Ex Parte 6,942,248 et alDownload PDFBoard of Patent Appeals and InterferencesSep 28, 201095001012 (B.P.A.I. Sep. 28, 2010) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/001,012 10/11/2007 6,942,248 ATI-233 IP REEX 5467 22846 7590 09/28/2010 BRIAN ROFFE, ESQ 8170 McCormick Boulevard, Suite 223 Skokie, IL 60076-2914 EXAMINER KAUFMAN, JOSEPH A ART UNIT PAPER NUMBER 3993 MAIL DATE DELIVERY MODE 09/28/2010 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 90/008,351 11/27/2006 6942248 ATI-233 RE 5110 22846 7590 09/28/2010 BRIAN ROFFE, ESQ 8170 McCormick Boulevard, Suite 223 Skokie, IL 60076-2914 EXAMINER KAUFMAN, JOSEPH A ART UNIT PAPER NUMBER 3993 MAIL DATE DELIVERY MODE 09/28/2010 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) 1 UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________________ ELESYS NORTH AMERICA, INC. Requester, Respondent v. AUTOMOTIVE TECHNOLOGIES INTERNATIONAL, INC.1 Patent Owner, Appellant ____________________ Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,3512 Patent US 6,942,248 B23 Technology Center 3900 ____________________ Before SALLY C. MEDLEY, KARL EASTHOM and DANIEL S. SONG, Administrative Patent Judges. SONG, Administrative Patent Judge. DECISION ON APPEAL4 1 Automotive Technologies International, Inc. is the real party in interest (App. Br. 3). 2 These reexamination proceedings were merged by Decision, Sua Sponte, to Merge Reexamination Proceedings, mailed February 20, 2008. 3 Issued September 13, 2005 to Breed et al. (hereinafter "'248 patent"). 4 The one-month time period for filing a request for rehearing, as recited in 37 C.F.R. § 41.79, and the two-month time period for filing an appeal, as recited in 37 C.F.R. § 1.304 (see 37 C.F.R. § 1.983(b)(1)), both begin to run from the “MAIL DATE” shown on the PTOL-90A cover letter attached to this decision. The Patent Owner (hereinafter "Appellant") appeals under 35 U.S.C. §§ 134 and 315 (2002) from a Final Rejection of claims 1-8, 11-16, 19, 24, 32, 37, 44, 46 and 48-71. Claims 9, 10, 17, 18, 20-23, 25-31, 33-36, 38-43, 45 and 47 are not subject to reexamination (RAN 2). Claims 48-71 were added during the reexamination proceeding (App. Br. 5). We have jurisdiction under 35 U.S.C. §§ 134 and 315 (2002). The '248 patent is presently involved in the following infringement litigation proceedings (App. Br. 4): 1. Automotive Technologies International, Inc. v. American Honda Motor Co., Inc. et al., Civil Action No. 06-187-GMS (D. Del.); and 2. Automotive Technologies International, Inc. v. Hyundai Motor America, Inc. et al., Civil Action No. 06-391-GMS (D. Del.). The Appellant also directs us to the following prior Board decisions (App. Br. 4): 1. U.S. patent application Ser. No. 09/437,535, Appeal Number 2002-0029, decided February 26, 2003; and 2. U.S. patent application Ser. No. 09/639,303, Appeal Number 2004-1433, decided November 30, 2004. In addition to the Appeal Brief, the Appellant relies on the Declaration under 37 C.F.R. § 1.132 of inventor Mr. David Breed, and a compilation of letters submitted as "Exhibit A" (App. Br., Evidence App'x). The Requester (hereinafter "Respondent) has filed a Respondent Brief in support of the Examiner's rejections. The Respondent also relies on Declarations of Mr. Thomas G. Livernois and the NHTSA article of record Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 3 in support of the Examiner's rejection of the reexamined claims presently on appeal (Respondent Br., Evidence App'x). THE INVENTION The claimed invention is directed to method and a control system for controlling the deployment of a restraint device such as an air bag. Representative independent claims 1 and 11 read as follows (App. Br., Claims App'x.): 1. In a motor vehicle having an interior passenger compartment including a seat on which a child seat may be placed, a control system for controlling an occupant restraint device effective for protection of an occupant of the seat, comprising: receiving means arranged in the vehicle for obtaining information about contents of the seat and generating a signal based on any contents of the seat, said receiving means being structured and arranged to generate a different signal for different contents of the seat when such contents are present on the seat; analyzing means coupled to said receiving means for analyzing the signal in order to determine at least one of whether the contents of the seat include a child seat, whether the contents of the seat include a child seat in a particular orientation and whether the contents of the seat include a child seat in a particular position; and deployment means coupled to said analyzing means for controlling deployment of the occupant restraint device based on the determination by said analyzing means. 11. In a motor vehicle having an interior passenger compartment including a seat on which a child seat may be placed, a method for detecting the presence of a child seat on the seat, comprising the steps of: obtaining information about contents of the seat; Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 4 generating a signal based on the information about the contents of the seat, a different signal being generated for different contents of the seat when such contents are present on the seat; analyzing the signal in order to determine at least one of whether the contents of the seat include a child seat, whether the contents of the seat include a child seat in a particular orientation and whether the contents of the seat include a child seat in a particular position; and controlling deployment of the occupant restraint device based on the analysis of the signal. Independent claim 19 specifically recites "at least one resonator arranged in association with the object" where energy signal at an excitation frequency is received, but does not specify that the object is a child seat. Independent claim 32 recites a system similar to that of claim 19 except that instead of a resonator, the system includes a "reflector arranged in association with the object." Independent claim 44 recites a system similar to that of claim 19 while independent claim 46 recites a system similar to independent claim 32, claims 44 and 46 further requiring the deployment means to be arranged to adjust the rate/time of inflation/deflation. THE REJECTIONS The evidence relied upon by the Examiner in rejecting the claims follows: Ishikawa 4,625,329 Nov. 25, 1986 Watanabe 5,031,154 Jul. 9, 1991 Fujita 5,074,583 Dec. 24, 1991 Kaji 5,222,761 Jun. 29, 1993 Krogmann 5,247,584 Sep. 21, 1993 Gentry 5,330,226 Jul. 19, 1994 Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 5 Corrado 5,482,314 Jan. 9, 1996 Takahashi 5,702,123 Dec. 30, 1997 Blackburn 5,605,348 Feb. 25, 1997 Thomas Turbell, Are Air Bags Compatible with Child Restraint Systems and Roadside Safety Features, in The Thirteenth International Technical Conference on Experimental Safety 1095 (Nov. 4-7, 1994). The Examiner rejected the reexamined claims as anticipated under 35 U.S.C. §102(b), or as unpatentable under 35 U.S.C. §103(a), based on the references as follows: 1. Claims 1-6 and 11-14 as anticipated by Corrado; 2. Claims 7 and 15 as unpatentable over Takahashi and Watanabe; 3. Claim 15 as unpatentable over Gentry and Turbell; 4. Claim 15 as unpatentable over Gentry and Blackburn; 5. Claims 7 and 15 as unpatentable over Gentry in view of Turbell and Krogmann, or Blackburn and Krogmann; 6. Claims 7 and 15 as unpatentable over Ishikawa in view of Turbell and Krogmann, or Blackburn and Krogmann; 7. Claims 8 and 16 as unpatentable over Corrado and Kaji; 8. Claims 19, 24, 32 and 37 as unpatentable over Blackburn and Kaji; 9. Claims 48 and 49 as unpatentable over Blackburn, Kaji and Fujita; 10. Claims 44, 46, 50 and 51 as unpatentable over Blackburn and Fujita; 11. Claims 52-61 as unpatentable over Blackburn and Kaji; and Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 6 12. Claims 62-71 as unpatentable over Blackburn and Fujita. We AFFIRM-IN-PART. ISSUES 1. Whether U.S. patent application Ser. No. 08/239,978 filed May 9, 1994 provides descriptive support for a child seat being in a particular position as claimed by the '248 patent. 2. Whether the Examiner erred in finding various claims unpatentable as set forth in Rejections 3 and 5 principally based on the combination of Gentry and Turbell. 3. Whether the Examiner erred in finding various claims unpatentable as set forth in Rejections 4 and 5 principally based on the combination of Gentry and Blackburn. 4. Whether the Examiner erred in finding various claims unpatentable as set forth in Rejection 6 based on the combination of Ishikawa in view of Turbell or Blackburn, and in further view of Krogmann. 5. Whether the Examiner erred in finding various claims unpatentable as set forth in Rejections 8 and 11 based on the combination of Blackburn and Kaji. 6. Whether the Examiner erred in finding various claims unpatentable as set forth in Rejection 9 based on the combination of Blackburn, Kaji and Fujita. Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 7 7. Whether the Examiner erred in finding various claims unpatentable as set forth in Rejections 10 and 12 based on the combination of Blackburn and Fujita. FINDINGS OF FACT The record supports the following findings of fact (FF) by a preponderance of the evidence. 1. The U.S. patent application Ser. No. 08/239,978 filed May 9, 1994 (hereinafter "'978 application") to which the '248 patent claims priority states: A. Inflators now exist which will adjust the amount of gas flowing to the airbag to account for the size and position of the occupant and for the severity of the accident. The vehicle identification and monitoring system of this invention will control such inflators based on the presence and position of vehicle occupants or of a rear facing child seat. ('978 Specification, Pg. 2, ll. 18-21). B. Transducer 132 transmits ultrasonic energy toward the front passenger seat which is reflected, in this case by a rear facing child seat 110, and the reflected waves are received by the transducers 131 and 133. The signal received by transducers 131 and 133 varies with time depending on the shape of the object occupying the passenger seat, in this case a rear facing child seat 110. Each object will reflect back a signal having a different pattern. Also, the pattern received by transducer 131 will differ slightly from the pattern received by transducer 133. Through the use of two transducers a sort of stereographic image is received by the two transducers and recorded for analysis by processor 101. This image will differ for each object which is placed on the vehicle seat and it will also change for each position of a particular object and for each position of the vehicle seat. ('978 Specification, Pg. 13, l. 23-pg. 14, l. 8). Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 8 C. The system used for the determination of the presence of a rear facing child seat, of an occupant or of an empty seat was the artificial neural network. In this case the network operates on the two returned signals as sensed by transducers 131 and 133. Through a training session the system is taught to differentiate between the three cases. This is done by conducting a large number of experiments where all possible child seats are placed in all possible orientations on the front passenger seat. Similarly a sufficiently large number of experiments are run with human occupants and with boxes, bags of groceries and other objects. As many as 1000 such experiments are run before the neural network is sufficiently trained so that it can differentiate among the three cases and output the correct decision with a very high probability. ('978 Specification, Pg. 15, ll. 5-14). D. In other[][implementations], such as the determination of the presence of a rear facing child seat or of an occupant, artificial neural networks are used to determine the rules. One such set of neural network software for determining the pattern recognition rules is available from the NeuralWare Corporation of Pittsburgh, Pennsylvania. ('978 Specification, Pg. 14, l. 25-pg. 15, l. 4). 2. A. Gentry describes a method and apparatus for sensing the presence and position of the occupant on a vehicle seat, and preventing deployment of an air bag restraint system if the occupant is too close to the air bag storage location (col. 2, ll. 20-43). B. The apparatus of Gentry utilizes sensors 60, 70 that detect reflected signals to determine the position of the occupant 34 (col. 5, l. 56- col. 6, l. 22). A controller 50 calculates the distance between the air bag and the occupant, and controls whether the air bag is deployed and the amount or Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 9 degree of inflation based on the determined distance (col. 5, ll. 50-55 and 64-68). C. The apparatus of Gentry also distinguishes whether there is an object present on the seat, whether the object is an inanimate or an animate object, and prevents deployment of an airbag if there is no object or the object is inanimate (col. 7, ll. 16-25). 3. A. Turbell describes problems in using rearward facing child restraints with passenger airbags, and the desirability of warning car owners not to use rearward facing child seats in passenger seats with airbags (pg. 1095-96). B. Turbell also states that "[p]roximity sensors or switches might disconnect the air bag when a child restraint is installed." (Pg. 1097). 4. A. Blackburn describes a method and apparatus for sensing a rearward facing child seat, and for preventing actuation of an air bag if a child seat is sensed (col. 1, ll. 41-64). B. The apparatus of Blackburn includes a controller 22 and a driver/receiver circuit 24 which is operatively connected to an antenna coil 26 for detecting the presence of an identification tag 60 on a child restraining seat by monitoring a returning electromagnetic field signal (col. 2, l. 62-col. 3, l. 2; col. 3, ll. 19-23). C. The controller of Blackburn includes a discriminating circuitry 210 with a comparator 250 which determines whether the tag is present Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 10 within a predetermined distance, is not present or is not within a predetermined distance (col. 5, ll. 26-28; col. 6, ll. 42-53). D. The apparatus of Blackburn determines whether a child seat is secured in a forward facing direction or rearward facing direction, prevents deployment of the air bag if a rearward facing child seat is detected, or if any child seat is detected (col. 7, l. 65-col. 8, l. 16). E. The apparatus of Blackburn further provides different outputs (HIGH or LOW) based on the output of the discriminating circuitry (col. 6, ll. 48-53). F. Blackburn also states that "[o]ther types of sensors may also be used such as RF transponder tag, Hall effect sensors, polarized optical sensors, and light reflectors." (Col. 8, ll. 39-42). 5. A. Krogmann describes a signal processing unit for classifying objects using a neural network based on signals from a plurality of sensors (Col. 1, ll. 7-15; Abst.). B. Krogmann describes neural network advantages as follows: Neural networks are used which avoid the problems of the classical computers having memory and processor. Better efficiency data of detection, identification and classification with regard to the confidence intervals and operative ranges (distances) result by superposition of the sensor data on a low level. The complexity and the delay times of the signal processing are reduced by using neural networks already in the sensor signal processing. (Col. 2, ll. 60-68). 6. A. Ishikawa describes a position analyzer for analyzing the position of a vehicle driver so as to allow automatic adjustment of vehicle Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 11 accessories such as the rear view mirrors, the steering wheel, the head rest and air conditioning vents (col. 1, ll. 35-64). B. To analyze the position of a vehicle driver, the position analyzer of Ishikawa includes an infrared strobe 5, and infrared detectors 9a, 9b that receives reflected infrared light from the driver's face, and a microcomputer 20 which performs the recognition and analysis of image data (col. 2, ll. 45-55; Abst.). 7. Kaji describes an airbag restraint system which includes side air bags (col. 2, ll. 23-31). 8. A. Fujita describes an air bag system which takes into consideration the position of the passenger and/or the seat to control the timing of airbag deployment and gas pressure of deployment in order to optimize contact with the passenger's breast and the shock absorbing effect of the airbag (col. 2, ll. 17-40; col. 8, ll. 34-46; col. 10, ll. 36-39). B. In this regard, Fujita includes a position sensor 20, a reclining angle sensor 30 for determining the position and angle of the seat, and a control unit 70 which controls the airbag inflators 17 based on the position and angle of the seat (col. 8, ll. 34-59). PRINCIPLES OF LAW 35 U.S.C. §§ 112 and 120 A claim for priority, or "benefit", of an earlier filed patent application is governed by 35 U.S.C. § 120. Under § 120, an application is entitled to Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 12 the filing date of a previous application when the claimed invention is "disclosed in the [previously filed application in a] manner provided by the first paragraph of section 112." 35 U.S.C. § 120. 35 U.S.C. § 112 states "[t]he specification shall contain a written description of the invention . . . ." The "test for sufficiency [under § 112] is whether the disclosure of the application relied upon reasonably conveys to those skilled in the art that the inventor had possession of the claimed subject matter as of the filing date." Ariad Pharm., Inc. v. Eli Lilly and Co., 598 F.3d 1336, 1351 (Fed. Cir. 2010)(en banc). The "test requires an objective inquiry into the four corners of the specification from the perspective of a person of ordinary skill in the art. Based on that inquiry, the specification must describe an invention understandable to that skilled artisan and show that the inventor actually invented the invention claimed." Id. "[I]t is the specification itself that must demonstrate possession. And while the description requirement does not demand any particular form of disclosure, … or that the specification recite the claimed invention in haec verba, a description that merely renders the invention obvious does not satisfy the requirement." Id. at 1352 (citations omitted). In addition, it is the Examiner's "initial burden [to] present [ ] evidence or reasons why persons skilled in the art would not recognize in the disclosure a description of the invention defined by the claims." In re Wertheim, 541 F.2d 257, 263 (CCPA 1976). Compliance with the written description requirement is a question of fact which must be resolved on a case-by-case basis. See Vas-Cath Inc. v. Mahurkar, 935 F.2d 1555, 1563 (Fed. Cir. 1991). Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 13 35 U.S.C. § 103 "Section 103 forbids issuance of a patent when 'the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.'" KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). In KSR, the Court stated that "[o]ften, it will be necessary for a court to look to interrelated teachings of multiple patents; the effects of demands known to the design community or present in the marketplace; and the background knowledge possessed by a person having ordinary skill in the art, all in order to determine whether there was an apparent reason to combine the known elements in the fashion claimed by the patent at issue." Id. at 418. In addition, the Court also stated "any need or problem known in the field of endeavor at the time of invention and addressed by the patent can provide a reason for combining the elements in the manner claimed." Id. at 420. The Court also noted that "[t]o facilitate review, this analysis should be made explicit." KSR, 550 U.S. at 418, (citing In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006) ("[R]ejections on obviousness grounds cannot be sustained by mere conclusory statements; instead, there must be some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness")). However, "the analysis need not seek out precise teachings directed to the specific subject matter of the challenged claim, for a court can take account of the inferences and creative steps that a Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 14 person of ordinary skill in the art would employ." KSR, 550 U.S. at 418. In this regard, "[a] person of ordinary skill is also a person of ordinary creativity, not an automaton." Id. at 421. ANALYSIS Issue 1: Priority (Rejections 1, 2 and 7) In Rejections 1, 2 and 7, the Examiner relies on Corrado or Takahashi to reject claims 1-8 and 11-16 as being anticipated or obvious (Ans. 5-7, 12- 13). The Appellant contends that the rejected claims are entitled to the benefit of the filing date of the '978 application (see FF1), and as such, Corrado is not a prior art reference under 35 U.S.C. §102(b) as asserted by the Examiner (App. Br. 13, 23-24), and Takahashi is unavailable for rejection under 35 U.S.C. §103 (App. Br. 19-20). In this regard, the Appellant refers to various text within the '978 application in support of priority (App. Br. 13-19, 23-24). The Examiner contends that the rejected claims are not entitled to priority because there is no descriptive support for the child seat being in a particular position as recited in these claims (Ans. 20-25; see also Resp. Br. 3-8). In particular, the Examiner contends that the statement "[t]he vehicle identification and monitoring system of this invention will control such inflators based on the presence and position of the vehicle occupants or of a rear facing child seat[]" (FF 1A) in the '978 application is insufficient to establish support because the "presence and position" therein does not modify the "rear facing child seat." (Ans. 21; see also Resp. Br. 5). Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 15 We disagree with the Examiner. The structure of this sentence and the text "or of" therein makes it clear that "the presence and position" modifies both the "vehicle occupants" and "a rear facing child seat." In our view, the Examiner's understanding of the pertinent text is strained and ignores its plain meaning. We further disagree with the Examiner's contention that the disclosure points away from such an interpretation (see, e.g., FF 1B and 1C). Hence, in our view, the '978 Specification reasonably conveys to those skilled in the art that the inventor had possession of the subject matter now claimed. While the Respondent relies on the Declaration of Mr. Livernois in support of the Examiner's positions, we observe that the Declaration merely sets forth Mr. Livernois' conclusion (Decl. of Livernois, July, 8, 2008, ¶ 6), without explanation or detail, that one of ordinary skill in the art would not understand the above noted passages in the '978 application (FF 1A-1C) as describing a child seat in a particular orientation or position. We further note that the Examiner's rejection is not entirely clear as to whether the Examiner agrees with the Respondent's further contention that the claimed invention is not enabled because undue experimentation would be required to apply a neural network (Ans. 20-21; see also Resp. Br. 8-9, citing Declaration of Livernois, March 9, 2009). The test for enablement is whether one skilled in the art would have to resort to undue experimentation in order to practice the invention. In re Angstadt, 537 F.2d 498, 503 (CCPA 1976). Undue experimentation analysis may include consideration of: (1) the quantity of experimentation necessary, (2) the amount of direction or guidance presented, (3) the presence or absence of working examples, (4) Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 16 the nature of the invention, (5) the state of the prior art, (6) the relative skill of those in the art, (7) the predictability or unpredictability of the art, and (8) the breadth of the claims. In re Wands, 858 F.2d 731, 737 (Fed. Cir. 1988). In the present rejection set forth, we do not find material consideration of these Wands factors, and thus, conclude that the initial burden of the Examiner has not been met. The Respondent relies on the Declaration of Mr. Livernois to contend nonenablement, Mr. Livernois declaring that the '978 application is vague as to certain terms, lacking in detail as to specific implementation, and the high number of experiments required (Decl. of Livernois, March 9, 2009, ¶ 12). However, there is lack of objective evidence that one of ordinary skill in the art would find the disclosure of the '978 application insufficient to practice the invention claimed. For instance, we are not persuaded through evidence that a person of ordinary skill at the time of the '978 application would not have appreciated the fact that passenger seats in vehicles were adjustable with respect to position so that the position of a child seat secured thereon were also adjustable. Moreover, objections to discerning whether the amplitude of a return signal is the result of an object close by does not address why one of ordinary skill would not understand that such objects can be differentiated. In addition, we also observe that "[e]nablement is not precluded by the necessity for some experimentation . . .. However, experimentation needed to practice the invention must not be undue experimentation. The key word is 'undue,' not 'experimentation.'" In re Wands, 858 F.2d at 736- 737. As noted by Mr. Livernois, the '978 application states that "[a]s many as 1000 []experiments are run before the neural network is sufficiently Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 17 trained . . ." (FF 1C). However, this does not convince us that such experimentation is "undue" in view of the nature of neural networks which require training for proper function. Indeed, the '978 application states that neural network software for determining the pattern recognition rules was commercially available at the time of the '978 application (FF 1D), the application further describing various possible implementations. Therefore, in view of the above, we do not sustain the Examiner's Rejections 1, 2 and 7 which are based on Corrado and Takahashi. Issue 2: Rejections based on combination of Gentry and Turbell (Rejections 3 and 5) Method claim 15 ultimately depends from independent claim 11 reproduced above, but further requires "the step of categorizing said signal to thereby obtain an identification of the contents of the seat." (Claims App'x.). The Examiner rejects claim 15 stating that while Gentry lacks detecting a child seat, the apparatus of Gentry "identifies the object and categorizes it into a set of classes" as an animate object, inanimate object, and out-of-position occupant (Ans. 25; Resp. Br. 15; FF 2A, 2C). The Examiner states that the Turbell Paper discusses the safety concerns regarding deploying airbags when a child seat is present throughout the paper. It would have been obvious to one of ordinary skill in the art to consider the safety of a child in a child seat when deploying an airbag as taught by the Turbell Paper on the device of Gentry et al. in order to prevent injuries to children in the passenger seat of the vehicle. (Ans. 8). Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 18 The Appellant argues that the combination of Gentry and Turbell does not disclose categorizing a signal generated based on information about the contents of the seat to thereby "obtain an identification of the contents of the seat," including identification of the object as a child seat. (App. Br. 25-26). We agree with the Appellant. Claim 15 requires that processing of reflected waves include categorizing a signal to obtain identification of contents of the seat so as to determine whether the contents include one of a child seat, child seat in a particular orientation or position as recited in claim 11. Whereas Turbell does discuss the safety issues in deploying airbags when a child seat is present, and concludes that proximity sensors or switches may be used to disconnect the airbag (FF 3A-3B), it is speculative to find that the system of Gentry for determining the position of the driver teaches or suggests "obtain[ing] an identification of the contents of the seat" to determine if the contents include a child seat as required by claim 15. Therefore, we do not sustain the Examiner's rejection of claim 15 based on the combination of Gentry and Turbell. Furthermore, the Examiner rejected claim 7, which ultimately depends from independent claim 1 reproduced above, as unpatentable over Gentry and Turbell in further view of Krogmann (Ans. 9-10). Claim 7 requires the analyzing means to have a categorization means which has a recognition means for identifying the contents of the seat, the recognition means comprising a trained neural network. The Examiner relies on Krogmann for teaching the use of neural networks to categorize objects (FF 5A-5B) to conclude that it would have been obvious to employ a neural network as the Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 19 categorizing means as taught by Krogmann (Ans. 10). However, the Examiner's application of Krogmann does not address the deficiency with respect to the combination of Gentry and Turbell as discussed supra. Correspondingly, we also do not sustain the Examiner's rejection of claim 7. Issue 3: Rejections based on combination of Gentry and Blackburn (Rejections 4 and 5) The Examiner also rejected method claim 15 as unpatentable over the combination of Gentry and Blackburn (Ans. 8). The Examiner contends that while Gentry lacks detecting a child seat, Blackburn et al. discusses the safety concerns regarding deploying airbags when a child seat is present as clearly noted in the Abstract. It would have been obvious to one of ordinary skill in the art to consider the safety of a child in a child seat when deploying an airbag as taught by Blackburn et al. on the device of Gentry et al. in order to prevent injuries to children in the passenger seat of the vehicle. (Ans. 8-9). The Examiner further contends that the combination of Gentry and Blackburn "show all of the claimed features." (Ans. 25-26). Like the rejection based on Gentry and Turbell, the Appellant contends that the combination of Gentry and Blackburn do not disclose categorizing a signal generated based on information about the contents of the seat to thereby obtain an identification of the contents of the seat, including identification of the object as a child seat. (App. Br. 25-26). However, in contrast to Turbell, Blackburn teaches a system and method for preventing actuation of an air bag in which the child seat is positively identified (FF 4A-4B). Therefore, the Examiner's contention that Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 20 the combination of Gentry and Blackburn disclose all of the recited method steps appears to be well taken. Furthermore, the Examiner's articulated reason for combining these references, that is, to prevent injuries to children in the passenger seat, is rational and supported by the disclosure of Blackburn itself. Therefore, we sustain the Examiner's rejection of method claim 15 as unpatentable over the combination of Gentry and Blackburn. The Examiner also rejected claim 7 discussed supra as unpatentable over Gentry and Blackburn in further view of Krogmann (Ans. 9-10). As applied to the combination of Gentry and Blackburn, we find no reversible error in the Examiner's rejection of claim 7 further based on Krogmann which describes the desirability of using of neural networks to categorize objects (FF 5A). The Appellant contends that "at the time the invention was made, in the automotive or vehicular field, it was not obvious to employ neural networks for occupant identification[,]" and that "there is no known application of neural networks to the identification of objects or occupants in a vehicular passenger compartment prior to the inventors' own work." (App. Br. 21-22). In this regard, the Appellant relies on the Declaration of Mr. Breed, dated June 6, 2008 to support these arguments (App. Br. 22). However, the Examiner articulated a rational reason for employing a neural network as the categorizing means as taught by Krogmann, that is, "in order to more accurately classify the object in the passenger seat which would better determine airbag deployment and thus improve safety." (Ans. 10). See KSR, 550 U.S. at 417-18. In this regard, contrary to the Appellant's assertion, Gentry clearly teaches categorizing the object in the seat (as an Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 21 animate/inanimate object (FF 2C)), and the desirability of applying a neural network for categorizing objects is set forth in the disclosure of Krogmann itself (FF 5B). Furthermore, we find persuasive, the Respondent's argument as to immateriality of the fact that neural networks were previously not used in automobiles in the manner claimed (Resp. Br. 12). See KSR, 550 U.S. at 420 ("any need or problem known in the field of endeavor at the time of invention and addressed by the patent can provide a reason for combining the elements in the manner claimed."). Correspondingly, we sustain the Examiner's rejection of claim 7 based on the combination of Gentry and Blackburn in further view of Krogmann. Issue 4: Rejection based on combination of Ishikawa, Turbell or Blackburn, and Krogmann (Rejection 6) The Examiner also rejected claims 7 and 15 as unpatentable over Ishikawa in view of Turbell and Krogmann, or Blackburn and Krogmann (Ans. 11-12). The Appellant mentions this rejection in conjunction with the Examiner's Rejection 5 based on the combination of Gentry, Turbell or Blackburn, and Krogmann discussed supra (App. Br. 21). In particular, the Appellant's arguments are generally directed to neural networks, but do not address Ishikawa with any level of specificity (App. Br. 21-23). Correspondingly, for substantially the same reasons already discussed supra relative to the Examiner's Rejections 3 and 5, we do not sustain the Examiner's rejection of claims 7 and 15 based on the combination of Ishikawa, Turbell and Krogmann. However, for substantially the same reasons already discussed supra relative to the Examiner's Rejections 4 and Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 22 5, we sustain the Examiner's rejection of claims 7 and 15 based on the combination of Ishikawa, Blackburn and Krogmann. Issue 5: Rejections based on combination of Blackburn and Kaji (Rejections 8 and 11) The Examiner rejected claims 19, 24, 32, 37, and 52-61 as unpatentable over the combination of Blackburn and Kaji (Ans. 13-14, 16- 17). Claims 19 and 32 are independent claims, and the remaining claims depend from one of these claims (Claims App'x). The Examiner contends that Blackburn teaches all of the limitations except for the use of a side airbag, and that "[i]t would have been obvious to one of ordinary skill in the art at the time the invention was made to modify the device of Blackburn et al. to include side air bags as suggested by Kaji et al. for the advantage of protecting a passenger in a side impact collision." (Ans. 13-14, 17). The Appellant contends that the Examiner's rejections based on the combination of Blackburn and Kaji should be reversed because in Blackburn, the processor does not conduct an analysis of the energy signal as required by independent claims 19 and 32 (App. Br. 28). In particular the Appellant contends that because Blackburn merely detects whether EMF signal is received or not received, "there is no property of this energy signal that is analyzed to obtain information about the object. . . . Rather, Blackburn relies on the setting of the driver/receiver circuit 24 to differentiate between tags more than or less than a predetermined distance from the coil 26 (see, e.g., col. 6, lines 59-65)." (App. Br. 29). Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 23 The Examiner disagrees and contends that "[t]he detection or absence of a signal is indeed an analysis of the signal and gives information regarding the object, i.e. whether it is present or not." (Ans. 27). We discern no error in the Examiner's position that the detection of the presence or absence of a signal in Blackburn satisfies the recitation requiring "analysis." In this regard, the system of Blackburn determines whether the tag is present within a predetermined distance, is not present, or is not within a predetermined distance (FF 4B-4D). The Appellant's contention that "there is no consideration of the magnitude of the energy signal by the driver/receiver circuit[]" (App. Br. 29) is not persuasive. Firstly, the rejected claims do not recite "consideration of the magnitude of the energy signal." In re Self, 671 F.2d 1344, 1348 (CCPA 1982)("appellant's arguments fail from the outset because, . . . they are not based on limitations appearing in the claims . . . ."). Secondly, the distinction between a signal that is present or is absent as detected by the apparatus of Blackburn is that of magnitude, a signal that is present having a magnitude while a signal that is absent having a zero magnitude. The Appellant also appears to argue that the output analyzed in Blackburn is not the energy signal of the resonator (i.e., the tag) (App. Br. 29-30). However, we are not persuaded because the energy signal of the resonator is in fact analyzed by the detector and used to provide different outputs (FF 4B-4E) which are used to control airbag deployment. In other words, claims 19 and 32 do not specify whether “a processor coupled to said detector means for obtaining information about the object upon analysis of the energy signal detected by the detector means” requires analysis of the Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 24 energy signal solely by the detector, the processor, or both. Alternatively, it is not clear how the claimed processor analyzes the same energy input to (i.e., detected by) the detector – that is, the claims do not preclude an energy transformation to an information signal which the processor then analyzes, contrary to Appellant’s implied arguments. The Appellant also argues that it would not have been obvious to modify the device of Blackburn to include side air bags, or to suppress deployment of such side air bags based on the presence or orientation of a child seat (App. Br. 31). However, we agree with the Examiner that in view of the fact that suppression of front airbag deployment when a rear-facing child seat was installed, it would have been obvious to one of ordinary skill in the art to suppress the deployment of the side airbag as well in view of the safety considerations (Ans. 28). A person of ordinary skill in the art is not an automaton. KSR, 550 U.S. at 421. Claim 32 The Appellant further argues that with respect to claim 32 which specifically recites "at least one reflector . . . arranged to reflect an energy signal," Blackburn is not available as prior art because it "does not enable one skilled in the art to make and use the system disclosed therein with a light reflector . . .." (App. 32). In this regard, the Appellant asserts that "Blackburn does not teach how to obtain information about an object, which the light reflector is arranged in association with, upon analysis of the energy signal reflected by the light reflector and detected by the detector means." (App. 33). We are not persuaded by the Appellant's arguments. Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 25 Blackburn clearly teaches the use of other types of sensors such as RF transponder tag, Hall effect sensors, polarized optical sensors, and light reflectors (FF 4F). Hence, a person of ordinary skill in the art would understand Blackburn as teaching an alternative embodiment in which a light reflector is used instead of an electromagnetic resonator to determine presence of an object (such as a child seat) by detection of presence or absence of a reflected signal. In this regard, there is a presumption that "both the claimed and unclaimed disclosures in a prior art patent are enabled." Amgen, Inc. v. Hoechst Marion Roussel, Inc., 314 F.3d 1313, 1355 (Fed. Cir. 2003). Furthermore, the burden of rebutting the presumption of enablement of the cited prior art by a preponderance of the evidence falls on the party asserting non-enablement. In re Sasse, 629 F.2d 675, 681 (CCPA 1980). The Appellant has not set forth persuasive factual evidence to satisfy its burden. Claims 52 and 57 Claims 52 and 57 specifically recite "a frame defining a passenger compartment, the object being a vehicular component arranged in or defining part of said passenger compartment and having a plurality of positions relative to said frame." (Claims App'x). The Examiner rejected these claims contending that Blackburn discloses the recited frame and a vehicular component (Ans. 16-17, 29), and relies on Kaji for disclosing side air bags (Ans. 29). The Appellant contends that it would not have been obvious "to arrange a tag designed to detect the presence or orientation of an object as Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 26 taught by Blackburn in association with a vehicular component that has a plurality of positions relative to a frame, and whose presence is assumed and orientation is invariable." (App. Br. 33). In this regard, the Appellant refers to arguments submitted with respect claims 50 and 51 in response to the Examiner's Rejection 10 discussed in detail infra, and states "a distinction being drawn being between vehicular components as understood by those skilled in the art as being parts of a vehicle that are always present, and a child seat that is optional." (App. Br. 33-34). However, we decline to rely on distinctions merely made in argument, but not recited in the claims or substantiated by objective, factual evidence. Moreover, as discussed in detail infra, we do not find the Appellant's arguments submitted with respect claims 50 and 51 persuasive. Hence, we find no reversible error in the Examiner's position that a child seat of the type described in Blackburn satisfies the recited limitation because such seats are intended for use in a vehicle (i.e., is a vehicular component) and have a plurality of positions (i.e., forward and rearward facing positions) relative to the frame (Ans. 17). Claims 53 and 58 Claims 53 and 58 depend from claims 19 and 32, respectively, and further recite that the object is a child seat and the processor is arranged to obtain an indication of the position of the child seat (Claims App'x). In addition to relying on unpersuasive arguments discussed supra with respect to claims 52 and 57, the Appellant argues that it would not have been Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 27 obvious to one of ordinary skill in the art to "obtain an indication of the position of the child seat" and no such ability is disclosed (App. Br. 34). The Examiner contends that Blackburn satisfies this limitation because the device of Blackburn determines the orientation of the child seat, that is, as forward facing or rear facing (Ans. 29). Indeed, Blackburn discloses that the apparatus determines whether the child seat is in a forward facing position, or a rear facing position (FF 4D). Hence, we do not discern any error in the Examiner's rejection. Claims 54-56 and 59-61 The Appellant refers to, and relies upon the unpersuasive argument that Blackburn merely detects the presence or absence of an energy signal which we have already discussed supra (App. Br. 34). Correspondingly, we discern no error in the Examiner's rejection for the reasons already discussed. In view of the above, we sustain the Examiner's rejection of claims 19, 24, 32, 37, and 52-61 as unpatentable over the combination of Blackburn and Kaji. Issue 6: Rejection based on the combination of Blackburn, Kaji and Fujita (Rejection 9) Claims 48 and 49 which depend from independent claims 19 and 32, respectively, require a frame defining a passenger compartment and the object to be "a vehicular component movably attached directly to said frame." (Claims App'x). The Examiner contends that while the combination Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 28 of Blackburn and Kaji does not teach the object being a vehicle component movably attached directly to the frame, Fujita teaches detection of the seat condition which is movably attached directly to the frame, and that detection of the passenger as determined by the seat condition would have been desirable for assisting the control of the airbag system so as to improve safety for the passenger (Ans. 14-15, 34-35). The Appellant initially relies on dependency on claims 19 and 32, as well as arguments submitted thereto, for patentability of claims 48 and 49 (App. Br. 42). However, because we found no error in the Examiner's rejection of claims 19 and 32 as discussed supra, we are not persuaded. The Appellant also contends that modifying Blackburn so as to locate the resonator tag on a vehicle seat would not be obvious and any modification to the placement of the tag "must be limited to objects having different orientations and for which deployment of an airbag would be varied depending on the orientation (the example being a child seat) and objects which are optionally present in the vehicle for which deployment of an airbag would be varied depending on the present or absence of the object (again, the example being a child seat)." (App. Br. 43). However, the Appellant's arguments are not persuasive because the Examiner is not suggesting relocating the resonator tag to be on the vehicle seat (Ans. 34). As the Examiner observes, the rejected claims merely require the resonator to be "arranged in association" with the object, and does not require the resonator to be arranged on any specific component (Ans. 34). We understand the Examiner's rejection to be premised on the fact that when a child seat is secured to the passenger seat, "information" Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 29 about the passenger seat is also obtained, and the desirability of considering position of the passenger seat in airbag deployment is established by Fujita (Ans. 34-35; FF 8A-8B). Hence, the Appellant's arguments do not persuade us of Examiner error. Issue 7: Rejections based on the combination of Blackburn and Fujita (Rejections 10 and 12) Independent claims 44 and 46 require adjusting the airbag deployment by adjusting rate or time of inflation/deflation (Claims App'x). Claims 50, 51 and 62-71 ultimately depend from either claim 44 or 46. The Examiner rejected all of these claims stating that Blackburn discloses all the limitation except for adjusting deployment rate/time of inflation/deflation, and the object being movably attached to a frame as recited in the various dependent claims (Ans. 15-19). The Examiner finds that both features are shown in Fujita and contends that it would have been obvious to modify the device of Blackburn "to include gas generation control to adjust the time and speed of inflation of an airbag as suggested" by Fujita "for the advantage of optimal airbag contact with the passenger." (Ans. 19). Claims 44 and 46 With respect to the independent claims 44 and 46 the Appellant contends that there is no "analysis of the energy signal" in the suggested combination (App. Br. 35-36). However, we do not find this argument persuasive for the same reasons already discussed supra relative to Examiner's Rejections 8 and 11 based on Blackburn and Kaji. Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 30 The Appellant also argues that because Blackburn, which is directed to child seats, merely suppresses or allows deployment without possibility of intermediate deployment, there is no reason to combine the references together so as to provide the device of Blackburn with a gas generational control as suggested by Fujita (App. Br. 37-38). The Appellant's argument is not persuasive. The Examiner's articulated reason for combining Blackburn and Fujita comes from the fact that the passenger seat is also commonly used by a passenger, and not exclusively used for securing a child seat. Hence, we find no error in the Examiner's position that it would have been obvious to a person of ordinary skill in the art to vary deployment as taught by Fujita for the passenger's benefit (not the child seat's benefit) (Ans. 19; see also FF 8A-8B). In this regard, "any need or problem known in the field of endeavor at the time of invention and addressed by the patent can provide a reason for combining the elements in the manner claimed." KSR, 550 U.S. at 420. Claims 50 and 51 As to dependent claims 50 and 51, the Appellant relies on their dependency on claims 19 and 32, as well as on arguments submitted thereto (App. Br. 36-37). However, because we find no error in the Examiner's rejection of claims 19 and 32 as discussed supra, we likewise find no error in the Examiner's rejection of claims 50 and 51. The Appellant further submits arguments that it would not have been obvious to locate the tag on a seat of the vehicle (App. Br. 39-40). However, these arguments are Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 31 unpersuasive for the reasons also discussed supra relative to the Examiner's rejection of claims 48 and 49. In view of the above, we sustain the Examiner's rejection of claims 19, 24, 32 and 37 based on the combination of Blackburn and Kaji. CONCLUSIONS 1. The parent '978 application provides descriptive support for a child seat being in a particular position. 2. The Examiner erred in finding various claims unpatentable as set forth in Rejections 3 and 5 principally based on the combination of Gentry and Turbell. 3. The Examiner did not err in finding various claims unpatentable as set forth in Rejections 4 and 5 principally based on the combination of Gentry and Blackburn. 4. A. The Examiner erred in finding various claims unpatentable as set forth in Rejection 6 based on the combination of Ishikawa, Turbell and Krogmann. B. The Examiner did not err in finding various claims unpatentable as set forth in Rejection 6 based on the combination of Ishikawa, Blackburn and Krogmann. 5. The Examiner did not err in finding various claims unpatentable as set forth in Rejections 8 and 11 based on the combination of Blackburn and Kaji. Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 32 6. The Examiner did not err in finding various claims unpatentable as set forth in Rejection 9 based on the combination of Blackburn, Kaji and Fujita. 7. The Examiner did not err in finding various claims unpatentable as set forth in Rejections 10 and 12 based on the combination of Blackburn and Fujita. ORDER The Examiner's rejections are decided as follows: 1. Rejection of claims 1-6 and 11-14 as anticipated by Corrado is REVERSED; 2. Rejection of claims 7 and 15 as unpatentable over the combination of Takahashi and Watanabe is REVERSED; 3. Rejection of claim 15 as unpatentable over the combination of Gentry and Turbell is REVERSED; 4. Rejection of claim 15 as unpatentable over the combination of Gentry and Blackburn is AFFIRMED; 5. A. Rejection of claims 7 and 15 as unpatentable over the combination of Gentry in view of Turbell and Krogmann is REVERSED; B. Rejection of claims 7 and 15 as unpatentable over the combination of Gentry in view of Blackburn and Krogmann is AFFIRMED; Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 33 6. A. Rejection of claims 7 and 15 as unpatentable over the combination of Ishikawa in view of Turbell and Krogmann is REVERSED; B. Rejection of claims 7 and 15 as unpatentable over the combination of Ishikawa in view of Blackburn and Krogmann is AFFIRMED; 7. Rejection of claims 8 and 16 as unpatentable over the combination of Corrado and Kaji is REVERSED; 8. Rejection of claims 19, 24, 32 and 37 as unpatentable over the combination of Blackburn and Kaji is AFFIRMED; 9. Rejection of claims 48 and 49 as unpatentable over the combination of Blackburn, Kaji and Fujita is AFFIRMED; 10. Rejection of claims 44, 46, 50 and 51 as unpatentable over the combination of Blackburn and Fujita is AFFIRMED; 11. Rejection of claims 52-61 as unpatentable over the combination of Blackburn and Kaji is AFFIRMED; and 12. Rejection of claims 62-71 as unpatentable over the combination of Blackburn and Fujita is AFFIRMED. SUMMARY 1. At least one rejection of claims 7, 15, 19, 24, 32, 37, 44, 46 and 48-71 is AFFIRMED. 2. Rejections of claims 1-6, 8, 11-14 and 16 are REVERSED. AFFIRMED-IN-PART Appeal 2010-008462 Reexamination Control 95/001,012 and 90/008,351 Patent US 6,942,248 B2 34 Requests for extensions of time in this merged reexamination proceeding are governed by 37 C.F.R. §§ 1.550(c) and 1.956. See 37 C.F.R. §§ 41.50(f) and 41.77(g). ack cc: Patent Owner: BRIAN ROFFE, ESQ 75 Wood Lane Woodsburgh, NY 11598 Third Party Requester: BRINKS, HOFER, GILSON, & LIONE P.O. Box 10395 Chicago, IL, 60610 Copy with citationCopy as parenthetical citation