Ex Parte DobbinsDownload PDFBoard of Patent Appeals and InterferencesNov 12, 200810912753 (B.P.A.I. Nov. 12, 2008) Copy Citation 5 UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ 10 BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________________ Ex parte BOB M. DOBBINS 15 ____________________ Appeal 2008-2782 Application 10/912,753 Technology Center 3600 20 ____________________ Decided: November 12, 2008 ____________________ 25 Before: WILLIAM F. PATE, III, HUBERT C. LORIN, and MICHAEL O’NEILL, Administrative Patent Judges. PATE, III, Administrative Patent Judge. 30 DECISION ON APPEAL STATEMENT OF CASE 35 Appellant appeals under 35 U.S.C. § 134 (2002) from a final rejection of claims 1 to 14. We have jurisdiction under 35 U.S.C. § 6(b) (2002). The claims are directed to an electronic drop safe having two doors wherein a bill acceptor and a banknote canister are partitioned in first and second compartments with access by first and second access doors, 40 Appeal 2008-2782 Application 10/912,753 2 respectively, so that a service call can be made to service the bill acceptor or 5 other electronics without having to allow access to the banknote canister thereby facilitating service calls and allowing the separation of the service call function from the cash collection function (Abstract). Claim 1 is illustrative of the claimed subject matter and reproduced below: 10 1. An electronic drop safe comprising: a bill acceptor for accepting bills; and a bill canister for storing bills, with both the bill acceptor and the bill canister contained within a housing, whereby: 15 the bill acceptor is removable through a first access door when the first access door is open; and the bill canister is removable through a second access door when the second access door is open and is not accessible when the second access door is closed. 20 The prior art relied upon by the Examiner in rejecting the claims on appeal is: 25 Pyle 1,241,279 Sep. 25, 1917 Cassidy 5,615,625 Apr. 01, 1997 Cooley 5,616,902 Apr. 01, 1997 Gauselmann 5,740,897 Apr. 21, 1998 30 Claims 1-4, 6-10, 12, and 13 stand rejected under 35 U.S.C. § 103(a) as unpatentable over Cooley in view of Cassidy. Claims 5 and 14 stand rejected under 35 U.S.C. § 103(a) as unpatentable over Cooley in view of Cassidy and further in view of Gauselmann. 35 Appeal 2008-2782 Application 10/912,753 3 Claim 11 stands rejected under 35 U.S.C. § 103 as unpatentable over 5 Cooley in view of Cassidy as applied to claim 10 and further in view of Pyle. Appellant contends that the Examiner has failed to establish a prima facie case of obviousness with respect to independent claims 1, 6, 9, and 10. ISSUE 10 Has Appellant established that the Examiner erred in concluding independent claims 1, 6, 9, and 10 were prima facie obvious under 35 U.S.C. § 103(a)? FINDINGS OF FACT 1. Cooley discloses an electronic drop safe 10comprising a bill 15 acceptor 46 for accepting bills (col. 3, l. 46); and a bill canister for storing bills (col. 3, ll. 54-56), with both the bill acceptor 46 and the bill canister (col. 3, ll. 54-56) contained within a housing/compartment 12, whereby: the bill acceptor is capable of being removed through a first access door 16 when the first access door is open; the bill canister is removable (col. 3, l. 20 55), and a second access door 14, 18, 20, 22. 2. Cooley does not disclose whether the bill canister is removable through the second access door 14, 18, 20, 22 or that the bill canister is mounted in a second/separate compartment. 3. Cassidy teaches a bill canister 20 but does not teach or disclose the 25 bill canister is removable through a second access door or that the bill canister is mounted in a second/separate compartment. Appeal 2008-2782 Application 10/912,753 4 PRINCIPLES OF LAW 5 The key to supporting any prima facie conclusion of obviousness under 35 U.S.C. § 103 is the clear articulation of the reason(s) why the claimed invention would have been obvious. The Supreme Court in KSR International Co. v. Teleflex Inc., 127 S.Ct. 1727, 1741 (2007) noted that the analysis supporting a rejection under 35 U.S.C. 103 should be made explicit. 10 The Federal Circuit has stated that “rejections on obviousness cannot be sustained with mere conclusory statements; instead, there must be some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.” In re Kahn, 441 F.3d 977, 988, 78 (Fed. Cir. 2006). See also KSR, at 82 (quoting Federal Circuit statement with 15 approval). The express, implicit, and inherent disclosures of a prior art reference may be relied upon in the rejection of claims under 35 U.S.C. §§ 102 or 103. “The inherent teaching of a prior art reference, a question of fact, arises both in the context of anticipation and obviousness.” In re Napier, 55 F.3d 610, 20 613 (Fed. Cir. 1995). The fact that a certain result or characteristic may occur or be present in the prior art is not sufficient to establish the inherency of that result or characteristic. In re Rijckaert, 9 F.3d 1531, 1534 (Fed. Cir. 1993) (reversed rejection because inherency was based on what would result due to 25 optimization of conditions, not what was necessarily present in the prior art); In re Oelrich, 666 F.2d 578, 581-82 (CCPA 1981). “To establish inherency, the extrinsic evidence must make clear that the missing descriptive matter is necessarily present in the thing described in the reference, and that it would Appeal 2008-2782 Application 10/912,753 5 be so recognized by persons of ordinary skill. ‘Inherency, however, may not 5 be established by probabilities or possibilities. The mere fact that a certain thing may result from a given set of circumstances is not sufficient.’ ” In re Robertson, 169 F.3d 743, 745 (Fed. Cir. 1999). In relying upon the theory of inherency, the examiner must provide a basis in fact and/or technical reasoning to reasonably support the determination that the allegedly inherent 10 characteristic necessarily flows from the teachings of the applied prior art. Ex parte Levy, 17 USPQ2d 1461, 1464 (Bd. Pat. App. & Inter. 1990). ANALYSIS The Examiner’s finding (Answer at 7) that panels 14, 16, 18, 20, and 15 22 inherently define separate compartments therebehind may not properly be drawn from the disclosure of Cooley, because Cooley does not make clear that the missing descriptive matter, the compartments or dividers, is necessarily present behind the panels 14, 16, 18, 20, and 22. The fact that doors 14, 16, 18, 20, and 22 are individually lockable (col.3 ll. 1-2) does not 20 necessarily require individual compartments therebehind. Furthermore, there is no disclosure that the locks 15, 17, 19, 21, and 23 of respective doors 14, 16, 18, 20, and 22 are keyed separately which might indicate that Cooley considered the issue of security between areas of the housing. The Examiner has therefore not shown that compartments or dividers, are necessarily 25 present behind the panels. The fact that a certain result or characteristic may occur or be present in the prior art is not sufficient to establish the inherency of that result or characteristic. In the Final Rejection the Examiner acknowledges Cooley fails to disclose a bill canister for storing bills that is removable through a second 30 Appeal 2008-2782 Application 10/912,753 6 access door. The Examiner then relies on Cassidy to teach a bill canister (20) 5 but fails to address the limitations requiring: Claim 1: “the bill canister is removable through a second access door when the second access door is open and is not accessible when the second access door is closed” Claim 6: “the bill canister being removable through a second 10 access door…the bill acceptor within a first compartment [which is] isolated from the bill canister for storing bills when the second access door is closed” Claim 9, “[the] bill canister…removable through a second access door” 15 Claim 10, “a bill canister for accepting bills mounted in a second compartment” Each of these limitations at least require a more specific location of the bill canister than Cooley expressly, implicitly or inherently discloses. The Examiner has not pointed to any features of Cassidy or any other 20 reference to cure this deficiency. The Examiner, in the Answer, asserts it would have been obvious to partition separate compartments behind panels 14, 16, 18, 20 and 22 (Answer Pg. 7) and that in addition, it would have also been obvious to locate the bill canister near the coin canister behind panel 22. The 25 Examiner’s rejection of claims 1, 6, and 10 rely upon both assertions, while the rejection of claim 9 relies only upon the later. With respect to claims 1, 6 and 10, as noted above, separate compartments are not expressly, implicitly, nor inherently disclosed by Appeal 2008-2782 Application 10/912,753 7 Cooley. The Final Rejection fails to set forth any clear articulation of the 5 reason(s) why separate compartments would have been obvious to one having ordinary skill in the art. The Answer asserts that modifying Cooley to include separate compartments behind the doors would have been obvious for preventing removal or damage to individual components. The Examiner fails to point to any factual support for this assertion. Therefore, the 10 Examiner has not met the initial burden of factually supporting a prima facie conclusion of obviousness with respect to claims 1, 6, and 10. With respect to claim 9, the Answer asserts that modifying Cooley to locate the bill canister near the coin canister behind panel 22, thereby making it removable through a second access door, would have been 15 obvious in order to allow an operator to access all canisters by opening a single panel (i.e., 22). With respect to the bill canister, Cooley states “[s]imilarly, a collector bin (not shown) is provided for the paper money. That bin also is lockable and can be removed to collect the [money].” (col. 3, ll. 54-56). The term 20 “similarly” does not necessarily imply location of the collector bin in a manner similar to the coin box 50, but merely the presence of a paper money bin which, like the coin box 50, is lockable and removable. The Examiner has not pointed to any evidence in Cooley relating to the location of the bill canister. The assertion relating to the location of the canister behind panel 22 25 and the capability of the canister to be removed through that panel amounts to mere speculation on the part of the Examiner. Accordingly, the Examiner has not met the initial burden of factually supporting a prima facie conclusion of obviousness with respect to claim 9. Appeal 2008-2782 Application 10/912,753 8 CONCLUSION OF LAW 5 On the record before us, Appellant has shown that the Examiner has failed to establish the prima facie obviousness of claims 1-14. We are therefore constrained to reverse the rejection of claims 1-14 on the ground of obviousness. DECISION 10 For the above reasons, the Examiner's rejection of claims 1-14 is reversed. REVERSED. 15 vsh 20 PRIEST & GOLDSTEIN PLLC 5015 SOUTHPARK DRIVE SUITE 230 DURHAM, NC 27713-7736 Copy with citationCopy as parenthetical citation