Ex Parte Casey et alDownload PDFPatent Trial and Appeal BoardSep 28, 201612122682 (P.T.A.B. Sep. 28, 2016) Copy Citation UNITED STA TES p A TENT AND TRADEMARK OFFICE APPLICATION NO. FILING DATE 12/122,682 05/17/2008 24319 7590 Broadcom Limited 4380 Ziegler Road Fort Collins, CO 80525 09/30/2016 FIRST NAMED INVENTOR Michael J. Casey UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www .uspto.gov ATTORNEY DOCKET NO. CONFIRMATION NO. 63506.US 9366 EXAMINER KAPLAN VERBITSKY, GAIL ART UNIT PAPER NUMBER 2855 NOTIFICATION DATE DELIVERY MODE 09/30/2016 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address( es): patent.info@broadcom.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte MICHAEL J. CASEY, IVOR G. BARBER, GREGORY S. WINN, JULIE L. BEATTY, and DANIEL G. DEISZ Appeal2013-006620 Application 12/122,682 Technology Center 2800 Before MARK NAGUMO, GEORGE C. BEST, and JEFFREY W. ABRAHAM, Administrative Patent Judges. BEST, Administrative Patent Judge. DECISION ON APPEAL The Examiner finally rejected claims 1 and 21 of Application 12/122,682 under 35 U.S.C. § 112 as failing to comply with the enablement requirement, and claims 1-16 and 21 of Application 12/122,682 under 35 U.S.C. § 103(a) as obvious. Final Act. (March 16, 2012). Appellants 1 1 The Brief identifies LSI Corporation as the real party in interest. Br. 1. It appears that LSI Corporation subsequently assigned its interest in the '682 Application to Avago Technologies General IP (Singapore) PTE, Ltd. Assignment recorded at Reel/Frame 035390/0388. Appeal2013-006620 Application 12/122,682 seek reversal of these rejections pursuant to 35 U.S.C. § 134(a). We have jurisdiction under 35 U.S.C. § 6. For the reasons set forth below, we AFFIRM. BACKGROUND Reduction in integrated circuit size has the undesirable side effect of causing leakage of the transistor current, thereby increasing the integrated circuit's power consumption. Spec. ,-r 3. The excess power consumption raises the temperature of the semiconducting transistor junction, which can reduce the integrated circuit's reliability. Id. i-fi-13--4. The '682 Application describes methods and apparatus for measuring and capturing multiple on- chip junction temperature and/or power supply voltage values and making these labels available to a control system. Id. ,-r 1. Claim 1 is representative of the '682 Application's claims and is reproduced below: 1 A . . . . +. . r1 • • J_. £1 temperature mon1tor1ng c1rcu1t J_or an 1ntegrateu c1rcu1t on a monolithic chip, the temperature monitoring circuit compnsmg: a temperature sensor disposed on the monolithic chip for producing a signal dependent at least in part on the temperature of the integrated circuit[;] a system monitor disposed on the monolithic chip, the system monitor comprising[:] an input for receiving the signal, logic for comparing the signal to a reference, and circuitry for controlling leakage power of the integrated circuit when the signal exceeds the reference[;] and 2 Appeal2013-006620 Application 12/122,682 electrically conductive traces for electrically connecting the temperature sensor to the system monitor. Br. 11 (Claims App.) (some indentation supplied). REJECTIONS On appeal, the Examiner maintains the following rejections: 1. Claims 1 and 21 are rejected under 35 U.S.C. § 112, i-f 1 as failing to comply with the enablement requirement. Answer 5. 2. Claims 1-5 and 7 are rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Rosen, 2 Boerstler, 3 and Zimlich.4 Answer 6. 3. Claims 1 and 11 are rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Zimlich and Jahagirdar. 5 Answer 9. 4. Claim 6 is rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Rosen, Boerstler, and Ku. 6 Answer 11. 5. Claims 10 and 12 are rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Rosen, Boerstler, and Zvonar.7 Answer 12. 2 US 8,076,946 Bl, issued December 13, 2011. 3 US 7, 187 ,053 B2, issued March 6, 2007. 4 US 7,821,321 B2, issued October 26, 2010. 5 US 2007/0001694 Al, published January 4, 2007. 6 US 7,087,439 B2, issued August 8, 2006. 7 US 5,663,899, issued September 2, 1997. 3 Appeal2013-006620 Application 12/122,682 6. Claims 11 and 12 are rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Rosen, Boerstler, and Kunst. 8 Answer 12. 7. Claims 13-16 are rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Rosen, Boerstler, and Girling.9 Answer 13. 8. Claims 8 and 9 are rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Rosen, Boerstler, and Tanaka. 10 Answer 14. 9. Claim 21 is rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Rosen, Boerstler, and Appellants' admissions in the Pre-Appeal Brief Request for Review filed January 30, 2012. Answer 14, 20. 11 10. Claims 1-5, 7, and 21 are rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Jahagirdar and Boerstler. Answer 15. 11. Claim 6 is rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Jahagirdar, Boerstler, and Ku. Answer 17. 8 US 6,008,685, issued December 28, 1999. 9 US 4,583,868, issued April 22, 1986. 10 US 2009/0010072 Al, published January 8, 2009. 11 The Examiner's Answer sets forth this ground of rejection twice. See also Final Act. 9, 14. We, however, need only address it once. 4 Appeal2013-006620 Application 12/122,682 12. Claims 10 and 12 are rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Jahagirdar, Boerstler, and Zvonar. Answer 17. 13. Claims 11 and 12 are rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Jahagirdar, Boerstler, and Kunst. Answer 18. 14. Claims 13-16 are rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Jahagirdar, Boerstler, and Girling. Answer 19. 15. Claims 8 and 9 are rejected under 35 U.S.C. § 103(a) as unpatentable over the combination of Jahagirdar, Boerstler, and Tanaka. Answer 19. DISCUSSION Enablement Rejection Rejection 1. A specification complies with the 35 U.S.C. § 112, ,-r l enablement requirement if it allows those of ordinary skill in the art to make and use the claimed invention without undue experimentation. See In re Wright, 999 F.2d 1557, 1561 (Fed. Cir. 1993); Atlas Powder Co. v. E.I. du Pont De Nemours & Co., 750 F.2d 1569, 1576 (Fed. Cir. 1984). In this case, the Examiner rejected claims 1 and 21 as not enabled. Answer 5. In particular, the Examiner concluded that these claims contain[] subject matter which was not described in the specification in such a way as to enable one skilled in the art to which it pertains, or with which it is most nearly connected, to make and/ or use the invention. Claim 1: It appears that the limitation "circuitry for controlling leakage power of the integrated circuit when the signal 5 Appeal2013-006620 Application 12/122,682 Id. exceeds the reference" has not been clearly described in the specification, "the circuitry" has not been described. Claim 21: It appears that the limitations of claim 21, i.e., "wherein the circuitry for controlling leakage power comprises at least one of circuitry for adjusting a back bias to reduce a threshold voltage of transistors of the integrated circuit, and circuitry for reducing V dd to inactive logic blocks of the integrated circuit" have not been clearly described in the specification. We reverse because the Examiner has not provided sufficient factual findings and reasoning to support the legal conclusion of non-enablement. Appellants' Specification states that "[ m ]any different methods of controlling leakage power can be used, such as adjusting the back bias to modify the threshold voltage, and deducting V dd from inactive logic blocks while still retaining state voltage." Spec. i-f 18. In rejecting claims 1 and 21, the Examiner cites this portion of the Specification and states that "[i]t appears that that statement stands for the fact that Applicant is using one of the known methods of controlling [leakage power]." Answer 6. The Examiner, however, finds that the Specification was not enabling: "[E]ven though the Applicant mentions adjusting the back bias in the specification, the Applicant does not describe a circuitry, as claimed, to perform said adjusting." Id. at 6; see also id. at 21 ("The claimed 'circuitry for controlling power leakage' has been neither described nor shown in the drawings."). Thus, the Examiner appears to be requiring a description of circuitry that would have been known to a person of ordinary skill in the art as part of an enabling disclosure. This heightened requirement is inconsistent with the law. It is well established that "a patent need not teach, and preferably 6 Appeal2013-006620 Application 12/122,682 omits, what is well known in the art." Hybritech Inc. v. Monoclonal Antibodies, Inc., 802 F.2d 1367, 1384 (Fed. Cir. 1986). While this is a rule of supplementation and not a substitute for an enabling disclosure, Streck, Inc. v. Research & Diagnostic Sys., Inc., 665 F.3d 1269, 1288 (Fed. Cir. 2012), in this case, the Examiner appears to be requiring an express description of known circuitry. For an enablement rejection to be proper, the Examiner must explain why a person of ordinary skill in the art-having been told that known methods for controlling power leakage could be used-would have had to engage in undue experimentation to make and use an embodiment of the subject matter of either claim 1 or claim 21. Here, the Examiner did not meet this burden. 12 12 We note that the Examiner did not expressly address the Wands factors in making this rejection. These factors, which are illustrative, not mandatory, see Amgen, Inc. v. Chugai Pharm. Co., 927 F.2d 1200, 1213 (Fed. Cir. 1991) include (1) the quantity of experimentation necessary, (2) the amount of direction or guidance presented, (3) the presence or absence of working examples, (4) the nature of the invention, (5) the state of the prior art, ( 6) the relative skill of those in the art, (7) the predictability or unpredictability of the art, and (8) the breadth of the claims. In re Wands, 858 F.2d 731, 737 (Fed. Cir. 1988). In some cases, inclusion of an express Wands analysis in the record can provide sufficient findings of fact and reasoning to support the rejection. We express no opinion regarding whether this is such a case. 7 Appeal2013-006620 Application 12/122,682 Obviousness Rejections We begin by noting that Appellants' arguments with respect to claim I-the only independent claim in the '682 Application-are presented in a consolidated fashion. 13 See Appeal Br. 4---6. Appellants argue that the combination of four references-Rosen, Boerstler, Zimlich, and Jahagirdar---does not describe or suggest every limitation of claim 1. Id. In particular, Appellants assert that The concept of controlling leakage power based on temperature is not found in any of the references. All of the references acknowledge that temperature and leakage are related in some way. At least one reference monitors a temperature. Some of the references compare various things to a set point. But none of the references take any steps to control the leakage. And especially, none of the references try to control the leakage when the temperature gets to a certain point. Id. at 6. Appellants' arguments are not convincing. In rejecting claim 1, the Examiner provided detailed factual findings and set forth reasoning in support of the conclusion that claim 1 is unpatentable over either the combination of Rosen, Boerstler, and Zimlich (Rejection 2); the combination of Jahagirdar and Zimlich (Rejection 3); or the combination of Jahagirdar and Boerstler (Rejection 10). The Examiner also responded to Appellants' consolidated argument. See Answer 22-23. In the face of the record created by the Examiner, Appellants' generalized contention is insufficient to persuade us that the Examiner reversibly erred in rejecting claim 1. 13 This approach is contrary to our rules. See 37 C.F.R. § 41.37(c)(l)(iv) (requiring appellants to present arguments "with respect to each ground of rejection"). 8 Appeal2013-006620 Application 12/122,682 Rejections 2 and 10. The Examiner rejected claims 1-5 and 7 as unpatentable over the combination of Rosen, Boerstler, and Zimlich. Answer 6-9. The Examiner also rejected claims 1-5, 7, and 21 as unpatentable over the combination of Jahagirdar and Boerstler. Id. at 15. As discussed above, we are not persuaded by Appellants' arguments for the reversal of the rejection of claim 1. Thus, we affirm the rejection of claims 1, 2, 5, 7, and 21. Appellants, however, present additional argument with respect to the rejection of claims 3 and 4. We discuss these arguments below. Claim 3. Claim 3 reads 3. The temperature monitoring circuit of claim 1, wherein the temperature sensor comprises a plurality of temperature sensors that are distributed substantially uniformly across the monolithic chip. Appeal Br. 11. In rejecting claim 3, the Examiner found that temperature sensors 105 and 110 shown in Boerstler' s Figure l are substantially uniformly disposed on a monolithic chip. Answer 7. Appellants argue that this finding is erroneous. Appeal Br. 7. In response to this argument, the Examiner states that "[Appellants'] argument is not persuasive because Rosen teaches this limitation (see Fig. 1): the blocks are substantially uniformly placed on the chip, each block includes a temperature sensor, (disclosure)." Answer 23. 9 Appeal2013-006620 Application 12/122,682 Appellants have not filed a Reply Brief. Thus, we do not have the benefit of their response to the Examiner's argument in the Answer. 14 Accordingly, we affirm the Examiner's rejection of claim 3. Claim 4. Claim 4 reads 4. The temperature monitoring circuit of claim 1, wherein the temperature sensor comprises a plurality of temperature sensors that are designed concurrently with and incorporated into functional blocks of the integrated circuit, and the placement of the temperature sensors on the monolithic chip is wholly dependent upon the placement of the functional blocks. Appeal Br. 11. Appellants argue that this rejection should be reversed because the Examiner's reasoning set forth in the Final Action "reads into Rosen a great deal more than what Rosen actually describes. Thus, claim 4 is separately patentable over the cited combinations of references." Appeal Br. 7. We do not find this argument persuasive. As explained by the Examiner, Rosen's sensors are part of the circuit blocks, suggesting that the sensors were built into the blocks as part of the manufacturing process. Answer 24. Because Appellants do not explain what more must be added to the Examiner's findings, we affirm the rejection of claim 4. Rejection 3. The Examiner rejected claims 1 and 11 as unpatentable over the combination of Zimlich and J ahagirdar. Answer 9-11. Appellants argue for reversal of this rejection with respect to both claims on the basis of their combined argument for reversal of the rejections of claim 1. Appeal 14 We note that that the Examiner did not designate the Answer as containing a New Ground of Rejection. Appellants, however, did not petition to have the Answer so designated. Thus, Appellants have given the Examiner the last word regarding the subject matter of this appeal. 10 Appeal2013-006620 Application 12/122,682 Br. 7. As discussed above, Appellants have not persuaded us that the Examiner reversibly erred in rejecting claim 1. Thus, we affirm this rejection. Rejections 4 and 11. The Examiner rejected claim 6 as unpatentable over the combination of Rosen, Boerstler, and Ku. Answer 11. The Examiner also rejected claim 6 as unpatentable over the combination of Jahagirdar, Boerstler, and Ku. Id. at 17. Appellants' sole argument for reversal of these rejections is that Ku does not cure the alleged deficiencies in the combination of references relied upon to reject claim 1. Appeal Br. 7-8. As discussed above, Appellants have not persuaded us that the Examiner reversibly erred in rejecting claim 1. Thus, we affirm these rejections. Rejections 5 and 12. The Examiner rejected claims 10 and 12 as unpatentable over the combination of Rosen, Boerstler, and Zvonar. Answer 12. The Examiner also rejected claims 10 and 12 as unpatentable over the combination of Jahagirdar, Boerstler, and Zvonar. Id. at 17. Appellants' sole argument for reversal of these rejections is that Zvonar "does not remedy the deficiencies of the four base references." Appeal Br. 9. As discussed above, Appellants have not persuaded us that the Examiner reversibly erred in rejecting claim 1. Thus, we affirm these rejections. Rejections 6 and 13. The Examiner rejected claims 11 and 12 as unpatentable over the combination of Rosen, Boerstler, and Kunst. Answer 12-13. The Examiner also rejected claims 11 and 12 as unpatentable over the combination of Jahagirdar, Boerstler, and Kunst. Id. at 18. Appellants' sole argument for reversal of these rejections is that "Kunst does not remedy the deficiencies of the four base references." 11 Appeal2013-006620 Application 12/122,682 Appeal Br. 9. As discussed above, Appellants have not persuaded us that the Examiner reversibly erred in rejecting claim 1. Thus, we affirm this rejection. Rejections 7 and 14. The Examiner rejected claims 13-16 as unpatentable over the combination of Rosen, Boerstler, and Girling. Answer 13-14. The Examiner also rejected claims 13-16 as unpatentable over the combination of Jahagirdar, Boerstler, and Girling. Id. at 19. Appellants' sole argument for reversal of these rejections is that "Girling does not remedy the deficiencies of the four base references." Appeal Br. 10. As discussed above, Appellants have not persuaded us that the Examiner reversibly erred in rejecting claim 1. Thus, we affirm these rejections. Rejections 8 and 15. The Examiner rejected claims 8 and 9 as unpatentable over the combination of Rosen, Boerstler, and Tanaka. Answer 14. The Examiner also rejected claims 8 and 9 as unpatentable over the combination of Jahagirdar, Boerstler, and Tanaka. Answer 19. Appellants argue that claims 8 and 9 are patentable based upon their dependency from claim 1. Appeal Br. 8. As discussed above, Appellants have not convinced us that the Examiner erred in rejecting claim 1. Appellants also present separate arguments for the patentability of claims 8 and 9 which are discussed below. Claim 8. Claim 8 recites: 8. The temperature monitoring circuit of claim 1, wherein the system monitor is formed of transistors having a relatively thicker gate oxide in comparison to a relatively thinner gate oxide that is used in transistors of the integrated circuit in which the temperature is to be monitored. Appeal Br. 12. 12 Appeal2013-006620 Application 12/122,682 Appellants argue [C]laim 8 additionally recites that the system monitor is formed of transistors having a relatively thicker gate oxide in comparison to a relatively thinner gate oxide that is used in transistors of the integrated circuit in which temperature is to be monitored. . .. However, Tanaka does not describe a system monitor of claim 8 in the thicker region, or temperature sensors in the thinner region. The examiner has merely cited a reference that describes thicker and thinner gate oxide regions, but not that the specific elements of claim 8 should be disposed in any specific one of those regions. Thus, claim 8 is separately patentable over the cited combinations of references. Id. at 8. In rejecting claim 8, the Examiner found that "Tanaka discloses a device in the field of applicant's endeavor wherein a monitor device located on the IC having a core portion 69 of the IC formed by MOS having thinner gate oxide as compared to peripheral devices on the IC having thicker gate oxide, Fig. 24." Final Act. 9; see also Tanaka i-f 146. Based upon this finding, the Examiner concluded that it would have been obvious to a person of ordinary skill in the art to modify the device suggested by either the combination of Rosen, Boerstler, and Tanaka or the combination of Jahagirdar, Boerstler, and Tanaka to have a system monitor that is formed of transistors having a relatively thicker gate oxide in comparison to the thinner gate oxide used in the transistors of the circuit whose temperature is being monitored. Final Act. 9, 14. The Examiner further concluded Please note, thin gate low voltage and thick gate high voltage MOS are very well known in the art. Having made the system monitor of thick relatively high voltage transistors, absent any criticality, is only considered to be the "preferred" or "optimum" choice that a person having ordinary skill in the art at the time the invention was made would have been able to 13 Appeal2013-006620 Application 12/122,682 determine using routine experimentation based, among other things, on the desired range of the temperature being measured. Answer 24--25. Because Appellants have failed to file a Reply Brief, they have not provided any substantive response to the Examiner's reasoning as set forth in the Examiner's Answer. In the absence of such a response, we are not persuaded that the Examiner reversibly erred in rejecting claim 8. Thus, we affirm the rejection. Claim 9. Appellants argue: [C]laim 9 additionally recites that the system monitor is formed of transistors that operate at a relatively higher voltage in comparison to a relatively lower voltage that is used in transistors of the integrated circuit in which the temperature is to be monitored. The examiner does not address this at all in her rejections. Nor does Tanaka describe a system monitor that operate at a relatively higher voltage in comparison to the rest of the integrated circuit. Thus, claim 9 is separately patentable over the cited combinations of references. Appeal Br. 8. In relevant part, the Final Action states that "Tanaka discloses a device in the field of applicant's endeavor wherein a monitor device located on the IC having a core portion 69 of the IC is formed by MOS having thinner gate oxide as compared to peripheral devices on the IC having thicker gate oxide, Fig. 24." Final Act. 9. The corresponding portion of the Answer, however, states that Tanaka discloses a device in the field of applicant's endeavor wherein a monitor device located on the IC having a core portion 69 of the IC is formed by MOS having thinner gate oxide (low voltage) as compared to peripheral devices on the IC having thicker gate oxide (high voltage), Fig. 24. Answer 20 (emphasis added). 14 Appeal2013-006620 Application 12/122,682 Appellants, therefore, are correct in stating that the Final Action did not address claim 9's limitations. The Examiner's Answer, however, does contain findings that address claim 9' s limitations. Because Appellants did not file a Reply Brief, we do not have any substantive argument demonstrating that the Examiner erred by finding that Tanaka describes or suggests the additional limitations recited in claim 9. 15 We, therefore, affirm the rejection of claim 9. Rejection 9. The Examiner rejected claim 21 as unpatentable over the combination of Rosen, Boerstler, and Appellants' admissions in the Pre- Appeal Brief Request for Review filed January 30, 2012. Answer 14--15. Appellants' sole argument for reversal of this rejection is that Appellants' admissions in their Pre-Appeal Brief Request for Review "does not remedy the deficiencies of the four base references. . . . Thus, claim 21 inherits patentability through dependence upon claim 1." Appeal Br. 10. As discussed above, Appellants have not persuaded us that the Examiner reversibly erred in rejecting claim 1. Thus, we affirm this rejection. CONCLUSION We REVERSE the Examiner's rejection of claims 1 and 21 pursuant to 35 U.S.C. § 112, i-f 1 as not enabled. We AFFIRM the rejection of claims 1-5 and 7 as unpatentable over the combination of Rosen, Boerstler, and Zimlich. We AFFIRM the rejection of claims 1 and 11 as unpatentable over the combination of Zimlich and Jahagirdar. 15 See note 14, supra. 15 Appeal2013-006620 Application 12/122,682 We AFFIRM the rejection of claim 6 as unpatentable over the combination of Rosen, Boerstler, and Ku. We AFFIRM the rejection of claims 10 and 12 as unpatentable over the combination of Rosen, Boerstler, and Zvonar. We AFFIRM the rejection of claims 11 and 12 as unpatentable over the combination of Rosen, Boerstler, and Kunst. We AFFIRM the rejection of claims 13-16 as unpatentable over the combination of Rosen, Boerstler, and Girling. We AFFIRM the rejection of claims 8 and 9 as unpatentable over the combination of Rosen, Boerstler, and Tanaka. We AFFIRM the rejection of claim 21 as unpatentable over the combination of Rosen, Boerstler, and Appellants' admissions in the Pre- Appeal Brief Request for Review filed January 30, 2012. We AFFIRM the rejection of claims 1-5, 7, and 21 as unpatentable over the combination of Jahagirdar and Boerstler. We AFFIRivI the rejection of claim 6 as unpatentable over the combination of Jahagirdar, Boerstler, and Ku. We AFFIRM the rejection of claims 10 and 12 as unpatentable over the combination of Jahagirdar, Boerstler, and Zvonar. We AFFIRM the rejection of claims 11 and 12 as unpatentable over the combination of Jahagirdar, Boerstler, and Kunst. We AFFIRM the rejection of claims 13-16 as unpatentable over the combination of Jahagirdar, Boerstler, and Girling. We AFFIRM the rejection of claims 8 and 9 as unpatentable over the combination of Jahagirdar, Boerstler, and Tanaka. 16 Appeal2013-006620 Application 12/122,682 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). AFFIRMED 17 Copy with citationCopy as parenthetical citation