Ex Parte El Bakkouri et alDownload PDFBoard of Patent Appeals and InterferencesJan 14, 201010882993 (B.P.A.I. Jan. 14, 2010) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE __________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES __________ Ex parte KARIM EL BAKKOURI, PATRICK ENGLEBIENNE, KENNY LEO DE MEIRLEIR, and CHARLES VINCENT HERST __________ Appeal 2009-012373 Application 10/882,993 Technology Center 1600 __________ Decided: January 15, 2010 __________ Before LORA M. GREEN, FRANCISCO C. PRATS, and MELANIE L. McCOLLUM, Administrative Patent Judges. GREEN, Administrative Patent Judge. DECISION ON APPEAL This is a decision on appeal under 35 U.S.C. § 134 from the Examiner’s final rejection of claims 1, 2, 5-10, and 16. We have jurisdiction under 35 U.S.C. § 6(b). Appeal 2009-012373 Application 10/882,993 STATEMENT OF THE CASE The claims are directed to a method of treating a chronic immune disease, such as chronic fatigue syndrome (“CFS”) or multiple sclerosis (“MS”) using a β-lactam containing compound. Claims 1 and 2 are representative of the claims on appeal, and read as follows: 1. A method for treating a host suffering from a chronic immune disease, said method comprising: (a) administering to said host an effective amount of a β-lactam containing compound to treat said host for said chronic immune disease. 2. The method according to Claim 1, wherein said chronic immune disease is selected from the group consisting of CFS and MS. The Examiner relies on the following evidence: Campine et al. US 6,080,554 June 27, 2000 Aranyi et al. US 2003/0114449 A1 June 19, 2003 Suhadolnik WO 98/15646 Apr. 16, 1998 Shapiro WO 00/51623 Sept. 8, 2000 Koppel WO 01/12184 A1 Feb. 22, 2001 Dallegri et al., Cefoperazone Prevents the Inactivation of α1-Antitrypsin by Activated Neutrophils, 43 ANTIMICROBIAL AGENTS AND CHEMOTHERAPY 2307-2310 (1999). The following grounds of rejection are before us for review: I. Claims 1, 2, 5-10, and 16 stand rejected under 35 U.S.C. § 103(a) as being obvious over the combination of Koppel and Suhadolnik. II. Claims 1, 2, and 5-9 stand rejected under 35 U.S.C. § 103(a) as being obvious over the combination of Shapiro or Aranyi as combined with Dallegri. 2 Appeal 2009-012373 Application 10/882,993 III. Claim 10 stands rejected under 35 U.S.C. § 103(a) as being obvious over the combination of Shapiro or Aranyi and Dallegri as further combined with Campine. We reverse all of the above rejections. PRINCIPLES OF LAW The question of obviousness is resolved on the basis of underlying factual determinations including: (1) the scope and content of the prior art; (2) the level of ordinary skill in the art; (3) the differences between the claimed invention and the prior art; and (4) secondary considerations of nonobviousness, if any. Graham v. John Deere Co., 383 U.S. 1, 17 (1966). While the analysis under 35 U.S.C. § 103 allows flexibility in determining whether a claimed invention would have been obvious, KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007), it still requires showing that “there was an apparent reason to combine the known elements in the fashion claimed by the patent at issue.” Id. An invention “composed of several elements is not proved obvious merely by demonstrating that each of its elements was, independently, known in the prior art.” Id. “Often, it will be necessary . . . to look to interrelated teachings of multiple [references] . . . and the background knowledge possessed by a person having ordinary skill in the art, all in order to determine whether there was an apparent reason to combine the known elements in the fashion claimed[.]” Id. “[T]his analysis should be made explicit,” and it “can be important to identify a reason that would have prompted a person of ordinary skill in the relevant field to 3 Appeal 2009-012373 Application 10/882,993 combine the elements in the way the claimed new invention does.” Id. “We must still be careful not to allow hindsight reconstruction of references to reach the claimed invention without any explanation as to how or why the references would be combined to produce the claimed invention.” Innogenetics, N.V. v. Abbott Labs., 512 F.3d 1363, 1374 n.3 (Fed. Cir. 2008). ISSUE (Rejection I) The Examiner concludes that claims 1, 2, 5-10, and 16 are rendered obvious under 35 U.S.C. § 103(a) by the combination of Koppel and Suhadolnik. Appellants assert that the Examiner has not provided a valid apparent reason to combine the teachings of Koppel and Suhadolnik. Thus, the issue on appeal is: Have Appellants demonstrated that the Examiner erred in combining the teachings of Koppel and Suhadolnik to arrive at the claimed method of treating a chronic immune disorder, such as CFS? FINDINGS OF FACT FF1 The Examiner rejects claims 1, 2, 5-10, and 16 under 35 U.S.C. § 103(a) as being obvious over the combination of Koppel and Suhadolnik (Ans. 3). FF2 The Examiner finds that Koppel teaches the use of a beta-lactam compound, such as cefoperazone, for the treatment of neural disorders (id. at 4). 4 Appeal 2009-012373 Application 10/882,993 FF3 The Examiner finds further that Koppel teaches that the method is useful for the treatment of chronic fatigue (id.). FF4 Koppel is drawn to “pharmaceutical formulations and methods for treatment of a variety of neurological disease states, including cognitive and behavioral disorders.” (Koppel 1.) FF5 Koppel teaches that the invention is based on part that the β-lactam containing compounds are potent inhibitors of certain mammalian neuro- peptidases, such as N-acetylated-α-linked acidic peptidases (NAALADAases) (id.). FF6 Koppel teaches that neurological disease states that may be treated include, among other things, chronic fatigue (id. at 16; see also id. at 15-22). FF7 The Examiner notes that “Koppel does not teach expressly the employment of beta-lactam for treatment of chronic fatigue syndrome.” (Ans. 4.) FF8 The Examiner relies on Suhadolnik for teaching that “one of the major symptoms of chronic fatigue syndrome is chronic fatigue,” and that the syndrome may be diagnosed by measuring the amount of RNase L fragments (id.). FF9 Suhadolnik teaches that CFS “is an illness of unknown etiology, often associated with sudden onset, flu-like symptoms, debilitating fatigue, low- grade fever, myalgia and neurocognitive dysfunction,” and that “[d]iagnosis of CFS remains one of exclusion.” (Suhadolnik 1.) FF10 Suhadolnik teaches further that “[a]n accumulating body of evidence suggests that CFS is associated with disregulation of both humoral and cellular immunity, including mitogen response, reactivation of viruses, 5 Appeal 2009-012373 Application 10/882,993 abnormal cytokine production, diminished natural killer cell function and changes in intermediary metabolites.” (Id. at 2.) FF11 The Examiner concludes that it would have been obvious to the ordinary artisan at the time of invention “to treat chronic fatigue syndrome with Koppel’s method as chronic fatigue is one of the major symptoms of chronic fatigue syndrome (CFS).” (Ans. 4.) FF12 The Examiner notes further: It is well-settled fact that in treating syndromes, therapy is directed to alleviating symptomology. Similarly, faced with a disease state, the skilled artisan would have been motivated to treat these symptoms with medicaments old and well known to treat the disease state; regardless the underlying etiology. Thus regardless the etiology, to treat chronic fatigue with old and well-known cephem would have been obvious to the normal skilled artisan. (Id. at 6.) ANALYSIS Appellants argue that “there is no valid apparent reason to combine the teachings of Koppel and Suhadolnik as asserted by the Office because one cannot reasonably link the common condition of chronic fatigue from Koppel with the symptom of CFS from Suhadolnik.” (App. Br. 6-7.) Koppel, Appellants assert, teaches that chronic fatigue is a neurological disease state (id. at 7-8.) Moreover, Appellants argue, chronic fatigue is a “prolonged feeling of tiredness,” and is “a symptom of many illnesses.” (Id. at 8.) Suhadolnik, Appellants argue, teaches that “‘debilitating fatigue’” is one of the symptoms of CFS, and also teaches 6 Appeal 2009-012373 Application 10/882,993 “diagnosing CFS through detection of a unique molecular marker, RNase L fragments, in certain cells.” (Id. at 9.) Appellants assert that the ordinary artisan would not link the “‘chronic fatigue’” of Koppel with the “‘debilitating fatigue’” of Suhadolnik, as the “fatigue that characterizes CFS is particular.” (Id.) Appellants cite the official definition of CFS as set forth by the US Centers for Disease Control, which specifies that “the fatigue must last for at least six months, must not be alleviated by rest, and must be exacerbated by physical exercise.” (Id.) Koppel, Appellants assert, does not teach its “‘chronic fatigue’” includes those symptoms. (Id.) Appellants further cite the Myalgic Encephalomyelitis Society of America for its teaching that “chronic fatigue” should not be confused with CFS, and that CFS is “distinct, biological, clinical disorder.” (Id.) Thus, Appellants assert, “one of ordinary skill in the art would find no indication that CFS is treatable by β-lactam other than the mere disclosure of neurological ‘chronic fatigue’ treatable by β-lactam.” (Id. at 11.) We agree with Appellants’ reasoning that the Examiner has failed to establish a prima facie case of obviousness. Suhadolnik teaches that CFS is an illness of unknown etiology, but that evidence is mounting that it is associated with disregulation of both humoral and cellular immunity. Koppel, on the other hand, teaches the use of β-lactam compounds to treat a variety of neurological disease states, including cognitive and behavioral disorders. Koppel then lists “chronic fatigue” among a long list of neurological disorders in which NAALADase inhibitors may be used. 7 Appeal 2009-012373 Application 10/882,993 The Examiner has not provided a reason as to why the ordinary artisan would use a NAALADase inhibitor, which Koppel teaches may be used to treat a variety of neurological disease states, to treat CFS, an illness of unknown etiology, but which appears to be an immunological disorder. As to the Examiner’s argument that therapy is directed to alleviating symptomology, claim 1 is drawn to a “method for treating a host suffering from a chronic immune disease” comprising administering “an effective amount of a β-lactam containing compound to treat said host for said chronic immune disease.” Thus, the claim requires treatment of a chronic immune disease, and not a symptom of such a disease, for example the symptom of chronic fatigue in CFS. See Rapoport v. Dement, 254 F.3d 1053, 1059-60 (Fed. Cir. 2001) (noting that “‘treatment of sleep apnea[]’” was properly interpreted as limited to the underlying apnea itself; claim term did not include treatment of anxiety that can occur secondary to sleep apnea). CONCLUSION(S) OF LAW We conclude that Appellants have demonstrated that the Examiner erred in combining the teachings of Koppel and Suhadolnik to arrive at the claimed method of treating a chronic immune disorder, such as CFS. We thus reverse the rejection of claims 1, 2, 5-10, and 16 under 35 U.S.C. § 103(a) as being obvious over the combination of Koppel and Suhadolnik. 8 Appeal 2009-012373 Application 10/882,993 ISSUE The Examiner concludes that claims 1, 2, and 5-9 are rendered obvious by the combination of Shapiro or Aranyi as combined with Dallegri, and that claim 10 is rendered obvious by the combination of Shapiro or Aranyi and Dallegri as further combined with Campine. Appellants assert that Dallegri does not teach or suggest that β-lactam inhibit elastase. Thus, the issue on appeal is: Have Appellants demonstrated that the Examiner erred in finding that Dallegri teaches or suggest that β-lactam inhibit elastase, and thus erred in concluding that the combination of Shapiro or Aranyi as combined with Dallegri renders the claimed method of treating a chronic immune disease, such as MS, obvious? FINDINGS OF FACT FF13 The Examiner rejects claims 1, 2, and 5-9 under 35 U.S.C. § 103(a) as being obvious over the combination of Shapiro or Aranyi as combined with Dallegri (Ans. 4). FF14 The Examiner finds that Shapiro teaches “a method of treating multiple sclerosis comprising administering to the subject an elastase inhibitor.” (Id.) FF15 The Examiner finds that Aranyi teaches “a method of treating multiple sclerosis comprising administering to the subject an elastase inhibitor.” (Id. at 5.) 9 Appeal 2009-012373 Application 10/882,993 FF16 The Examiner notes that neither Shapiro nor Aranyi expressly teaches “the employment of beta-lactam as the elastase inhibitor for treating multiple sclerosis.” (Id.) FF17 The Examiner cites Dallegri for teaching that “[ce]foperazone prevents the inactivation of alpha1 antitrypsin and thereby inhibits the activity of elastase.” (Id.) Thus, according to the Examiner, Dallegri “discloses that the beta-lactam herein is old and well-known protease inhibitor.” (Id. at 7.) FF18 Dallegri teaches that cefoperazone prevents “α1-antitrypsin inactivation by neotrophils” as well as “reduce[s] the free elastase activity in a neutrophil suspension supplemented with α1-antitrypsin without affecting the cells’ ability to release elastase.” (Dallegri, Abstract.) FF19 Dallegri teaches that cefoperazone “is able to trap HOCl that is generated by neutrophils,” and that “HOCl or other neutrophil-derived oxidants directly inactivate neutrophil elastase by a cefoperazone-inhibitable process.” (Id. at 2307, second column.) FF20 Thus, Dallegri does not teach that cefoperazone is an elastase inhibitor, but that cefoperazone “inactivates hypochlorous acid before its reaction with α1-antitrypsin, thereby permitting the anti-protease-mediated blockade of released elastase.” (Id. at Abstract.) FF21 The Examiner concludes that it would have been obvious at the time of invention to use cefoperazone as the elastase inhibitor in the treatment of MS “because cefoperazone is known to be useful as elastase inhibitor.” (Ans. 5.) 10 Appeal 2009-012373 Application 10/882,993 FF22 The Examiner also rejects claim 10 under 35 U.S.C. § 103(a) as being obvious over the combination of Shapiro or Aranyi and Dallegri as further combined with Campine (id.). FF23 The Examiner relies on Campine for teaching a diagnostic method for MS (id.). ANALYSIS Appellants argue that Dallegri “teaches that cefoperazone, a β-lactam compound, prevents inactivation of α1-AT by stimulated neutrophils, thereby maintaining α1-AT-mediated blockade of released elastase.” (App. Br. 14- 15.) Dallegri, Appellants assert, nowhere indicates “that β-lactams inhibit elastase,” and thus “does not teach or suggest that a β-lactam compound inhibits an elastase.” (Id. at 15.) Appellants argue further that while Dallegri teaches that cefoperazone has an antiprotease effect, that is “not the same as a compound that inhibits a protease.” (Id.) Further, Appellants assert, the “Examiner does not provide any reasoning as to why the use of a compound with an anti-elastase effect in a certain condition would make up the alleged deficiency of the employment of an elastase inhibitor in MS patients.” (Id.) Appellants thus argue that as “the combination of Sharpiro [sic, Shapiro] or Aranyi’s method of administering an elastase inhibitor (e.g., α1-AT) for treatment of MS and Dallegri’s disclosure β-lactam that keeps α1-AT active does not teach or suggest the use of a β-lactam compound to treat MS.” (Id.) We agree with Appellants reasoning. Specifically, the Examiner has provided no reasoning as to why one would use cefoperazone, which 11 Appeal 2009-012373 Application 10/882,993 Dallegri teaches inactivates hypochlorous acid before its reaction with α1- antitrypsin, thereby permitting the anti-protease-mediated blockade of released elastase, for the elastase inhibitor of Shapiro or Aranyi. CONCLUSIONS OF LAW We conclude that Appellants have demonstrated that the Examiner erred in finding that Dallegri teaches or suggest that β-lactam inhibit elastase, and thus erred in concluding that the combination of Shapiro or Aranyi as combined with Dallegri renders the claimed method of treating a chronic immune disease, such as MS, obvious. We thus reverse the rejection of claims 1, 2, and 5-9 under 35 U.S.C. § 103(a) as being obvious over the combination of Shapiro or Aranyi as combined with Dallegri. As to the rejection of claim 10 under 35 U.S.C. § 103(a) as being obvious over the combination of Shapiro or Aranyi and Dallegri as further combined with Campine, as Campine does not remedy the deficiencies of the combination of Shapiro or Aranyi and Dallegri, we are compelled to reverse this rejection as well. REVERSED cdc BOZICEVIC, FIELD & FRANCIS LLP 1900 UNIVERSITY AVENUE SUITE 200 EAST PALO ALTO CA 94303 12 Copy with citationCopy as parenthetical citation