Ex Parte 7,506,390 B2 et alDownload PDFPatent Trial and Appeal BoardOct 14, 201495002053 (P.T.A.B. Oct. 14, 2014) Copy Citation UNITED STATES PATENT AND TRADEMARKOFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/002,053 07/20/2012 7,506,390 B2 7175-222139 3834 69781 7590 10/14/2014 Barnes & Thornburg LLP (Hill-Rom) 11 S. Meridian Street Indianapolis, IN 46204 EXAMINER ESCALANTE, OVIDIO ART UNIT PAPER NUMBER 3992 MAIL DATE DELIVERY MODE 10/14/2014 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ STRYKER CORPORATION Requester and Respondent v. HILL-ROM SERVICES, INC. Patent Owner and Appellant ____________ Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 Technology Center 3900 ____________ Before RICHARD M. LEBOVITZ, JEFFREY B. ROBERTSON, and ANDREW J. DILLON, Administrative Patent Judges. LEBOVITZ, Administrative Patent Judge. DECISION ON APPEAL This is a decision on the appeal by the Patent Owner from the Patent Examiner’s decision to reject claims 1, 2, 13, 14, and 20 in the above-identified inter partes reexamination of US 7,506,390 B2. The Board’s jurisdiction for this appeal is under 35 U.S.C. §§ 6(b), 134, and 315. We affirm. Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 2 I. BACKGROUND The patent in dispute in this appeal is US 7,506,390 B2 (“the ’390 patent”) which issued March 24, 2009. The Patent Owner and Appellant is Hill-Rom Services, Inc. (“Hill-Rom”). Appeal Brief (“Appeal Br.”) 1, dated December 4, 2013. A request for inter partes reexamination of the ’390 patent under 35 U.S.C. §§ 311-318 and 37 C.F.R. §§ 1.902-1.997 was filed on July 20, 2012 (“Request”). The Requester is Stryker Corporation (“Stryker”), who is also the Respondent in this appeal. Respondent Brief (“Resp’t Br.”) 1, dated January 6, 2014. Hill-Rom has disclosed there is pending litigation against Stryker in the United States District Court for the Southern District of Indiana (Case No.1: 13- CV -00765-JMS-DKL). Appeal Br. 2. Hill-Rom also discloses there are pending reexaminations of related patents. Id. According to Hill-Rom, the district court case has been stayed pending the outcome of the reexamination proceedings. Id. An oral hearing in this appeal was held September 10, 2014. A transcript will be entered into the record in due course. II. THE CLAIMED INVENTION The claimed invention is directed to a patient support apparatus (e.g., a hospital bed) comprising a mattress with inflatable bladders, a pressure control system to inflate and deflate the bladders, and a controller area network (CAN) that communicates with the pressure control system. A CAN is a network that is used to communicate with different modules in the system that control different bed functions. ’390 patent, col. 29, ll. 45-col. 30, l. 4. The patent describes “one illustrative embodiment” which uses a known “CAN specification 2.0B as Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 3 specified in ISO 11898” for its network. Id. at col. 32, ll. 61-65. The ’390 patent also utilizes CANopen (col. 33, ll. 13-20) for its CAN network, which is a CAN protocol developed prior to the ’390 patent. See Zeltwanger 1999,1 p. 64. Claim 1 is the only independent claim on appeal. Claim 1 reads as follows: 1. A patient support apparatus comprising: a mattress having at least one inflatable bladder; a pressure control system which is operable to inflate and deflate the at least one inflatable bladder; and a controller area network (CAN) communicating with the pressure control system, the CAN having a number of modules and a serial bus connecting the modules such that the modules are in communication with each other. III. REJECTIONS The claims stand rejected by the Examiner over Grounds A1-A9 & A15- A19, B1-B9 & B15-B19, C1-C9 & C15-C19, D1-D9 & D15-D19, and E1-E9 & E15-E19. Each of Grounds A through E involves a different primary reference, but the same set of secondary references. (See Action Closing Prosecution mailed April 10, 2013 (“ACP”), 3-32.) For the primary reference, Ground A cites Kummer.2 Ground B cites Osborne.3 Ground C cites Total Care.4 Ground D cites Travis.5 Ground E cites Weismiller.6 1 H. Zeltwanger, “Designing Devices Using CAN and CANopen Buses for Networking,” Fall 1999. 2 U.S. Patent No. 5,771,511. 3 U.S. Patent No. 6,047,424, 4 A product service manual, published in January 2001 by Hill-Rom, for the TotalCare Bed System. HR00036049-8181. 5 PCT Publication No. WO 94127544. 6 U.S. Pat. No. 6,163,903. Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 4 The cited secondary references, and the corresponding rejections denoted by the numerals 1-9 and 15-19 within each of Grounds A through E, are as follows: (1) BOSCH CAN Specification Version 2.0;7 (2) Philips;8 (3) Nelisse;9 (4) Stare;10 (5) Heins;11 (6) CiA 1999;12 (7) Zeltwanger 1999; (8) Chatenever;13 (9) Zeltwanger 2002;14 and (15) Etschberger 2001.15 Rejections 15-19 further reject the claims based on various combinations of the cited secondary references. IV. GROUND A REJECTIONS Claim 1 is drawn to a patient support apparatus comprising a mattress, a pressure control system which is operable to inflate and deflate at least one inflatable bladder, and a controller area network (CAN) communicating with the pressure control system. The Examiner found that Kummer teaches a patient support system (e.g., a hospital bed) with a pressure control system and inflatable bladders. ACP 5; Kummer, col. 7, ll. 56-60 (“Air supply module 1014 controls compressor 1046 to 7 Robert Bosch GmbH, “BOSCH CAN Specification Version 2.0,” 1991. 8 Philips, “Application of the P8xC592 microcontroller with CAN-interface,” July 2, 1992. 9 M. Nelisse, “A General-Purpose Integrated and Modular Architecture for the Rehabilitation Environment,” 1995. 10 Z. Stare et al., “Automatic Data Acquisition and Control System,” 1995. 11 U.S. Patent No. 5,596,437. 12 CAN in Automation, “CAN Technology in Embedded Networks,” September 17,1999. 13 U.S. Patent No. 6,397,286 14 H. Zeltwanger, “Controller Area Network and CANopen Medical Equipment,” June 2002. 15 K. Etschberger, Controller Area Network - Basics, Protocols, Chips and Applications, 2001. Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 5 inflate and deflate the mattress surface of the bed . . . .”). The Examiner cited teachings in Kummer that its hospital bed comprises a “peer-to-peer communication network configuration [that] enables any of the plurality of modules to communicate directly with another module in the network.” Kummer, col. 1, ll. 19-22. The Examiner also relied on Kummer’s teaching that the “modules are configured to communicate with each other over the network cable without the requirement of a master controller. Therefore, modules can be added or removed from the network without the requirement of reprogramming or redesigning a master controller.” Id. at col. 5, ll. 52-58. The Examiner found that Kummer does not teach the claimed CAN network, but cited a number of different publications for teaching CAN networks. ACP 5. These publications include Heins, Chatenever, Zeltwanger 1999, Zeltwanger 2002, and Etschberger 2001, each which were said by Requester to teach medical devices comprising CAN networks. Request iv, 25, 28, 29, 30, and 32-33. The Examiner concluded that it would have been obvious to one of ordinary skill in the art to modify Kummer “by substituting a CAN for the controller because it involves substitution of one known controller for another known controller or/and design/market incentives for a communication protocol that efficiently support distributed real-time control with a very high safety level, which would predictably result in the claimed invention.” ACP 5. A. Issues Hill-Rom challenges the Examiner’s obviousness determination. First, Hill-Rom contends that there was no rational basis for combining Kummer with any of the secondary publications. Appeal Br. 5. Second, Hill-Rom contends that Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 6 modification of Kummer, or any of the primary references, to convert the control architecture to CAN utilizing the teaching of” Bosch and the additionally cited secondary references, “was beyond the level of ordinary skill in the art at the time of the invention of the subject matter of the ’390 patent.” Id. at 7. Hill-Rom argues that the Examiner relied “on the purported background knowledge of a person of ordinary skill in the art, not the references. However, the level of knowledge the Examiner imputes to the person of ordinary skill in the art far exceeds that which could be expected to be known by the hypothetical person of ordinary skill in the art.” Id. B. Basis for combining Kummer with CAN publications In KSR Intern. Co. v. Teleflex Inc., 550 U.S. 398, 415 (2007), the Supreme Court wrote that “[n]either the enactment of § 103 nor the analysis in Graham disturbed this Court’s earlier instructions concerning the need for caution in granting a patent based on the combination of elements found in the prior art.” The Court held that the “combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.” Id. at 416. To make this determination, the Court explained “it will be necessary . . . to look to interrelated teachings of multiple patents . . . and the background knowledge possessed by a person having ordinary skill in the art, all in order to determine whether there was an apparent reason to combine the known elements in the fashion claimed by the patent at issue.” Id. at 418. The Court further instructed: [I]f a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 7 obvious unless its actual application is beyond his or her skill . . . a court must ask whether the improvement is more than the predictable use of prior art elements according to their established functions. Id. at 417 (internal citation omitted). The Court recognized that “[c]ommon sense teaches, however, that familiar items may have obvious uses beyond their primary purposes, and in many cases a person of ordinary skill will be able to fit the teachings of multiple patents together like pieces of a puzzle.” Id. at 420. In this case, the evidence of record establishes that CAN networks were “familiar elements” known to have been used in the medical device industry, the same field of invention as the claimed subject matter. As summarized by Stryker: Heins discloses a medical X-ray device with modules controlling device operations, including adjustment of a patient table, and communicating over a CAN. Zeltwanger (1999) describes how “[m]any European medical device manufacturers have developed CAN interfaces.” Zeltwanger (2002) explains that “[s]ince 1992, [CAN] has been implemented as an embedded network in different medical equipment.” Etschberger (2001) describes how “CAN predominates in embedded control systems for machines, medical devices, domestic appliances, and many other applications.” Resp’t Br. 2. As the above-identified prior art publications demonstrate, CAN networks were known to have been used in medical devices. The implementation of CAN in Kummer’s networked bed is no more than utilizing CAN for its “established function” (KSR, 550 U.S. at 417) as a “serial bus system dedicated for embedded distributed control system” which “supports the concept of modular electronics and also allows multiple reception (broadcast, multicast) and synchronization of distributed processes.” Request 27-28 (quoting from Zeltwanger 1999, pp. 64, 66). Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 8 See also Request 29-30 for teachings from other CAN publications. The CAN networked functioned in the bed as expected. In sum, the evidence supports the Examiner’s position that it would have been obvious to one of ordinary skill the art to have implemented CAN in Kummer’s hospital bed for its known and expected function. Hill-Rom contends there is “insufficient evidence in the record and no evidence whatsoever in the references themselves that support the conclusion that a person of skill in the art would view the possibility of achieving [the benefits of CAN] as having enough potential upside to justify attempting to conquer the truly daunting, and perhaps insurmountable, technical challenges that CAN implicated.” Appeal Br. 5 (emphasis added). Hill-Rom continues that the person of ordinary skill in the art “saddled with the challenges outlined in the declaration of inventor Steve A. Dixon, would not have been motivated to implement CAN when the Kummer reference was available to guide their implementation to a fully functional system, without modification.” Id. Hill-Rom’s argument is flawed. First, the evidence to support combining known elements does not have to come from the references, themselves. In KSR, the Court specifically acknowledged that the reason to combine elements from different publications does not have to be explicitly disclosed. The obviousness analysis cannot be confined by a formalistic conception of the words teaching, suggestion, and motivation, or by overemphasis on the importance of published articles and the explicit content of issued patents. . . . In many fields it may be that there is little discussion of obvious techniques or combinations, and it often may be the case that market demand, rather than scientific literature, will drive design trends. KSR, at 419. Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 9 Second, as argued by Stryker, there is considerable evidence that the advantages of CAN had been recognized in the medical device industry. Heins, for example, implemented CAN in an X-ray device, teaching that CAN enabled “the number of components provided with a data transmission node or the spatial position of individual components [to] . . . be changed in a simple manner while a high data transmission speed is maintained.” Heins, col. 2, ll. 8-29. In an extensive review of CAN and its advantages, Etschberger 2001 writes that “CAN predominates in embedded control systems for machines, medical devices, domestic appliances and many other applications.” Etschberger 2001, p. IV. Zeltwanger 1999 teaches that CAN has been used as an embedded network in medical devices since 1992 and that a “medical special interest group” was established to develop CAN interfaces and protocols. Zeltwanger 1999, p. 64. Zeltwanger 1999’s article “examines how CAN functions and how designers can implement this technology to develop devices that can be networked using a standardized protocol.” Id. Zeltwanger 1999 specifically describes implementation of CAN in an X-ray system. Id. at 70. Zeltwanger 1999 concludes that “[n]etworking medical devices is becoming more important to end-users,” making CAN advantageous because it provides “a standardized protocol [that] enables manufacturers to develop devices that can be easily linked to other systems. CAN is a data-link protocol that allows manufacturers to specify application layers and communication profiles.” Id. at 71. The Examiner’s position that it would have been obvious to have implemented CAN in a networked hospital bed is thus supported by a preponderance of the evidence in this record. Hill-Rom’s position that CAN would not have been implanted in Kummer’s bed by one of ordinary skill in the art because of the difficulty involved is not Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 10 supported by the weight of the evidence. Although it is true that “a reasonable expectation of success” is necessary to establish the obviousness of an invention, Hill-Rom has not provide adequate evidence to rebut the Examiner’s finding that the skilled worker would have reasonably expected CAN to work in a hospital bed. Hill-Rom relies on two declarations to support its position. Hill-Rom provided a declaration by João P. Hespanha who holds a Ph.D. in Electrical Engineering and is a professor of electrical and computer engineering at University of California, Santa Barbara, CA. Hespanha Decl. ¶¶ 2, 4. Dr. Hespanha testified in his declaration that he has experience in communication networks, including CAN. Id. at ¶¶ 5, 6, 8. Dr. Hespanha testified that in his “expert opinion, a person of ordinary skill in the art at the time of the inventions (the 2000 timeframe) would not have found implementing CAN on a hospital bed to be ‘straightforward,’ nor would the results of implementing CAN on a hospital bed have been ‘predictable.’” Id. at ¶ 14. Dr. Hespanha identified a number of different factors that he testified would require re-design, testing, and validation when using CAN in a hospital bed, including bandwidth, priority-based arbitration, and physical network layout. Id. at ¶¶ 17-29. A declaration by Steve A. Dixon was also provided by Hill-Rom. Mr. Dixon has a Bachelor’s Degree in Science and Electrical Engineering Technology. Dixon Decl. ¶ 3. Mr. Dixon has been employed by Hill-Rom since 1997 as an electrical engineer, and testified that he worked on the hospital bed project in which CAN was implemented as the network controller. Id. at ¶¶ 4-6. Mr. Dixon testified he and the Hill-Rom team “could not have predicted whether or not CAN would work for a hospital bed. As we discussed in some of our early brainstorming sessions related to CAN, there were ‘A lot of unknowns in this area’ Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 11 and there was ‘Lots of software to be written!’” Id. at ¶ 8. The declaration identified a number of different factors to be considered when implementing CAN and how designing such a network for a hospital bed was not “just building ‘stuff,’” but required the “meticulous” process of selecting, testing, and verifying. Id. at ¶ 11. Mr. Dixon acknowledged that a Bosch CAN specification existed at the time, but stated that there were unique “design challenges that come from the constraints of CAN abutting the bed design.” Id. at ¶ 12. In paragraph ¶¶ 17-34, Mr. Dixon addressed issues relating to the “difficult and unique” problems encountered when implementing CAN in a hospital bed, identifying design considerations and challenges in the application of CAN. Mr. Dixon concluded that the “undertaking involved with creating the CAN network on the VersaCare bed was neither simple nor predictable.” Id. at ¶ 35. Mr. Dixon testified that the team comprised at least eight engineers and “every decision we made relating to things such as processor selection, message timing, message priority, message types, number of messages, number of ‘responders,’ bus speed, length of cables, etc. affects critical network parameters. It was not an easy task to balance all of the competing considerations and, at the time, not apparent whether we would be able to balance them at all or not.” Id. The testimony by Dr. Hespanha and Mr. Dixon does not convince us that it would not have been reasonably expected that CAN could be successfully implemented in a hospital bed. Neither declarant addressed the full scope and content of the prior art cited in the rejections. For example, as discussed above, there are numerous publications cited in this record which teach how to apply CAN to devices, including medical devices. Specifically, Zeltwanger 1999 discusses medical devices, mentions a CANopen application for operating theaters and Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 12 integrated intensive-care units, and provides instruction to designers on how to “implement this technology to develop devices that can be networked using a standardized protocol.” Zeltwanger, p. 64. Etschberger 2001 is a book, which is said by the author “to provide a well-founded introduction for developers and users into data communication systems based on CAN.” Etschberger 2001, p. I. Etschberger 2001 teaches that CAN has been used in medical devices (id. at IV), providing a reasonable expectation that CAN could be implemented successfully in other medical devices, such as hospital beds. Neither Dr. Hespanha nor Mr. Dixon persuasively identified a shortcoming in the teachings of Zeltwanger 1999 and Etschberger 2001 that would have dissuaded one of ordinary skill from using CAN in a hospital bed, when it had been used in other medical devices, including an X- ray apparatus. It was reasonable for the Examiner to find that the teachings in both these publications, as well as in Heins (X-ray device), Chatenever (endoscopy unit; col. 7, ll. 8-22), and Zeltwanger 2002 (medical applications, X-ray device), would have guided one of ordinary skill in the art to have implemented CAN in Kummer’s hospital bed. Both Dr. Hespanha and Mr. Dixon had the opportunity to address Zeltwanger 1999, Etschberger 2001, Heins, etc., and explain why these references did not enable CAN to be implemented in a hospital bed, but they did not. We acknowledge that the declarants identified factors to be considered when adopting CAN to a hospital bed, but in view of the guidance in the cited publications and the failure of the declarants to persuasively address such guidance, we do not find their testimony to outweigh the Examiner’s fact-based findings to the contrary. Stryker provided its own declarations by Mr. Michael Hayes and Dr. Philip Koopman to establish the conventionality of adapting CAN to hospital beds. Mr. Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 13 Hayes has a Bachelor’s degree in Electrical and Electronic Technology, is employed by Stryker, was the production supervisor for hospital beds at Stryker, and worked on implementing CAN in Stryker’s beds. Hayes Decl. ¶¶ 3, 6, 25. Dr. Koopman is an associate professor of Electrical and Computer Engineering at Carnegie Mellon University and holds a Ph.D. in Computer Engineering. Koopman Decl. ¶ 2. Dr. Koopman testified that he has significant experience in embedded networks, including CAN. Id. at ¶¶ 2, 3, 5, 6. Both declarants’ testimony is consistent with it being routine to implement CAM in a hospital bed. In the Response dated November 14, 2012, Hill-Rom argued that the “chance of success” of the cited combinations of prior art “would be considered speculative in light of Tran (1999), Bello and Mirabella (2001), Rufino et al. (1998), and Pinho and Vasques (2001).” Response to Non-Final Office Action 14. According to Hill-Rom, “[t]here was every chance that there would be too many multi-bit errors and too many EMC problems as suggested by Tran (1999) and there would be too many problems of the type mentioned in Bello and Mirabella (2001), Rufino et al. (1998), and Pinho and Vasques (2001).” Id. at 15. Dr. Koopman addressed each of these publications. Dr. Koopman acknowledged that the cited publications identified “potential challenges with CAN,” but Dr. Koopman opined that the alleged challenges did “not outweigh the substantial body of literature and experience with CAN affirming the benefits and utility of CAN across a wide range of applications, including medical devices.” Koopman Decl. 38. With respect to Tran (1999), Dr. Koopman testified that Tran disclosed a method to address undetected two-bit errors, alleviating concern with this potential issue. Id. at ¶ 40. With respect to the reliability issues said to be raised by Bello and Mirabella (2001); Rufino et al. (1998); and Pinho and Vasques Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 14 (2001), Dr. Koopman discussed each publication and concluded that the ordinary skilled worker would not have shied away from using CAN based on these publications because the publications “show how to effectively exploit the special features of CAN that, if needed by an application, make it attractive compared to other protocols.” Id. at ¶ 44. Hill-Rom did not persuasively rebut Dr. Koopman’s testimony. C. Ordinary level of skill in the art The question of obviousness is resolved on the basis of underlying factual determinations including: (1) the scope and content of the prior art; (2) the level of ordinary skill in the art; (3) the differences between the claimed invention and the prior art; and (4) secondary considerations of nonobviousness, if any. Graham v. John Deere Co., 383 U.S. 1, 17-18 (1966). Hill-Rom contends that “a person of ordinary skill in the art would require more information than that provided in the secondary references and . . . their own knowledge to implement CAN in a patient support apparatus.” Rebuttal Br. 4. Hill-Rom argues that the Examiner relied upon the knowledge of the person of ordinary skill in the art to fill the gaps in the cited combinations. Id. at 5. Hill-Rom contends that the Examiner did not identify “any reasonably articulable standard for the level of ordinary skill in the art.” Id. C. 1. Legal principles The “person of ordinary skill in the art” in § 103 is a “theoretical construct … and is not descriptive of some particular individual.” Endress + Hauser, Inc. v. Hawk Measurement Sys. Pty. Ltd., 122 F.3d 1040, 1042 (Fed. Cir. 1997). “The person of ordinary skill is a hypothetical person who is presumed to be aware of all Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 15 the pertinent prior art.” Custom Accessories Inc. v. Jeffrey-Allan Industries Inc., 807 F.2d 955, 962 (Fed. Cir. 1986). “Factors that may be considered in determining level of ordinary skill in the art include: (1) the educational level of the inventor; (2) type of problems encountered in the art; (3) prior art solutions to those problems; (4) rapidity with which innovations are made; (5) sophistication of the technology; and (6) educational level of active workers in the field.” Envtl. Designs, Ltd. v. Union Oil Co., 713 F.2d 693, 696 (Fed. Cir. 1983) (citing Orthopedic Equip. Co. v. All Orthopedic Appliances, Inc., 707 F.3d 1376, 1381-82 (Fed. Cir. 1983)). These factors are not exhaustive but are merely a guide to determining the level of ordinary skill in the art. Daiichi Sankyo Co. v. Apotex Inc., 501 F3d 1254, 1256 (Fed. Cir. 2007). In re Nilssen, 851 F.2d 1401, 1403 (Fed. Cir. 1988), the Federal Circuit approved the Board’s attributing “to the ‘hypothetical person’ knowledge of all prior art in the field of the inventor’s endeavor and of prior art solutions for a common problem even if outside that field,” as “a pragmatic approach to applying the standard of patentability created by Congress.” The determination of the hypothetical ordinary skilled person is important since, to be patentable, an invention must not be obvious to the hypothetical person at the time of the invention. Mitsubishi Electric Corp. v. Amex Corp., 51 USPQ.2d 1910, 1916 (Fed. Cir. 1999). C2. The hypothetical person of ordinary skill in the art The Examiner made specific findings regarding the ordinary level of skill in the art. In the ACP, the Examiner found: The “hypothetical ‘person having ordinary skill in the art’ to which the claimed subject matter pertains would, of necessity, have the Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 16 capability of understanding the scientific and engineering principles applicable to the pertinent art.” Ex parte Hiyamizu, 10 USPQ2d 1393, 1394 (Bd. Pat. App. & Inter. 1988). The record is clear that hospital beds are complex systems that would involve complicated problems, and one of ordinary skill in this art would have high educational and/or experience levels. See the disclosure of the ’390 patent as well as the other hospital bed patents of record. See also the educational and experience level of the declarants and authors of non-patent literature of record. ACP 35. In the RAN, the Examiner further found: More importantly, the analysis centers on the knowledge and skill level of an ordinary artisan and not on the number of years of experience or the degrees held. Additionally, a person of ordinary skill in this art is not confined to knowledge of systems existing in just hospital beds or even medical systems, but would have knowledge of communication networks in other art areas. See page 6 of the June 10, 2013 comments. See, e.g., also paragraphs 2-12 of the Hespanha declaration, submitted November 14, 2012 and paragraphs 6, 7, & 12 of the Dixon declaration, submitted November 14, 2012, which conveys that at least one of the inventors had knowledge of CAN and Echelon LONTalk networks that were used in other art areas. RAN 6. The Examiner recognized that the field of the invention was multidisciplinary, spanning the fields of medical devices and communication networks. The Examiner also referred to the experience and education levels of the inventors, the declarants, and the author of the non-patent literature publications cited in the rejections. We, therefore, do not agree with Hill-Rom that the Examiner did not articulate a meaningful standard for the level of skill in the art possessed by the hypothetical person. In making the determination of the level of skill in the art, the specific art or field of invention must be ascertained. In this case, it is evident that the field of Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 17 invention is multidisciplinary, broadly comprising the field of medical devices and communication networks. The evidence of multidiscipline nature of the field of invention is reflected in publications, such as Etschberger 2001, which is a book entirely on controlled area communication networks for various industries, naming industries as disparate as the auto industry and medical systems. Etschberger 2001, p. IV. The ’390 patent has not defined a new discipline, but rather there is considerable factual and uncontroverted evidence that communication networks had been applied to medical devices and specifically to hospital beds. The hypothetical person of ordinary skill in the art was not simply a medical device designer, but a person with knowledge of network communication systems. As explained in more detail below, the education level of the inventors and those active in the field of invention reflect the multidisciplinary nature of this field of invention. The education of the inventors is one of the factors to be considered when determining the appropriate level of skill of the hypothetical person. The first named inventor of the ’390 patent is Steven A. Dixon, who has a Bachelor of Science and Electrical Engineering Technology. Dixon Decl. ¶ 3. Mr. Dixon did not identify how many years of experience he had nor his familiarity with communication networks. However, Mr. Dixon acknowledged that certain serial protocols would have been easy to implement since they were known for hospital bed (id. at ¶ 13), indicating his familiarity with communication networks. There are other inventors of the ’390 patent, but we have not been directed to evidence of their education level nor experience. Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 18 There is also evidence of the “(6) educational level of active workers in the field.” Daiichi Sankyo Co., 501 F3d at 1256 (quoting Envtl. Designs Ltd., 713 F.2d at 696). We focus particularly on Mr. Michael Hayes, an employee of Stryker, since he was involved in the development of networked hospital beds in the medical device industry and is therefore an active worker in the relevant field. Mr. Hayes, like Mr. Dixon, is an electrical engineer with a Bachelor’s degree in Electrical and Electronic Technology. Hayes Dec. ¶ 3. Because both of the active workers in the field of invention – Mr. Dixon and Mr. Hayes – have a Bachelor degree in electrical engineering, it is reasonable to find that the hypothetical person has at least a Bachelor degree in electrical engineering. Mr. Hayes also testified that that he had prior experience, before joining Stryker, in designing and developing control panels that used communication networks to communication between panels. Hayes Decl. ¶ 4. Eventually, as an electrical engineer at Stryker, Mr. Hayes applied this knowledge to the development of hospital beds with communication networks. Id. at ¶¶ 6-8. Mr. Hayes testified that he regularly reviewed journals in various fields, including in electrical engineering and medical devices. Id. at ¶ 12. Mr. Hayes further testified that as part of his responsibilities at Stryker, he “attended several meetings of the group CAN in Automation (CiA), which is directed to the implementation of controller area networks (“CAN”) in a variety of applications.” Id. Mr. Hayes’ testimony about having knowledge of communication networks, including CAN, is consistent with Heins, Chatenever, Zeltwanger 1999, and Etschberger 2001, each of which described the application of CAN to medical devices. This evidence reinforces the finding that the field of the invention is Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 19 multidisciplinary, where the hypothetical worker is familiar with both medical devices and communication networks. The “(2) type of problems encountered in the art [and] (3) prior art solutions to those problems” are other factors to be considered when determining the level of skill of the hypothetical person. Daiichi Sankyo Co., 501 F3d at 1256 (quoting Envtl. Designs Ltd., 713 F.2d at 696). There is adequate evidence in this record that CAN was routinely applied to the challenges of implementing communication networks in medical devices. CAN is a serial communication network that “efficiently supports distributed realtime control with a very high level of security.” Bosch, p. 4. It is described as a cost effective and efficient solution that meets the “requirements that the assignment of message identifiers to communication functions be standardized for certain applications.” Id. at 1. At least five publications have been cited in which CAN is implemented in medical devices (Heins, Zeltwanger 1999, Zeltwanger 2002, Etschberger 2001, Chatenever), providing sufficient evidence that it was considered by the hypothetical person of ordinary skill in the art to address communication network problems encountered with medical devices. The hypothetical ordinary skilled worker at the time of the invention, based on this evidence, is a person with at least a Bachelor’s degree in Electrical Engineering who worked in the multidisciplinary field of medical devices and communication networks. This hypothetical person was familiar with CAN networks and knew that the CAN could be successfully adapted to the challenges posed by medical devices. Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 20 C3. Hypothetical person had knowledge to implement CAN in a hospital bed The question in dispute is whether the hypothetical person would have had the knowledge to implement CAN in a hospital bed. A preponderance of the evidence supports the finding that the hypothetical person was familiar with using CAN networks in medical devices. Testimony by Hill-Rom’s declarant’s Dr. Hespanha and Mr. Dixon indicate that implementation of CAN in a hospital bed required consideration of numerous factors and was not simply a matter of substituting an off-the-shelf CAN system for the communication network in Kummer’s hospital bed. Stryker did not dispute that implementing CAN required consideration of a number of factors, but took the position that it was routine and within the level of ordinary skill in the art to have done so. In support of their position that the ordinary skilled worker could not have implemented CAN in Kummer’s hospital bed, Hill-Rom cited Mr. Hayes’s testimony that “Stryker worked with a third party design firm to assist in the design and implementation of the CAN network on our hospital beds,” a firm with “extensive experience designing and implementing CAN networks across numerous industries.” Hayes ¶ 27. Because Mr. Hayes retained a third party design firm to implement CAN, Hill-Rom contends implementation was beyond his skill and “he required persons of extra-ordinary skill in CAN to assist with implementing CAN on his products.” Appeal Br. 10. Hill-Rom’s contention is inconsistent with the evidence that CAN had been implemented in X-ray devices (e.g., Heins and Zeltwanger 1999) and other medical devices. Hill-Rom did not persuasively show that X-ray device implementation was so different from implementation in a hospital bed that the Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 21 hypothetical person could implement one, but not the other. Dr. Hespanha testified that “[c]hanging the communication network protocol in any system involves significant re-design, testing, and validation of both hardware and software elements” (Hespanha Decl. ¶ 15), but given that CAN was implemented in X-ray devices as taught by Heins and Zeltwanger 1999, the skilled worker clearly knew how to re-design, test, and validate CAN for medical devices. Mr. Dixon’s testimony about the specific functional requirements of a bed (Dixon Decl. ¶¶ 12, 14, 18) is simply a recitation of the functional modules, but does not explain how implementing them with CAN, or CANopen, would be any different than the functional modules in other medical devices or products in other industries. The fact that Mr. Hayes consulted with a third party design firm is not inconsistent with it being within his skill to have implemented CAN on his own. Mr. Hayes specifically states that the reason he turned to a design firm with expertise in CAN was to save Stryker “time and money.” Hayes Decl. ¶ 27. Mr. Hayes declaration provides evidence that the hypothetical person did not limit himself to the medical field, but routinely consulted the scientific literature and attended conferences, meetings, and trade shows, in fields of “electrical engineering, component engineering, industrial controls, software development, system architecture, [and] medical devices,” evidence of the multidisciplinary nature of the field. Id. at ¶ 12. Mr. Hayes’ consultation with a design firm with CAN expertise is of the same type of activities as reading scientific journals and attending meetings and conferences, because each are sources of the hypothetical person’s knowledge. Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 22 C4. Simple substitution Hill-Rom argues that substituting CAN for the network in Kummer was not “simple substitution of a single element,” but required more than routine engineering work. Rebuttal Br. 7. However, Hill-Rom, despite making these arguments, has not identified a specific deficiency in the prior art. Claim 1 recites “a controller area network (CAN) communicating with the pressure control system, the CAN having a number of modules and a serial bus connecting the modules such that the modules are in communication with each other.” The Examiner specifically identified these features in the prior art. Hill-Rom identified factors that would have to be considered when utilizing CAN in Kummer’s hospital bed, but did not address the fact that numerous secondary publications were cited in the rejections which provided guidance in how to implement CAN in a medical device. Hill-Rom also contends: The Examiner fails to appreciate the ’390 patent’s significant discussion of the implementation of the specific CAN hardware and the communications between various modules. (See e.g. ’390 patent, cl. 29, l. 45 to cl. 30, l. 60 describing the interaction of modules; cl. 32, l. 62 to cl. 33, l. 10 describing the pertinent hardware; cl. 33, l. 11 to cl. 35, ll. 16, describing the operation of application layer and communications). In the context of the ’390 patent, it is these details that teach one of ordinary skill in the art, who otherwise lacks this knowledge, how CAN is implemented in the particular environment of the claimed apparatus. Appeal Br. 7. However, as pointed out by the Examiner (RAN 7, 10), this disclosure does not appear to go beyond what is disclosed in the cited prior art. At column 29, line 53, the ’390 patent refers to a serial bus and modules, elements said by the Examiner to be disclosed in Bosch CAN Specification (ACP 5) and other Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 23 secondary references. Columns 29-30 refer to various modules, but claim 1 does not require the presence of these specific modules. Thus, Hill-Rom is pointing to elements that do not appear in the claim. Similarly, the disclosure at columns 32- 33 pointed to by Hill-Rom involves hardware that is not specifically recited in claim 1. The ’390 patent disclosure at columns 33 to column 35 describes interface and protocol software, but – as pointed out by the Requester (Rebuttal Br. 9) – the patent expressly refers to CANopen for this implementation (‘390 patent, col. 33, ll. 14-18), which was known in the prior art and cited in the rejections. C4. Did the worker have the skill to implement CAN in a hospital bed? In KSR, 550 U.S. at 417, the Court invoked the skill of the hypothetical worker in determining whether a variation was patentable under § 103. (“If a person of ordinary skill can implement a predictable variation, § 103 likely bars its patentability.”) Having determined that the hypothetical worker in this case had skill in both medical devices and communication networks, the next step is to determine whether such a worker had the skill to implement CAN in a hospital bed. The Examiner did not simply rely on the knowledge of the person of ordinary skill to fill the alleged “gaps” in the Examiner’s factual analysis as stated by Hill-Rom. Appeal Br. 5. Rather, the Examiner properly cited prior art publications that described the only expressly recited CAN limitations in claim 1 of “a number of modules and a serial bus connecting the modules such that the modules are in communication with each other.” The hypothetical worker is presumed to be aware of all the prior art. Custom Accessories, 807 F.2d at 962. For instance, the Examiner found: Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 24 1. “Bosch CAN Specification teaches a CAN that meets the claimed limitations, such as a serial bus connecting modules (see, e.g., Part A pages 5-8).” ACP 5 2. “Zeltwanger (1999), like Bosch CAN Specification, teaches a CAN having a serial bus connecting modules (see, e.g., pages 64, 66, 67, 70, and 71). ACP 8. Hill’s Rom’s analysis mistakenly faults the Examiner for relying on the level of skill to meet gaps in the factual analysis. To the contrary, as shown above, the Examiner specifically identified the claimed limitations of CAN in the prior art and properly imputed such knowledge to the hypothetical worker. For the foregoing reasons, we conclude that the Examiner’s determination that claim 1 is obvious in view of Kummer and the cited secondary publications is supported by a preponderance of the evidence. Claims 2, 13, 14, and 20 were not separately argued and fall with claim 1. REJECTIONS B-E Hill-Rom asserts that Osborne, Total care, Travis, and Weismiller are cumulative to Kummer. Appeal Br. 24-25. Hill-Rom relied on the same unpersuasive arguments for Grounds B-E as they did for Ground A. Id. at 25-29. We therefore conclude that the Examiner’s determination that claim 1 is obvious as set forth in Grounds B-E is supported by a preponderance of the evidence. Claims 2, 13, 14, and 20 were not separately argued and fall with claim 1. Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 25 TIME PERIOD FOR RESPONSE In accordance with 37 C.F.R. § 41.79(a)(1), the “[p]arties to the appeal may file a request for rehearing of the decision within one month of the date of: . . . [t]he original decision of the Board under § 41.77(a).” A request for rehearing must be in compliance with 37 C.F.R. § 41.79(b). Comments in opposition to the request and additional requests for rehearing must be in accordance with 37 C.F.R. § 41.79(c)-(d), respectively. Under 37 C.F.R. § 41.79(e), the times for requesting rehearing under paragraph (a) of this section, for requesting further rehearing under paragraph (d) of this section, and for submitting comments under paragraph (c) of this section may not be extended. An appeal to the United States Court of Appeals for the Federal Circuit under 35 U.S.C. §§ 141-144 and 315 and 37 C.F.R. § 1.983 for an inter partes reexamination proceeding “commenced” on or after November 2, 2002 may not be taken “until all parties’ rights to request rehearing have been exhausted, at which time the decision of the Board is final and appealable by any party to the appeal to the Board.” 37 C.F.R. § 41.81. See also MPEP § 2682 (8th ed., Rev. 7, July 2008). In the event neither party files a request for rehearing within the time provided in 37 C.F.R. § 41.79, and this decision becomes final and appealable under 37 C.F.R. § 41.81, a party seeking judicial review must timely serve notice on the Director of the United States Patent and Trademark Office. See 37 C.F.R. §§ 90.1 and 1.983. AFFIRMED Appeal 2014-006135 Reexamination Control 95/002,053 Patent 7,506,390 B2 26 peb PATENT OWNER: BARNES & THORNBURG LLP (HILL-ROM) 11 S. Meridian Street Indianapolis, IN 46204 THIRD PARTY REQUESTER: MCANDREWS HELD & MALLOY, LTD 500 West Madison Street Suite 3400 Chicago, IL 60661 Copy with citationCopy as parenthetical citation