Ex Parte Camello et alDownload PDFPatent Trial and Appeal BoardSep 19, 201613406949 (P.T.A.B. Sep. 19, 2016) Copy Citation UNITED STA TES p A TENT AND TRADEMARK OFFICE APPLICATION NO. FILING DATE FIRST NAMED INVENTOR 13/406,949 02/28/2012 Anthony Camella 31554 7590 09/21/2016 CARTER, DELUCA, FARRELL & SCHMIDT, LLP 445 BROAD HOLLOW ROAD SUITE420 MELVILLE, NY 11747 UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www .uspto.gov ATTORNEY DOCKET NO. CONFIRMATION NO. 1507-109 CIP 8252 EXAMINER KRYCINSKI, STANTONL ART UNIT PAPER NUMBER 3631 NOTIFICATION DATE DELIVERY MODE 09/21/2016 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address( es): docket@cdfslaw.com tgiordano@cdfslaw.com PTOL-90A (Rev. 04/07) BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte ANTHONY CAMELLO, ERIC NEUMANN, BRUCE GOMMERMANN, and DANIEL C. RILEY Appeal2014-009282 Application 13/406,949 Technology Center 3600 Before EDWARD A. BROWN, WILLIAM A. CAPP, and AMANDA F. WIEKER, Administrative Patent Judges. CAPP, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Appellants seek our review under 35 U.S.C. § 134 of the final rejection of claims 1, 3, 4, 6-12, 14--16, 18, and 19 as unpatentable under 35 U.S.C. § 102(b) as anticipated by Headrick (US 5,706,956, iss. Jan. 13, 1998), and of claims 2 and 20 under 35 U.S.C. § 103(a) as unpatentable over Headrick and Close (US 2004/0020879 Al, pub. Feb. 5, 2004). We have jurisdiction under 35 U.S.C. § 6(b). We REVERSE and enter a new ground of rejection pursuant to our authority under 37 C.F.R. § 41.50(b). Appeal2014-009282 Application 13/406,949 THE INVENTION Appellants' invention relates generally to displaying products, particularly bottled liquids, on a shelf. Spec. i-f 6. Claim 1, reproduced below, is illustrative of the subject matter on appeal. 1. A product display unit for displaying a plurality of products thereon, the product display unit comprising: a bottom member including a product-supporting surface, the bottom member being configured to be positioned on a first product-supporting shelf; a first rib projecting upwardly from the product-supporting surface and extending longitudinally along the bottom member; a second rib projecting upwardly from the product- supporting surface and extending longitudinally along the bottom member, such that a distance is defined between the first rib and the second rib; and a top member disposed in juxtaposed relation with the bottom member and being configured for suspension from a second product-supporting shelf, the top member including a longitudinally extending channel having a width, the smallest width of the channel being greater than a width of a top-most portion of a product configured to be supported by the bottom member, wherein the top member is fixed from vertical movement with regard to the second product-supporting shelf; wherein the distance between the first rib and the second rib is dimensioned to be less than the widest portion of a product configured to be supported by the bottom member between the first rib and the second rib. OPINION Anticipation by Headrick Claims 1 and 8 Claims 1 and 8 are independent claims. Claims App. Each claim contains limitations directed to a top member that is configured for suspension from a second product-supporting shelf and where the top 2 Appeal2014-009282 Application 13/406,949 member is fixed from vertical movement with regard to the second product- supporting shelf. Id. Under the circumstances presented here, we deem it expedient to treat the rejection of claims 1 and 8 together. The Examiner finds that Headrick discloses all of the elements of claim 1. Final Action 2-3. In particular, the Examiner finds that Headrick' s top member is capable of being suspended from, and is fixed from vertical movement with regard to, a second product-supporting shelf. Id. at 3. Appellants traverse the Examiner's rejection by arguing that Headrick's top member is not fixed from vertical movement with regard to a second product-supporting shelf as claimed. Appeal Br. 12-13. Appellants argue that Headrick' s top member is suspended by suspension cords 64 that allow for vertical movement. Id. at 13. We agree. Appellants' Specification discloses: With particular reference to Figures 14 and 15, system 1000 is configured for use on a shelving system (e.g., gondola shelves) in a retail environment. To install the system 1000 on a shelving system, a user places the bottom member 2000 onto the top portion of a store shelf "SI." The top member 3 000 is secured to the bottom of a second shelf "S2," which is above the bottom member 2000, by using a fastening device, such as wire ties "T" (see Figure 15). More particularly, each wire tie "T" is threaded through an opening (e.g., one of openings 3500 in Figure 13), and around a portion of the shelf "S2." (While only the outside/lateral openings are labeled in Figure 13, for clarity, all of the openings, including the interior openings are configured to receive a fastening device engaged therewith.) In a disclosed embodiment, all of the wire ties "T" that are used to secure the top member 3000 to the bottom of the shelf "S2" are cinched tight such that the top member 3000 cannot move vertically with respect to the shelf "S2" that it is secured to. To change the height between the bottom member 2000 and the top member 3000, a user must move one or both of the associated shelves "S 1 ", "S2." 3 Appeal2014-009282 Application 13/406,949 Spec. 1144. Thus, Appellants' invention uses wire ties to tightly secure the top member to an upper or second shelf. Id., see also id. at Figs. 14 and 15. In contrast, Headrick suspends its corresponding top member to a vertical support member instead of a horizontal shelf. See Headrick, Fig. 4. The top member is suspended using suspension cord 64 that attaches to upstanding vertical support member 12 via manually adjustable cinching device 76 and hook member 80. Id. A person of ordinary skill in the art viewing Headrick Figure 4 would recognize that Headrick's top member is not fixedly attached to an upper shelf and that suspension cords 64 allow for vertical movement of the top member if acted upon by a lifting force. To anticipate a claim, a single prior art reference must expressly or inherently disclose each claim limitation. Celeritas Techs., Ltd. v. Rockwell Int'! Corp., 150 F.3d 1354, 1361 (Fed. Cir. 1998). Furthermore, anticipation also requires the presence in a single prior art disclosure of all the elements "arranged as in the claim." Finisar Corp. v. Direct Group, Inc., 523 F.3d 1323, 1334 (Fed. Cir. 2008). In the instant case, Headrick does not anticipate claims 1 or 8 as its top member is not suspended from, or fixed from vertical movement with regard to, a second product-supporting shelf as claimed. Accordingly, we do not sustain the anticipation rejection of claims 1 and 8, or of claims 3, 4, 6, 7, 9-12, 14, or 15, that depend, respectively, therefrom. Claim 16 Claim 16 is an independent claim that differs in scope from claim 1 primarily in that it includes a limitation directed to changing the vertical 4 Appeal2014-009282 Application 13/406,949 distance between a bottom member and a top member by moving a "second shelf' from which the top member is suspended. Claims App. The Examiner finds that Headrick satisfies each limitation of claim 16 including the limitations directed to suspending the first top member from beneath the second shelf and moving the second shelf to change a vertical distance. Final Action 4--5. As discussed above in connection with the rejection of claim 1, Headrick's top member is suspended from upstanding support member 12 rather than from a shelf. Consequently, moving an upper shelf of Headrick will not affect the vertical distance between the first shelf/bottom member and the top member as claimed. Accordingly, we do not sustain the anticipation rejection of claim 16, or the rejection of claims 18 and 19 that depend therefrom. Unpatentability of Claims 2 and 20 over Headrick and Close Claims 2 and 20 depend from claims 1 and 16 respectively. Claims App. The Examiner relies on Close as disclosing the dependent limitations of these claims and concludes that it would have been obvious for a person of ordinary skill in the art to modify Headrick with the teachings of Close to achieve the claimed invention. Final Action 5-7. Appellants argue that Close fails to cure the deficiencies of Headrick with respect to claims 1 and 16. Appeal Br. 16-17. We agree that Close fails to cure the deficiencies of Headrick discussed above. Accordingly, we do not sustain the unpatentability rejections of claims 2 and 20. New Ground of Rejection - Claim 16 As found by the Examiner, Headrick discloses all of the limitations of claim 16 substantially as claimed, except for the limitations directed to 5 Appeal2014-009282 Application 13/406,949 suspending the first top member from beneath a second shelf and moving the second shelf to change the vertical distance between the first bottom member and the first top member. See Final Action 4--5. Headrick differs from the invention of claim 16 in that Headrick's corresponding top member is suspended from vertical support member 12 instead of from a horizontal shelf. Headrick exhibits both upper and lower shelves. See Headrick, Fig. 6. Headrick also discloses suspending a top member from above using hook members, suspension cords, and adjustable cinching devices. See Headrick, Fig. 4. A person of ordinary skill in the art would have recognized that either a horizontal shelf or a nearby vertical support element would have served as appropriate structure from which to suspend Headrick' s guide channel stabilizer member 16. 1 Therefore, it would have been obvious at the time of the invention to suspend Headrick's guide channel stabilizer member from a shelf that is disposed immediately above the stabilizer member. We conclude that suspending the top member from a shelf simply arranges old elements with each performing the same function it had been known to perform and yields no more than one would expect from such an arrangement. See KSR Int 'l Co. v. Teleflex Inc., 550 U.S. 398, 417 (2007). Moreover, a person of ordinary skill in the art would have recognized this alternative as a mere predictable variation of Headrick's system. Id. It is well established that when a work is available in one field of endeavor, design incentives and other market forces can prompt variations of it and if a person of ordinary skill can implement a predictable variation, § 103 may bar its patentability. Id. 1 In a system so modified, moving the second shelf necessarily changes the vertical distance between the first bottom member and the first top member, as required by claim 16. 6 Appeal2014-009282 Application 13/406,949 In view of the foregoing discussion, we exercise our discretion under 37 C.F.R. § 41.50(b) and hereby enter a new ground of rejection of claim 16 as unpatentable under 35 U.S.C. § 103(a) over Headrick.2 DECISION The decision of the Examiner to reject claims 1--4, 6-12, 14--16, and 18-20 is REVERSED. Claim 16 is hereby rejected under 35 U.S.C. § 103(a) as unpatentable over Headrick as a new ground of rejection under 37 C.F.R. § 41.50(b). FINALITY OF DECISION This decision contains a new ground of rejection pursuant to 37 C.F.R. § 41.50(b). 37 C.F.R. § 41.50(b) provides "[a] new ground of rejection pursuant to this paragraph shall not be considered final for judicial review." 37 C.F.R § 41.50(b) also provides that the Appellants, WITHIN TWO MONTHS FROM THE DATE OF. THE DECISION; must exercise one of the following two options with respect to the new ground of rejection to avoid termination of the appeal as to the rejected claims: ( 1) Reopen prosecution. Submit an appropriate amendment of the claims so rejected or new evidence relating to the claims so rejected, or both, and have the matter reconsidered by the examiner, in which event the proceeding will be remanded to the examiner. .. 2 The Board enters a new ground of rejection at its discretion, and no inference should be drawn from a failure to exercise that discretion with respect to claims 1--4, 6-12, 14, 15, and 18-20. See 37 C.F.R. § 41.50(b); see also Manual of Patent Examining Procedure (MPEP) § 1213.02 (8th ed., rev. 9, August 2012). We leave to the Examiner, upon further prosecution, to determine whether it is appropriate to reject other claims as unpatentable over Headrick, either alone or in combination with other references. 7 Appeal2014-009282 Application 13/406,949 (2) Request rehearing. Request that the proceeding be reheard under§ 41.52 by the Board upon the same record .... No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). REVERSED; 37 C.F.R. § 41.50(b) 8 Copy with citationCopy as parenthetical citation