Ex Parte BeckDownload PDFBoard of Patent Appeals and InterferencesOct 12, 201011266449 (B.P.A.I. Oct. 12, 2010) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 11/266,449 11/03/2005 Hubert Beck 4452-696 8440 27799 7590 10/13/2010 COHEN, PONTANI, LIEBERMAN & PAVANE LLP 551 FIFTH AVENUE SUITE 1210 NEW YORK, NY 10176 EXAMINER NGUYEN, XUAN LAN T ART UNIT PAPER NUMBER 3657 MAIL DATE DELIVERY MODE 10/13/2010 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________________ Ex parte HUBERT BECK ____________________ Appeal 2009-007784 Application 11/266,449 Technology Center 3600 ____________________ Before KARL D. EASTHOM, KEVIN F. TURNER, and DANIEL S. SONG, Administrative Patent Judges. SONG, Administrative Patent Judge. DECISION ON APPEAL1 1 The two-month time period for filing an appeal or commencing a civil action, as recited in 37 C.F.R. § 1.304, or for filing a request for rehearing, as recited in 37 C.F.R. § 41.52, begins to run from the "MAIL DATE" (paper delivery mode) or the "NOTIFICATION DATE" (electronic delivery mode) shown on the PTOL-90A cover letter attached to this decision. Appeal 2009-007784 Application 11/266,449 2 The Appellant appeals under 35 U.S.C. § 134(a) from a Final Rejection of claims 10-17. We have jurisdiction under 35 U.S.C. § 134(a) (2002). The claimed invention is directed to a suspension system for a motor vehicle. Independent claim 10 reads as follows (Supp. Br. A-1, Claims App'x.): 10. A suspension system for a motor vehicle, the system comprising: a working cylinder; a piston rod carrying a damping piston in the working cylinder; an outer tube surrounding the working cylinder and forming a compensating space between the outer tube and the working cylinder; a piston rod guide fitted over the working cylinder and receiving the piston rod therethrough, the piston rod guide extending over the compensating space and having a bore over the compensating space; a closed envelope of changeable shape in the compensating space; a connecting element coupled to said envelope and received in said bore; and a quarter-turn-fastener which positively retains said connecting element in said bore by introducing said connecting element into said bore and rotating said connecting element to a final position, wherein said connecting element cannot be rotated when said connecting element is positively retained in said bore and said envelope is received in said compensating space. THE EVIDENCE The evidence relied upon by the Examiner in rejecting the claims: Marosy US 3,695,648 Oct. 3, 1972 Kapgan US 4,934,743 Jun. 19, 1990 Appeal 2009-007784 Application 11/266,449 3 Beck (Beck '015) US 7,097,015 Aug. 29, 2006 Beck (Beck '188) US 2002/0105118 Aug. 8, 2002 THE REJECTIONS The Examiner rejected claims 10-17 under 35 U.S.C. § 103(a) over US 2002/0105118 (Beck '118) in view of Marosy. The Examiner rejected claim 10 on the ground of non-statutory obviousness-type double patenting over US 7,097,015 (Beck '015) in view of Kapgan. We AFFIRM. ISSUES The following issues have been raised in the present appeal. 1. Whether the Examiner erred in concluding that Beck '118 and Marosy render obvious the suspension system having the recited connecting element. 2. Whether the Examiner erred in concluding that claims of Beck '015 in combination with Kapgan render obvious the suspension system having the recited connecting element. FINDINGS OF FACT The record supports the following findings of fact (FF) by a preponderance of the evidence. Appeal 2009-007784 Application 11/266,449 4 1. Beck '118 discloses a suspension strut including a work cylinder 21; a piston rod 2 carrying a piston 10 in the work cylinder 21; an outer tube 19 surrounding the work cylinder 21; a work space 4 between the outer tube 19 and the work cylinder 21; a piston rod guide 9 over the work cylinder 21 which receives the piston rod 2 therethrough, the piston rod guide 9 extending over the work space 4 and having a flow connection 18 over the work space 4; and an enveloping body 8 in the work space 4 (¶¶ 0027-0028; FIG. 1). 2. Beck '118 describes that "[a]ccording to another essential feature, the enveloping body has a connection element which is received in an opening of the flow connection. . . . There is a frictional engagement and/or positive engagement between the connection element of the enveloping body and the piston rod guide." (¶ 0012). 3. Marosy discloses a coupling including a male member 40 and a fitting 10. The fitting 10 includes a nut portion 14. An inner sleeve member 28 is received within a bore 20 of the fitting 10. The male member 40 is connected to a fluid conduit 42 and is insertable into the fitting 10 to connect the fluid conduit 42 to an element 18 of a fluid system. (Col. 1, l. 60 to col. 2, l. 1; col. 2, ll. 23-24, 57-61; FIGS. 3 and 4). 4. In Marosy, the male member 40 includes a pair of ears 44, which are received axially by slots 26 in the fitting 10. An approximately quarter turn rotation of the male member 40 produces a locking connection to the fitting 10 (col. 3, ll. 23-32). Appeal 2009-007784 Application 11/266,449 5 5. In Marosy, disconnection can be accomplished by a quarter turn in the opposite direction followed by axial separation of the members. (Col. 1, ll. 25-34). 6. Independent claim 1 of Beck '015 recites a suspension system for motor vehicles comprising a piston-cylinder assembly of a suspension system for a motor vehicle, the piston-cylinder assembly comprising, inter alia, "an enclosed envelope body provided in an equalization space"; "a connecting element held in a bore defined in said piston rod guide"; and "a resilient securing ring". (Col. 4, claim 1). 7. Claim 1 of Beck '015 further recites: said connecting element is connected to said enclosed envelope and non-detachably inserted into said bore in said piston rod guide for connecting said enclosed envelope to a flow connection, said connecting element having a shoulder which is engaged by said securing ring to prevent withdrawal of said connecting element from said bore. (Col. 4, claim 1). 8. Kapgan describes that a ring and a device may engage one another in a snap-fit or a push fit, or, more preferably by means of cooperating screw-threads. Kapgan further describes that the threads on the device and ring can be such that they can be released from each other by relative rotation of less than about one turn, for example, about one quarter turn (col. 3, l. 60 to col. 4, line 12). Appeal 2009-007784 Application 11/266,449 6 PRINCIPLES OF LAW Obviousness "Section 103 forbids issuance of a patent when 'the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.'" KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). The Court also noted that "[t]o facilitate review, this analysis should be made explicit." KSR, 550 U.S. at 418, (citing In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006)). However, "the analysis need not seek out precise teachings directed to the specific subject matter of the challenged claim, for a court can take account of the inferences and creative steps that a person of ordinary skill in the art would employ." Id. The Court also stated that "when a patent claims a structure already known in the art that is altered by the mere substitution of one element for another known in the field, the combination must do more than yield a predictable result." KSR, 550 U.S. at 416. As stated in In re Gurley, 27 F.3d 551, 553 (Fed. Cir. 1994), "[a] reference may be said to teach away when a person of ordinary skill, upon reading the reference, would be discouraged from following the path set out in the reference, or would be led in a direction divergent from the path that was taken by the applicant." Appeal 2009-007784 Application 11/266,449 7 Obviousness-Type Double Patenting The issue to consider when determining whether a non-statutory basis exists for a double patenting rejection is whether any claim in the application defines an invention that is merely an obvious variation of an invention claimed in another patent. The analysis employed in an obviousness-type double patenting determination parallels the guidelines for an obviousness determination under 35 U.S.C. § 103(a). In re Braat, 937 F.2d 589, 593-94 (Fed. Cir. 1991). See also In re Longi, 759 F.2d 887, 892 n. 4 (Fed. Cir. 1985). ANALYSIS ISSUE 1 Rejection of claims 10-17 under 35 U.S.C. § 103(a) as obvious over Beck '118 in view of Marosy The Examiner rejects these claims as obvious over Beck '118 in view of Marosy. With respect to this rejection, the Appellant only argues the patentability of claims 10, 11 and 15 (Supp. Br. 5-7; Reply Brief 1-2). Claims 12-14, which depend from claim 11; claim 16, which depends from claim 15; and claim 17, which depends from claim 10, are not argued separately by the Appellant. Thus, claims 12-14, 16, and 17 stand or fall with claims 11, 15, and 10, respectively. See 37 C.F.R. § 41.37(c)(1)(vii). Regarding independent claim 10, the Examiner's rejection is based on the finding that Beck '118 discloses the recited suspension system except for the structures for connecting the envelope (i.e., enveloping body 8) to the Appeal 2009-007784 Application 11/266,449 8 piston rod guide 9 (Ans. 4). To cure this deficiency, the Examiner relies on Marosy, stating that: Marosy teaches a well known connection between a mounting structure 18 and a plastic element 42 comprising: a connecting element 40 [i.e., male member 40] coupled to … the plastic element 42 [i.e., fluid conduit 42] and insertable into a bore of the mounting structure 18 [i.e., element 18], and a quarter turn fastener 44 [i.e., ears 44] positively retains the connecting element 40 in the bore by introducing said connecting element into said bore and rotating said connecting element to a final position. (Ans. 4; see also FF 3-4). The Examiner further states that when used in Beck's suspension system, the connecting element of Marosy "would not be able to be rotated when said connecting element is positively retained in said bore and said envelope is received in said compensating space since [the] outer tube would be installed outside of said envelope and said connecting element, preventing access to the connecting element." (Ans. 4). Therefore, the Examiner concludes that it would have been obvious to one of ordinary skill in the art at the time the invention was made "to have employed Marosy's connection to connect the envelope to the rod guide in Beck's suspension system since Marosy's connection is readily available for use and is well known for its excellent leak free connection . . . ." (Ans. 4- 5). In this regard, the Examiner states that "Beck and Marosy are combined to yield a predictable result of fluid tight connection with an easy and quick connection and disconnection as stated by Marosy . . . ." (Ans. 8). We agree with the Examiner's conclusion that claims 10, 11 and 15 are unpatentable over the combination of Beck '118 and Marosy, and find Appeal 2009-007784 Application 11/266,449 9 the Appellant's numerous arguments set forth unpersuasive for the reasons discussed in detail infra. Firstly, the Appellant contends that "[i]n the present case, there is nothing in the cited references to suggest combining their teachings." (Supp. Br. 6). However, this argument is foreclosed by KSR, in which the Supreme Court rejected the rigid requirement of a teaching, suggestion or motivation to combine known elements in order to establish obviousness. KSR, 550 U.S. at 418-19. We agree that "[t]he mere fact that the Marosy connector is known" is insufficient to combine the references in the manner suggested (Supp. Br. 6). What is required is an articulated reason with a rational basis to support the conclusion of obviousness. See KSR, 550 U.S. at 417-418. In the present case, the Examiner has stated a rational reason for combining Beck '118 and Marosy together; i.e., to provide a leak free connection (Ans. 4-5, 8). The Appellant acknowledges that Beck '118 discloses the enveloping body connected to the flow connection 18 in a piston rod guide 9, but contends that "there is no disclosure of how the envelope is fixed in the guide." (Supp. Br. 5). However, Beck '118 clearly discloses that the enveloping body has a "connection element" in the opening of the flow connection, and that there is a frictional engagement and/or positive engagement provided between the connection element and the piston rod guide (FF 2). Accordingly, we find that Beck '118 does, in fact, disclose how the enveloping body is fixed in the piston rod guide, i.e., with the connection element. We agree with the Appellant that Beck '118 does not provide any specific details of the "connection element." However, in our Appeal 2009-007784 Application 11/266,449 10 view, this omission in Beck '118 actually supports the Examiner's contention that one of ordinary skill in the art would look to known couplings, such as that disclosed in Marosy, for implementation in the strut of Beck '118. While the Appellant notes that in Beck '118, "there is no suggestion that the connection between the guide 9 and the envelope is reversible" (Supp. Br. 5), Beck '118 also does not state that the connection provided by the "connection element" is irreversible. Absence of evidence is not evidence of absence. It is not apparent why one of ordinary skill in the art would exclude, and not consider, reversible connections, such as that of Marosy, for implementation of the "connection element" in Beck '118. The Appellant contends that the Examiner is engaging in hindsight based on the fact that Marosy merely discloses using the coupling with a tubular member (Supp. Br. 6). However, as noted, precise teachings directed to the specific subject matter of the challenged claim are not required. KSR, 550 U.S. at 418. Rather, as discussed supra, Beck ‘118 is silent as to how to form the connection, creating a need. "[A]ny need or problem known in the field of endeavor at the time of invention and addressed by the patent can provide a reason for combining the elements in the manner claimed[,]" and "[t]he combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results." Id. at 415-16, 420. The Appellant acknowledges that Marosy discloses a coupling having a quarter turn connection, but contends that "the combination of Beck and Marosy fails to disclose how to implement the connection of Marosy for connecting an enveloping body 8 which is arranged between an inner tube Appeal 2009-007784 Application 11/266,449 11 and an outer tube (i.e., the work cylinder 21 and outer tube of Beck)" (Reply Br. 2). However, "it is not necessary that the inventions of the references be physically combinable to render obvious the invention under review." In re Sneed, 710 F.2d 1544, 1550 (Fed. Cir. 1983). We fail to see why one of ordinary skill in the art would not be able to implement the coupling of Marosy in the strut of Beck '118 in view of the disclosure of a "connection element" therein, to thereby yield a predictable result of providing a fluid tight connection as articulated by the Examiner. In this regard, the Appellant has not set forth any persuasive evidence establishing that one of ordinary skill in the art would be unable to combine the elements of Beck '118 and Marosy as set forth by the Examiner to result in the subject matter of claim 10. In view of the above, we find no reversible error in the Examiner's rejection of claim 10 as being obvious over the combination of Beck '118 and Marosy. Claim 17, which depends from claim 10, falls with claim 10. Regarding claims 11 and 15, the Appellant disagrees with the Examiner's characterization of Marosy, stating that "the recesses 62 [i.e., surfaces 62] do not extend axially in the sleeve member 28 [of Marosy], and the connecting element is not rotatable through a quarter turn after the lobe is received through the recess." (Supp. Br. 7). The Examiner corrected the rejection to show "axially extending recess 26." (Ans. 8). The Appellant did not address the corrected rejection or assert error with respect to the Examiner's position (see Reply Brief). Accordingly, we sustain the obviousness rejection of claims 11 and 15, as well as claims 12-14 and 16 which respectively fall therewith. Appeal 2009-007784 Application 11/266,449 12 ISSUE 2 Rejection of claim 10 on the ground of obviousness-type double patenting over Beck '015 in view of Kapgan The Examiner rejects claim 10 on the ground of obviousness-type double patenting over claim 1 of Beck '015 in view of Kapgan2. The Examiner's rejection is based on the finding that claim 10 "is different from claim 1 of Beck '015 only in the connecting element. Claim 10 of the instant application claims a quarter turn fastener while claim 1 of the patent claims a snap fit fastener." (Ans. 6). To cure this deficiency, the Examiner relies on Kapgan, asserting that "Kapgan teaches … that snap fit connectors and quarter turn connectors are well known in the art of connectors to be art equivalents." (Ans. 6). Therefore, the Examiner concludes that it would have been obvious to have selected any one of these types of fasteners to perform the function of connecting (Ans. 6) and that such selection is a "simple substitution of one known element for another to obtain predictable results." (Ans. 6-7, 9). The Appellant contends that "'the envelope of Beck '015 cannot be removed from the piston rod guide without destroying it because of the snap connection.'" (Supp. Br. 8). The Appellant further contends that Kapgan's disclosure "falls short of teaching the equivalence of a snap-fit and a quarter- 2 In this case, because the '449 application on appeal has a later filing date than the Beck '015 application, only a one-way determination of obviousness is needed to resolve the issue of double patenting, i.e., whether the invention defined in claim 10 in the application would have been an obvious variation of the invention defined in claim 1 in the Beck '015 patent. M.P.E.P. § 804 (August 2001). Appeal 2009-007784 Application 11/266,449 13 turn connector in all applications, and in no way suggests the desirability of incorporating a quarter-turn connector in the system of Beck '015." (Supp. Br. 8). We agree with the Appellant and reverse the Examiner's rejection. Claim 1 of Beck '015 recites, inter alia: said connecting element is connected to said enclosed envelope and non-detachably inserted into said bore in said piston rod guide for connecting said enclosed envelope to a flow connection, said connecting element having a shoulder which is engaged by said securing ring to prevent withdrawal of said connecting element from said bore. (Claim 1, emphasis added). As recited in claim 1 of Beck '015, the connecting element is non- detachably inserted into the bore in the piston rod guide, and the connecting element has a shoulder engaged by the securing ring to prevent withdrawal of the connecting element from the bore. The Examiner did not establish why one skilled in the art would have found it obvious or desirable to substitute a quarter-turn connection (and provide detachability) for the connecting element recited in claim 1 of Beck '015, which is explicitly claimed as being non-detachable with a shoulder to prevent withdrawal thereof. It appears that a person of ordinary skill in the art, upon reading claim 1 of Beck '015, would be led in a direction divergent from the combination articulated by the Examiner. See In re Gurley, 27 F.3d at 553. Accordingly, the articulated combination is insufficient to support a conclusion of obviousness. Thus, the Examiner's obviousness-type double patenting rejection of claim 10 based on Beck '015 and Kapgan is not sustained. Appeal 2009-007784 Application 11/266,449 14 CONCLUSIONS 1. The Examiner did not err in concluding that the combination of Beck '118 and Marosy renders obvious the suspension system having the recited connecting element. 2. The Examiner erred in concluding that the combination of Beck '015 and Kapgan renders obvious the suspension system having the recited connecting element. DECISION 1. The Examiner's rejection of claims 10-17 under 35 U.S.C. § 103(a) over Beck '118 in view of Marosy is AFFIRMED. 2. The Examiner's rejection of claim 10 on the ground of non- statutory obviousness-type double patenting over Beck '015 in view of Kapgan is REVERSED. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). AFFIRMED ack Appeal 2009-007784 Application 11/266,449 15 COHEN, PONTANI, LIEBERMAN & PAVANE LLP 551 FIFTH AVENUE SUITE 1210 NEW YORK, NY 10176 Copy with citationCopy as parenthetical citation