Ex Parte GreenDownload PDFBoard of Patent Appeals and InterferencesJan 29, 200910921198 (B.P.A.I. Jan. 29, 2009) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________ Ex parte RONALD GREEN ____________ Appeal 2008-1700 Application 10/921,198 Technology Center 3600 ____________ Decided: January 29, 2009 ____________ Before WILLIAM F. PATE III, JOHN C. KERINS, and STEVEN D.A. McCARTHY, Administrative Patent Judges. WILLIAM F. PATE III, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF CASE This is an appeal from the final rejection of claims 1, 2, 7-14, 16-22 and 24-27. Claims 3-6, 15 and 23 have been cancelled. These are all of the claims in the application. Appeal 2008-1700 Application 10/921,198 2 We have jurisdiction over the appeal pursuant to 35 U.S.C. §§ 6 and 134. The claimed invention is directed to a meditation cushion and a meditation mat each characterized by the presence of slow recovery, low resilience, temperature sensitive viscoelastic foam. The foam is said to allow the user to maintain a proper alignment of pelvis and spine during meditation. A method of meditation is also claimed. Claims 1 and 14 are illustrative of the claimed subject matter. 1. A meditation sitting cushion comprising: an upper layer of slow recovery, low resilience, temperature sensitive visco- elastic foam; and a lower, less compressive supporting layer of material selected from a group consisting essentially of buckwheat hulls, spelt hulls and kapok natural fiber for providing a firm base of support, said lower layer and said upper layer being enclosed together in a cover material, said lower and upper layers adapted to maintain a proper alignment of pelvis and spine of a sitting user on said cushion. 14. A meditation mat comprising: a layer of slow recovery, low resilience, temperature sensitive visco-elastic foam enclosed between an upper layer of cotton batting and a lower layer of cotton batting. REFERENCES The references of record relied upon by the examiner as evidence of obviousness are: Yamada 4,064,578 Dec. 27, 1977 Summer 5,134,740 Aug. 04, 1992 Appeal 2008-1700 Application 10/921,198 3 Tegner DES 355,077 Feb. 07, 1995 Landvik 6,159,574 Dec. 12, 2000 REJECTIONS Claims 1-2 and 7-9 stand rejected under 35 U.S.C. § 103(a) as unpatentable over Appellant’s admitted prior art as shown in Figure 5 of the application in view of Landvik and Yamada. Claims 10-13 stand rejected under 35 U.S.C. § 103(a) as unpatentable over Appellant’s admitted prior art in view of Landvik, Yamada and further in view of Tegner. Claims 14 and 16-21 stand rejected under 35 U.S.C. § 103(a) as unpatentable over Summer in view of Landvik. Claims 22 and 24-26 stand rejected under 35 U.S.C. § 103(a) as unpatentable over Appellant’s admitted prior art in view of Landvik and further in view of Summer. Finally, claim 27 stands rejected under 35 U.S.C. § 103(a) as unpatentable over Appellant’s admitted prior art in view of Landvik and Yamada. FINDINGS OF FACT 1. In Appellant’s Figure 5, admitted prior art, a person using a meditation cushion and mat is shown. The cushion is shown as comprised of a cover filled with buckwheat hulls, spelt hulls, kapok or some other cushioning natural. The cushion is placed on a mat, the interior of which is not shown. It is noted that the meditator assumes Appeal 2008-1700 Application 10/921,198 4 a meditation position which includes establishing a pocket for the hips on the meditation cushion. See Figure 5 and Specification 1:8 - 5:18. 2. Landvik discloses mattresses and cushions (col. 1, l. 5) for providing a laminated support for pressure relief comprising at least two layers of foam adhered together wherein at least one layer is of viscoelastic foam. See column 1, lines 40-44. The foam support can be comprised of a single layer of viscoelastic foam and a single layer of polyurethane foam adhered together. See column 1, lines 51-53. The viscoelastic properties of the laminated support respond to body weight and body temperature. Therefore, the hard viscoelastic material will initially firmly support a body thereon and will soften at pressure points. The support subsequently gently molds to the form of the body, allowing pressure to be absorbed uniformly and distributed evenly across the support. See column 1, lines 54-64. Accordingly, it is our finding that Landvik teaches the use of viscoelastic foam in cushions for the purpose of gently molding to the form of the body and eliminating pressure points. 3. Yamada discloses a therapeutic cushion comprising two layers. The air permeable cloth cover encloses a sponge mat a which is in turn supported by the so-called slider material b which is comprised of fibrous natural material such as banya, chaffs, rice hulls, buckwheat hulls, feathers, synthetic resin fibers and the like. See column 2, lines 40-45 and column 3, lines 20-25. The foam disclosed by Yamada is normal polyurethane foam, so Yamada differs from the claimed Appeal 2008-1700 Application 10/921,198 5 subject matter in that the foam layer is not temperature sensitive viscoelastic foam. See Yamada column 2, lines 57-68. 4. Tegner is a design patent directed to a portable chair cushion. It shows a cushion of right-circular-cylindrical shape whose height is somewhat less than the cushion’s diameter. See Figure 1. 5. Summer discloses a meditation support designed to maintain the position of the meditator in a comfortable position with a vertical torso. It discloses a wedge-shaped triangular cushion, the front thereof resembling a fish tail. See column 1, lines 26-31. The notch at the front is provided for the heel of the user. The cushion is constructed of a fabric cover sewn over a resilient material such as kapok, cotton batting or flexible foam. See column 3, lines 37-41. Another embodiment is provided where the cushion has a rigid plastic base which provides stackability. The rigid plastic has a first layer of resilient padding thereon. See column 7, line 25 – column 8, line 7. ISSUES Appellant provides several contentions that are alleged to apply generally to all of the grounds of rejections. The first contention is that the claimed cushion and mat provide unexpected results. To buttress this argument, Appellant has submitted three declarations under 37 C.F.R § 1.132. Appellant next contends that there is no motivation to combine the prior art references. Appellant further contends that simplicity of the invention is not a bar to patentability and that the invention must be analyzed as a whole. Appellant further argues that the substitution of an equivalent Appeal 2008-1700 Application 10/921,198 6 material does not necessarily render the invention obvious, and the substitution of the viscoelastic foam provides new properties that improve the product. Finally, Appellant relies on praise by those skilled in the art, long-felt, but unresolved need, and the perception of need by those skilled in the art. With respect to the rejection of claims 1, 2 and 7-9, Appellant argues that there is no motivation to combine the references, that the Examiner combines these references only through hindsight, and that the teachings of the references are incompatible with each other. With respect to the rejection of claims 12 and 13, Appellant again argues that there is no motivation, and that the Examiner combines the references using hindsight. With respect to claims 14 and 16-21, Appellant further argues that there is no motivation to combine the references. With respect to the rejections of claims 22 and 24-26, Appellant again argues that there is no motivation to combine the references, and the same is argued with respect to claim 27. Accordingly, the issues for our decision include: (1) whether there was a lack of motivation to combine the references, (2) whether the Examiner indicated that due to simplicity, the claims were obvious, (3) whether the invention has not been analyzed as a whole, (4) whether the substitution of the viscoelastic foam provides new properties that were unexpected, and (5) whether the evidence as a whole, giving due weight to evidence alleged to prove praise, long-felt need and perception of need, supports the Examiner’s conclusion of obviousness. Appeal 2008-1700 Application 10/921,198 7 PRINCIPLES OF LAW Appellant’s Burden Appellant has the burden on appeal to the Board to demonstrate error in the Examiner’s position. See In re Kahn, 441 F.3d 977, 985-86 (Fed. Cir. 2006) (“On appeal to the Board, an applicant can overcome a rejection [under § 103] by showing insufficient evidence of prima facie obviousness or by rebutting the prima facie case with evidence of secondary indicia of nonobviousness.â€) (quoting In re Rouffet, 149 F.3d 1350, 1355 (Fed. Cir. 1998)). Obviousness “Section 103 forbids issuance of a patent when ‘the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.’†KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, ___, 127 S. Ct. 1727, 1734 (2007) (quoting 35 U.S.C. § 103). The question of obviousness is resolved on the basis of underlying factual determinations including: (1) the scope and content of the prior art, (2) any differences between the claimed subject matter and the prior art, (3) the level of skill in the art, and (4) where in evidence, so-called secondary considerations. Graham v. John Deere Co. of Kansas City, 383 U.S. 1, 17-18 (1966); see also KSR Int’l Co., 550 U.S. at ___,127 S. Ct. at 1734 (“While the sequence of these questions might be reordered in any particular case, the [Graham] factors continue to define the inquiry that controls.â€). The scope and content of the prior art includes the explicit and inherent teachings of the prior art. Appeal 2008-1700 Application 10/921,198 8 In re Zurko, 258 F.3d 1379, 1383-84 (Fed. Cir. 2001) (citing In re Napier, 55 F.3d 610, 613 (Fed. Cir. 1995)). In KSR, the Supreme Court emphasized “the need for caution in granting a patent based on the combination of elements found in the prior art,†KSR Int’l Co., 550 U.S. at ___, 127 S. Ct. at 1739, and discussed circumstances in which a patent might be determined to be obvious. In particular, the Court pointed out that “the principles laid down in Graham reaffirmed the ‘functional approach’ of Hotchkiss [v. Greenwood], 11 How. 248 [(1851)].†KSR Int’l Co., 550 U.S. at_, 127 S. Ct. at 1739 (citing Graham, 383 U.S. at 12). The Court reiterated that “[t]he combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.†Id. The Court also noted that “when a patent claims a structure already known in the prior art that is altered by the mere substitution of one element for another known in the field, the combination must do more than yield a predictable result.†Id. at__, 127 S. Ct. at 1740 (citing United States v. Adams, 383 U.S. 39, 50-51 (1966)). The Court explained: When a work is available in one field of endeavor, design incentives and other market forces can prompt variations of it, either in the same field or a different one. If a person of ordinary skill can implement a predictable variation, § 103 likely bars its patentability. For the same reason, if a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill. Appeal 2008-1700 Application 10/921,198 9 Id. The operative question in this “functional approach†is thus “whether the improvement is more than the predictable use of prior art elements according to their established functions.†Id. ANALYSIS Turning first to the rejection of claims 1, 2 and 7-9, Appellant argues these claims as a group. Therefore, we choose claim 1 as representative, and the rejection of claims 2 and 7-9 will stand or fall with that of claim 1. Inasmuch as Landvik discloses that temperature sensitive viscoelastic foam formed as the upper layer in a cushion causes the foam to gently mold to the form of the body and allows pressure to be absorbed uniformly and evenly distributed, it would have been obvious to use an upper layer of viscoelastic foam in the cushion of the acknowledged prior art. This is merely the combination of two prior art elements according to known methods to yield predictable results. See KSR, 550 U.S. at ___, 127 S. Ct. at 1739. Accordingly, we determine that claim 1 is prima facie obvious from the admitted prior art and Landvik taken alone, and therefore claims 1, 2 and 7-9 are prima facie obvious. In view of the fact that Yamada shows a therapeutic cushion with an upper layer of foam and a lower layer of buckwheat hulls, husks and the like, our conclusion of obviousness based on the admitted prior art and Landvik is buttressed, and we determine that claims 1, 2 and 7-9 are prima facie obvious when considered in view of the admitted prior art, Yamada and Landvik. Yamada merely reinforces the teaching that a foam layer can Appeal 2008-1700 Application 10/921,198 10 be placed over a layer of natural fibers to form a cushion that prevents the interruption of blood circulation and the genesis of pressure points. Turning to the rejection of claims 10-13, we note that the Examiner has grouped these claims together whereas the Appellant argues the rejection of claims 12 and 13. Nonetheless, we are in agreement with the Examiner that it would have been a matter of design choice as to how thick or how firm to make the viscoelastic foam layer to achieve the stated objective of generally molding to the body with evenly distributed pressure. This is well within the ordinary skill in the seat cushioning art. We further find that Tegner discloses a cylindrical cushion as does Appellant’s admitted prior art. For these reasons, the subject matter of claims 10-13 is prima facie obvious. Turing to the rejection of claims 14 and 16-21, Appellant argues these claims as a group. Thus claims 16-21 will stand or fall with claim 14. As discussed above, Landvik discloses a cushion or mattress using at least one layer of viscoelastic foam. Summer discloses a wedge-shaped mat that is useful for meditation. Inasmuch as Landvik discloses that it is particularly useful to gently mold to the form of the body and allow pressure to be evenly and uniformly distributed, it would have been obvious to use viscoelastic foam as one of the layers of the Summer mat. Accordingly, the subject matter of claims 14 and 16-21 is prima facie obvious. Turning to the rejection of claims 22 and 24-26, Appellant argues these claims together. These claims will all stand or fall with independent claim 22. As noted above, Landvik, when combined with Appellant’s admitted prior art, discloses the benefit of viscoelastic foam in both cushions and mattresses. Accordingly, it would have been prima facie obvious to use Appeal 2008-1700 Application 10/921,198 11 viscoelastic foam in both the cushion and mat as shown in Appellant’s admitted prior art. This is merely combining prior art elements according to known methods to yield predictable results. Accordingly, the subject matter of claims 22 and 24-26 is prima facie obvious from the art cited by the Examiner. With respect to claim 27, the admitted prior art of Figure 5 shows the method of meditation, but does not disclose viscoelastic foam in either the cushion or the mat. In view of the teachings of Landvik as to the desirability of the gentle molding of a support to the form of the body, and the desirability of uniform and evenly distributed support given by the viscoelastic foam layer, it would have been obvious to practice the method shown in Figure 5 with viscoelastic foam installed in the cushion and mat. Therefore, the subject matter of claim 27 is prima facie obvious. With respect to all of the rejections, Appellant’s principal argument is that there is a lack of motivation to combine. First, we must note that the Supreme Court has said that a rigid application of the teaching, suggestion or motivation (TSM) test is incompatible with its precedents concerning obviousness. Secondly, we note that notwithstanding the fact that TSM is not required to support an obviousness rejection, the disclosure of Landvik provides ample motivation for one of ordinary skill to use a layer of viscoelastic foam for the advantage of gently molding to the body and the elimination of pressure points. Furthermore, Yamada discloses that foam over a fibrous filler is advantageous in that it does not interrupt blood circulation and does not generate pressure points. Here again, this is ample incentive for the use of foam over a fibrous material in cushions and Appeal 2008-1700 Application 10/921,198 12 mattresses. Therefore we do not credit Appellant’s arguments with respect to lack of motivation. Appellant argues that simplicity is not a bar to patentability. We agree, and also agree that the invention must be analyzed as a whole. However, as explained above, we see ample motivation for the combination of references used in rejecting the claimed subject matter. We also agree with Appellant’s argument that the substitution of a viscoelastic foam may have resulted in an improvement of the product. However, as explained above, this improvement is entirely predictable and would have been obvious to one of ordinary skill in the art. SECONDARY CONSIDERATIONS As noted above, we have found the subject matter of the claims on appeal to be prima facie obvious. Whenever obviousness is found with respect to the subject matter on appeal, and Appellant furnishes evidence of secondary considerations, it is our duty to reconsider the issue of obviousness anew, carefully weighing the evidence for obviousness with respect to the evidence against obviousness. See, e.g., In re Eli Lilly & Co., 902 F.2d, 943, 945 (Fed. Cir. 1990). We are also mindful that the objective evidence of nonobviousness in any given case may be entitled to more or less weight depending on its nature and its relationship with the merits of the invention. See Stratoflex Inc. v. Aeroquip, 713 F.2d 1530, 1538 (Fed. Cir. 1983). To be given substantial weight in the determination of obviousness or nonobviousness, evidence of secondary considerations must be relevant to the subject matter as claimed, and therefore we must determine whether Appeal 2008-1700 Application 10/921,198 13 there is a nexus between the merits of the claimed invention and the evidence of secondary considerations. Ashland Oil, Inc. v. Delta Resins & Refractories, Inc., 776 F.2d 281, 305 n.42 (Fed. Cir. 1985), cert. denied, 475 U.S. 1017 (1986). We turn now to the declarations. Turning first to the declaration of Dr. Brian Reiss, Dr. Reiss states that he is an orthopedic and spinal surgeon, and we credit his expertise in the field of the human skeleton. Dr. Reiss states that he is highly impressed with the “Mountain Seat.†Dr. Reiss does not describe the so-called Mountain Seat, and we are unable to ascertain with any certainty whether it corresponds to the subject matter of the claims. Dr. Reiss states that the viscoelastic foam molds to the backside and creates a proper anterior pelvic tilt allowing the meditator to sit in a posture that encourages efficient alignment of the vertebrae and reduces tension of the supporting ligaments and musculature. It is interesting to us that he uses the same words “molds to the backside†as are used in the Landvik patent. That patent states that the cushion “gently molds to the form of the body….†See col. 1, l. 61. Therefore, it is our conclusion that the result of using viscoelastic foam in the cushion of the invention is not that surprising or unexpected, inasmuch as it has been recognized and disclosed in the prior art. We further note that while alignment of the spine may be a different reason for the use of the viscoelastic foam than that taught in Landvik, which teaches gently molding to the surface of the body uniformly and distributing the pressure evenly thereto, it is not necessary in establishing obviousness for references to be combined for the reasons given by the inventor. See In re Kahn, 441 F.3d at 984 (“the law does not require that the Appeal 2008-1700 Application 10/921,198 14 references be combined for the reasons contemplated by the inventor.â€) Finally, Dr. Reiss concludes with the statements that the “Mountain Seat†is medically sound and that he endorses it. Neither of these statements is germane to the issue of obviousness or nonobviousness of the invention. A second declaration has been furnished by Daido Roshi, who is the abbot of a Zen monastery. We credit Abbot Roshi as an expert in meditation. Here again, Abbot Roshi refers to the “Mountain Seatâ€, and we are unable to ascertain whether the Mountain Seat corresponds to the claimed subject matter. Abbot Roshi states that the combination of materials in the Mountain Seat makes it possible for people who ordinarily would not be able to meditate to successfully do so. He states that they can meditate without significant pain and that the seat provides a most comfortable support, and he wholeheartedly recommends it to anyone serious about meditation. Here again, none of these results are unexpected in view of the Landvik teachings that the layer of viscoelastic foam will gently mold to the form of the body and will allows pressure to be absorbed uniformly and distributed evenly across the support. The final declaration is by a Dr. Marchaj, a medical doctor specializing as a pediatrician, who has practiced sitting meditation for 22 years. We credit him as being an expert in both the medical and meditation arts. Here again, the affiant refers to the “Mountain Seatâ€, and we are unable to ascertain the relationship between the Mountain Seat and the claimed subject matter. Dr. Marchaj states that the traditional material for meditation cushions is kapok and is much too hard and blocks circulation, creating nerve pressure and numbness. These results are not unexpected in Appeal 2008-1700 Application 10/921,198 15 view of Landvik’s disclosure that the use of viscoelastic foam allows pressure to be absorbed uniformly and distributed evenly across a support and Yamada’s disclosure that sitting or shifting one’s weight on a hard seat cushion may interrupt circulation. Dr. Marchaj says the combination of buckwheat hulls and viscoelastic foam is the ideal or proper firmness, even for those who are overweight or inflexible. While we fully credit that this may be the case, the prior art teaches a layer of viscoelastic foam for just these benefits. Accordingly, when considering the evidence anew, we first note that we are unable to ascertain whether the “Mountain Seat†referred to in the declarations is related to the claimed subject matter on appeal. Thus the declarations do not establish any nexus between the claimed subject matter and the evidence contained in the declarations. On this basis alone, the declarations are entitled to no appreciable weight. Be that as it may, the declarants, while generally laudatory in tone, merely support the conclusion in the applied prior art with respect to viscoelastic foam. Consequently, the evidence for nonobviousness found in the declarations is entitled to but little weight. Accordingly, weighing all evidence anew, including the evidence for obviousness and the evidence against obviousness, it is our legal conclusion that the evidence for obviousness clearly outweighs the evidence against obviousness. Therefore, the rejections of all of the claims on appeal are sustained. Appeal 2008-1700 Application 10/921,198 16 CONCLUSION The rejection of claims 1-2 and 7-9 under 35 U.S.C. § 103(a) is sustained. The rejection of claims 10-13 under 35 U.S.C. § 103(a) is sustained. The rejection of claims 14 and 16-21 under 35 U.S.C. § 103(a) is sustained. The rejection of claims 22 and 24-26 under 35 U.S.C. § 103(a) is sustained. Finally, the rejection of claims 27 under 35 U.S.C. § 103(a) is sustained. All of the rejections on appeal have been affirmed. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv) (2007). AFFIRMED vsh ALFRED M. WALKER 225 OLD COUNTRY ROAD MELVILLE, NY 11747-2712 Copy with citationCopy as parenthetical citation