Ex Parte BrilmanDownload PDFBoard of Patent Appeals and InterferencesOct 23, 200810742527 (B.P.A.I. Oct. 23, 2008) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE _________________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES _________________ Ex parte YAKOV YEVSEYEVICH BRILMAN Appellant _________________ Appeal 2008-4971 Application 10/742,527 Application Publication 2005/0074503 Technology Center 1600 _________________ Decided: October 23, 2008 _________________ Before RICHARD E. SCHAFER, SALLY GARDNER LANE, and JAMES T. MOORE, Administrative Patent Judges. LANE, Administrative Patent Judge. DECISION ON APPEAL Appeal 2008-4971 Application 10/742,527 I. STATEMENT OF THE CASE The appeal is from a Final Rejection of claims 2, 4-9, which are all of the pending claims. 35 U.S.C. § 134. Claims 10-13 have been withdrawn as being drawn to a non-elected species and claims 1 and 3 have been canceled. (see Amendment of September 17, 2007). Appellant did not file a Reply Brief. We have jurisdiction under 35 U.S.C. § 6(b). We affirm. The application was filed October 5, 2003. It was published as Application Publication 2005/0074503 on April 7, 2005. The real party in interest is said to be Appellant, Yakov Brilman. (App. Br. 1). The Examiner relied on • Brilman, Voenno-Meditsinkski Journal, vol. 10, p. 71 (1962) (translation filed Feb. 18, 2004) (“Brilman”). • U.S. Patent 5,900,412, May 4, 1999 (“Traue”). • U.S. Patent Application Publication 2005/0004084, Jan. 6, 2005 (“Dardai”). • Goodman & Gilman’s The Pharmacological Basis of Therapeutics 8 (2001) (“Goodman”). Appellant did not argue against the prior art status of these references. Appellant appeals the rejection of claims 2, 4-6 and 8-9 under 35 U.S.C. § 103(a) over the combination of the teachings of Brilman, Traue, and Dardai. Appellant did not argue separately for the patentability of any of the rejected claims. We review claim 2 as a representative claim. See Bd. R. 37(c)(1)(vii). Appellant also appeals the rejection of claim 7 under 35 2 Appeal 2008-4971 Application 10/742,527 U.S.C. § 103(a) over the combination of the teachings of Brilman, Traue, Dardai, and Goodman.1 II. FINDINGS OF FACT The record supports the following findings of fact as well as any other findings of fact set forth in this opinion, by at least a preponderance of the evidence. 1. Appellant’s claim 2 recites: A method for treating a disease of the musculoskeletal system, comprising: applying a composition comprising porcine bile, solvent, acetylsalicylic acid, thymol and sodium chloride to an external surface of a patient to be treated, wherein the composition comprises 77.5 to 78.5 percent by weight of the porcine bile, 0.5 to 10 percent by weight thymol, 0.5 to 1.0 percent by weight acetylsalicylic acid and 0.5 weight percent sodium chloride, with the balance being solvent. (App. Br. 11). 2. Brilman provides a treatment for “neuromyositis arthritis and radiculitis,” comprising “89.5 ml of healthy swine bladder gall . . . 10 ml 96% alcohol, 0.5 spiritus metilici, 0.85g natrium chloridii.” (Brilman, translation). 3. We understand, and Appellant does not dispute, that “swine bladder gall” contains porcine bile. 1 In addition, Appellant also appealed the rejection of claim 6 under 35 U.S.C. § 112, first paragraph. (App. Br. 3). This rejection has since been withdrawn by the Examiner. (See Ans. 6). 3 Appeal 2008-4971 Application 10/742,527 4. We understand, and Appellant does not dispute that neuromyositis arthritis and radiculitis are diseases of the musculoskeletal system. 5. We understand, and Appellant does not dispute, that natrium chloridii is sodium chloride. 6. Brilman does not teach that the composition used in the method recited comprises acetylsalicylic acid or thymol. 7. Brilman does not teach using the exact percentages of the components recited in Appellant’s claim 2. 8. Traue relates to the use of acetylsalicylic acid (referred to as “ASA”) in “eliciting anti-inflammatory, analgesic and antipyretic effects.” (Traue col. 1, ll. 14-18). 9. Traue teaches “alcoholic solutions for the percutaneous administration of ASA, comprising acetylsalicylic acid or salts thereof as the active compound . . . .” (Traue col. 2, ll. 43-46). 10. We understand “percutaneous administration” to mean administration by means of the skin. 11. Traue teaches “[w]here appropriate, penetration enhancers of the cyclic terpene type, preferably L-menthol or thymol, may be present in the subject alcoholic solutions.” (Traue col. 3, ll. 40-42). 12. Traue teaches that “[f]or administration, the alcoholic ASA solutions may be formulated into a suitable vehicle, diluent or carrier therefore, or else topically applied directly to the skin.” (Traue col. 3, ll. 55- 57). 4 Appeal 2008-4971 Application 10/742,527 13. Dardai teaches compositions that “include active agents utilized in conventional formulations for the topical treatment of joint and rheumatic pains . . . .” (Dardai ¶ [0010]). 14. The composition of Dardai is a “transdermal pharmaceutical composition comprising acetylsalicylic acid, together with a carrier, a diluent and/or other auxiliary agent suitable for transdermal application.” (Dardai ¶ [0005]). 15. Appellant’s specification does not include examples or results of any tests conducted with the claimed method. 16. Appellant’s claim 7 recites: The method according to claim 2, further comprising applying the composition to an area wherein a patient to be treated is experiencing pain from the disease by use of a compress. (App. Br. 11). 17. Goodman discloses different ways to achieve topical application of a drug, teaching that “[b]ecause hydrated skin is more permeable than dry skin, the dosage form may be modified or an occlusive dressing may be used to facilitate absorption.” (Goodman 8). III. LEGAL PRINCIPLES The Supreme Court has recently noted that “[w]hen a work is available in one field of endeavor, design incentives and other market forces can prompt variations of it, either in the same field or a different one. If a person of ordinary skill can implement a predictable variation, § 103 likely bars its patentability.” KSR Int’l v. Teleflex Inc., 127 S.Ct. 1727, 1740 (2007). 5 Appeal 2008-4971 Application 10/742,527 For claims relying on ranges of components, “discovery of an optimum value of a result effective variable in a known process is ordinarily within the skill of the art,” unless the results of such optimization are unexpectedly good. In re Boesch, 617 F.2d 272, 276 (CCPA 1980). IV. ANALYSIS Claims 2-6 and 8-9 Appellant’s claim 2 recites A method for treating a disease of the musculoskeletal system, comprising: applying a composition comprising porcine bile, solvent, acetylsalicylic acid, thymol and sodium chloride to an external surface of a patient to be treated, wherein the composition comprises 77.5 to 78.5 percent by weight of the porcine bile, 0.5 to 10 percent by weight thymol, 0.5 to 1.0 percent by weight acetylsalicylic acid and 0.5 weight percent sodium chloride, with the balance being solvent. (FF2 1). Brilman teaches a treatment for “neuromyositis arthritis and radiculitis,” diseases of the musculoskeletal system (FFs 2 and 4), comprising “89.5 ml of healthy swine bladder gall . . . 10 ml 96% alcohol, 0.5 spiritus metilici, 0.85g natrium chloridii.” (FF 2). We understand, and Appellant did not dispute, that “swine bladder gall” contains porcine bile. (FF 3). We understand, and Appellant does not dispute, that natrium chloridii is sodium chloride. (FF 5). While Brilman teaches the use of swine gall bladder and sodium chloride in ethanol as a treatment for musculoskeletal diseases, Brilman does not teach combining these 2 Finding of Fact. 6 Appeal 2008-4971 Application 10/742,527 components with acetylsalicylic acid and thymol (FF 6) or the exact percentages of the components recited in Appellant’s claim 2. (FF 7). Traue relates to the use of acetylsalicylic acid (referred to as “ASA”) in “eliciting anti-inflammatory, analgesic and antipyretic effects.” (FF 8). Specifically, Traue teaches “alcoholic solutions for the percutaneous administration of ASA, comprising acetylsalicylic acid or salts thereof as the active compound . . . .” (FF 9). Traue also teaches “[w]hen appropriate, penetration enhancers . . . preferably . . . thymol, may be present in the subject alcoholic solutions.” (FF 11). According to Traue, “the alcoholic ASA solutions may be formulated into a suitable vehicle, diluent or carrier therefore, or else topically applied directly to the skin.” (FF 12). Thus, Traue teaches administration of ASA to the skin, along with thymol to increase penetration. Dardai discloses compositions that “include active agents utilized in conventional formulations for the topical treatment of joint and rheumatic pains . . . .” (FF 13). The composition taught by Dardai are “transdermal pharmaceutical composition comprising acetylsalicylic acid, together with a carrier, a diluent and/or other agent suitable for transdermal application.” (FF 14). Thus, like Traue, Dardai teaches acetylsalicylic acid in a solvent and that this composition can be used topically to treat musculoskeletal diseases, such as arthritis. Those in the art would have found it obvious to modify the porcine bile and sodium chloride in solvent, as taught by Brilman, by adding acetylsalicylic acid and thymol, as taught in Traue, to achieve the anti- inflammatory, analgesic, and antipyretic effects taught in Traue. See KSR, supra. Furthermore, those of skill in the art would have expected this 7 Appeal 2008-4971 Application 10/742,527 modification to “yield a predictable result,” KSR, supra, because Brilman teaches that the porcine gall bladder treats musculoskeletal conditions, including arthritis, and Dardai teaches that acetylsalicylic acid also treats conditions such as arthritis. We consider determination of specific concentrations of a therapeutic to be optimization of a result effective variable, see Merck & Co., Inc. v. Biocraft Labs., Inc., 874 F.2d 804, 809 (Fed. Cir. 1989) (determining that optimization of a dosage range was obvious when the procedures to do so were known to those in the art), and Appellant has not shown that the claimed concentrations of the components recited in claim 2 are unexpectedly good. See Boesch, supra. Thus, Appellant has not shown that the specific parameters claimed would not have been obvious to those of skill in the art. Id. Accordingly, the Examiner presented a prima facie case for the obviousness of the method claimed by Appellant. Appellant argued that “no apparent reason exists to combine Brilman, Traue and Dardai to obtain the claim invention.” (App. Br. 5). According to Appellant, “the central aspect of Traue is directed to antithrombotic therapy, which is not directed to the same problems addressed by the claimed invention” (App. Br. 6), and “the alcohol and penetration solution (e.g., thymol) of the present invention are not equivalent or in any way directed to the same purpose as the ‘component’ in Dardai.” (Id.). Traue teaches that the combination of acetylsalicylic acid and thymol has “anti-inflammatory, analgesic and antipyretic effects” (FF 8), which those of skill in the art would have known to be useful for treating musculoskeletal diseases, e.g., arthritis. In fact, Dardai teaches that transdermal pharmaceutical compositions comprising acetylsalicylic acid are 8 Appeal 2008-4971 Application 10/742,527 used to treat “joint and rheumatic pains.” (FFs 13 and 14). Whether Traue also teaches other uses of acetylsalicylic acid and thymol does not render the claimed method patentable. See In re Lemelson, 397 F.2d 1006, 1009 (CCPA 1968) (“The use of patents as references is not limited to what the patentees describe as their own inventions or to the problems with which they are concerned. They are part of the literature of the art, relevant for all they contain.”). Appellant also argued that “Brilman includes a higher concentration porcine bile formulation including alcohol and sodium chloride. As noted by the Appellant in providing his own prior formulation, it was problematic in that it was not as efficiently delivered and was odorous.” (App. Br. 5). We assume that Appellant is referring to the letter attached to the copy of Brilman submitted by Appellant, which states: “I have found that my sample of writing was complemented by a preservative (Formalini, Furacillini) and odorous substances. . . . the composition proposed by me has different components in ‘Bilious Balsam’ from the prototype, and is a more efficient medical treatment.” (Letter submitted Feb. 18, 2004). Appellant did not direct us to evidence that would support this statement. Appellant has not directed us to evidence of the odor level of the composition used in the claimed method compared to that in Brilman, or to any other comparative data between the claimed method and that in Brilman. If Appellant is arguing that the claimed method demonstrates unexpected results, comparative data is required as support. In re De Blauwe, 736 F.2d 699, 705 (Fed. Cir. 1984) (“It is well settled that unexpected results must be established by factual evidence. Mere argument or conclusory statements in 9 Appeal 2008-4971 Application 10/742,527 the specification does not suffice.”). Thus, we are not convinced by Appellant’s argument. Appellant argued further that “all of the references, including Dardai and Traue, have specific formulation ranges illustrating that the component ranges are important to the compositions as claimed. They thus teach away from changing their particular formulations.” (App. Br. 6). “A reference may be said to teach away when a person of ordinary skill, upon reading the reference, would be discouraged from following the path set out in the reference, or would be led in a direction divergent from the path that was taken by the applicant.” In re Gurley, 27 F.3d 551, 553 (Fed. Cir. 1994). Even though the references include express ranges, Appellant has not directed us to, and we do not find, portions of the references that teach other ranges should not be used.3 Thus, we do not consider the ranges provided in the references to be a teaching away of the claimed ranges. As explained above, the determination of therapeutic concentrations of ingredients is optimization of result effective variables. Without a showing that the specific concentrations presented unexpectedly good results, Appellant has not provided us with sufficient evidence for us to conclude that these ranges are patentable over those disclosed in Traue and Dardai. See Boesch, supra. Appellant also argued that [t]he combined references fail to provide a reasonable expectation of success. . . . Dardai and Traue have specific 3 Dardai even notes, after providing specific amounts of acetylsalicyclic acid, that “[h]owever, as well known to one skilled in pharmacotechnology, the active agent content may also vary with this type of composition.” (Dardai ¶ [0006]). 10 Appeal 2008-4971 Application 10/742,527 formulation ranges illustrating that the component ranges are important to the claimed compositions. Thus, modification of the cited art does not provide a reasonable expectation of success and is contrary to the reasoning and teaching in both Dardai and Traue. (App. Br. 8). The components taught in Brilman, Traue, and Dardai can each be used to treat musculoskeletal diseases, thus, those in the art would expect that their combination would also be useful in treating these diseases. Appellant has not provided us with any evidence that the claimed components, combined at the claimed ranges, does “more than yield a predictable result.” KSR, supra. Thus, we are not convinced that those in the art would not have had a reasonable expectation of success using the claimed combination. Finally, Appellant argued that “[t]he formulation in Brilman was published in 1961, and yet no one to the Appellants knowledge has done further successful work or provided a modified formulation until the Appellant many years after Brilman's initial publication.” (App. Br. 8). “Absent a showing of long-felt need or the failure of others, the mere passage of time without the claimed invention is not evidence of nonobviousness.” Iron Grip Barbell Co. v. USA Sports, Inc., 392 F.3d 1317, 1325 (Fed. Cir. 2004). To show that there was a long-felt need, Appellant must present affidavits or other factual evidence of “a failure of others to provide a feasible solution to [a] long-standing problem” and evidence “that experts did not forsee” the solution claimed. See In re Piasecki, 745 F.2d 1468, 1475 (Fed. Cir. 1984). Because Appellant has not directed us to such affidavits or evidence, we do not find this argument convincing. 11 Appeal 2008-4971 Application 10/742,527 Appellant has not persuaded us that the claimed invention would not have been obvious over the cited references. Thus, Appellant has not convinced us that the Examiner erred in rejecting claim 2 under 35 U.S.C. § 103(a) over the combination of Brilman, Traue, and Dardai. Claim 7 Appellant’s claim 7 recites: The method according to claim 2, further comprising applying the composition to an area wherein a patient to be treated is experiencing pain from the disease by use of a compress. (FF 16). Goodman discloses different ways to achieve topical administration of a drug, including by “an occlusive dressing[,which] may be used to facilitate absorption.” (FF 17). The Examiner asserted, and Appellant did not dispute,4 that “an occlusive dressing is also a pad that is held into place on the skin for topical administration.” We agree that those of skill in the art would have had reason to use the dressings of Goodman, with an expectation of success, to facilitate absorption of the composition recited in the method of Appellant’s claim 2. Appellant has not provided any convincing reason to the contrary. Appellant has not convinced us that the claimed invention would not have been obvious over the cited references. Thus, Appellant has not convinced us that the Examiner erred in rejecting claim 7 under 35 U.S.C. § 103(a) over the combination of Brilman, Traue, Dardai, and Goodman. V. ORDER Upon consideration of the record and for the reasons given, 4 Appellant agreed that “Goodman teaches the use of compresses that include various compositions for therapeutic use.” (App. Br. 9). 12 Appeal 2008-4971 Application 10/742,527 the Examiner’s rejection of claims 2, 4-6 and 8-9 under 35 U.S.C. § 103(a) over the combination of the teachings of Brilman, Traue, and Dardai is AFFIRMED; and the Examiner’s rejection of claim 7 under 35 U.S.C. § 103(a) over the combination of the teachings of Brilman, Traue, Dardai, and Goodman is AFFIRMED, and FURTHER ORDERED that no time period for taking any subsequent action in connection with the appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED MAT Flaster/Greenberg P.C. 8 Penn Center 1628 John F. Kennedy Blvd. 15th Floor Philadelphia, PA 19103 13 Copy with citationCopy as parenthetical citation