence (PNAS)†(id. at col. 4, ll. 23- 30). 18. Ramberg also discloses that a second level of specificity involves the use of a capture probe and that a “third level of specific detection involves the addition of a labeled reporter probe,†both the capture and reporter probes being “capable of associating with the PNAS†(id. at col. 4, ll. 46-59, & col. 5, ll. 9-13). 19. In addition, Ramberg discloses that the “reporter probe may be labelled with any labels known in the art such as . . . with a fluorescent reporter molecule†(id. at col. 5, ll. 16-21). 20. Ramberg also discloses that the “capture probe or protection molecule could be labeled so that the captured PNAS could be detected†(id. at col. 15, ll. 8-10). 21. In addition, Ramberg discloses: [The capture and labeling steps] could also be combined into a single hybridization/capture step with no purification in between. Since each probe is unique to its own target sequence, Appeal 2009-013965 Application 10/422,163 14 there should be no danger of cross hybridization to produce false signals. This possibility is further reduced by the fact that each probe carries a different label (i.e. capture with Dig vs. reporter with FITC). (Id. at col. 19, ll. 14-21, & col. 8, ll. 2-7.) Analysis Stuelpnagel discloses that complementary nucleic acids are suitable IBL-DBL binding pairs (FF 11). The Examiner has not pointed to a clear teaching in Stuelpnagel that both nucleic acids of the IBL-DBL binding pair are labeled. However, Stuelpnagel clearly discloses that the DBL is labeled such as with a fluorophore (FF 6, 7, & 13). In addition, Stuelpnagel discloses that “the IBL is a molecule whose color or luminescence properties change†(FF 12). Thus, we conclude that it would have been obvious to label the IBL nucleic acid, as well as the DBL nucleic acid, with a label that emits a signal when excited by light. Stuelpnagel also discloses the use of diverse optical signals (FF 14- 15). In addition, Ramberg discloses different probes having different labels (FF 21). In view of these disclosures, we agree with the Examiner that it would have been obvious for the IBL and DBL labels to emit different signals “allowing independent detection of each of the labels†(Ans. 9). We recognize that Ramberg discloses different labels on two probes that hybridize to a common target rather than two nucleic acids that hybridize to each other (FF 18). However, the Examiner is not relying on Ramberg to show that it would have been obvious to include labels on both the IBL and the DBL (Ans. 49). Instead, the Examiner is merely relying on Ramberg to show that it was known in the art to include different labels on Appeal 2009-013965 Application 10/422,163 15 different nucleic acids (Ans. 8-9). We agree with the Examiner that a person of ordinary skill in the art would have applied Ramberg’s teachings, yielding the method with labeled probes that Appellant now claims. We also do not agree with Appellant that Ramberg generally fails to overcome the deficiencies of Stuelpnagel and Stern, because we concluded that Stuelpnagel and Stern were not generally deficient. Conclusion The evidence supports the Examiner’s conclusion that Stuelpnagel, Stern, and Ramberg teach or suggest a control probe directly labeled with a control probe label that emits a control probe signal when excited by light, the control probe signal being different from the control target signal. We therefore affirm the obviousness rejection of claim 61. Claim 67 has not been argued separately and therefore falls with claim 61. 37 C.F.R. § 41.37(c)(1)(vii). III The Examiner rejects claims 68 and 72-74 as obvious over Stuelpnagel in view of Granados and Stern (Ans. 10). The Examiner also rejects claim 75 as obvious over Stuelpnagel in view of Granados, Stern, and Lockhart (id. at 22). The Examiner relies on Stuelpnagel for teaching a method having many of the limitations of these claims (id. at 10-20). However, the Examiner acknowledges that Stuelpnagel does “not explicitly teach the oligomer test (i.e., capture) probe is labeled†or “that each of the labels are detected with a microarray scanner in a separate channel†(id. at 12 & 13). Appeal 2009-013965 Application 10/422,163 16 The Examiner relies on Granados for teaching “labeling the oligomer test (i.e., capture) probe†(id. at 12). The Examiner concludes that it would have been obvious to modify Stuelpnagel’s method “so that the oligomer test (i.e., capture) probe is also fluorescently labeled as taught by Granados†(id.). The Examiner relies on Stern for teaching “using a microarray scanner to detect signals emitted by different labels on the nucleic acids†(id. at 14). The Examiner concludes that it would have been obvious to modify the method of Stuelpnagel and Granados “so that the different control probe signal and test probe signal are each detected in the different channels of the microarray scanner as taught by Stern†(id.). Appellant argues that “the proposed combination of Stuelpnagel- Stern-Granados fails to teach or suggest . . . ‘locating each feature by detecting the control probe signal from each feature’†(App. Br. 15 (emphasis omitted)). With regard to claim 73, Appellant argues that “the proposed combination of references fails to teach or suggest ‘depositing a hybridization solution on the microarray based on the collected data’†(id. at 16 (emphasis omitted)). With regard to claim 74, Appellant argues that “the proposed combination of references fails to teach or suggest ‘the control target signal being different from each of the control probe signal, the test probe signal and the test target signal’†(id. at 18 (emphasis omitted)). Appeal 2009-013965 Application 10/422,163 17 With regard to claim 75, which depends from claim 74, Appellant argues that “Lockhart fails to cure the deficiencies discussed above in the context of claims 68, 73 and 74†(id. at 19). Issues Does the evidence support the Examiner’s conclusion that Stuelpnagel, Granados, and Stern teach or suggest locating each feature by detecting the control probe signal from each feature? With regard to claim 73, does the evidence support the Examiner’s conclusion that Stuelpnagel, Granados, and Stern teach or suggest depositing a hybridization solution on the microarray based on the collected data? With regard to claim 74, does the evidence support the Examiner’s conclusion that Stuelpnagel, Granados, and Stern teach or suggest the control target signal being different from each of the control probe signal, the test probe signal, and the test target signal? Findings of Fact 22. Stuelpnagel discloses: [T]he methods of the invention are useful in array quality control. Prior to this invention, no methods have been described that provide a positive test of the performance of every probe on every array. Decoding of the array not only provides this test, it also does so by making use of the data generated during the decoding process itself. (Stuelpnagel, ¶ [0277].) 23. Granados discloses: The capture probes are labeled with a “signal generating system†which, as used herein, means a label or labels that generate differential signals in the presence and absence of target. Thus, a signal is generated in a “target dependent Appeal 2009-013965 Application 10/422,163 18 manner†which means that in the absence of target sequence, a given signal is emitted which undergoes a detectable change upon hybridization between a capture probe and its target sequence. (Granados, col. 4, ll. 17-25.) 24. For example, Granados discloses that, “in the case where a capture probe is labeled with an intercalation dye, the fluorescent signal emitted from the dye increases in intensity upon hybridization between the capture probe and its complementary target sequence†(id. at col. 5, ll. 37- 40). 25. In addition, Granados discloses that, “in the event a capture probe is labeled with a PORSCHA dye, a complementary target sequence labeled with another PORSCHA dye will change the spectral properties of the PORSCHA dye on the capture probe upon hybridization†(id. at col. 5, ll. 47-51). Analysis Stuelpnagel discloses that the IBL, which the Examiner considers the control probe (Ans. 11), “is a molecule whose color or luminescence properties change in the presence of a selectively-binding DBL†(FF 12). As discussed above, Stuelpnagel discloses fixing “the identity . . . and location of each microsphere in the array†(FF 8); that the array “is ‘decoded’ in order to identify the location of one or more of the bioactive agents†(FF 9); and determining “the location of every bioactive agent . . . using decoder binding ligands (DBLs)†(FF 10). Thus, we cannot agree with Appellant that Stuelpnagel does not disclose or suggest “locating†each feature by detecting its control probe signal. Appeal 2009-013965 Application 10/422,163 19 With regard to claim 73, the Examiner finds that it would have been obvious “to have based the deposition of the hybridization solution in the microarray on the collected data because a person of ordinary skill in the art . . . would only use the array if the collected quality control data indicated that the array was of sufficient quality for use†(Ans. 54). We agree. Stuelpnagel discloses depositing a hybridization solution on the microarray after the decoding step (FF 8). In addition, Stuelpnagel discloses using the decoding step to test the quality of the array (FF 22). When the user of Stuelpnagel’s method decides to continue after the quality testing, i.e., go on to deposit the hybridization solution because the quality test data shows the microarray is adequate for use, the hybridization solution is being deposited “based on the collected data.†Appellant has not adequately explained why we should disregard the meaning of Stuelpnagel’s decoding step, which collects data for the purpose of making a decision to continue using the microarray. With regard to data collected on the detected test probe signals, we note that the Examiner relies on Granados to disclose labeling the test probes (Ans. 12). Granados discloses that the “capture probes are labeled with a ‘signal generating system’ which . . . means a label or labels that generate differential signals in the presence and absence of target†(FF 23). Thus, when Stuelpnagel and Granados are considered together, we agree with the Examiner that it would have been obvious to consider the data collected on the detected test probe signals (i.e., signals from the capture probe), as well as the data collected on the detected control probe signals (i.e., signals from the IBL), in conducting Stuelpnagel’s quality testing. Appeal 2009-013965 Application 10/422,163 20 With regard to claim 74, Stuelpnagel discloses that complementary nucleic acids are suitable IBL-DBL binding pairs (FF 11). Stuelpnagel also discloses that the DBL is labeled such as with a fluorophore (FF 6, 7, & 13). In addition, Stuelpnagel discloses that “the IBL is a molecule whose color or luminescence properties change†(FF 12). Stuelpnagel also discloses the use of diverse optical signals (FF 14-15). In view of these disclosures, as well as the disclosures in Granados of different labels (FF 23-25), we agree with the Examiner that it would have been obvious for the DBL label to emit a signal that is different from the IBL signal, as well as from the signals emitted by the capture probe and the target. Conclusion The evidence supports the Examiner’s conclusion that Stuelpnagel, Granados, and Stern teach or suggest locating each feature by detecting the control probe signal from each feature. We therefore affirm the obviousness rejection of claim 68. Claim 72 has not been argued separately and therefore falls with claim 68. 37 C.F.R. § 41.37(c)(1)(vii). The evidence also supports the Examiner’s conclusion that Stuelpnagel, Granados, and Stern teach or suggest depositing a hybridization solution on the microarray based on the collected data. We therefore affirm the obviousness rejection of claim 73. In addition, the evidence supports the Examiner’s conclusion that Stuelpnagel, Granados, and Stern teach or suggest the control target signal being different from each of the control probe signal, the test probe signal, and the test target signal. We therefore affirm the obviousness rejections of claims 74 and 75. Appeal 2009-013965 Application 10/422,163 21 IV The Examiner rejects claims 85-87 as obvious over Besemer in view of Noblett and Troll; claim 88 as obvious over Besemer in view of Noblett, Troll, and Stern; claims 89 and 90 as obvious over Besemer in view of Noblett, Troll, Stern, Granados, and Ramberg; claim 91 as obvious over Besemer in view of Noblett, Troll, Lockhart, and Ramberg; claim 92 as obvious over Besemer in view of Noblett, Troll, Lockhart, Ramberg, and Stern; claim 93 as obvious over Besemer in view of Noblett, Troll, Lockhart, Ramberg, and Granados; and claim 94 as obvious over Besemer in view of Noblett, Troll, Lockhart, Ramberg, Granados, and Stern (Ans. 24-45). The Examiner relies on Besemer for teaching a method having many of the limitations of claim 85 (id. at 24-25). In particular, the Examiner finds that “each array of Besemer et al (including the identifying mark) is interpreted as a feature location in accordance with the instant specification†(id. at 58-59). However, the Examiner acknowledges that Besemer does “not teach the reference mark (i.e., control) is a probe; i.e., a nucleic acid†(id. at 25). The Examiner relies on Noblett for teaching “a reference mark in the form of a nucleic acid control probe†(id. at 26). The Examiner concludes that it would have been obvious to modify Besemer’s method “so that the reference mark is a nucleic acid, and thus a control probe, as taught by Noblett†(id.). The Examiner relies on Troll for teaching “fluorescent reference marks†(id. at 27). The Examiner concludes that it would have been obvious Appeal 2009-013965 Application 10/422,163 22 to modify the method of Besemer in view of Noblett “so that the reference fiducial control probe is fluorescent[, as] taught by Troll†(id.). The Examiner relies on Stern, Granados, Ramberg, and Lockhart for disclosing features of claims that depend from claim 85 (id. at 29-45). Appellant argues: the proposed combination of references fails to teach or suggest “depositing an oligomer test probe to each of said feature locations of the microarray based on the acquired data, such that a feature comprising the labeled control probe and the oligomer test probe is provided at each feature location†(emphasis added). (App. Br. 20). Issue Does the evidence support the Examiner’s conclusion that Besemer, Noblett, and Troll teach or suggest that a feature comprising the labeled control probe and the oligomer test probe is provided at each feature location? Findings of Fact 26. The Specification states that “[m]icroarrays typically comprise a plurality of polymers, e.g., oligomers, . . . on a substrate in an array pattern†(Spec. 1). 27. The Specification discloses: “The plurality of probes and/or targets in each location in the array is known in the art as a ‘nucleic acid feature’ or ‘feature’. A feature is defined as a locus onto which a large number of probes and/or targets all having the same nucleotide sequence are immobilized.†(Id. at 1-2.) Appeal 2009-013965 Application 10/422,163 23 28. However, the Specification states the “the term ‘feature’ for the purposes of the invention is defined as a locus comprising both a control probe and an oligomer test probe immobilized thereon†(id. at 6). 29. Besemer discloses “a method for making [a] chip package . . . compris[ing] the steps of first forming a plurality of probe arrays on a substrate and separating the substrate into a plurality of chips†(Besemer, col. 2, ll. 15-20). 30. Besemer Figure 1a is reproduced below: Besemer “FIG. 1a illustrates a wafer 100 on which numerous probe arrays 110 are fabricated†(id. at col. 4, ll. 45-46). 31. Besemer discloses: “Wafer 100 includes a plurality of marks 145 that are located in streets 150 (area adjacent to the probe arrays). Appeal 2009-013965 Application 10/422,163 24 Such marks may be used for aligning the masks during the probe fabrication process. In effect, the marks identify the location at which each array 110 is to be fabricated.†(Id. at col. 5, ll. 7-12.) 32. Noblett discloses a microarray scanning system “having a least one fiducial mark on [a] planar substrate as a means for positioning and aligning the substrate for subsequent spot placement, analysis, or comparison procedures†(Noblett, Abstract). 33. Noblett discloses that its invention “will have the effect of automatically registering features such as microarray spots that have been accurately placed relative to the fiducial mark locations†(id. at col. 3, ll. 32- 35). 34. Noblett Figure 2 is reproduced below: Noblett “FIG. 2 is a diagrammatical view of the sample surface of [a] microarray sample . . . including an array of target spots†(id. at col. 3, ll. 43- 45). Appeal 2009-013965 Application 10/422,163 25 35. Noblett discloses: The microarray sample 100 includes at least one microarray 121 deposited on the sample surface 103. The microarray 121 comprises a plurality of target spots 123, usually arrayed in rows and columns. . . . [A] first fiducial mark 125 and a[n] optional second fiducial mark 127 are disposed on the test surface 103 proximate the microarray 121. The first fiducial mark 125 is a spot of approximately the same size as the size of the target spot 123, and may include the same target material forming the target spots 123. (Id. at col. 5, ll. 32-41.) Analysis The Specification discloses: “The plurality of probes and/or targets in each location in the array is known in the art as a ‘nucleic acid feature’ or ‘feature’. A feature is defined as a locus onto which a large number of probes and/or targets all having the same nucleotide sequence are immobilized.†(FF 27.) However, the Specification states the “the term ‘feature’ for the purposes of the invention is defined as a locus comprising both a control probe and an oligomer test probe immobilized thereon†(FF 28). Thus, in the context of claim 85, we interpret the term “feature†to mean a location in the microarray onto which both a control probe and an oligomer test probe are immobilized. In rejecting claim 85, the Examiner considers “each array of Besemer et al (including the identifying mark) . . . as a feature location†(Ans. 58-59). However, the evidence of record does not support the Examiner’s conclusion that one of ordinary skill in the art would consider one of Besemer’s arrays 110, together with at least a portion of the street 150 between two arrays that includes at least one mark 145, to be a feature location. On the Appeal 2009-013965 Application 10/422,163 26 contrary, Besemer describes each of elements 110 as a separate array and refers to street 150, on which is located mark 145, as an “area adjacent to the probe arrays†(FF 30-31). Similarly, Noblett refers to element 121 as a microarray, refers to the first fiducial mark 125 as being “disposed on the test surface 103 proximate the microarray 121,†and identifies a microarray spot 123 as a “feature†(FF 33-35). Thus, we do not agree that the Examiner has set forth a prima facie case that Besemer, Noblett, and Troll, as combined, disclose or suggest that a feature comprising the labeled control probe and the oligomer test probe is provided at each feature location. Conclusion The evidence does not support the Examiner’s conclusion that Besemer, Noblett, and Troll teach or suggest that a feature comprising the labeled control probe and the oligomer test probe is provided at each feature location. We therefore reverse the obviousness rejections of claim 85 and of claims 86-94, which depend from claim 85. SUMMARY We affirm the obviousness rejections of claims 61, 66-68, 72-75, 95, and 96. However, we reverse the obviousness rejections of claims 85-94. Appeal 2009-013965 Application 10/422,163 27 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). AFFIRMED-IN-PART alw AGILENT TECHNOLOGIES, INC. LEGAL DEPARTMENT, DL429 INTELLECTUAL PROPERTY ADMINISTRATION P.O. BOX 7599 LOVELAND, CO 80537-0599 Copy with citationCopy as parenthetical citation