Ex Parte EnnisDownload PDFBoard of Patent Appeals and InterferencesAug 1, 201112323709 (B.P.A.I. Aug. 1, 2011) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 12/323,709 11/26/2008 G. Thomas Ennis NSC-6678 8263 24956 7590 08/01/2011 MATTINGLY & MALUR, PC 1800 DIAGONAL ROAD SUITE 370 ALEXANDRIA, VA 22314 EXAMINER SCRUGGS, ROBERT J ART UNIT PAPER NUMBER 3723 MAIL DATE DELIVERY MODE 08/01/2011 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________________ Ex parte G. THOMAS ENNIS ____________________ Appeal 2011-006018 Application 12/323,709 Technology Center 3700 ____________________ Before: WILLIAM F. PATE III, MICHAEL W. O’NEILL, and PHILLIP J. KAUFFMAN, Administrative Patent Judges. KAUFFMAN, Administrative Patent Judge. DECISION ON APPEAL Appeal 2011-006018 Application 12/323,709 2 STATEMENT OF CASE Appellant appeals under 35 U.S.C. § 134 from a rejection of claims 1- 13. We have jurisdiction under 35 U.S.C. § 6(b). We REVERSE and enter a NEW GROUND OF REJECTION pursuant to our authority under 37 C.F.R. § 41.50(b). THE INVENTION Appellant’s claimed invention relates to a “cleaning element for washing a vehicle and more particularly, to a cleaning element employing synthetic grass material to contact a surface being cleaned.” Spec. 1, para. [0001]. Independent claim 1, reproduced below, is representative of the claimed subject matter (emphasis added): 1. A cleaning element for washing a vehicle comprising: a support; and a synthetic grass material mounted to said support; and wherein said synthetic grass material is constructed of plastic material and comprises a base having filaments in dense clusters upstanding therefrom. REJECTIONS Appellant seeks review of the following rejections: 1. Rejection of claims 1-13 under 35 U.S.C. § 103(a) as being unpatentable over Crotts (US 4,815,158; issued March 28, 1989) and Charvat (US 3,147,503; issued September 8, 1964). 2. Rejection of claims 1, 5, 6, 8, 10, and 11 under 35 U.S.C. § 103(a) as being unpatentable over Burger (US 4,288,255; issued September 8, 1981) and Crotts. Appeal 2011-006018 Application 12/323,709 3 3. Rejection of claims 7 and 12 under 35 U.S.C. § 103(a) as being unpatentable over Burger, Crotts, and Pecora (US 4,377,878; issued March 29, 1983). CONTENTIONS AND ISSUES The Examiner found that Crotts discloses the cleaning element of claim 1, except that that Crotts’s synthetic grass material (strip bristles 5) are not disposed in the base (bristle sections 4) in dense clusters. Ans. 3-4. The Examiner found that Charvat discloses a technique of forming a brush that includes filaments (brush fill material 30) disposed in a base (base region 32) in dense clusters. Ans. 4. The Examiner concluded that it would have been obvious to modify the filaments (strip bristles 5) of Crotts into a densely packed configuration as taught by Charvat, in order to “more effectively maintain the desired brushing characteristics of the brush while also providing a maximum quantity of filaments secured to the base.” Id. Appellant argues that a person having ordinary skill in the art would not have combined the carwasher brush of Crotts with Charvat’s rotary brush comprised of hard bristle material designed for abrading. App. Br. 11-12. The first issue before us is whether a person of ordinary skill in the art would have combined Crotts and Charvat as proposed by the Examiner to reach the subject matter of independent claim 1. Each of the remaining two rejections relies upon the Examiner’s finding that Burger discloses a base (15) having filaments (17) in dense clusters. Ans. 7. Appellant argues that Burger’s filaments (17) are not disposed in clusters, but rather are disposed as individual filaments. App. Br. 14. Appeal 2011-006018 Application 12/323,709 4 The second issue before us is whether Burger discloses synthetic grass material comprised of a base having filaments arranged in dense clusters as called for in independent claim 1. ANALYSIS Rejection of claims 1-13 under 35 U.S.C. § 103(a) as being unpatentable over Crotts and Charvat The Examiner’s rationale that the proposed modification would “maintain the desired brushing characteristics of the brush while also providing a maximum quantity of filaments secured to the base,” lacks the requisite rationale underpinning. See Ans. 4; see also KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007) (“‘[R]ejections on obviousness grounds cannot be sustained by mere conclusory statements; instead, there must be some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.’” (citing In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006)). Crotts discloses a rotary top brush 2 for a vehicle washer that includes a base (bristle section 4) having a large number of filaments (strip bristles 5) that are thin and limp, and wash the vehicle by contacting it. Crotts, col. 1, ll. 5-6, 54-61; col. 2, l. 67-col. 3, l. 7; figs. 1, 2, 4.1 A person of ordinary skill in the art would recognize that Crotts’s filaments are designed to clean without damage to the vehicle. 2 1 The numbers for elements 4 and 5 are reversed in Figure 1, but are correct in Figure 2 as shown by the description. Crotts, col. 2, ll. 29-35. 2 See, e.g., Spec. 2, para. [0003] (mentioning desirability of cleaning without scratching); and Ans. 7 (noting it is desirable that filaments not scratch vehicle). Appeal 2011-006018 Application 12/323,709 5 Charvat discloses a power driven rotary brush having wire bristle material capable of rapid and effective cutting or abrading action on the work. Charvat, col. 1, ll. 9-11, 19-36. Charvat discloses that the brush fill material is packed as tightly as possible to obtain the greatest brush fill material density, which provides as many working points as possible and minimizes movement of the bristle material during brushing operations.3 Charvat, col. 1, ll. 19-25; col. 2, l. 57-col. 3, l. 2. Thus, modification of the filaments (strip bristles 5) of Crotts’s rotary top brush 2 to be densely clustered as taught by Charvat would produce a rotary top brush 2 for a vehicle washer having filaments that minimize movement and tend to increase the abrasive and cutting power of those filaments. As such, the proposed modification would not “maintain the desired brushing characteristics of the brush” as the Examiner reasoned. Rather, the proposed modification would undesirably increase the tendency of Crotts’s rotary top brush 2 to abrade or cut rather than to clean without damaging. Consequently, we agree with Appellant (App. Br. 12) that a person of ordinary skill in the art would not have modified Crotts in this way. Given this, we cannot sustain the rejection of independent claims 1 and 8 or the respective dependent claims 2-7 and 9-13. 3 This description relates to the first embodiment of Charvat, while the Examiner relied upon the second embodiment. However, Charvat discloses the second embodiment is “quite similar.” Charvat, col. 3, ll. 28-31; figs. 1, 3. Appeal 2011-006018 Application 12/323,709 6 Rejection of claims 1, 5, 6, 8, 10, and 11 under 35 U.S.C. § 103(a) as over Burger and Crott; and rejection of claims 7 and 12 under 35 U.S.C. § 103(a) over Burger, Crotts, and Pecora Independent claim 1 is directed to a cleaning element for washing a vehicle that includes a synthetic grass material which is constructed of plastic material, and comprises filaments upstanding in dense clusters from a base. Similarly, independent claim 8 calls for synthetic grass material “comprised of a base having filaments in dense clusters upstanding therefrom.” Appellant’s Specification does not provide a lexicographical definition of “dense clusters” of filaments. The ordinary meaning of “cluster” is “a number of things grouped together in association or in physical proximity,” example “a cluster of houses.”4 Appellant’s Specification describes that the synthetic grass material 30 includes a plurality of filaments 34 “in dense clusters upstanding” from base 32, and depicts the filaments 34 in a plurality of groups of more than one filament per group upstanding from the base 32. Spec. 5, para. [0017]; fig. 4. Consequently, a person of ordinary skill in the art would interpret independent claims 1 and 8 to call for synthetic grass material comprised of filaments in dense clusters (a plurality of groups of more than one filament per group) upstanding from a base. Burger discloses a car washing installation having a rinsing station formed as a portal 7. Burger, col. 1, ll. 12-13; col. 3, l. 47. Portal 7 includes a horizontal dispenser tube 9 filled with water, and brush-type outlet 4 WEBSTER’S UNABRIDGED DICTIONARY (1996) (“cluster,” n. definition 2) available at http://lionreference.chadwyck.com. Appeal 2011-006018 Application 12/323,709 7 openings 15 that engage adjacent upper ends of vertical filaments 17 that hang down from vertical tube 9. Burger, col. 3, ll. 49-50, 56-59; figs. 2, 3. Filaments 17 form a curtain configured so that the water from horizontal tube 9 runs down as a continuous sheet. Burger, col. 3, ll. 58-65; figs. 2, 3. Given that Burger’s filaments 17 dispense the water in a continuous sheet and are depicted as evenly distributed across horizontal tube 9 (Burger, fig. 3), we find by a preponderance of the evidence that Burger’s filaments 17 are not disposed in a plurality of groups of more than one filament per group as called for in independent claims 1 and 8. As such, we cannot sustain the rejections of independent claims 1 and 8 and their respective dependent claims 5, 6, 8, 10, and 11. NEW GROUND OF REJECTION We enter a new ground of rejection for claim 1 under 35 U.S.C. § 102(b) as anticipated by Squires (US 6,299,959 B1; issued October 9, 2001).5 We first construe claim 1, and then turn to the prior art. See Medichem, S.A. v. Rolabo, S.L., 353 F.3d 928, 933 (Fed. Cir. 2003). The preamble of independent claim 1 recites “[a] cleaning element for washing a vehicle.” “Whether to treat a preamble as a limitation is a determination ‘resolved only on review of the entire[ ] ... patent to gain an understanding of what the inventors actually invented and intended to 5 The Board enters a new ground of rejection at its discretion, and no inference should be drawn from a failure to exercise that discretion against other pending claims in this application. See 37 C.F.R. § 41.50(b); see also Manual of Patent Examining Procedure (MPEP) § 1213.02 (8th ed., rev. 8, July 2010). Appeal 2011-006018 Application 12/323,709 8 encompass by the claim.’” Catalina Mktg. Int’l., Inc. v. Coolsavings.com, Inc., 289 F.3d 801, 808 (Fed. Cir. 2002) (citations omitted)). The preamble is not essential to understanding any of the terms in the body of the claim, nor does the preamble serve as an antecedent basis for any of the terms in the body of the claim. The body of claim 1 describes a structurally complete invention, and if the preamble were deleted, the structure of the claimed invention would be unchanged. See Schumer v. Lab. Computer Sys., Inc., 308 F.3d 1304, 1310 (Fed. Cir. 2002) (If the body of the claim “sets out the complete invention,” the preamble is not ordinarily treated as limiting the scope of the claim.). Here, the preamble merely states an intended use of the structure described in the body of the claim. We conclude that the preamble does not constitute or explain a claim limitation. See Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1305 (Fed. Cir. 1999). Claim 1 calls for synthetic grass material mounted to a support where the synthetic grass material is constructed of plastic material and comprises a base having filaments in dense clusters upstanding therefrom. Squires discloses synthetic grass material (synthetic grass 10) mounted to a support (fiberglass matrix 31) where the synthetic grass material is constructed of plastic material (polypropylene of polyethylene) and comprises a base (standard polypropylene fabric 30) having filaments in dense clusters (grasslike surface forming fibers 20 are tufted in clusters through composite backing sheet 30, 31) upstanding therefrom. Squires, col. 3, ll. 12-13, 15-21, Appeal 2011-006018 Application 12/323,709 9 40-42; fig. 1.6 Because Squires discloses each element of claim 1, Squires anticipates claim 1. To the extent that claim 1 can be interpreted as establishing an intended use of a cleaning element for washing a vehicle, we find that Squires is capable of such use. Further, it appears Appellant has claimed a new use for an old product, which does not make a claim to that old product patentable.7 See, e.g., In re Spada, 911 F.2d 705, 708 (Fed. Cir. 1990). CONCLUSIONS A person of ordinary skill in the art would not have combined Crotts and Charvat as proposed by the Examiner to reach the subject matter of independent claim 1. Burger does not disclose synthetic grass material comprised of a base having filaments arranged in dense clusters as called for in independent claim 1. Squires anticipates claim 1. DECISION We reverse the Examiner’s decision rejecting claims 1-13. 6 Reinforcing fiberglass matrix 31 is the bottom layer of synthetic grass 10, and fabric 30 is above matrix 31. Squires, col. 3, ll. 15-21, figs. 1, 2. Squires mistakenly reverses the reference to the two layers. Squires, col. 3, ll. 52-56. 7 Appellant essentially admitted a new use for an old product by stating, “in 45 years nobody has come up with the idea of using synthetic grass, artificial grass, artificial turf -- it has a number of names -- to wash a car until Mr. Ennis [Appellant].” Transcript of Oral Hr’g, July 14, 2011, at 4, ll. 10-13. Appeal 2011-006018 Application 12/323,709 10 We enter a new ground of rejection for claim 1 as being anticipated by Squires. This decision contains a new ground of rejection pursuant to 37 C.F.R. § 41.50(b). 37 C.F.R. § 41.50(b) provides “[a] new ground of rejection pursuant to this paragraph shall not be considered final for judicial review.” 37 C.F.R. § 41.50(b) also provides that Appellant, WITHIN TWO MONTHS FROM THE DATE OF THE DECISION, must exercise one of the following two options with respect to the new grounds of rejection to avoid termination of the appeal as to the rejected claims: (1) Reopen prosecution. Submit an appropriate amendment of the claims so rejected or new evidence relating to the claims so rejected, or both, and have the matter reconsidered by the Examiner, in which event the proceeding will be remanded to the Examiner. . . . (2) Request rehearing. Request that the proceeding be reheard under § 41.52 by the Board upon the same record. . . . REVERSED, 37 C.F.R. § 41.50(b) nlk Copy with citationCopy as parenthetical citation