Ex Parte GimelliDownload PDFBoard of Patent Appeals and InterferencesMar 25, 201010262743 (B.P.A.I. Mar. 25, 2010) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________ Ex parte KENNETH GIMELLI ____________ Appeal 2009-002454 Application 10/262,743 Technology Center 1700 ____________ Decided: March 25, 2010 ____________ Before JEFFREY T. SMITH, LINDA M. GAUDETTE, and JEFFREY B. ROBERTSON, Administrative Patent Judges. SMITH, Administrative Patent Judge. DECISION ON APPEAL Appellant appeals under 35 U.S.C. § 134(a) from the Examiner’s decision final rejection of claims 1, 3-6, 8-10, and 12-15 (Office Action, mailed November 28, 2005. We have jurisdiction under 35 U.S.C. § 6(b).1 1 In rendering this decision we have considered Appellant’s Brief dated December 6, 2006. Appeal 2009-002454 Application 10/262,743 We AFFIRM. STATEMENT OF THE CASE Claim 1 is illustrative of the subject matter on appeal, and is reproduced from the Claims Appendix to the Appeal Brief (“App. Br.”): 1. A pasta composition comprising: (a) a lattice having at least one leg comprising a tapered portion; and (b) at least one intersection joined by the tapered portion of the leg, the pasta composition being one that heats uniformly and comprises elite 65% by weight semolina flour; and wherein the leg has a middle portion cross-sectional volume that is about 2.0% to about 25.0% larger than a middle portion cross-sectional volume of the tapered portion. The Examiner relies upon the following references in rejecting the subject matter on appeal: Starck D 311,626 Oct. 30, 1990 Villota D 394,535 May 26, 1998 Graverini EP 0 450,428 A2 Oct. 9, 1991 Sautier D 212,580 Nov. 5, 1968 Scharschmidt D 207,699 May 23, 1967 Scharschmidt D 205,027 Jun. 14, 1966 Pasta and Semolina Technology, KILL et al, pp. 119-157, 2001 2 Appeal 2009-002454 Application 10/262,743 THE REJECTIONS I. Claims 1, 3-6, 8-10, and 12-15 stand rejected under 35 U.S.C. § 103(a) as unpatentable over the combined teachings of Kill, Starck, Villota, Graverini, Sautier, Sascharschmidt ‘699 and Sascharschmidt ‘027.2 II. Claims 1, 3-6, 8-10, and 12-15 stand rejected under 35 U.S.C. § 103(a) as unpatentable over the combined teachings of Sautier, Villota, Starck, Graverini, Sascharschmidt ‘699 and Sascharschmidt ‘027 . PRINCIPLES OF LAW It is well established that “it is not necessary that the inventions of the references be physically combinable to render obvious the invention under review.” In re Sneed, 710 F.2d 1544, 1550 (Fed. Cir. 1983). In addition, “[c]ombining the teachings of references does not involve an ability to combine their specific structures.” In re Nievelt, 482 F.2d 965, 968 (CCPA 1973) (emphasis in original). In an obviousness rejection, the combination of references must be considered as a whole, rather than the specific teaching of each reference. In re McLaughlin, 443 F.2d 1392, 1395 (CCPA 1971); In re Simon, 461 F.2d 1387, 1390 (CCPA 1972). In KSR, the Supreme Court explained, “[w]hen a work is available in one field of endeavor, design incentives and other market forces can prompt variations of it, either in the same field or a different one. If a person of ordinary skill can implement a predictable variation, §103 likely bars its patentability.” KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 417 (2007). “A 2 The Examiner in the Answer has listed a separate rejection for all the claims utilizing the same combination of references, but varying the primary references between Kill and Villota. Appellant has not separately listed these grounds of rejection in the Brief. 3 Appeal 2009-002454 Application 10/262,743 person of ordinary skill is also a person of ordinary creativity, not an automaton.” Id. at 421. “[I]f a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill.” KSR, 550 U.S. at 417. It is also well settled that where patentability is predicated upon a change in a condition of a prior art composition, such as a change in size, concentration or the like, the burden is on the applicant to establish with objective evidence that the change in critical, i.e., it leads to a new, unexpected result. In re Woodruff, 919 F.2d 1575, 1578 (Fed. Cir. 1990); In re Aller, 220 F.2d 454, 456, (CCPA 1955). “[I]n considering the disclosure of a reference, it is proper to take into account not only specific teachings of the reference but also the inferences which one skilled in the art would reasonably be expected to draw therefrom.” In re Preda, 401 F.2d 825, 826 (CCPA 1968). Having acknowledged that certain claimed elements are taught by the prior art, Appellants cannot now defeat an obviousness rejection by asserting that the cited references fail to teach or suggest these elements. See Constant v. Advanced Micro-Devices, Inc., 848 F.2d 1560, 1570 (Fed. Cir. 1988) (“A statement in a patent that something is in the prior art is binding on the applicant and patentee for determinations of anticipation and obviousness.”); In re Nomiya, 509 F.2d 566, 571 n.5 (CCPA 1975) (It is a “basic proposition that a statement by an applicant, whether in the application or in other papers submitted during prosecution, that certain 4 Appeal 2009-002454 Application 10/262,743 matter is ‘prior art’ to him, is an admission that that matter is prior art for all purposes.”). ISSUE Did the Examiner err in determining that it would have been obvious to one having ordinary skill in the art to form shapes comprising at least one intersection joined by at least one leg, and a tapered portion as required by the independent claims? 3 We answer this question in the negative. Therefore, we AFFIRM. ANALYSIS Appellant has not presented arguments for all the claims subject to the obviousness rejections. Appellant has also argued all the independent claims together. Any claim not separately argued will stand or fall with independent claim 1. We will address all of the separately argued claims. We begin our discussion with claim 1. Appellant in the Specification states “[t]here is no limitation with respect to the type of pasta dough that may be used to make the pasta composition of the present invention, as long as the pasta dough is suitable to be extruded from a commercial or domestic pasta making machine.” (Spec 4). Consequently, Appellant's argument (App. Br. 9, 10) regarding the composition and type of flour described in the cited prior art are not persuasive. The Examiner found that a variety of pasta shapes including shapes having an open framework and lattice type structure are known to persons of 3 The issue presented for review in both rejections is the same. Thus we will address the rejections together. 5 Appeal 2009-002454 Application 10/262,743 ordinary skill in the art. (Ans. 3-4). The Examiner found that lattice shapes having tapered leg portions are conventional and suitable for food products as evidenced by Kill, Starck, Villota, Graverini, Sautier, Sascharschmidt ‘699 and Sascharschmidt ‘027. (Ans. 4-5). Appellant in the Brief does not specifically dispute the Examiner’s position. (See Brief generally). The Examiner concluded that it would have been obvious to use conventional food shapes for pasta. Appellant is basing patentability on the shape of the pasta structure. (App. Br. 9-16). Specifically, Appellant argues the claimed invention is characterized by the lattice structure having a middle portion cross-sectional volume of about 2.0% to about 25% larger than the middle portion cross- sectional volume of the tapered portion. (App. Br. 9). It is well settled that where patentability is predicated upon a change in a condition of a prior art composition, such as a change in size, concentration or the like, the burden is on the Appellant to establish with objective evidence that the change in critical, i.e., it leads to a new, unexpected result. Appellant has failed to specifically identify how the lattice structure having a middle portion cross- sectional shape as claimed leads to a new, unexpected result. That is, Appellant in the Brief has not explained how the alleged uniform heating of the pasta is a new, unexpected result. Further, Appellant has not explained how uniform heating of the pasta is determined and evaluated. In rebuttal to the Examiner's rejections, Appellant in the Brief relies on the data presented in the Specification (pages 7-8) as exhibiting evidence of unexpected results. (App. Br. 17). Appellant asserts that the examples in the Specification compare the pasta according to the present invention and 6 Appeal 2009-002454 Application 10/262,743 conventional pasta that does not have tapered portions as required by the claimed subject matter. We agree with the Examiner that the data presented in the Specification is insufficient to establish the existence of unexpected properties for the claimed subject matter. (Ans. 5-6). The Examiner properly recognized that the shape and structure of the “conventional” pasta has not been provided and the single example representative of the claimed invention does not encompass the entire claimed range. Appellant has not explained how this single example is representative of the claimed tapered leg portion cross-sectional volume that ranges from about 2.0% to about 25.0% larger than a middle portion cross-sectional volume of the tapered portion. See In re Boesch, 617 F.2d 272, 276 (CCPA 1980). Consequently, Appellant’s evidence in the Specification is insufficient to establish that the claimed lattice structure produces results that would have been unexpected. Under these circumstance, we cannot conclude that the Examiner erred in the determination that the appealed subject matter is obvious under 35 U.S.C. § 103. Therefore, the rejections of claims 1, 3-6, 8-10, and 12-15 under § 103 are affirmed. CONCLUSION The decision of the Examiner rejecting claims 1, 3-6, 8-10, and 12-15 is affirmed. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1). AFFIRMED 7 Appeal 2009-002454 Application 10/262,743 tc UNILEVER PATENT GROUP 800 SYLVAN AVENUE AG West S. Wing ENGLEWOOD, CLIFFS NJ 07632-3100 8 Copy with citationCopy as parenthetical citation