Ex Parte Devlin et alDownload PDFPatent Trial and Appeal BoardFeb 1, 201813832121 (P.T.A.B. Feb. 1, 2018) Copy Citation United States Patent and Trademark Office UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O.Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 13/832,121 03/15/2013 Russell S. Devlin NSD 2010-020 8232 26353 7590 01/04/2018 WESTINGHOUSE ELECTRIC COMPANY, LLC 1000 Westinghouse Drive Suite 141 Cranberry Township, PA 16066 EXAMINER ROBERTS, HERBERT K ART UNIT PAPER NUMBER 2855 NOTIFICATION DATE DELIVERY MODE 01/04/2018 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): guerral @ wes tinghou se. com spadacjc @ westinghouse.com coldrerj @ westinghouse. com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte RUSSELL S. DEVLIN, PATRICK M. MINOGUE, and JOHN P. LAREAU Appeal 2017-003148 Application 13/832,121 Technology Center 2800 Before TERRY J. OWENS, AVELYN M. ROSS, and JANE E. INGLESE, Administrative Patent Judges. INGLESE, Administrative Patent Judge. DECISION ON APPEAL Appellant1 requests our review under 35 U.S.C. § 134(a) of the Examiner’s decision to finally reject claims 1—5, 9, and 10. We have jurisdiction over this appeal under 35 U.S.C. § 6(b). We AFFIRM. 1 Appellant is the Applicant, Westinghouse Electric Company LLC, which, according to the Appeal Brief, is the real party in interest. Appeal Brief filed January 22, 2016 (“App. Br.”), 2. Appeal 2017-003148 Application 13/832,121 STATEMENT OF THE CASE Appellant’s invention is generally directed to a method of nondestructively examining a bolt through a recess in the bolt head having varying or unknown surface geometry. Spec. Abstract. The method involves performing a phased array ultrasonic scan of the bolt socket’s surface geometry, and using the results of this scan to set the focal laws for a second scan of the volume of the bolt to determine if any defects exist in the bolt. Spec. 1 8, Abstract. Claim 1 illustrates the subject matter on appeal and is reproduced below: 1. A method of nondestructively examining a bolt having a recessed socket in a head of the bolt, the recessed socket having an unknown or varying surface geometry in a bottom of the recessed socket, with the bolt anchored in a fixture and with the surface geometry covered by an ultrasonic coupling fluid, comprising the steps of: placing a phased array ultrasonic transducer, having a plurality of transducer elements, within or on the ultrasonic coupling fluid and over the head of the bolt with a beam emitting end directed towards the head of the bolt; scanning an ultrasonic beam of the phased array through a plurality of combinations of control parameters that alters the beam so that an incident angle of the beam on the surface geometry in the bottom of the recessed socket is varied about a centerline of the bolt; monitoring a reflected or refracted beam; determining the surface geometry of the bottom of the recessed socket from the monitored strongest reflected or refracted beam; adjusting the phased array to operate at a combination of control parameters that produces an optimized beam for the surface geometry determined in the previous determining step that produced the strongest reflected or refracted beam; and performing a scan of a volume of the bolt employing the optimized beam to determine any defects in the bolt. 2 Appeal 2017-003148 Application 13/832,121 App. Br. 8 (Claims Appendix) (emphasis added). The Examiner sets forth the rejection of claims 1—5, 9, and 10 under 35 U.S.C. § 103(a) as unpatentable over Batzinger (US 2004/0050166 Al, published March 18, 2004) in view of Richardson (US 4,818,470, issued April 4, 1989) and Moles (US 2004/0020296 Al, published February 5, 2004) in the Final Office Action entered September 8, 2015 (“Final Act.”), and maintains the rejection in the Examiner’s Answer entered July 28, 2016 (“Ans.”). DISCUSSION Upon consideration of the evidence relied upon in this appeal and each of Appellant’s contentions, we affirm the Examiner’s rejection of claims 1—5, 9, and 10 under 35 U.S.C. § 103(a) for the reasons set forth in the Final Office Action, the Answer, and below. We review appealed rejections for reversible error based on the arguments and evidence the Appellant provides for each issue Appellant identifies. 37 C.F.R. § 41.37(c)(l)(iv); Ex parte Frye, 94 USPQ2d 1072, 1075 (BPAI 2010) (precedential) (cited with approval in In re Jung, 637 F.3d 1356, 1365 (Fed. Cir. 2011) (explaining that even if the examiner had failed to make a prima facie case, “it has long been the Board’s practice to require an applicant to identify the alleged error in the examiner’s rejections”)). Claims F 3, 4, and 10 Appellant presents arguments directed to the subject matter of claim 1, and relies on these arguments to address claims 3, 4, and 10. Br. 3—6. Therefore, we select claim 1 as representative, and decide the appeal as to claims 1, 3, 4, and 10 based on claim 1 alone. 37 C.F.R. § 41.37(c)(l)(iv). 3 Appeal 2017-003148 Application 13/832,121 Batzinger discloses an advanced phased array ultrasonic imaging method for detecting defects in components and structures found in industrial settings. Batzinger |1. Batzinger discloses that the method includes exciting a number of transducers 12 that form an array 14 to produce an ultrasonic transmission beam focused into a component 10 along a selected ray path 16. Batzinger || 6, 23, Figs. 1, 2. Batzinger discloses that the array 14 is separated from the component 10 by a standoff 18, which may be water (ultrasonic coupling fluid). Id. Batzinger discloses that the method further includes generating a number of echo signals using the transducers 12 as receive elements 12, and processing the echo signals to generate a focused echo signal. Batzinger | 6, Fig. 2. Richardson discloses an ultrasonic method for detecting cracking defects in bolts present in a steam separator in a boiling water nuclear reactor without removing the bolts from the steam separator. Richardson col. 1,11. 6—8; col. 2,11. 44-45; col 3,11. 22—24; col. 4,11. 6—10. Richardson discloses that the method involves placing a shoe S with an upwardly-facing piezoelectric device at the bottom end of (or underneath) a bolt, and conducting an ultrasonic test from the bottom of the bolt toward the bolt’s upper end (performing a scan of a volume of a bolt). Richardson col. 4,11. 36-45, Figs. 1, 5. The Examiner finds that one of ordinary skill in the art would have been led to “scan the volume of a bolt, as taught by Richardson, in the method of Batzinger, to increase safety and reduce cost” in light of Richardson’s disclosure that removal and manipulation of bolts to examine them for defects can be prohibitively expensive, and because it would have been apparent to one of ordinary skill in the art that cracked bolts used in nuclear reactors and other applications such as aircraft can present a 4 Appeal 2017-003148 Application 13/832,121 significant safety hazard, and a means for inexpensive inspection of the bolts would thus increase safety. Final Act. 4 (citing Richardson col. 2,11. 60-63; col. 4,11. 6-15). Moles discloses non-destructive ultrasonic phased array testing of material surrounding fastener holes, including fastener holes formed in aircraft wing skin. Moles 1, 2; Fig. 1A. The Examiner finds that it was common knowledge, and thus would have been apparent to those of ordinary skill in the art at the time of Appellant’s invention, that the fasteners disclosed in Moles would include common bolts, such as those with recessed sockets. Ans. 2—3. Because this finding is reasonable and Appellant does not challenge it, we accept it as fact. See In re Kunzmann, 326 F.2d 424, 425 n.3 (CCPA 1964). Based on this official notice and the relied-upon disclosures in Moles, the Examiner finds that one of ordinary skill in the art would have been led at the time of Appellant’s invention to examine a bolt having a recessed socket using the method of Batzinger modified as suggested by Richardson to increase safety (for the reasons discussed above). Final Act. 4—5. Appellant argues that Batzinger does not teach inspecting an interior recessed socket of a bolt. Br. 4. However, the Examiner acknowledges that Batzinger lacks this disclosure, and relies on Richardson, Moles, and official notice to address this feature, as discussed above. It follows that Appellant’s argument is improperly based on Batzinger alone, and does not take into consideration what the combined disclosures of Batzinger, Richardson, and Moles would have suggested to one of ordinary skill in the art at the time of Appellant’s invention. In re Merck & Co., 800 F.2d 1091, 1097 (Fed. Cir. 1986) (“Non- 5 Appeal 2017-003148 Application 13/832,121 obviousness cannot be established by attacking references individually where the rejection is based upon the teachings of a combination of references.”); In re Keller, 642 F.2d 413, 425 (CCPA 1981) (The test for obviousness “is what the combined teachings of the references would have suggested to those of ordinary skill in the art.”) Therefore, Appellant’s argument is unpersuasive of reversible error in the Examiner’s finding that the combined disclosures of Batzinger, Richardson, and Moles, in view of the state of the art at the time of Appellant’s invention, would have suggested inspecting an interior recessed socket of a bolt (as discussed above). Appellant also argues that Batzinger does not teach varying the incident angle of a beam about a centerline of the surface being scanned to identify the strongest reflected or refracted signal. Br. 4. Nonetheless, Appellant acknowledges that Batzinger discloses changing the relative angular orientation of a transducer array and a component being inspected around an axis. Id. In response, the Examiner finds that Batzinger discloses that ultrasound inspection systems provide dynamic focusing, dynamic aperture, steering, and Doppler frequency shift. Final Act. 5 (citing Batzinger | 65). The Examiner finds that such features serve to adjust array control parameters to provide a full and thorough scan, even with unknown or varying geometries, corresponding to “producing the strongest reflected or refracted beam,” as recited in claim 1. Final Act. 5. The Examiner further finds that this disclosure and Batzinger’s disclosure of changing the relative angular orientation of a transducer array and a component being inspected around an axis (1 8), in combination with Richardson’s disclosure of 6 Appeal 2017-003148 Application 13/832,121 performing a scan of a volume of a bolt to determine any defects in the bolt, and Moles’ disclosure of non-destructive ultrasonic phased array testing of material surrounding holes for bolts that include recessed sockets, would have suggested varying the incident angle of a beam about the centerline of a bolt, as recited in claim 1. Ans. 3. Accordingly, the Examiner sets forth a reasoned explanation of why the proposed combination of the relied-upon disclosures in the applied prior art would have suggested varying the incident angle of a beam about a centerline of a bolt to identify the strongest reflected or refracted signal. Because Appellant’s conclusory argument does not identify any specific error in the Examiner’s findings or reasoning, Appellant’s argument is unpersuasive of reversible error.2 Jung, 637 F.3d at 1365; In re Baxter TravenolLabs., 952 F.2d 388, 391 (Fed. Cir. 1991) (“It is not the function of this court to examine the claims in greater detail than argued by an appellant, looking for nonobvious distinctions over the prior art.”). Appellant also argues that Batzinger does not teach detecting the strongest reflected or refracted signal to map the surface of the bottom of a recessed socket before a scan is performed to identity any flaws. Br. 4—5. However, as discussed above, Batzinger discloses using a phased array ultrasound system to detect defects in industrial components. The Examiner finds that paragraphs 45—47 of Batzinger disclose determining the surface geometry of a component from the monitored strongest reflected or refracted beam, adjusting the phased array to operate at a combination of control parameters that produces an optimized beam for the determined 2 By declining to file a Reply Brief, Appellant does not challenge the factual findings and reasoning provided by the Examiner in the Answer. 7 Appeal 2017-003148 Application 13/832,121 surface geometry, and performing a scan of a volume of the component employing the optimized beam to determine any defects in the component. Final Act. 3. The Examiner finds that these disclosures in Batzinger in combination with Richardson’s disclosure of performing a scan of a volume of a bolt to determine defects in the bolt, and Moles’ disclosure of non destructive ultrasonic phased array testing of material surrounding holes for bolts that include recessed sockets, would have suggested determining the surface geometry of the bottom of a recessed socket from the monitored strongest reflected or refracted beam, adjusting the phased array to operate at a combination of control parameters that produces an optimized beam for the determined surface geometry, and performing a scan of a volume of the bolt employing the optimized beam to determine any defects in the bolt, as recited in claim 1. Final Act. 2—A. Appellant’s conclusory argument does not identify any specific error in the Examiner’s factual findings or reasoning. Nor does Appellant’s argument explain why the proposed combination of the relied-upon disclosures in Batzinger, Richardson, and Moles would not have suggested the features of claim 1 that Appellant asserts are not disclosed in Batzinger. Therefore, Appellant’s argument is unpersuasive of reversible error. Jung, 637 F.3d at 1365; Baxter, 952 F.2d at 391. Appellant further argues Richardson does not teach inspecting a bolt from a recess in a bolt head having an unknown geometry. Br. 5. However, Appellant’s argument is improperly based on Richardson alone, and does not take into consideration what the combined disclosures of Batzinger, Richardson, and Moles would have suggested to one of ordinary skill in the art at the time of Appellant’s invention. In response to 8 Appeal 2017-003148 Application 13/832,121 Appellant’s argument, the Examiner finds that Richardson discloses that the ultrasound entry point on a bolt being examined in Richardson’s method is the accessible section L of the bolt. Ans. 3 (citing Richardson Fig. 4). The Examiner further finds that, in view of this disclosure in Richardson, it would have been apparent to one of ordinary skill in the art at the time of Appellant’s invention to examine a bolt having a recessed socket (as suggested by Moles) in the method of Batzinger modified as suggested by Richardson at the recessed socket of the bolt, because this location would be accessible. Ans. 4. The Examiner finds that in so doing, the ordinarily skilled artisan would not need to remove the bolt, saving time and expense. Ans. 4 (citing Richardson col. 2,11. 60-66; Moles 110). In addition, as discussed above, the Examiner finds that Batzinger’s method adjusts array control parameters to provide a full and thorough scan, even with unknown or varying geometries. Final Act. 5. Appellant’s conclusory argument does not identity any particular error in the Examiner’s factual findings or reasoning, and is thus unpersuasive of reversible error. Jung, 637 F.3d at 1365; Baxter, 952 F.2d at 391. Appellant also argues that Richardson does not teach “how the scan is performed.” Br. 5. However, the Examiner relies on Batzinger—rather than Richardson—for disclosing the features of an ultrasonic scanning process. Final Act. 2—\\ Ans. Because Appellant’s argument does not address the relied-upon disclosures in Batzinger regarding ultrasonic scanning, it is unpersuasive of reversible error in the Examiner’s rejection. Appellant also argues that Moles does not disclose scanning a fastener, or interrogating an unknown or varying surface for flaws. 9 Appeal 2017-003148 Application 13/832,121 Appellant further contends that Moles’ element 6 in Figure 1A refers to a fastener head, rather than a recessed socket. Br. 5. However, Appellant’s arguments are improperly based on Moles alone, and do not take into consideration what the combined disclosures of Batzinger, Richardson, and Moles would have suggested to one of ordinary skill in the art at the time of Appellant’s invention. As discussed above, the Examiner takes official notice that it was common knowledge at the time of Appellant’s invention that the fasteners disclosed in Moles would include common bolts, such as those with recessed sockets, which we accept as fact because Appellant does not challenge it. Ans. 2—3. As also discussed above, the Examiner finds that a combination of the relied-upon disclosures in Batzinger, Richardson, and Moles would have suggested scanning the recessed socket of a bolt having unknown or varying geometry to detect defects in the bolt. Final Act. 3—5. Because Appellant’s conclusory arguments do not identify any particular error in the Examiner’s factual findings or reasoning, the arguments are unpersuasive of reversible error. Jung, 637 F.3d at 1365; Baxter, 952 F.2d at 391. Appellant further argues that Moles does not disclose varying the incident angle of a beam, or determining the surface geometry from the strongest reflected or refracted signals monitored. Br. 5. However, Appellant’s argument is again improperly based on Moles alone, and does not take into consideration what the combined disclosures of Batzinger, Richardson, and Moles would have suggested to one of ordinary skill in the art at the time of Appellant’s invention. The Examiner finds that Batzinger discloses varying the incident angle of the beam (Ans. 5 (citing Batzinger 132, which states that “[i]t is desirable to direct or steer the 10 Appeal 2017-003148 Application 13/832,121 ultrasonic beam to move the beam through a set of angles 0 to scan the component 10.”)). The Examiner further finds that Moles also discloses varying the incident angle of the beam (Ans. 4 citing Moles Fig. 2, | 56, which describes Figure 2 and states that “[I]n this way, they can scan around a fastener opening at the faying surface, using scan patterns that extend over a variety of angles and spatial volumes surrounding the perimeter of the hole.”)). As discussed above, the Examiner finds that the dynamic focusing, dynamic aperture, steering, and Doppler frequency shift disclosed in Batzinger serve to adjust array control parameters to provide a full and thorough scan, even with unknown or varying geometries, corresponding to “producing the strongest reflected or refracted beam” recited in claim 1. Final Act. 5 (citing Batzinger | 65). As also discussed above, the Examiner further finds that Batzinger discloses determining the surface geometry of a component from the monitored strongest reflected or refracted beam. Final Act. 3. Thus, the Examiner finds that a combination of the relied-upon disclosures in Batzinger, Richardson, and Moles would have suggested varying the incident angle of a beam, and determining the surface geometry from the strongest reflected or refracted signals monitored. Final Act. 3—5; Ans. 4—5. Because Appellant does not identify any particular error in the Examiner’s factual findings or reasoning, Appellant’s argument is unpersuasive of reversible error. Jung, 637 F.3d at 1365; Baxter, 952 F.2d at 391. Appellant thus does not identify and adequately explain reversible error in the Examiner’s finding that one of ordinary skill in the art, armed with the disclosures of Batzinger, Richardson, and Moles, would have been 11 Appeal 2017-003148 Application 13/832,121 led to the subject matter of claims 1—5, 9, and 10 within the meaning 35 U.S.C. § 103(a). We accordingly sustain the Examiner’s § 103(a) rejection of these claims. Claim 2 Claim 2 depends from claim 1 and recites that a sound entry point of the beam on the bolt is in the recessed socket. Appellant argues that Batzinger discloses that the entry point is on a generic convex curved or flat surface, and Richardson discloses that the entry point is on the bottom of a bolt shank. Br. 5. Appellant asserts that Figures 3B and 15 of Moles show that the entry point is around the periphery of an opening, and not a recess in a fastener. Br. 5—6. Appellant contends that Batzinger, Richardson, and Moles, therefore, “do not teach that their surfaces subject to the interrogation have any recess.” Br. 6. However, as discussed above, the Examiner finds that Richardson discloses that the ultrasound entry point on a bolt being examined in Richardson’s method is the accessible section L of the bolt. Ans. 7 (citing Richardson Fig. 4). The Examiner further finds that, in view of this disclosure in Richardson, it would have been apparent to one of ordinary skill in the art at the time of Appellant’s invention to examine a bolt having a recessed socket (as suggested by Moles) in the method of Batzinger modified as suggested by Richardson at the recessed socket of the bolt, because this location would be accessible. Ans. 7. The Examiner finds that in so doing, the ordinarily skilled artisan would not need to remove the bolt, saving time and expense. Ans. 7 (citing Richardson col. 2,11. 60—66; Moles 110). 12 Appeal 2017-003148 Application 13/832,121 Appellant’s arguments do not identify any error in the Examiner’s factual findings and reasoning. Nor does Appellant adequately explain why the proposed combination of the relied-upon disclosures in in Batzinger, Richardson, and Moles, in view of the state of the art at the time of Appellant’s invention, would not have suggested the features of claim 2. Therefore, Appellant’s arguments are unpersuasive of reversible error in the Examiner’s rejection of claim 2 under 35 U.S.C. § 103(a), and we accordingly sustain this rejection. Jung, 637 F.3d at 1365; Baxter, 952 F.2d at 391. Claim 5 Claim 5 depends from claim 1 and recites that the scanning step includes the step of varying an incident angle of the beam as the beam is swept across a surface of the bolt. Appellant argues that Batzinger “sweeps the beam but does not appear to vary the incident angle, and Richardson [] do[es] not mention how the interrogation is conducted.” Br. 6. Appellant further contends that Moles does “not vary the incident angle of the beam, nor does the reference vary the incident angle as the beam is swept across the surface of the bolt.” Id. Appellant’s argument regarding Richardson is discussed above. In addition, as also discussed above, the Examiner finds that Batzinger and Moles both disclose varying the incident angle of the beam. Ans. 4 (citing Moles Fig. 2, | 56); Ans. 5 (citing Batzinger 132). Appellant’s conclusory argument does not identity any specific error in the Examiner’s factual findings or reasoning. Jung, 637 F.3d at 1365; Baxter, 952 F.2d at 391. Therefore, Batzinger’s admitted disclosure of sweeping the beam, in combination with Batzinger and Moles’ disclosure of varying the incident 13 Appeal 2017-003148 Application 13/832,121 angle of the beam, reasonably would have suggested varying an incident angle of the beam as the beam is swept across a surface of the bolt, as recited in claim 5. Therefore, we sustain the Examiner’s rejection of claim 5 under 35 U.S.C. § 103(a). Claim 9 Although Appellant separately addresses claim 9, Appellant’s statements do not constitute substantive arguments as to the separate patentability of this claim because Appellant merely asserts without further explanation that Batzinger, Richardson, and Moles do not teach the claimed subject matter. Br. 6. In reLovin, 652 F.3d 1349, 1357 (Fed. Cir. 2011): [T]he Board reasonably interpreted Rule 41.37 to require more substantive arguments in an appeal brief than a mere recitation of the claim elements and a naked assertion that the corresponding elements were not found in the prior art. Because Fovin did not provide such arguments, the Board did not err in refusing to separately address claims 2—15, 17—24, and 31—34. We accordingly sustain the Examiner’s rejection of claim 9 under 35 U.S.C. § 103(a). DECISION We affirm the Examiner’s rejection of claims 1—5, 9, and 10 under 35 U.S.C. § 103(a). No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). AFFIRMED 14 Copy with citationCopy as parenthetical citation