Ex Parte GeorgeDownload PDFBoard of Patent Appeals and InterferencesJul 31, 200710223466 (B.P.A.I. Jul. 31, 2007) Copy Citation The opinion in support of the decision being entered today is not binding precedent of the Board. UNITED STATES PATENT AND TRADEMARK OFFICE ___________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ___________ Ex parte PETER T. GEORGE ___________ Appeal No. 2007-0133 Application No. 10/223,466 Technology Center 3700 ___________ ON BRIEF ___________ Decided: July 31, 2007 ___________ Before ROBERT E. NAPPI, LINDA E. HORNER, and ANTON W. FETTING, Administrative Patent Judges. FETTING, Administrative Patent Judge. DECISION ON REQUEST FOR REHEARING This is a decision on Appellant’s Request for Reconsideration filed March 21, 2007. We treat the Request for Reconsideration as a request for rehearing under 37 C.F.R. § 41.52 (2006). The appeal was initially decided by a 3-judge panel consisting of Judges Nappi, Horner, and Fetting. The panel sustained a rejection of claims 1, 5 through 15, 35, and 37 as being unpatentable under 35 U.S.C. § 101. The request seeks rehearing of the original panel’s decision sustaining the Appeal Number: 2007-0133 Application Number: 10/223,466 rejection. For reasons which follow, we (1) have considered the request on the merits, but (2) decline to reverse our prior decision affirming the Examiner’s rejection under 35 U.S.C. § 101. ISSUE ON REHEARING In the February 21, 2007 opinion we sustained the Examiner’s rejection of the subject matter of claims 1, 5 through 15, 35, and 37 as being unpatentable under 35 U.S.C. § 101. Claims 1 and 35 are independent. Appellant limits the request for rehearing to two issues: whether a process whose steps are directed solely to construction of a static chart is a method of predicting sleep and activity levels, and whether a static chart is eligible patentable subject matter. According to the Appellant, “claim 1 is not, as the Board suggests, a method of drawing a chart. Rather, it is a method of predicting sleep and activity levels comprising chart-making steps” (Request for Rehearing 1). Appellant reasons that a chart is tangible and concrete (Request for Rehearing 2). Moreover, Appellant asserts the chart resulting from the method of claim 1 is useful (Id.). In particular, the Appellant contends: the chart is useful and provides better information that the raw data used to produce it (time at destination, time at starting location, and the average [i.e. normal] sleep and wake drives). The chart can be quickly used to determine when the traveler will be alert or tired. (Request for Rehearing 3). The issue is whether Appellant’s claims, which are nominally drawn to cover methods of predicting sleep and activity levels by humans, involving no technology and no transformation, are patentable subject matter under 35 U.S.C. § 101. So construed, Appellant’s claims appear to be unpatentable under section 101 because (i) they do not qualify as a process under section 101, as that term has 2 Appeal Number: 2007-0133 Application Number: 10/223,466 been interpreted by case law, (ii) they seek to patent an abstract idea, and (iii) the useful, concrete, and tangible result test does not apply here, but, even if it did, the claims nevertheless do not meet that test FACTS Claim 1 is as follows: 1. A method of predicting sleep and activity levels, comprising providing a chart, providing lines and shapes representing personal daily wake drives and a sleep drive, providing on the chart indications of time of day at a starting location, providing on the chart indications of time of day at a destination location, displaying on the chart personal daily wake drives and sleep drives related to the time of day at the starting location and the time of day at the destination. Claim 35 is as follows: 35. A method for predicting and planning activity levels after rapid changes in time zones comprising providing representations of wake drives in relation to representations of time of day at destination and time zones east and west and providing representations of wake nadirs at lower portions of the wake drive curve, slopes and arrows leading and pointing toward the wake nadirs representing respectively photo zones west and east and effects of exposure to light during times of the photo zones. The Specification teaches use of the charts by moving parts of a chart. The Specification does not recite how to translate the chart representations into predictions of sleep and activity levels after moving parts of the chart, although the Specification provides general advice on sleep and nap times. Neither claims 1 nor 35 recite moving parts of a chart, nor do they recite a step that results in the preamble prediction or planning, nor do they recite anything having to do with 3 Appeal Number: 2007-0133 Application Number: 10/223,466 prediction outside of their preambles. ANALYSIS i) Appellant’s claims appear to be unpatentable under section 101 because they do not qualify as a process under section 101, as that term has been interpreted by case law. Appellant nominally claims a method for predicting sleep and activity levels. The recited steps of claims 1, 5 through 15, 35, and 37 are drawn to methods of drawing a chart. The end result of these claims is just that, a chart. See page 6 of our February 6, 2006 decision and discussion infra. These method claims differ from traditional process claims in several respects. For example, the claims do not recite any particular way of implementing the steps, nor do they require any machine or apparatus to perform the steps. In addition, the method claims do not recite any electrical, chemical, or mechanical acts or results, which are typical in traditional process claims. Furthermore, the claims do not call for any physical transformation of an article to a different state or thing, nor do they require any transformation of data or signals. A case involving the issue of whether method claims with these characteristics qualify as statutory processes is presently on appeal to the Federal Circuit: In re Comiskey, No. 2006-1286. Principles of law relating to qualification as a statutory process 35 U.S.C. § 101 provides: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. 4 Appeal Number: 2007-0133 Application Number: 10/223,466 Our reviewing court further interpreted this as follows: The Supreme Court has interpreted this statutory range of patentable subject matter to be quite broad, but hardly universal. “In choosing such expansive terms as ‘manufacture’ and ‘composition of matter,’ modified by the comprehensive ‘any,’ Congress plainly contemplated that the patent laws would be given wide scope.” Diamond v. Chakrabarty, 447 U.S. 303, 308 [206 USPQ 193] (1980). That wide scope nevertheless excludes laws of nature, natural phenomena, and abstract ideas. “Such discoveries are ‘manifestations of … nature, free to all men and reserved exclusively to none.’” Id. at 309, (quoting Funk Bros. Seed Co. v. Kalo Inoculant Co., 333 U.S. 127, 130 [76 USPQ 280] (1948)). See also Diamond v. Diehr, 450 U.S. 175, 185 [209 USPQ 1] (1981); Parker v. Flook, 437 U.S. 584, 589 [198 USPQ 193] (1978). “Phenomena of nature, though just discovered, mental processes, and abstract intellectual concepts are not patentable, as they are the basic tools of scientific and technological work.” Gottschalk v. Benson, 409 U.S. 63, 67 [175 USPQ 673] (1972). SmithKline Beecham Corp. v. Apotex Corp., 403 F.3d 1331, 1359-60, 74 USPQ2d 1398, 1417-18 (Fed. Cir. 2005) (concurring opinion, Judge Gajarsa).The scope of patentable subject matter under section 101 is broad, but not infinitely broad. “Congress included in patentable subject matter only those things that qualify as ‘any … process, machine, manufacture, or composition of matter, or any … improvement thereof….’” In re Warmerdam, 33 F.3d 1354, 1358 (Fed. Cir. 1994) (quoting 35 U.S.C. § 101) (emphasis added). Thus, “[d]espite the oft- quoted statement in the legislative history of the 1952 Patent Act that Congress intended that statutory subject matter ‘include anything under the sun that is made by man,’[citation omitted], Congress did not so mandate.” Id. In the case where a claim is for a process, as opposed to a product, “[t]he line between a patentable ‘process’ and an unpatentable ‘principle’ is not always clear. 5 Appeal Number: 2007-0133 Application Number: 10/223,466 Both are ‘conception[s] of the mind, seen only by [their] effects when being executed or performed.’” Parker v. Flook, 437 U.S. U.S. 584, 589 (1978) (quoting Tilghman v. Proctor, 102 U.S. 707, 728 (1880)). “The holding that the discovery of [Benson’s] method could not be patented as a ‘process’ forecloses a purely literal reading of § 101.” Flook, 437 U.S. at 589. The Supreme Court has recognized only two instances in which a method may qualify as a section 101 process: when the process “either [1] was tied to a particular apparatus or [2] operated to change materials to a ‘different state or thing.’” Id. at 588 n.9 (quoting Cochrane v. Deener, 94 U.S. 780, 787-788 (1877) (“A process is...an act, or a series of acts, performed upon the subject matter to be transformed and reduced to a different state or thing”)). “[W]hen a claim containing [an abstract idea] implements or applies that [idea] in a structure or process which, when considered as a whole, is performing a function which the patent laws were designed to protect (e.g., transforming or reducing an article to a different state or thing), then the claim satisfies the requirements of § 101.” Diamond v. Diehr, 450 U.S. 175, 192 (1981); see also Gottschalk v. Benson, 409 U.S. 63, 70 (1972) (“Transformation and reduction of an article ‘to a different state or thing’ is the clue to the patentability of a process claim that does not include particular machines.”). The Supreme Court, however, presumably concerned about barring patents for future, unforeseeable technologies, declined to rule on whether its precedent foreclosed any other possible avenues for a method claim to qualify as a section 101 process: “It is argued that a process patent must either be tied to a particular machine or apparatus or must operate to change articles or materials to a ‘different state or thing.’ We do not hold that no process patent could ever qualify if it did 6 Appeal Number: 2007-0133 Application Number: 10/223,466 not meet the requirements of our prior precedents.” Benson, 409 U.S. at 71. Rather than rule on this question in Benson and Flook, the Supreme Court decided those cases based on the abstract idea exception to patentability. Benson, 409 U.S. at 71-72; Flook, 437 U.S. at 594-95. Since Diehr, the Federal Circuit has reviewed several computer technology cases, and in acknowledgment of the innovations occurring in this technological field, identified a third category of method claims that qualify as a “process.” Extrapolating from the Supreme Court’s “transformation and reduction of an article” test, the Federal Circuit has held that transformation of intangible subject matter (i.e., data or signals) may also qualify as a § 101 process. See, e.g., State Street, 149 F.3d at 1373. Responding to the argument that process claims must recite a “physical transformation,” the Federal Circuit in AT&T ruled that “physical transformation” “is not an invariable requirement, but merely one example of how a mathematical algorithm may bring about a useful application.” AT&T, 172 F.3d at 1358. Quoting the Supreme Court’s language, “e.g., transforming or reducing an article to a different state or thing” from Diehr, the AT&T court noted the usage of “e.g.” “denotes an example, not an exclusive requirement.” Id. at 1359. AT&T went on to cite the transformation of intangible data signals in the method claim of Arrhythmia Research Technology Inc. v. Corazonix Corp., 958 F.2d 1053 (Fed. Cir. 1992), as an example that qualifies as a § 101 ‘process” in addition to the Supreme Court’s test. See id. at 1359. Accordingly, the Federal Circuit has consistently used its own “data transformation” test in assessing the eligibility of various machine-implemented claims. In Alappat, the Court held that “data, transformed by a machine” “to produce a smooth waveform display” “constituted a practical application of an 7 Appeal Number: 2007-0133 Application Number: 10/223,466 abstract idea.” State Street, 149 F.3d at 1373. In Arrhythmia, the Court held “the transformation of electrocardiograph signals” “by a machine” “constituted a practical application of an abstract idea.” Id. Likewise, in State Street, the Court held that “the transformation of data” “by a machine” “into a final share price, constitutes a practical application of a mathematical algorithm.” Id. Thus, while Diehr involved the transformation of a tangible object - curing synthetic rubber – the Federal Circuit also regards the transformation of intangible subject matter to similarly be eligible, so long as data or signals represent some real world activity. We view this “data transformation” test as an appropriate way to evaluate subject matter eligibility. The Federal Circuit has never held or indicated that a non-machine implemented process involving no transformation can qualify as a “process” under § 101. In fact, confronted with such claims, it has rejected them consistently. See In re Schrader, 22 F.3d 290 (Fed. Cir. 1994); In re Grams, 888 F.2d 835 (Fed. Cir. 1989) (rejecting claims to method of evaluating a system that incorporated a mathematical algorithm, where the only physical step was a data gathering step that was not tied to the algorithm); In re Maucorps, 609 F.2d 481, 484 (CCPA 1979); In re Meyer, 688 F.2d 789, 796 (CCPA 1982); see also In re Alappat, 33 F3d 1526, 1543 (Fed. Cir. 1994) (en banc) (“Maucorps dealt with a business methodology for deciding how salesmen should best handle respective customers and Meyer involved a ‘system’ for aiding a neurologist in diagnosing patients. Clearly, neither of the alleged ‘inventions’ in those cases falls within any § 101 category.”) In Schrader, the court affirmed the 101 rejection of a method of competitively bidding on a plurality of related items, relying in part on the Freeman-Walter- 8 Appeal Number: 2007-0133 Application Number: 10/223,466 Abele (“FWA”) test. However, consistent with Arrhythmia, Alappat, State Street, and AT&T, the court also inquired into whether Schrader’s non-machine implemented method claim performed any kind of transformation. Schrader, 22 F.3d at 294 (“we do not find in the claim any kind of data transformation.”). The court then distinguished Schrader’s claim from the statutorily eligible claims in Arrhythmia, In re Abele, 684 F.2d 902 (CCPA 1982), and In re Taner, 681 F.2d 787 (CCPA 1982), pointing out that in these cases, “[t]hese claims all involved the transformation or conversion of subject matter representative of or constituting physical activity or objects. Id. (emphasis in original). Schrader expressly concludes that “a process claim [in] compliance with Section 101 requires some kind of transformation or reduction of subject matter.” Id. at 295. In sum, the Federal Circuit has never ruled that methods without any transformation or machine implementation are eligible, and appears in Schrader to have rejected that proposition. Accordingly, we do not find that the boundaries of “process” should be so expansive as to accommodate all “useful” methods. Analysis of why claims 1, 5 through 15, 35 and 37 do not qualify as a statutory process Following Schrader, Appellant’s claims are unpatentable under section 101. The claims are similar to those rejected in Schrader, while distinguishable from Arrhythmia, Alappat, State Street, and AT&T. Appellant acknowledges that the claims do not require any machine to carry out the invention (Specification 1:Summary of the Invention). The claims do not transform any article to a different state or thing. Nor do the claims recite a machine that employs a mathematical algorithm to transform data. The final chart produced by the claims, while perhaps “useful” in one sense as a template in the graphic arts, is simply not 9 Appeal Number: 2007-0133 Application Number: 10/223,466 the product of any transformation as understood in the case law of useful arts. Accordingly, the claims fail to meet any of the conditions set forth in the case law of either the Supreme Court or the Federal Circuit. ii) Appellant’s claims appear to be unpatentable under section 101 because they seek to patent an abstract idea. Principles of law defining abstract idea The Supreme Court has held that “[e]xcluded from such patent protection are laws of nature, natural phenomena, and abstract ideas.” Diehr, 450 U.S. at 185. “An idea of itself is not patentable.” Diehr, 450 U.S. at 185 (quoting Rubber-Tip Pencil Co. v. Howard, 20 Wall. 498, 507, 22 L.Ed. 410 (1874); Benson, 409 U.S. at 67 (“[M]ental processes, and abstract intellectual concepts are not patentable.”); see also id. at 71 (“It is conceded that one may not patent an idea.”). In contrast, “[i]t is now commonplace that an application of a law of nature or mathematical formula [or abstract idea] to a known structure or process may well be deserving of patent protection.” Diehr, 450 U.S. at 187 (emphasis in original). Clever claim drafting cannot circumvent these principles. That is, even when a claim appears to apply an idea or concept as part of a seemingly patentable process, one must ensure that it does not in reality seek patent protection for that idea in the abstract. Diehr, 450 U.S. at 191. Similarly, one cannot patent a process that comprises “every substantial practical application” of an abstract idea, because such a patent “in practical effect would be a patent on the [abstract idea] itself.” Benson, 409 U.S. at 71-72.1 Such limitations on process patents are important 1 The observation in State Street that “[w]hether the patent’s claims are too broad to be patentable is not to be judged under § 101, but rather under §§ 102, 103, and 112” did not, nor could it, overrule the Supreme Court’s pre-emption doctrine. See 10 Appeal Number: 2007-0133 Application Number: 10/223,466 because without them, “a competent draftsman [could] evade the recognized limitations on the type of subject matter eligible for patent protection.” Diehr, 450 U.S. at 192. Analysis of holding appellants claims as drawn to abstract ideas Because Appellant’s claims 1, 5 through 15, 35, and 37 are completely untethered from any sort of structure or physical step, they are directed to a disembodied concept. In other words, the claim is nothing but a disembodied abstract idea until it is instantiated in some physical way so as to be limited to a practical application of the idea. For example, the claims do not specify whether the “predicting sleep and activity levels” is a computer, a human, or some other implementation. Nor does the claim recite who or what is performing the step of “providing” the chart, or the step of “providing lines and shapes.” Instead, those limitations merely describe steps or goals of the concept. Just as the concept of inserting a chart drawing step into a prediction method is an abstract idea, so too is the notion to insert another chart element identifying what that element will be. “Accordingly, the claim is so broad that it is directed to the abstract idea itself, rather than a practical implementation of the concept. In addition, the claims are “so abstract and sweeping” that they would “wholly pre-empt” all applications of the notion of having a chart drawn to a sleep and activity prediction method. See Benson, 409 U.S. at 68-72; see also Alappat, 33 F.3d at 1544 (quoting Benson). It is true that process claims are not necessarily required to recite the means or structure for performing the claimed steps. See, e.g., AT&T, 172 F.3d at 1359. But process claims that do not require any machine implementation, and thus are State Street, 149 F.3d at 1377. Rather, pre-emption was not at issue in State Street since the claim in that case was particularly confined to a machine implementation, and did not suffer from the same defect as Appellant’s claims. 11 Appeal Number: 2007-0133 Application Number: 10/223,466 intrinsically more abstract than product claims or method claims reciting structure, will often need to recite some sort of transformation act in order to clearly show that the method claim is for some specific application of the idea and represents something more than just a concept. See, e.g., id. at 1358 (noting that “AT&T’s claimed process” uses “switching and recording mechanisms to create a signal useful for billing purposes.”). Here, Appellant’s claims lack the “particularly claimed combination of elements” recited in Alappat’s claim, the transformation of data by a machine recited in State Street’s claim, the transformation of electrical signals in Arrhythmia’s method claim, or the transformation of data useful for billing purposes in AT&T’s method claim, and therefore lacks those characteristics that separate a practical application of an idea from just the idea itself. iii)Appellant’s claims appear to be unpatentable under section 101 because (iii) the useful, concrete, and tangible result test does not apply here, but, even if it did, the claims nevertheless do not meet that test. Principles of Law relating to the Federal Circuit’s “Useful, Concrete, and Tangible Result” State Street’s “useful, concrete, and tangible result” test is limited to machines and machine-implemented methods that transform data. As discussed, supra, the development of the Federal Circuit’s data transformation test was in response to a series of cases concerning the eligibility of machines and machine- implemented methods employing a mathematical algorithm. In assessing the eligibility of these specific types of claims, the court adopted a rule requiring such claims to produce a “useful, concrete, and tangible result.” State Street, 149 F.3d at 1373. The cases applying the useful, concrete, and tangible result test have all been confined to machine implementation of mathematical algorithms. Thus, the 12 Appeal Number: 2007-0133 Application Number: 10/223,466 Federal Circuit has never stated that this is the general test for patent eligibility. In other words, any claim that might arguably yield a “useful, concrete, and tangible result” is not necessarily statutory subject matter. Specifically, the “useful, concrete, and tangible result” test first appeared in Alappat, which states: “This [claimed invention] is not a disembodied mathematical concept which may be characterized as an ‘abstract idea,’ but rather a specific machine to produce a useful, concrete, and tangible result.” Id., 33 F.3d at 1544. The Court in Alappat thus devised a standard to partition patentable inventions using mathematical algorithms from claims for disembodied mathematical concepts. State Street also involved claims to a machine employing a mathematical algorithm, but in this instance for managing a mutual fund investment portfolio. Finding the claim to be valid under § 101, State Street held that “transformation of data Y by a machine through a series of mathematical calculations into a final share price, constitutes a practical application of a mathematical algorithm, formula, or calculation, because it produces ‘a useful, concrete and tangible result.’“ Id. at 1373. Likewise, AT&T also ties this test to applications of mathematical algorithms: “Because the claimed process applies the Boolean principle to produce a useful, concrete, and tangible result without pre- empting other uses of the mathematical principle, on its face the claimed process comfortably falls within the scope of § 101.” AT&T, 172 F.3d at 1358; see also id. at 1361 (concluding that “the focus is understood to be not on whether there is a mathematical algorithm at work, but on whether the algorithm-containing invention, as a whole, produces a tangible, useful result.”). However, the Federal Circuit has never suggested that its “useful, concrete, and tangible result” test was applicable outside the context of data transformation using a mathematical algorithm. Rather, the Federal Circuit has consistently and 13 Appeal Number: 2007-0133 Application Number: 10/223,466 specifically linked this test to inventions that perform “a series of mathematical calculations” to transform data. Indeed, the Federal Circuit recently noted that the test was specifically devised to handle eligibility issues for claims encompassing mathematical algorithms, thereby suggesting that it is not a general test for eligibility. See NTP, Inc. v. Research In Motion, Ltd., 418 F.3d 1282, 1324 (Fed. Cir. 2005) (“The requirement that a process transform data and produce a ‘tangible result’ was a standard devised to prevent patenting of mathematical abstractions” (citing AT&T, 172 F.3d at 1359) (emphasis added)). Accordingly, the best reading of the precedent may limit that test to machines and machine-implemented methods using mathematical algorithms to transform data, rather than embracing it as a general test for eligibility. Analysis of why the useful, concrete, and tangible result test does not apply and even if it did, the claims nevertheless do not meet that test Accordingly, our understanding of the precedents at present is: Any computer program claimed as a machine implementing the program (Alappat, State Street) or as a method of a machine implementing the program (AT&T), is patentable if it transforms data and achieves a useful, concrete and tangible result (State Street, AT&T). Exceptions occur when the invention in actuality pre-empts an abstract idea, as in a mathematical algorithm (Benson, 409 U.S. at 71-72). Because Appellant’s claims do not entail a machine implementing a mathematical formula to transform data, the “useful, concrete, and tangible result” test is irrelevant to considering the eligibility of Appellant’s claims. Furthermore, even if the concrete, and tangible result test were applied, the claims do not meet the test as they are directed to printed matter. As discussed supra independent claims 1 and 35 are directed to methods of drawing a chart. A chart is no more than printed matter. “[P]rinted matter by itself is not patentable 14 Appeal Number: 2007-0133 Application Number: 10/223,466 subject matter, because [it is] non-statutory…” In re Miller, 418 F.2d 1392, 1396, 164 USPQ 46, 49 (CCPA. 1969).The chart is no more than an abstract representation of the ideas behind the drawing contents. This is no more directed toward a concrete, tangible and useful result than was the gray scale in Abele. See In re Abele, 684 F.2d 902, 909, 214 USPQ 682, 685 (CCPA 1982) (where the claim presented “no more than the calculation of a number and display of the result, albeit in a particular format.”) Appellant’s Arguments The Appellant argues that predicting sleep patterns is a useful, concrete and tangible result. We need not reach that question because, as explained supra, the “useful, concrete, and tangible result” test does not apply to the present claims. Further, even if one were to apply the “useful, concrete, and tangible result” test, the claims would not be patentable because the claimed method does no more than instruct one how to draw a chart. The prediction of sleep and activity is recited in the preamble and is merely a field of use limitation. Moreover, the claims do not recite how to achieve such a use from the steps recited. Thus, whether predicting sleep patterns is useful is moot because it is not part of the actual claim scope. See Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1305, 51 USPQ2d 1161, 1166 (Fed. Cir. 1999) (citations omitted) (“If … the body of the claim fully and intrinsically sets forth the complete invention, including all of its limitations, and the preamble offers no distinct definition of any of the claimed invention's limitations, but rather merely states, for example, the purpose or intended use of the invention, then the preamble is of no significance to claim construction because it cannot be said to constitute or explain a claim limitation.”). 15 Appeal Number: 2007-0133 Application Number: 10/223,466 The Appellant argues the chart is useful because it provides better information than the raw data. The chart can be quickly used to determine when the traveler will be alert or tired. However, the Appellant merely asserts in this argument that the chart presents useful information, as would a printed handbook or table, not that it performs anything useful. Further, nothing in the claim limits the claimed subject matter to data describing actual measurements2 of real world data. The Appellant also argues that a chart is concrete and tangible. While the substrate on which the chart is drawn may be a physical structure, the chart itself is no more than a pattern that is presented on the substrate and in itself is insubstantial. The Appellant argues that as in State Street, id., data is transformed. In State Street, data was physically entered into a computer system that executed electrical processes upon the data to transform the data into actual share prices that were relied upon by regulatory agencies. Id. at 1373, 47 USPQ2d at 1602. In the claims at hand, data is drawn in the form of a static chart. There is no electrical process that converts one signal into another in the claims at issue. Thus, we find the Appellant’s arguments to be unpersuasive. 2 Although the claims refer to “representing personal” data, the elements are just that, representations of such data, not measurements of actual personal data. The specification at 5 discloses that “[t]hese instructions assume a normal sleep-wake cycle . . . .” 16 Appeal Number: 2007-0133 Application Number: 10/223,466 DECISION Appellant’s request is granted to the extent that the decision has been reconsidered. The request is denied with respect to reversing the decision as to the rejection of claims 1, 5 through 15, 35, and 37 under 35 U.S.C. § 101 as directed to non-statutory subject matter. This decision supplements our February 21, 2007 opinion, and to the extent that it differs, this opinion supersedes the February 21, 2007 opinion. The rejection of claims 1, 5 through 15, 35, and 37 under 35 U.S.C. § 101 as directed to non-statutory subject matter is sustained. Since we have relied on reasons for unpatentability under 35 U.S.C. § 101 different from the Examiner’s, we designate our affirmance of the Examiner’s rejection as a new rejection within the meaning of 37 C.F.R. § 41.50(b) (2006). Our decision is not a final agency action. 37 C.F.R. § 41.50(b) provides that Appellant, WITHIN TWO MONTHS FROM THE DATE OF THE DECISION, must exercise one of the following two options with respect to the new rejection: (1) Reopen prosecution. Submit an appropriate amendment of the claims so rejected or new evidence relating to the claims so rejected, or both, and have the matter reconsidered by the Examiner, in which event the proceeding will be remanded to the Examiner. . . . (2) Request rehearing. Request that the proceeding be reheard under § 41.52 by the Board upon the same record. . . . 17 Appeal Number: 2007-0133 Application Number: 10/223,466 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv) (2006). DENIED 41.50(b) jlb James C. Wray Suite 300 1493 Chain Bridge Road McLean, VA 22101 18 Copy with citationCopy as parenthetical citation