Ex Parte 8,038,550 et alDownload PDFPatent Trial and Appeal BoardSep 29, 201695002377 (P.T.A.B. Sep. 29, 2016) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/002,377 09/14/2012 8,038,550 L1006.10174US08 1740 97149 7590 09/29/2016 Maschoff Brennan 1389 Center Drive, Suite 300 Park City, UT 84098 EXAMINER ENGLE, PATRICIA LYNN ART UNIT PAPER NUMBER 3993 MAIL DATE DELIVERY MODE 09/29/2016 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ________________ RUSSELL BRANDS LLC Third Party Requester and Appellant v. Patent of LIFETIME PRODUCTS INC. Patent Owner and Respondent ________________ Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B21 Technology Center 3900 ________________ Before STEVEN D.A. McCARTHY, KEN B. BARRETT, and BRETT C. MARTIN, Administrative Patent Judges. McCARTHY, Administrative Patent Judge. DECISION ON APPEAL 1 Issued October 18, 2011 to Larry Stevens (the “’550 patent”). The ’550 patent issued from Application 12/828,660, filed July 1, 2010. Application 12/828,660 is a continuation of Application 09/228,325, filed January 11, 1999. (’550 patent (45), (75), (21), (22), (63)). Page 5 of the “Third Party Requester’s Appeal Brief,” dated October 29, 2014, identifies litigation and administrative proceedings involving the ’550 patent, its parent and related patent US 8,033,935 B2. Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 2 STATEMENT OF THE CASE 1 The Appellant/Third Party Requester appeals from the Examiner’s 2 decision favorable to the patentability of amended claims 1–18 and new 3 claims 19–37. (See “Notice of Appeal by Third Party Requester,” dated 4 August 29, 2014). We have jurisdiction over the appeal under pre-AIA 35 5 U.S.C. § 134(c) and 35 U.S.C. § 315(b). 6 We AFFIRM. 7 The determinative issue in this appeal is whether the method of 8 constructing a basketball backboard assembly, recited in independent claims 9 1 and 19, would have been obvious under pre-AIA 35 U.S.C. § 103(a).2 10 “One of the ways in which a patent’s subject matter can be proved obvious 11 is by noting that there existed at the time of invention a known problem for 12 which there was an obvious solution encompassed by the patent’s claims.” 13 KSR Int’l Co. v. Teleflex, Inc., 550 U.S. 398, 419–20 (2007). Each of the 14 three grounds of rejection argued in the Requester’s briefs rests on a primary 15 reference describing a basketball backboard assembly including an acrylic 16 basketball backboard bonded to a basketball backboard frame by a double-17 sided adhesive tape with a viscoelastic foam core. The Patent Owner’s 18 witnesses testify that the use of double-sided tape was costly, time 19 consuming and labor-intensive. The difference between the prior art and the 20 claimed subject matter lies in performing the steps of “sandwiching an 21 uncured adhesive between the basketball backboard frame and the acrylic 22 2 Neither the Examiner nor either party appears to dispute that the effective filing date for all claims is January 11, 1999, the filing date of parent application US 09/228,325. Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 3 basketball backboard; and curing the adhesive to bond the basketball 1 backboard frame and the acrylic basketball backboard once the adhesive 2 cures,” as recited in claim 1, rather than applying double-sided tape to the 3 basketball backboard frame and pressing the acrylic basketball backboard 4 onto the frame, as described in column 1, lines 42–44 of the ʼ550 patent. 5 The Supreme Court instructs us that, “when a patent claims a structure 6 already known in the prior art that is altered by the mere substitution of one 7 element for another known in the field, the combination must do more than 8 yield a predictable result.” KSR Int’l Co. v. Teleflex, Inc., 550 U.S. 398, 416 9 (2007). Conversely, such a substitution would not have been obvious unless 10 the result of the substitution would have been predictable. It is true that 11 “obviousness cannot be avoided simply by a showing of some degree of 12 unpredictability in the art so long as there was a reasonable probability of 13 success.” Pfizer, Inc. v. Apotex, Inc., 480 F.3d 1348, 1364 (Fed. Cir. 2007). 14 Nevertheless, in order for the Requester to demonstrate that the subject 15 matter of claims 1 and 19 would have been obvious, the Requester must 16 prove that one of ordinary skill in the art had a reasonable expectation of 17 successfully identifying a curable adhesive capable of forming a bond 18 between an acrylic basketball backboard and a basketball backboard frame 19 having the same desirable properties provided by the viscoelastic core of the 20 prior art double-sided tape. 21 Claims 1 and 19 are independent: 22 1. A method of constructing a basketball backboard 23 assembly sized and configured for playing the game of 24 basketball, the method comprising: 25 providing a basketball backboard frame; 26 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 4 providing an acrylic basketball backboard; and 1 connecting the acrylic basketball backboard to the 2 basketball backboard frame by: 3 sandwiching an uncured adhesive between the 4 basketball backboard frame and the acrylic basketball 5 backboard; and 6 curing the adhesive to bond the basketball 7 backboard frame and the acrylic basketball backboard 8 once the adhesive cures; 9 wherein the cured adhesive provides a bond of sufficient 10 strength and flexibility to allow the basketball backboard 11 assembly to be used in the game of basketball. 12 (Resp. Br. PO 23). 13 19. A method of constructing a basketball backboard 14 assembly sized and configured for playing the game of 15 basketball, the method comprising: 16 providing a basketball backboard frame; 17 providing an acrylic basketball backboard; and 18 connecting the acrylic basketball backboard to the 19 basketball backboard frame by sandwiching an uncured adhesive 20 between opposing surfaces of the basketball backboard frame 21 and the acrylic basketball backboard such that the adhesive 22 directly contacts the opposing surfaces; 23 curing the adhesive to bond the opposing surfaces of the 24 basketball backboard frame and the acrylic basketball 25 backboard, the cured adhesive directly contacting the basketball 26 backboard frame and the basketball backboard; 27 wherein the cured adhesive provides a bond of sufficient 28 strength and flexibility to allow the basketball backboard 29 assembly to be used in the game of basketball; and 30 wherein the cured adhesive provides sufficient flexibility 31 in the bond to dissipate impact energy from the basketball 32 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 5 backboard to the basketball backboard frame when a basketball 1 strikes the backboard when playing the game of basketball. 2 (Resp. Br. PO 25). 3 In its briefs, the Requester argues that the Examiner erred by 4 withdrawing three grounds of rejection in the “Right of Appeal Notice,” 5 mailed July 30, 2014 (“RAN”):3 6 Ground 1: Claims 1, 5–10, 13, 14, 19, 21–24, 27 and 28 under 7 § 103(a) as being unpatentable over the “Admitted Prior Art” 8 (“APA”),4 that is, column 1, lines 22–53 of the ʼ550 patent, in view of 9 “the knowledge of a Person Having Ordinary Skill in the Art;” 10 Ground 2: Claims 1–37 under § 103(a) as being unpatentable 11 over Hying (US 5,839,982, issued Nov. 24, 1998), McGinniss (US 12 4,607,082, issued Aug. 19, 1986) and “the knowledge of a Person 13 Having Ordinary Skill in the Art;” and 14 Ground 3: Claims 1–37 under § 103(a) as being unpatentable 15 over Hying in view of the APA, Toyomura (US 6,207,896 B1, issued 16 3 The Examiner mailed two “Actions Closing Prosecution” and two “Right of Appeal Notices” in this proceeding. The Examiner mailed the first “Action Closing Prosecution” on May 31, 2013. This first “Action Closing Prosecution” rejected claims 1–37 based on all three grounds listed above. In the first “Right of Appeal Notice,” mailed December 9, 2013, the Examiner maintained Grounds 1 and 3, but withdrew Ground 2. In the wake of an appeal by the Patent Owner, the Examiner re-opened prosecution and mailed a new “Action Closing Prosecution” on April 4, 2014. In the second “Action Closing Prosecution,” the Examiner withdrew Grounds 1–3 and provided a “Statement of Reason for Patentability and/or Confirmation.” The Examiner maintained this position in a second a “Right of Appeal Notice,” mailed July 30, 2014. The Examiner’s Answer mailed March 23, 2015, incorporates the RAN by reference. 4 The abbreviation “AAPA” is inappropriate in this proceeding. The Respondent is a patent owner and not an applicant. Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 6 Mar. 27, 2001), Duchateau (US 4,422,893, issued Dec. 27, 1983) and 1 “the knowledge of a Person Having Ordinary Skill in the Art.” 2 (“Third Party Requester’s Appeal Brief, dated October 29, 2014 (“App. Br. 3 Req’r”), at 7; see also “Request for Inter partes Reexamination of U.S. 4 Patent 8,038,550,” dated Sept. 14, 2012 (“Request”), at 10–21). 5 The record in this appeal includes the RAN; the Requester’s Appeal 6 Brief, including twelve numbered exhibits; the Patent Owner’s 7 “Respondent’s Brief,” dated January 20, 2015 (“Resp. Br. PO”), including 8 twenty-one exhibits; and the “Third Party Requester’s Rebuttal Brief,” dated 9 April 23, 2015 (“Reb. Br. Req’r”). An oral hearing was held on November 10 19, 2015. Only issues and findings of fact argued in the briefs have been 11 considered. See 37 C.F.R. § 41.67(c)(1)(vii); In re Jung, 637 F.3d 1356, 12 1365 (Fed. Cir. 2011). 13 14 FINDINGS OF FACT 15 The record supports the following findings of fact (“FF”) by a 16 preponderance of the evidence. See Rambus Inc. v. Rea, 731 F.3d 1248, 17 1255 (Fed. Cir. 2013); Ethicon, Inc. v. Quigg, 849 F.2d 1422, 1427 (Fed. 18 Cir. 1988). 19 20 The APA 21 1. The ʼ550 patent teaches that, “[a]s the game of basketball has 22 increased in popularity, a greater number of people have purchased 23 basketball systems for use at their homes.” (‘550 patent, col. 1, ll. 22–24). 24 The ʼ550 patent also teaches that “[c]lear acrylic backboards are becoming 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 7 increasingly popular because they resemble professional backboards.” (ʼ550 1 patent, col. 1, ll. 28–30). 2 2. The ʼ550 patent admits it was known that: 3 There are several problems which must be overcome to 4 successfully use an acrylic basketball backboard. First, the 5 backboard must be adequately bonded to a support frame. 6 Second, there must be sufficient flexibility in the bond to 7 dissipate the impact energy from the backboard to the frame. If 8 the bond between the backboard and frame is too rigid, then the 9 backboard can fracture. If the bond is too loose, then the 10 adhesion fails. 11 (ʼ550 patent, col. 1, ll. 31–38). 12 3. The ʼ550 patent teaches that a known solution to these 13 problems was the use of VHB high strength bonding tape, available from 14 3M Company, or NORTON foam tape, available from Saint-Gobain 15 Performance Plastics, to secure acrylic basketball backboards to basketball 16 backboard frames. (ʼ550 patent, col. 1, ll. 39–42; see also RAN 10–11). 17 The Patent Owner’s expert, Dr. Dwight Hoffman, describes the 3M VHB 18 tape as having “a foam core with a high performance pressure-sensitive 19 adhesive . . . on both sides.” (“Declaration of Dr. Dwight Hoffman,” 20 executed Feb. 7, 2013 (“Hoffman Decl.”), reproduced in Exh. B to Resp. Br. 21 PO, at para. 49).5 22 4. Dr. Hoffman further describes the foam core of the 3M VHB 23 tape as viscoelastic, “giv[ing] the foam energy absorbing and stress relaxing 24 5 We infer, in the absence of evidence to the contrary, that the structure of 3M VHB tape as of the effective filing date of the ʼ550 patent was the same as that of tape later described in the appendices to the Hoffman Decl. Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 8 properties which provides these tapes with their unique characteristics.” 1 (Id., quoting 3M Industrial Adhesives & Tape Div., 3M VHBTM Tapes (June 2 2011, App’x C to Hoffman Decl.) 3 4 Hying 5 5. Hying describes a prior art basketball backboard assembly 6 including a backboard in the form of a planar acrylic sheet 3 bonded to a 7 welded steel frame 1 by a double-sided adhesive layer (that is, a double-8 sided adhesive tape) 5. (See Hying, col. 2, ll. 10–16; & Figs. 1 & 2). 9 6. Larry Stevens, the named inventor on the ʼ550 patent, describes 10 double-sided tape backboards, such as those described in the APA and 11 Hying, as “the state of the art for assembling basketball backboards.” 12 (“Supplemental Declaration under 37 C.F.R. § 1.132 Traversing Grounds for 13 Rejection,” executed by Larry Stevens on July 26, 2013 (“Supp. Stevens 14 Decl.”), reproduced in Exh. U to Resp. Br. PO, at para. 9). 15 7. Nevertheless, Hying criticizes the use of double-sided tape to 16 secure backboards to support frames because the adhesive used in the 17 double-sided tape might not be strong enough to secure the backboards to 18 the frames for extended periods of time. (See Hying, col. 2, ll. 24–31).6 19 8. Hying also criticizes double-sided tape backboards such as that 20 depicted in Figures 1 and 2 of Hying for leaving the entire peripheral edges 21 of the backboards exposed. Hying teaches that the exposed peripheral edges 22 6 The cited passage criticizes the use of double-sided tape. The Examiner correctly finds that Hying does not expressly discourage the use of a curable adhesive to bond an acrylic basketball backboard to a basketball backboard frame. (See RAN 5 & 6). Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 9 are subject to cracking when basketballs impact the backboards. The 1 reference additionally teaches that these cracks can propagate inwardly from 2 the edges of the backboards, causing the backboards to fail and perhaps 3 shatter, allowing broken pieces of the backboards to fall on the players. (See 4 Hying, col. 2, ll. 31–37). 5 9. Hying addresses these problems by teaching the use of extruded 6 channel members to mechanically secure the peripheral edges of an acrylic 7 basketball backboard. More specifically, Hying teaches engaging peripheral 8 edges of an acrylic basketball backboard 11 and frame members 23, 24 in 9 parallel slots 60, 65 in the channel members 13. The slots 60, 65 are spaced 10 to provide a clearance “t” between the Backboard 11 and the frame members 11 23, 24. (See Hying, col. 7, ll. 31–44 & 56–63; col. 8, ll. 17–27; & Figs. 7 & 12 7A). Due to the geometry of the frame member 13 and the rigidity of the 13 material from which it is extruded: 14 The amount of inward flexure of the [basketball backboard 11] 15 is limited and controlled by the inner frame 26 to be 16 approximately equal to the amount of clearance space “t.” . . . 17 Thus, clearance space “t” allows the [basketball backboard] 11 18 to flex across its entire unsupported surface area when struck by 19 a basketball, thereby providing greater impact resistance as 20 compared to prior art backboards that bond acrylic sheets directly 21 to the frame structure using double sided tapes or adhesives.7 22 7 Hying’s reference to “double sided tapes or adhesives” does not imply that curable adhesives were known alternatives to double sided tapes. Earlier, Hying referred to a “double-sided adhesive layer 5” where the context indicated that the reference was to double-sided tape. (See Hying, col. 2, ll. 13–16). Here, the term “double sided tapes or adhesives” appears consistent with the use of alternative terms, namely, “double sided tapes” and “double sided adhesives,” for the same structure. Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 10 (Hying, col. 8, ll. 35–47). 1 2 The Problem with which the Named Inventor was Involved 3 10. Mr. Stevens, the named inventor on the ʼ550 patent, explains 4 why the double-sided tape was used to bond acrylic basketball backboards to 5 basketball backboard frames: 6 The double-sided tape was used because it adhered to the two 7 very different types of materials used to construct the backboard 8 assembly—the acrylic used to make the backboard and the 9 powder-coated metal frame. The double-sided tape also had the 10 characteristics and properties required to make a basketball 11 backboard assembly that allowed it to be used to play the game 12 of basketball. For example, the double-sided tape allowed the 13 brittle acrylic backboard to be attached to the rigid metal frame. 14 In addition, the double-sided tape accommodated the differences 15 in the coefficients of thermal expansion of the different materials 16 that caused the materials to expand and contract at different rates 17 under temperature changes, which was very important because 18 basketball backboards are frequently used outdoors in all types 19 of environments. Further, the double-sided tape provided 20 cushioning between the backboard and frame to prevent the 21 backboard from cracking or shattering upon impact of a 22 basketball. The foam core of the double-sided tape provided 23 many of these required characteristics and properties. 24 (“Declaration under 37 C.F.R. § 1.132 Traversing Grounds for Rejection,” 25 executed by Larry Stevens on Feb. 1, 2013 (“Stevens Decl.”), reproduced in 26 Exh. U to Resp. Br. PO, at para. 7). Mr. Stevens’s testimony is consistent 27 with the teachings of Hying and the APA. (See FF 2 & 5). Both the Patent 28 Owner and Mr. Stevens emphasize the role of the viscoelastic foam core of 29 the double-sided tape in satisfying the requirements of flexibility and of 30 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 11 accommodating different rates of thermal expansion by the bonded 1 materials. (See Stevens Decl., para. 7; Resp. Br. PO 6 & 7). 2 11. One of ordinary skill in the art would have had reason to seek 3 an alternative to double-sided tape backboards. Both Mr. Stevens and 4 Richard Hendrickson, another of the Patent Owner’s witnesses, testify that 5 the use of double-sided tape to secure backboards to support frames was 6 expensive, time-consuming and labor-intensive. (See Stevens Decl., para. 8; 7 “Declaration under 37 C.F.R. § 1.132 Traversing Grounds for Rejection,” 8 executed by Richard Hendrickson on Feb. 8, 2013 (“Hendrickson Decl.”), 9 reproduced in Exh. I to Resp. Br. PO, at para. 5; see also “Declaration under 10 37 C.F.R. § 1.132 Traversing Grounds for Rejection,” executed by David C. 11 Winter on Jan. 10, 2013 (“Winter Decl.”), reproduced in Exh. U to Resp. Br. 12 PO, at para. 7; ʼ550 patent, col. 1, ll. 45–50). Because double-sided tape 13 backboards were “the state of the art for assembling basketball backboards” 14 as of the effective filing date of the ʼ550 patent (Supp. Stevens Decl., para. 15 9), one may infer that one of ordinary skill in the art would have been aware 16 of these manufacturing problems as of the effective date of the ʼ550 patent. 17 12. Mr. Stevens sought to reduce the cost and labor-intensity of 18 manufacturing basketball backboard assemblies by finding alternative means 19 for securing basketball backboards to support frames. Among the 20 alternatives considered by Mr. Stevens were fasteners and adhesives. 21 (Stevens Decl., paras. 8 & 9). Ultimately, Mr. Stevens engaged in a series of 22 experiments in an effort to identify a suitable curable adhesive that would 23 provide sufficient adhesion, cushioning and impact resistance over a suitable 24 temperature range. (See generally Stevens Decl., paras. 11 & 12). 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 12 McGinniss 1 13. McGinniss teaches that: 2 The use of structural adhesives has increased substantially in 3 recent years in the aircraft, housing and construction, automotive 4 and footwear industries, to name but a few large quantity users 5 of such adhesives. The trend to structural adhesive formulations 6 has been facilitated by the replacement of conventional metal and 7 ceramic materials by polymers and by the development of a new 8 generation of adhesives which are tough and can be applied 9 quickly without burdensome surface preparation. Unlike 10 conventional epoxy adhesive formulations which generally cure 11 slowly and required careful mixing and surface preparation 12 techniques, the second generation acrylic adhesives contain 13 catalysts and promoters which promote rapid, room temperature 14 cure and obviate the need for meticulous surface preparation and 15 proportional mixing of components. Moreover, such second 16 generation acrylic adhesive formulations possess excellent 17 strength which is derived through special toughening 18 mechanisms. 19 (McGinniss, col. 1, ll. 14–32; see also id. at col. 9, ll. 40–47). 20 14. McGinniss describes a family of structural adhesives containing 21 specialized, toughened acrylic compounds. (McGinniss, col. 2, ll. 6–8).8 22 The family includes adhesives comprising ethylenically unsaturated (e.g., 23 acrylic) functionality attached to a silicone rubber or the like. (McGinniss, 24 col. 10, ll. 46–59; see also id. at col. 9, ll. 31–39). McGinniss teaches 25 8 A “structural adhesive” is “an adhesive ‘[w]hose strength is critical to the success of the assembly. This term is usually reserved to describe adhesives with high shear strength (in excess of 1,000 pounds per square inch or psi). . . . Structural adhesives are usually expected to last the life of the product to which they are applied.’” (Hoffman Decl., reproduced in Exh. B to Resp. Br. PO, at para. 30, quoting E.M. Petrie, HANDBOOK OF ADHESIVES & SEALANTS 3 (McGraw-Hill Cos. 2000)). Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 13 providing the structural adhesive in a two-package system with a peroxide 1 curing agent and an activator so that the system cures rapidly when the two 2 packages are mixed. (McGinniss, col. 11, ll. 11–19). 3 15. McGinniss teaches that “such second generation adhesives are 4 toughened plastics which have been toughened by a variety of mechanisms.” 5 (McGinniss, col. 9, ll. 43–45). “Toughness” is a measure of the ability of a 6 polymer to absorb energy and, if necessary, plastically deform without 7 breaking. (See MCGRAW-HILL DICTIONARY OF SCI. & TECH. TERMS (4th 8 edition 1989) (“toughness”); see also E.M. Petrie, HANDBOOK OF 9 ADHESIVES & SEALANTS 330 (McGraw-Hill Cos. 2000) (“Petrie”), 10 reproduced in part in Exh. 3 to App. Br. Req’r). Hence, as the Requester 11 correctly argues, “McGinniss discloses a ‘curable’ silicone adhesive . . . that 12 is both strong and ‘toughened’ for flexibility.” (App. Br. Req’r 19). 13 14 Toyomura 15 16. Toyomura describes “conventionally known solar cell modules 16 formed by sealing a solar cell element with a resin on a reinforcing plate 17 such as a steel plate or a glass plate and covering them with a protective 18 film.” (Toyomura, col. 1, ll. 11–14). Waterproof terminal boxes adhered to 19 the back surfaces of the solar cell modules by means of “silicone sealants” 20 protected the output terminals of the modules. (Toyomura, col. 1, ll. 18–20). 21 One problem with these conventionally known solar cell modules was the 22 tendency of the terminal boxes to separate from the modules due to peeling 23 at the interfaces between the terminal boxes and the adhesives. (Toyomura, 24 col. 1, ll. 22–26). Toyomura addressed this problem by altering the 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 14 geometry of the corners of the terminal boxes. (Toyomura, col. 1, ll. 59–67; 1 col. 2, l. 59 – col. 3, l. 4). 2 17. Toyomura teaches that the terminal box may be adhered to the 3 solar cell module using either a curable silicone sealant or a double-sided 4 tape. Toyomura suggests the choice of a silicone adhesive or sealant “in 5 view of flexibility.” (Toyomura, col. 4, ll. 2 & 3). Toyomura does not 6 appear to discuss why flexibility is a consideration in selecting the adhesive. 7 18. Toyomura further teaches that “[t]here is no specific limitation 8 on the adhesive double-coated tapes used . . . , but preferred tapes are those 9 having some thickness and being excellent in heat resistance, cold 10 resistance, adhesive strength, and durability. The preferred tapes are those 11 excellent in waterproof sealing and those having strong shear adhesion.” 12 (Toyomura, col. 4, ll. 43–48). Toyomura does not suggest that the double-13 sided tape have a flexible core; or that it possess energy absorbing and stress 14 relaxing properties. 15 19. For these reasons, Toyomura does not teach that a silicone 16 adhesive, or other curable adhesive, is interchangeable with a double-sided 17 tape having a flexible core for the purpose of providing bond strength as 18 well as flexibility to accommodate impacts and differential thermal 19 expansion of the bonded parts. 20 20. The Examiner finds that Toyomura is non-analogous art. (See 21 RAN 7). Toyomura is not non-analogous art because it is reasonably 22 pertinent to the problem with which the named inventor, Mr. Stevens, was 23 involved. 24 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 15 21. The problem with which the named inventor was involved, as 1 described both in the ʼ550 patent itself and Mr. Stevens’ testimony, was to 2 reduce the cost and labor-intensity of manufacturing basketball backboard 3 assemblies by finding an alternative to double-sided adhesive tape for 4 securing basketball backboards to support frames. (See FF 10–12; see also 5 ʼ550 patent, col. 1, ll. 22–53). The alternative had to provide sufficient 6 strength and flexibility to allow a brittle acrylic backboard to be attached to a 7 rigid frame. (See id.) 8 22. Toyomura addresses the problem of improving the adhesive 9 strength in a bond between a plastic terminal box and a solar cell module. 10 (Toyomura, col. 1, ll. 55–58). As part of the solution, Toyomura teaches 11 selecting a curable silicone adhesive, “in view of flexibility,” for use in 12 bonding and sealing a terminal box to a solar cell module. (Toyomura, col. 13 4, ll. 2 & 3). Toyomura also teaches that a silicone adhesive may be chosen 14 to provide a short curing time, thereby accelerating production. (Toyomura, 15 col. 4, ll. 4–8). These teachings imply that Toyomura is reasonably pertinent 16 to the problem with which the named inventor was involved. 17 18 Duchateau 19 23. Duchateau describes a technique for manufacturing large, heavy 20 mirrors comprising thin glass elements with reflective coatings secured to a 21 substantially rigid, unitary support. (See Duchateau, col. 1, ll. 21–29; col. 6, 22 ll. 25–34; & Figs. 4–6). 23 24. More specifically, Duchateau teaches laying the plurality of 24 glass elements 28 with reflective coatings on a form 30. Double-sided 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 16 adhesive tape 31 is applied along the joint lines of the glass elements 28 to 1 hold the elements in place; to mask the uncoated faces of the elements; and 2 to temporarily bond the elements to the form 30. (See Duchateau, col. 6, ll. 3 36–42 & 47–50; & Fig. 7; see also id., col. 2, ll. 37–49). A layer 36 of 4 adhesive is applied to a base of the support 32. The support 32 then is 5 lowered onto the glass elements 28 to bond the elements to the support. (See 6 Duchateau, col. 6, ll. 44–47 & Fig. 7). 7 25. One type of adhesive suitable for forming the layer 36 is a two 8 component, silicone adhesive. (See Duchateau, col. 2, ll. 58–62 & col. 5, ll. 9 9–12). Typically, a two component adhesive is curable. (Cf. McGinniss, 10 col. 11, ll. 11–23 (describing the application and curing of a two package 11 adhesive system)). Preferably, the adhesive is weatherproof. (See 12 Duchateau, col. 5, ll. 3 & 4). In addition, Duchateau teaches that, “for ease 13 of application, such adhesive [preferably] is a fluid adhesive, and in order to 14 avoid problems arising due to the escape of vapor from the adhesive as it 15 sets, it is particularly preferred to use an adhesive of the non-solvent type.” 16 (Duchateau, col. 5, ll. 4–9). 17 26. The Examiner correctly finds that Duchateau does not teach 18 substituting a curable adhesive for double-sided tape for any purpose, as the 19 Requester had argued in the past. (See RAN 7; Request 44). Duchateau 20 teaches using double-sided tape to form a weak, temporary bond to hold the 21 glass elements in place on a form; and teaches using the curable adhesive to 22 form a permanent bond between the elements and a support. Duchateau 23 does not teach that the two types of adhesive are interchangeable—they are 24 used for different purposes. (See RAN 7). 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 17 27. The Examiner correctly finds that Duchateau is non-analogous 1 art. (See RAN 7). As the Patent Owner correctly points out, the field of 2 endeavor of the ʼ550 patent is the design and manufacture of basketball 3 backboards. (See Resp. Br. PO 18). This finding is supported by the 4 description of the problem addressed by the ʼ550 patent, which appears at 5 column 1, lines 22–53 of the patent. As the Requester correctly points out 6 (see App. Br. Req’r 25), the ʼ550 patent says at one point that the “present 7 invention relates to a system and method for bonding an acrylic surface to a 8 frame.” (ʼ550 patent, col. 1, ll. 14 & 15). The patent also includes narrower 9 statements, such as “the present invention is directed to a system and method 10 for adhesively bonding an acrylic basketball backboard to a frame structure” 11 (ʼ550 patent, col. 1, ll. 15–18); and the “present invention relates to an 12 acrylic basketball backboard assembly and to a method of bonding an acrylic 13 basketball backboard to a frame structure” (id., col. 1, ll. 59–61 & col. 2, ll. 14 39–41). The patent discusses adhesives only in the context of bonding 15 acrylic basketball backboards to basketball backboard frames. Considering 16 the patent as a whole, the field of endeavor relates to the design and 17 manufacture of basketball backboard assemblies rather than to adhesives or 18 adhesive bonds in general. Adhesives are a solution to the problem that the 19 claimed subject matter addresses, not the field in which the problem arises. 20 28. Duchateau describes a method for manufacturing a large mirror 21 rather than a basketball backboard assembly. Duchateau is not within the 22 field of endeavor relating to the design and manufacture of basketball 23 backboard assemblies. 24 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 18 29. Neither is Duchateau reasonably pertinent to the particular 1 problem with which the named inventor was involved. As explained earlier, 2 the problem with which the named inventor was involved, as described both 3 in the ʼ550 patent itself and Mr. Stevens’ testimony, was to reduce the cost 4 and labor-intensity of manufacturing basketball backboard assemblies by 5 finding an alternative to double-sided adhesive tape for securing basketball 6 backboards to support frames. (See FF 10–12; see also ʼ550 patent, col. 1, 7 ll. 22–53). The alternative had to provide sufficient strength and flexibility 8 to allow a brittle acrylic backboard to be attached to a rigid frame. (See id.) 9 Duchateau does not say anything of significance about either a need for 10 flexibility in the bond between the glass elements and the support of the 11 mirror; or about the ability of any adhesive, such as a silicone adhesive, to 12 provide such flexibility. 13 30. The Requester has not shown that the structures of the 14 honeycomb mirrors described in Gray, 6.5-m MMT Mirror Support Load 15 Spreader Gluing: Summary of Problems, Investigations and Solutions 16 (bearing a revision date of July 21, 1995) (“Gray”), cited at page 32 of the 17 Requester’s Appeal Brief and reproduced in Exhibit 12 to that Brief, are so 18 similar to the structure of Duchateau’s mirrors that the teachings of Gray 19 would have suggested to one of ordinary skill in the art that Duchateau was 20 relevant to the problem addressed by the claimed subject matter. Gray 21 describes adhering load spreaders to a mirror rather than adhering reflective 22 elements to a support. 23 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 19 Level of Ordinary Skill in the Art 1 31. The Patent Owner argues that the Examiner set the level of 2 ordinary skill in the art too high prior to re-opening prosecution in April 3 2014. (See Resp. Br. PO 8 & 9). The Patent Owner’s witness, Mr. Winter, 4 correctly identifies one of ordinary skill in the art as having had “a Bachelor 5 of Science in mechanical engineering or a Bachelor of Science in 6 manufacturing engineering with several years of experience in . . . the 7 basketball area.” (Winter Decl., reproduced in Exh. U to Resp. Br. PO, at 8 para. 4). 9 32. Winter’s description of the educational background and 10 experience of one of ordinary skill in the art is consistent with the 11 backgrounds of those of the Patent Owner’s witnesses who testify to 12 experience with the design or manufacture of basketball backboard 13 assemblies, including Messrs. Stevens, Winters and Nye. (See Steven Decl., 14 reproduced in Exh. U to Resp. Br. PO, at paras. 1 & 3; Winter Decl., paras. 1 15 & 2; “Declaration under 37 C.F.R. § 1.132 Traversing Grounds for 16 Rejection,” executed by S. Curtis Nye on Jan. 10, 2013 (“Nye Decl.”), 17 reproduced in Exh. J to Resp. Br. PO, at para. 7). 18 33. Winter’s description of the educational background and 19 experience of one of ordinary skill in the art also is consistent with the 20 teachings of Hying. Hying addressed the problem of backboard failure due 21 to cracks propagating into the backboards from the peripheral edges by 22 mechanically securing the peripheral edges of an acrylic basketball 23 backboard (see FF 8 & 9) rather than through the use of adhesives. 24 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 20 34. The Requester has not proven that one of ordinary skill in the 1 art would have had a high level of knowledge regarding the selection of 2 adhesives and the design of adhesive joints. In particular, the Requester has 3 not shown that an engineer holding a bachelor’s degree in mechanical or 4 manufacturing engineering would have had a high level of skill, experience 5 or training in the fields of chemistry, polymer science or adhesive science. 6 (See Winter Decl., para. 4). Although the named inventor, Mr. Stevens, had 7 prior knowledge and training in adhesive bonding technologies (see Stevens 8 Dec., para. 2), neither Mr. Winters, Mr. Nye nor Cliff Holstein, another of 9 the Patent Owner’s experts, testifies to any prior education or experience in 10 the fields of polymer chemistry or adhesives. 11 35. The Requester argues that J. Shigley et al., MECHANICAL 12 ENG’RING DESIGN (McGraw-Hill Cos., 6th edition 2001)(“Shigley”), 13 reproduced in part in Exh. 4 to App. Br. Req’r, provides evidence “showing 14 that the mechanical performance of adhesives [were] well known.” (App. 15 Br. Req’r 12 & 13). Shigley teaches that: 16 In spite of a number of attractive features associated with the use 17 of adhesives either alone or in combination with traditional 18 fastening methods, design methods have not been widely 19 incorporated into engineering design courses. In part this arises 20 because of some of the complications associated with the various 21 types of joints and the difficulty in establishing design 22 procedures that can be universally applied. 23 (Id. at 563). In other words, students studying mechanical and 24 manufacturing engineering were not taught the design of adhesive bonds 25 because of the unpredictable nature of such bonds. 26 36. The Requester also argues that the pages entitled 27 “Fundamentals of Engineering (FE) Exam Morning Session Specifications” 28 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 21 (effective October 1996) and “Fundamentals of Engineering (FE) Exam 1 Afternoon Session Specifications” (effective October 1996), reproduced in 2 Exh. 5 to App. Br. Req’r, provide evidence “showing that the mechanical 3 performance of adhesives [were] well known.” (App. Br. Req’r 12 & 13). 4 The documents themselves do not support this argument. The first of the 5 two pages does not list adhesives or the design of adhesive bonds among the 6 topics on which all the examinees were to be tested. The second of the two 7 pages does not list adhesives or the design of adhesive bonds among the 8 subjects on which examinees in the mechanical engineering field were to be 9 examined. 10 37. In its Respondent Brief, the Patent Owner argues that, “in this 11 case, VHB double-sided tape was carefully selected because of its special 12 properties and unique characteristics that allowed it to be used in connection 13 with basketball backboards.” (Resp. Br. PO 10). The Patent Owner 14 continues on, arguing that, “here VHB double-sided tape was particularly 15 selected for its working environment because the foam core provided the 16 required cushioning, flexibility, energy absorption, impact resistance, etc. 17 between the backboard and the frame that allowed a basketball backboard 18 for playing the game of basketball to be constructed.” (Id.) The Requester 19 argues that at least the first of these statements is an admission that one of 20 ordinary skill in the art “was capable of selecting adhesives based on the 21 presence of” the qualities provided by the viscoelastic core of the VHB tape, 22 “(as had been done in selecting the prior art VHB tape).” (Reb. Br. Req’r 6; 23 see also id. 11). There is no evidence in the record as to how the prior art 24 VHB tape was identified as a candidate to bond acrylic basketball 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 22 backboards to basketball backboard frames. Given the overall thrust of the 1 Patent Owner’s argument, we do not interpret these statements as an 2 admission that one of ordinary skill in the art had sufficient skill based on 3 education and experience to select a suitable curable adhesive as a substitute 4 for double-sided tape. 5 38. Neither the Requester’s polymer chemistry expert, Dr. Maureen 6 Reitman, nor the Patent Owner’s polymer chemistry expert, Dr. Hoffman, 7 testifies to any experience designing or manufacturing basketball backboard 8 assemblies prior to the effective filing date of the ʼ550 patent. (See 9 generally Reitman Decl., reproduced in Exh. 8 to App. Br. Req’r, at paras. 10 1–7; Hoffman Decl., reproduced in Exh. B to Resp. Br. PO, at paras. 3–15). 11 For this reason, we discount Dr. Reitman’s testimony that one of ordinary 12 skill in the art might have had a bachelor’s degree in chemistry, chemical 13 engineering or polymer science. (See Reitman Decl., para. 9). The 14 backgrounds of Dr. Reitman and Dr. Hoffman are not probative of the level 15 of ordinary skill in the pertinent art. Likewise, despite the Requester’s 16 argument to the contrary (see App. Br. Req’r 12), the teachings of Petrie, 17 reproduced in Exh. 3 to App. Br. Req’r, are not probative of the level of 18 ordinary skill in the pertinent art. Those teachings have not been shown to 19 reflect the knowledge of one educated in mechanical or manufacturing 20 engineering, having experience in the design and manufacture of basketball 21 backboard assemblies. 22 39. Dr. Hoffman testifies that, “[a]s a general reference describing 23 the state of the relevant art of adhesive technology at approximately the time 24 of invention, I relied upon” Petrie. (Hoffman Decl., para. 17). This 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 23 testimony does not persuade us that one of ordinary skill in the art was 1 knowledgeable in adhesive technology, or that the field of endeavor was 2 adhesive technology, any more than the testimony of Dr. Reitman does. The 3 Requester has not shown that the Patent Owner has vouched for this 4 testimony, or that the Patent Owner is required to do so. The testimony of 5 Mr. Winter as to the level of ordinary skill in the art is more persuasive than 6 the testimony of Dr. Hoffman. Mr. Winter credibly testifies to involvement 7 in the design and manufacture of basketball backboard assemblies prior to 8 the effective date of the ʼ550 patent. (See Winter Decl., paras. 2, 7 & 8). 9 Dr. Hoffman does not. 10 40. Even though one of ordinary skill in the art lacked a high level 11 of understanding concerning adhesives by virtue of education or experience, 12 one of ordinary skill in the art would have had reason to contemplate 13 whether a curable adhesive could be used to secure an acrylic basketball 14 backboard to a basketball backboard frame. For example, Mr. Stevens 15 admits that other engineers had experimented before him with the use of 16 adhesives to secure basketball backboards to basketball backboard frames. 17 (See Stevens Decl., para. 9). 18 41. In addition, the Requester cites several prior art patents teaching 19 the use of adhesive layers for bonding various components of basketball 20 backboard assemblies to each other. (See App. Br. Req’r 12).9 For example, 21 9 Although these prior art patents are not cited in any of the three proposed grounds of rejection on appeal in this proceeding, we are required to address these patents as evidence of the knowledge of one of ordinary skill in the art. See Randall Mfg. v. Rea, 733 F.3d 1355, 1361 (Fed. Cir. 2013). Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 24 Shaffer (US 4,478,415, issued Oct. 23, 1984) describes a composite 1 basketball backboard including a substrate 15 fabricated from a reconstituted 2 wood product covered on at least its front side by a polyacrylate shell 3 member 20. (See Shaffer, col. 3, ll. 19–27, 38–42 & 50–54; & Figs. 3 & 4). 4 Shaffer teaches bonding the shell member 20 to the substrate 15 by means of 5 a synthetic resin glue. (See Shaffer, col. 3, l. 67 – col. 4, l. 4). Shaffer 6 teaches the use of an adhesive in fabricating a basketball backboard. It does 7 not teach bonding an acrylic basketball backboard to a basketball backboard 8 frame. Nevertheless, it indicates that one of ordinary skill in the art would 9 have had at least a general awareness of adhesives and knowledge that 10 adhesives were used for at least some purposes in constructing basketball 11 backboard assemblies. 12 42. Mahoney (US 4,377,283, issued Mar. 22, 1983) describes using 13 a combination of adhesive and mechanical fasteners to secure a heavy, 14 transparent, acrylic support or back-up plate 30 to a PLEXIGLAS (that is, an 15 acrylic) polymer basketball backboard 14. (See Mahoney, col. 2, ll. 34–37; 16 col. 2, l. 58 – col. 3, l. 3; col. 3, ll. 19–22; col. 4, ll. 20–33; & Fig. 2). 17 Mahoney’s support plate 30 reinforces the lower portion of the acrylic 18 basketball backboard 14 against shattering if a player grabs or becomes 19 hooked on a rim section 18. (See Mahoney, col. 2, ll. 38–49). Mahoney 20 does not teach bonding an acrylic basketball backboard to a basketball 21 backboard frame. Nevertheless, Mahoney, like Shaffer, indicates that one of 22 ordinary skill in the art would have had at least a general awareness of 23 adhesives and knowledge that adhesives were used for at least some 24 purposes in constructing basketball backboard assemblies. 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 25 43. The Requester at page 11 of its Appeal Brief urges us to adopt 1 the Examiner’s prior finding that: 2 Based on all the information from the Declaration of David 3 Winter, Dr. Maureen Reitman and [Shigley], . . . a person of 4 ordinary skill in the basketball manufacturing design (as defined 5 by David C. Winter) would [have] work[ed] with a chemist, 6 material scientist or process engineer (as defined by Dr. Maureen 7 Reitman). Therefore, the definition of ordinary skill when 8 addressing the problem of adhering acrylic with metal would 9 [have] be[en] an interdisciplinary team with knowledge of 10 basketball and adhesives. 11 (“Right of Appeal Notice,” mailed December 9, 2013, at 24). The Examiner 12 did not repeat this finding in the RAN. 13 44. To the extent that one of ordinary skill in the art would have 14 had reason to contemplate whether a curable adhesive could be used to 15 secure an acrylic basketball backboard to a basketball backboard frame, he 16 or she would have had reason to consult “product information, data sheets 17 and/ or technical service personnel from the suppliers of commercially 18 available adhesives to determine if any off-the-shelf adhesives could be 19 purchased that fit within the engineering and business parameters of a 20 design.” (Reitman Decl., para. 13). Mr. Stevens himself consulted a sales 21 representative for an adhesives company before he began his course of 22 experiments to discover if a suitable adhesive could be found. (See Stevens 23 Decl., para. 10). 24 45. On the other hand, there is no persuasive evidence that one or 25 more mechanical engineers ever worked in an interdisciplinary team with 26 one or more chemists, material scientists or polymer scientists to design a 27 basketball backboard assembly, or a process for manufacturing such an 28 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 26 assembly, prior to the effective filing date of the ʼ550 patent. The Examiner 1 quoted two passages from a mechanical engineering text as support for the 2 finding that one of ordinary skill in the art was an interdisciplinary team. 3 (See “Right of Appeal Notice,” mailed December 9, 2013, at 23 & 24, 4 quoting Shigley 574 & 576). Although Shigley in these passages, as well as 5 in the introductory passage on page 563 of Shigley, suggests that some 6 adhesive bonds might have been designed by interdisciplinary design teams, 7 Shigley does not demonstrate that such design teams represented the level of 8 ordinary skill in the art of designing and manufacturing basketball 9 backboard assemblies.10 10 46. One of ordinary skill in the art would have been aware, at least 11 in general terms, that curable adhesives, elastomeric adhesives and silicone 12 adhesives were available for sale as of the effective filing date of the ʼ550 13 patent. To the extent that one of ordinary skill in the art did not acquire this 14 information as a result of education or experience, this knowledge could 15 have been acquired by consulting product information, data sheets or 16 technical service personnel from the suppliers of commercially available 17 adhesives. 18 47. On the other hand, the Requester has not proven that technical 19 service personnel could have directed one of ordinary skill in the art to a 20 curable adhesive having the same bond strength and flexibility properties as 21 10 Because we reject the finding that “one of ordinary skill in the art” was an interdisciplinary team as not supported by the evidence, we need not address the Patent Owner’s argument suggesting that “one of ordinary skill in the art” must be an individual as a matter of law. (See Resp. Br. PO 8 & 9; Reb. Br. Req’r 11). Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 27 double-sided adhesive tape with a viscoelastic core. Mr. Stevens testifies 1 that, when he began testing adhesives, he “spoke with a sales representative 2 for one of the adhesives companies used by [the Patent Owner] to ask about 3 potential adhesives. [He recalls the Patent Owner’s] representative from 3M 4 [told him] that [he] would never be able to replace the VHB® tape.” 5 (Stevens Decl., para. 10). The Requester has not cited to persuasive 6 evidence that a sales representative could have identified a curable adhesive 7 capable of reproducing the desirable properties provided by the viscoelastic 8 foam core of the double-sided tape used to bond acrylic basketball 9 backboards to basketball backboard frames. 10 11 ANALYSIS 12 Ground 1 13 The Requester argues that claims 1, 5–10, 13, 14, 19, 21–24, 27 and 14 28 should be rejected § 103(a) as being unpatentable over the APA in view 15 of “the knowledge of a Person Having Ordinary Skill in the Art.” The APA 16 teaches that it was known to secure acrylic basketball backboards to 17 basketball backboard frames using double-sided adhesive tape having a 18 viscoelastic foam core. (See FF 1 & 3). The APA also teaches that the use 19 of double-sided adhesive tape having a viscoelastic foam core had certain 20 advantages (see FF 2 & 10), but that one of ordinary skill in the art would 21 have had reason to seek an alternative which was less costly, time-22 consuming and labor-intensive (see FF 11). The Requester appears to have 23 summarized “the knowledge of a Person Having Ordinary Skill in the Art” 24 in the Request: 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 28 Patent Owner states that “Suitable silicone adhesive has been 1 obtained from General Electric (D1-SEA 210) and from Dow 2 Corning (Q3-6093). The commercially available silicone 3 adhesive includes dimethylpolysiloxane as a primary ingredient. 4 . . .” ʼ550 patent at 2:64–67. The ʼ550 patent also states that 5 “Various elastomeric adhesives were tested from the following 6 manufacturers: Ashland, Ciba-[Geigy], [DAP], Devcon, Dow 7 Corning, [Ellsworth], General Electric, [GOOP], [HYSOL], 8 H.B. Fuller, and Resin [Technology] Group.” ̓ 550 patent at 5:1–9 4. Patent Owner is stating that commercial adhesives were 10 purchased from a manufacturer and subsequently used for the 11 intended purpose of the adhesive. To summarize, the only 12 portion of the claims of the ʼ550 patent that are not part of the 13 admitted prior art is the use of silicone or elastomeric adhesives. 14 However, these silicone or elastomeric adhesives were merely 15 purchased, and therefore are necessarily known in the art. 16 (Request 12–13; see also id., CC-A at second page (“[I]f a product is 17 commercially available, it necessarily is known in the art.”)). 18 One of ordinary skill in the art would not have had a reasonable 19 expectation of successfully identifying a curable adhesive11 capable of 20 forming a bond between an acrylic basketball backboard and a basketball 21 backboard frame, having the same desirable properties provided by the 22 viscoelastic core of the prior art double-sided tape. In order to have a 23 reasonable expectation that a curable adhesive might be substituted 24 successfully for the double-sided tape, one of ordinary skill in the art would 25 11 The Requester asks us to characterize the recitations of --curing the adhesive-- and --wherein the cured adhesive-- in independent claims 1 and 19 as “minor, non-substantive amendments.” (See App. Br. Req’r 15–17). The Board is required to give effect to each word of a claim in addressing obviousness under § 103(a). See In re Wilson, 424 F.2d 1382, 1385 (CCPA 1970). Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 29 have required a reasonable degree of confidence that the curable adhesive 1 could reproduce the desirable properties of the viscoelastic foam core of the 2 tape. 3 There was a “division of labor” in the prior art tape: The pressure-4 sensitive adhesive provided the ability to adhere to different materials as 5 well as a certain degree of bond strength. The foam core provided 6 flexibility and the capacity to accommodate differential thermal expansion 7 by the two bonded materials. (See FF 3, 4 & 10). In order to modify the 8 prior art method described by the APA or Hying so as to satisfy claim 1 or 9 claim 19, one of ordinary skill in the art would have had to identify a curable 10 adhesive system which, when solidified, would have combined all of these 11 properties in a single bond. The Requester has not proven that one of 12 ordinary skill in the art would have had a reasonable expectation that such an 13 adhesive system existed. 14 The Requester has shown that one of ordinary skill in the art would 15 have had reason to contemplate the possibility of using a curable adhesive to 16 bond an acrylic basketball backboard to a basketball backboard frame. (See 17 FF 40–42, 44 & 46). On the other hand, the Requester has not proven that 18 one of ordinary skill in the art would have had a sufficient level of education 19 and experience regarding the selection of adhesives and the design of 20 adhesive joints to identify a curable adhesive system which, when solidified, 21 would have combined all of the desirable properties offered by the 22 combination of the adhesive layers and viscoelastic foam core of the double-23 sided tape then prevalent. (See FF 34). Product information and data sheets 24 would have provided one of ordinary skill in the art information regarding at 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 30 least some of the commercially-available adhesive systems, including two-1 package silicone elastic systems. (See FF 44). Nevertheless, the Requester 2 has not proven that the available product information and data sheets would 3 have provided one of ordinary skill in the art sufficient information to 4 identify an adhesive, or a class of adhesives, reasonably likely to succeed in 5 providing a bond combining all of the desirable properties provided by 6 double-sided tape to justify further experimentation. Neither has the 7 Requester proven that technical service personnel from a supplier could have 8 provided useful guidance toward identifying a suitable adhesive reasonably 9 likely to replicate the desired bond properties. (See FF 47). 10 The Requester argues that a product data sheet for LEXAN 9030 11 sheet, reproduced in Exhibit 6 to the Requester’s Appeal Brief, is evidence 12 that a silicone adhesive such as D1-SEA 210 silicone adhesive12 was a 13 known substitute for VHB adhesive tape. (See App. Br. Req’r 13). LEXAN 14 9030 sheet is a polycarbonate sheet material. As the Requester points out, 15 polycarbonate was a known material for fabricating basketball backboards. 16 (See App. Br. Req’r 13, citing Hying, col. 3, ll. 26–28). The product data 17 sheet teaches that the “use of adhesives and tape to bond Lexan 9030 sheet 18 to other materials is now universal and offers [a] technique that is one of the 19 most efficient and economical methods of joining components.” (Exh. 6 to 20 App. Br. Req’r, Bates No. RUSS00067869). A table entitled “Adhesive 21 12 The ʼ550 patent identifies D1-SEA 210 silicone adhesive as a preferred curable adhesive for use in bonding an acrylic basketball backboard to a basketball backboard frame. (See ʼ550 patent, col. 2, ll. 64 & 65). D1-SEA 210 silicone and its properties are described in more detail in a data sheet reproduced in Exhibit 2 to the Requester’s Appeal Brief. Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 31 Selection Chart for Lexan® polycarbonate sheet products” lists both SEA 1 210 silicone adhesive, available from GE Silicones, and “VHB range” tape, 2 available from 3M Company, for joining LEXAN sheet to plastics, glass and 3 metals. (Id.) 4 On the other hand, the Patent Owner correctly points out that the same 5 product data sheet teaches “[i]t is vitally important to select the adhesive or 6 tape carefully ensuring its compatibility with Lexan 9030 sheet being used 7 and [the] working environment.” (Resp. Br. PO 9, quoting Exh. 6 to App. 8 Br. Req’r, Bates No. RUSS00067869). The product data sheet does not 9 describe in detail in what sense D1-SEA 210 silicone adhesive and VHB 10 double-sided tape might serve as alternative means for bonding LEXAN 11 9030 sheet to other plastic, glass or metal materials. In particular, the 12 product data sheet does not suggest that either VHB tape or D1-SEA 210 13 silicone adhesive might provide a bond with sufficient flexibility to provide 14 impact resistance or to accommodate differential thermal expansion. Thus, 15 in the words of the Patent Owner, the product data sheet “provides no 16 indication that an adhesive would have the required special properties and 17 unique characteristics, or that an adhesive could be used to bond a backboard 18 to a frame in the working environment of a basketball backboard.” (Resp. 19 Br. PO 10). The product data sheet does not demonstrate that any curable 20 adhesive was a known substitute to double-sided tape with a viscoelastic 21 foam core. 22 The Requester also argues that three decisions by the predecessor of 23 our reviewing court, In re Borregard, 439 F.2d 206, 208–09 (CCPA 1971); 24 In re Hill, 408 F.2d 754, 757 (CCPA 1969); and In re Field, 255 F.2d 409, 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 32 412 (CCPA 1958), compel us to find that the selection of a suitable adhesive 1 would have been a matter of mere design choice, even without the citation of 2 prior art as supporting evidence. (See App. Br. Req’r 13 & 14; Reb. Br. 3 Req’r 13). A review of these three decisions indicates that the applicable 4 language in each reflected the court’s adoption of a finding of fact rather 5 than a conclusion of law by the court. Findings of fact are dependent on the 6 totality of the record in a particular case. See, e.g., In re Chu, 66 F.3d 292, 7 298–99 (Fed. Cir. 1995); cf. Randall Mfg. v. Rea, 733 F.3d 1355, 1362–63 8 (Fed. Cir. 2013) (“In recognizing the role of common knowledge and 9 common sense, [our reviewing court has] emphasized the importance of a 10 factual foundation to support a party’s claim about what one of ordinary skill 11 in the relevant art would have known.”)). Findings made on the record in 12 one case are not binding when confronted by a different record in a different 13 case. 14 Here, the record indicates that the choice of a suitable adhesive was 15 not a mere matter of design choice. One of ordinary skill in the art would 16 not have had a reasonable expectation of successfully identifying a curable 17 adhesive capable of forming a bond between an acrylic basketball backboard 18 and a basketball backboard frame, having the same desirable properties 19 provided by the viscoelastic core of the prior art double-sided tape. 20 The Requester argues that the limitation “wherein the cured adhesive 21 provides a bond of sufficient strength and flexibility to allow the basketball 22 backboard assembly to be used in the game of basketball,” as recited in 23 claims 1 and 19, should be construed broadly to include basketball games in 24 which the backboard need not withstand repeated impacts of significant 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 33 force during a game. Based on this interpretation, the Requester argues that 1 one of ordinary skill in the art seeking a means for securing an acrylic 2 basketball backboard to a basketball backboard frame was not constrained to 3 choose an adhesive capable of providing the same advantages as the 4 viscoelastic foam core of the state-of-the-art double-sided tape. The 5 Requester argues that one of ordinary skill in the art would have had 6 sufficient skill to choose an adhesive having sufficient strength to bond an 7 acrylic backboard to a support frame for use in a less mechanically 8 demanding environment than that described in the APA and Hying. (See 9 App. Br. Req’r 8–11; Reb. Br. Req’r 9 & 10). 10 We need not construe the claim language to address the Requester’s 11 argument. The argument is not supported by the evidence in the record. 12 Ground 1 relies on the APA as a primary reference. Grounds 2 and 3 rely on 13 Hying. Both the APA and Hying teach the use of acrylic backboards for use 14 in mechanically demanding environments where the backboards are subject 15 to repeated impacts. The APA teaches that there existed a market demand 16 for acrylic backboard in basketball backboard assemblies for home use, 17 where “sufficient flexibility in the bond to dissipate the impact energy from 18 the backboard to the frame” was a design consideration. (FF 2, quoting ʼ550 19 patent, col. 1, ll. 31–38). Hying likewise teaches the potential for damage to 20 the backboard due to basketball impacts; and also teaches that the impact 21 resistance increases when the backboard is able to flex. (See FF 8 & 9, the 22 latter quoting Hying, col. 8, ll. 35–47). 23 The Requester has not proven a market demand for acrylic basketball 24 backboards for any other application. For example, Nunes (US 5,677,896, 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 34 issued Oct. 14, 1997), cited by the Requester on page 10 of the Appeal Brief, 1 does not appear to identify the material used to fabricate the backboard. As 2 the Patent Owner points out, the Requester has not proven that there was a 3 market for basketball backboard assemblies for home use not designed to the 4 same standards as those described in the APA and Hying, for use in such 5 games as “H-O-R-S-E,” “3-on-3” or “Around the World.” (See Resp. Br. 6 PO 8; see also App. Br. Req’r 10). Regardless of the breadth with which we 7 might interpret the limitation “wherein the cured adhesive provides a bond 8 of sufficient strength and flexibility to allow the basketball backboard 9 assembly to be used in the game of basketball,” the Requester has not 10 proven a factual underpinning for rejecting claim 1 or claim 19. 11 Therefore, we affirm the Examiner’s decision not to adopt Ground 1. 12 13 Ground 2 14 The Requester argues that claims 1–37 should be rejected under 15 § 103(a) as being unpatentable over the teachings of Hying in view of the 16 teachings of McGinniss and “the knowledge of a Person Having Ordinary 17 Skill in the Art.” Hying described securing an acrylic basketball backboard 18 to a basketball backboard frame using double-sided adhesive tape having a 19 viscoelastic foam core. (See FF 5). One of ordinary skill in the art would 20 have been aware that the use of double-sided adhesive tape having a 21 viscoelastic foam core had certain advantages. (See FF 2–4 & 10). On the 22 other hand, one of ordinary skill in the art would have had reason to seek an 23 alternative to double-sided tape that was less costly, time-consuming and 24 labor-intensive. (See FF 11). McGinniss described a family of structural 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 35 adhesives containing specialized, toughened acrylic compounds. (See FF 1 13). As the Requester correctly argues, “McGinniss discloses a ‘curable’ 2 silicone adhesive . . . that is both strong and ‘toughened’ for flexibility.” 3 (App. Br. Req’r 19; see also FF 15). 4 The Requester originally argued that it would have been obvious to 5 modify the prior art method described by Hying to substitute a curable 6 adhesive for double-sided tape based on the teaching in McGinniss that the 7 “use of structural adhesives has increased substantially in recent years in the 8 aircraft, housing and construction, automotive and footwear industries, to 9 name but a few large quantity users of such adhesives” (see Request 28 & 10 29, quoting McGinniss, col. 1, ll. 14–17; id., App’x CC-B, fourth page; see 11 also FF 13). The Requester has not established that the types of impacts 12 experienced in the fields of aircraft; housing and construction; automotive; 13 and footwear are comparable to the types of impacts suffered by acrylic 14 basketball backboards as described in Hying or the APA. The Requester has 15 not shown persuasively that one of ordinary skill in the art of designing and 16 manufacturing basketball backboard assemblies would have recognized that 17 impact loads imposed on an automotive windshield or rear view mirror, for 18 example, are comparable to the impact loads imposed on a basketball 19 backboard assembly. It is only in hindsight (or by the exercise of inventive 20 skill) that one would make the leap to try an adhesive as a means to bond 21 backboards to support frames based on its use to bond automotive 22 windshields or rear view mirrors. The Requester does not appear to repeat 23 this argument in the briefs. (See generally App. Br. Req’r 18–24; Reb. Br. 24 Req’r 14–18). 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 36 Instead, the Requester argues that “McGinniss discloses a ‘curable’ 1 silicone adhesive . . . that is both strong and ‘toughened’ for flexibility” 2 (App. Br. Req’r 19); and that one of ordinary skill in the art merely could 3 have substituted a silicone adhesive of the type described by McGinniss for 4 the double-sided tape used in the prior art (see id.). The Requester argues 5 that this would have been no “more than the predictable use of prior art 6 elements according to their established functions.” (Id, citing KSR Int’l at 7 417 (2007)). The Requester does not cite any teachings of McGinniss as to 8 the degree of flexibility provided to bonds formed by the disclosed adhesives 9 when those adhesives are “toughened.” Neither has the Requester 10 established that one of ordinary skill in the art would have recognized that 11 impact loads imposed on an automotive windshield or rear view mirror, for 12 example, are comparable to the impact loads imposed on a basketball 13 backboard assembly. As such, the Patent Owner is correct in arguing that 14 the substitution that the Requester proposes is neither a predictable use of 15 the adhesives described by McGinniss or in accordance with the adhesives’ 16 intended functions. (See Resp. Br. PO 12 & 13). In the Examiner’s words, 17 “neither McGinniss nor Hying discloses any rationale or motivation to 18 exchange a silicone adhesive for a tape adhesive with the expectation of 19 success for allowing the system to be used in the game of basketball.” 20 (RAN 12). The Requester’s argument is not persuasive. 21 Therefore, we affirm the Examiner’s decision not to adopt Ground 2. 22 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 37 Ground 3 1 The Requester argues that claims 1–37 should be rejected under § 2 103(a) as being unpatentable over Hying in view of the APA, Toyomura, 3 Duchateau and “the knowledge of a Person Having Ordinary Skill in the 4 Art.” As observed above, Hying described securing an acrylic basketball 5 backboard to a basketball backboard frame using double-sided adhesive tape 6 having a viscoelastic foam core. (See FF 5). One of ordinary skill in the art 7 would have been aware that the use of double-sided adhesive tape having a 8 viscoelastic foam core had certain advantages. (See FF 2 & 10). On the 9 other hand, one of ordinary skill in the art would have had reason to seek an 10 alternative to double-sided tape that was less costly, time-consuming and 11 labor-intensive. (See FF 11). 12 The Requester additionally argues that: 13 Toyomura teaches that double sided adhesive and silicone based 14 adhesives can be used interchangeably, and depending on the 15 use, a skilled artisan would [have] be[en] able to determine the 16 appropriate adhesive or double sided tape for a particular 17 application. Toyomura at 3:60–4:49. Further, Toyomura teaches 18 that a person of skill in the art would [have] know[n] why to 19 choose a silicon[e] adhesive because of its flexibility. Toyomura 20 at 4:1–3. Finally, a specific adhesive that is mentioned by 21 Toyomura as meeting these preferences is “silicone one-part type 22 RTV rubber.” Toyomura 4:9–12. 23 (Request 43). In its Appeal Brief, the Requester points out that Toyomura 24 teaches the use of either double-sided adhesive tape or an adhesive to bond 25 and seal a terminal box to a solar cell element; additionally points out that 26 Toyomura teaches selecting a silicone based adhesive for this purpose in 27 view of the adhesive’s flexibility; and argues that one of ordinary skill in the 28 art would have had reason to select a silicone based adhesive to bond an 29 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 38 acrylic basketball backboard to a basketball backboard frame in order to take 1 advantage of that flexibility. (See App. Br. Req’r 33; see also FF 16 & 17). 2 The Requester cites Duchateau based on its teaching regarding the 3 advantages of using fluid, solvent-free adhesives such as “twin pack” 4 silicone adhesives. (See App. Br. Req’r 33; Request 44; id., App’x CC-C, 5 sixth page; see also FF 25). 6 We find that Duchateau is non-analogous art (see FF 27–30) but 7 Toyomura is not (see FF 20–22). See In re Bigio, 381 F.3d 1320, 1325 (Fed. 8 Cir. 2004) (setting out a two-part test for finding whether prior art is non-9 analogous). Even assuming that both references were within the scope of 10 prior art applicable to claims 1 and 19, the combined teachings of Hying, 11 Toyomura and Duchateau do not suffice to prove that the subject matter of 12 those claims would have been obvious. 13 The teachings of Toyomura do not prove that one of ordinary skill in 14 the art would have recognized a silicone based adhesive as being 15 interchangeable with double-sided tape for the purpose of forming a bond 16 between an acrylic basketball backboard and a basketball backboard frame 17 resistant to basketball impacts such as those described by Hying. (Cf. FF 8 18 & 9 (discussing Hying’s teaching regarding the problem of impact 19 resistance)). Toyomura did not suggest that impact resistance was a 20 significant criterion in designing either a terminal box; or a bond between 21 the terminal box and a solar cell element. (See RAN 6– & 7; see also FF 22 16–18). Even assuming that Toyomura’s terminal box was designed to 23 withstand the impacts due to environmental factors such as hail, the 24 Requester has not proven that one of ordinary skill in the art of designing 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 39 and manufacturing basketball backboard assemblies would have equated hail 1 impacts with the impacts of basketball on a basketball backboard. 2 Although Toyomura suggested that double-sided tape having strong 3 shear adhesion and “excellent . . . durability” might be used to bond the 4 terminal box to the solar cell element, Toyomura did not teach that the tape 5 have of foam core or other structure providing a flexible bond. (See FF 18). 6 Although Toyomura expressed a preference for using a silicone based 7 adhesive to bond the terminal box to the solar cell element “in view of 8 flexibility” (see FF 17), Toyomura does not appear to have explained why 9 flexibility was a desirable feature. As such, Toyomura did not indicate, even 10 indirectly, the degree of flexibility that might be provided by a preferred 11 adhesive, much less whether that degree of flexibility was comparable to 12 that provided by a viscoelastic foam. Considering these deficiencies as a 13 whole, Toyomura would not have suggested to one of ordinary skill in the 14 art that a silicone adhesive was interchangeable with double-sided tape 15 having a viscoelastic foam core for purposes of bonding an acrylic 16 basketball backboard to a basketball backboard frame. (See FF 19). 17 Duchateau would not have remedied these deficiencies. The 18 Requester does not argue in the briefs that Duchateau independently teaches 19 the interchangeability of a silicone adhesive and double-sided tape with a 20 foam core for purposes of bonding an acrylic basketball backboard to a 21 support frame. (See App. Br. Req’r 33; see also FF 28). Duchateau’s 22 teaching to use a fluid, solvent-free adhesive such as a two component 23 silicone adhesive system would not have addressed the problem of 24 reproducing the desirable properties of double-sided tape with a viscoelastic 25 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 40 foam core. The Requester has not explained in a persuasive manner how 1 common knowledge of one of ordinary skill in the art might have remedied 2 the deficiencies of the combined teachings of Hying, Toyomura and 3 Duchateau. In the Examiner’s words, “[t]here is nothing in Toyomura or 4 Duchateau which would [have led] one of ordinary skill in the art to have a 5 reasonable expectation of success when looking at adhesives for a basketball 6 backboard assembly which would be subject to repeated impacts and 7 required to withstand significant forces.” (RAN 13). 8 Therefore, we affirm the Examiner’s decision not to adopt Ground 3. 9 10 DECISION 11 We AFFIRM the Examiner’s decision not to adopt Grounds 1–3. As 12 such, we AFFIRM the Examiner’s decision not to reject claims 1–37. 13 In the event neither party files a request for rehearing within the time 14 provided in 37 C.F.R. § 41.79, and this decision becomes final and 15 appealable under 37 C.F.R. § 41.81, a party seeking judicial review must 16 timely serve notice on the Director of the United States Patent and 17 Trademark Office. See 37 C.F.R. § 90.1 and 3 C.F.R. § 1.983. 18 19 AFFIRMED 20 Appeal 2015-006303 Reexamination Control 95/002,377 Patent US 8,038,550 B2 41 THIRD PARTY REQUESTER: BRADLEY ARANT BOULT CUMMINGS LLP INTELLECTUAL PROPERTY DEPARTMENT 1819 FIFTH AVENUE NORTH BIRMINGHAM, AL 35203-2104 PATENT OWNER: MASCHOFF BRENNAN 1389 CEWNTER DRIVE, SUITE 300 PARK CITY, UT 84098 Copy with citationCopy as parenthetical citation