Ex Parte 6527941 et alDownload PDFPatent Trials and Appeals BoardAug 9, 201395000038 - (D) (P.T.A.B. Aug. 9, 2013) Copy Citation UNITED STATES PATENT AND TRADEMARKOFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/000,038 02/27/2004 6527941 1428620.00003US1 2250 23483 7590 08/09/2013 WILMERHALE/BOSTON 60 STATE STREET BOSTON, MA 02109 EXAMINER DIAMOND, ALAN D ART UNIT PAPER NUMBER 3991 MAIL DATE DELIVERY MODE 08/09/2013 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ DELTA EMD AUSTRALIA PTY. LTD. Requester v. Patent of TRONOX LLC Patent Owner ____________ Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 Technology Center 3900 ____________ Before ROMULO H. DELMENDO, RICHARD M. LEBOVITZ, and JEFFREY B. ROBERTSON, Administrative Patent Judges. DELMENDO, Administrative Patent Judge. DECISION ON APPEAL – 37 C.F.R. § 41.77(f) The above-identified inter partes reexamination is before us for review of an Examiner’s determination pursuant to 37 C.F.R. § 41.77(d) that the new grounds of rejection entered pursuant to 37 C.F.R. § 41.77(b) in a Decision on Appeal mailed June 19, 2009 (hereinafter “Decision”) have not been overcome. See “REPLY OF REEXAMINATION REQUESTER TO PATENT OWNER’S COMMENTS UNDER 37 C.F.R. § 41.77(e)” filed Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 2 July 13, 2011 (hereinafter “3PR Reply”); “PATENT OWNER’S COMMENTS PURSUANT TO 37 C.F.R. § 41.77(e)” filed June 13, 2011 (hereinafter “PO Comments filed June 13, 2011”); Examiner’s Determination Pursuant to 37 C.F.R. § 41.77(d) mailed May 13, 2011 (hereinafter “ED”). We have jurisdiction pursuant to 35 U.S.C. §§ 6(b), 134, and 315 (2002). The Examiner’s determination that new grounds of rejection II-V, as set forth in the Decision, have not been overcome and are therefore maintained and the determination that these grounds of rejection are also applicable to the new claims added by amendment are affirmed. The Examiner’s determination that new ground of rejection I, as set forth in the Decision, has not been overcome is reversed. We need not reach the propriety or the merits of the Examiner’s additional bases for rejecting the claims under 35 U.S.C. § 112, ¶ 1 because the rejections under 35 U.S.C. § 103(a) are dispositive as to all claims.1, 2 1 By rule, 37 C.F.R. § 41.77(f), this “new decision is deemed to incorporate the earlier decision, except for those portions specifically withdrawn.” 2 The June 19, 2009 Decision was rendered by a Board panel consisting of Administrative Patent Judges Carol A. Spiegel (retired), Romulo H. Delmendo, and Jeffrey T. Smith. Judges Lebovitz and Robertson have replaced Judges Spiegel and Smith as members of the Board panel. Cf. In re Alappat, 33 F.3d 1526, 1533-34 (Fed. Cir. 1994) (“In those cases where a different panel of the Board is reconsidering an earlier panel decision, the Board is still the entity reexamining that earlier decision; it is simply doing so through a different panel.”). Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 3 BACKGROUND The current patent under reexamination (hereinafter “’941 Patent”) is a continuation-in-part of Application 09/217,168, filed December 21, 1998, now U.S. Patent 6,214,198, issued April 10, 2001 (hereinafter “’198 Patent”). The ’198 Patent and U.S. Patent 6,638,401 C1 (hereinafter “’401 Patent”) are related as divisional applications.3 In the June 19, 2009 Decision, the Board reversed the Examiner’s refusal to reject: I. Claims 14-19 as failing to comply with the written description requirement of 35 U.S.C. § 112, ¶ 1; II. Claims 5, 7, 9, 10, and 12 under 35 U.S.C. § 103(a) as unpatentable over Japanese Patent Application 9-78275 (hereinafter “JP ’275”); III. Claims 6 and 11 under 35 U.S.C. § 103(a) as unpatentable over JP ’275 and T.N. Andersen, Effect of Some end Structural Features on Alkaline Discharge Capacity, 11 PROGRESS IN BATTERIES & BATTERY MATERIALS 105-129 (1992) (hereinafter “Andersen”); IV. Claims 5, 7, 10, and 12 under 35 U.S.C. § 103(a) as unpatentable over Meshan Mauthoor, The Effect of Operating Parameters on the Properties of Electrolytic Manganese Dioxide (May 31, 1995) (Ph.D. thesis, University of 3 As a consequence of our decision entered in Reexamination 90/006,955, Ex parte Tronox, LLC, http://e- foia.uspto.gov/Foia/ReterivePdf?system=BPAI&flNm=fd2011003873-06- 08-2011-1, all claims of the ’401 Patent were canceled on October 25, 2011. Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 4 Watersrand, Johannesburg, South Africa) (publication date and status unknown; hereinafter “Mauthoor”); and V. Claims 5-7, 9, 11, and 12 under 35 U.S.C. § 103(a) as unpatentable over Andersen and Mauthoor. Decision 6-36. By operation of rule, 37 C.F.R. § 41.77(b), the reversal of the Examiner’s refusal to adopt these rejections required the designation of the Decision as including new grounds of rejection. Decision at 34-36. Tronox chose to address these new grounds of rejection by submitting an amendment that included new claims and additional evidence. See “AMENDMENT AND RESPONSE REQUESTING REOPENING OF PROSECUTION” filed July 20, 2009; “DECLARATION UNDER 37 CFR § 1.132 BY GREGORY MISCHLER” filed November 18, 2009 (hereinafter “Mischler Declaration”); “SECOND DECLARATION UNDER 37 CFR § 1.132 BY DR. TERRELL ANDERSEN” filed July 20, 2009 (hereinafter “2d Anderson Declaration”); “DELARATION UNDER 37 CFR § 1.132 BY DR. CLINT WILLIFORD” filed July 20, 2009 (hereinafter “Williford Declaration”); “DECLARATION UNDER 37 CFR § 1.132 BY PAUL GUTWALD” filed July 20, 2009 (hereinafter “Gutwald Declaration”). Thus, the proceeding was remanded to the Examiner for the purpose of determining whether the amendments and evidence overcome the new grounds of rejections. 37 C.F.R. § 41.77(d) (“The Examiner will . . . issue a determination that the [new ground of] rejection is maintained or has been overcome.”). Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 5 After considering Tronox’s amendments and evidence, the Examiner determined that the Board’s new grounds of rejection were not overcome. The Examiner modified the new grounds of rejection, as follows, by adding the new claims and designating additional claims as subject to the rejections: I. Claims 5-7, 14-19, and 21-23 under 35 U.S.C. § 112, ¶ 1, as failing to comply with the written description requirement; II. Claims 5, 7, 9, 10, 12, 14, 16-19, and 21-23 under 35 U.S.C. § 103(a) as unpatentable over JP ’275; III. Claims 6, 11, and 15 under 35 U.S.C. § 103(a) as unpatentable over JP ’275 and Andersen; IV. Claims 5, 7, 10, 12, 14, 16-19, and 21-23 under 35 U.S.C. § 103(a) as unpatentable over Mauthoor; and V. Claims 5-7, 9, 11, 12, 14-19, and 21-23 under 35 U.S.C. § 103(a) as unpatentable over Anderson and Mauthoor. ED 5-54. DISCUSSION I. We agree with Tronox that the amendments to claim 14 overcome the Board’s new ground of rejection under the written description requirement of 35 U.S.C. § 112, ¶ 1. PO Comments filed June 13, 2011 at 5-8. A copy of claim 14 showing the amendments with bracketed and underlined text to show deletions and insertions, respectively, relative to the claim rejected by the Board is provided as follows: Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 6 14. A method of producing EMD by electrolysis in an electrolytic cell having cathodic and anodic electrodes disposed therein comprising the steps of: maintaining an aqueous electrolyte solution comprising sulfuric acid and manganese sulfate in the electrolytic cell at a temperature in the range of from 95°C to [97] 98°C, wherein the solution has sulfuric acid therein in an amount from 25 to [41] 40 grams of sulfuric acid per liter of solution and has manganese sulfate therein whereby manganese ion is present in an amount from [9] 5 to 20 grams of manganese ion per liter of solution; maintaining the amounts of the sulfuric acid and the manganese ion in the solution at a ratio of sulfuric acid to manganese ion greater than 2 but less than or equal to [3.5] 4; and applying electric current to the electrodes whereby the anodic electrode current density is in the range of 2.5 to [3.4] 3.5 amperes per square foot and the EMD produced is deposited on the anodic electrode. Amendment filed July 20, 2009 at 4; Decision at 4. With respect to then pending claim 14, the Board held in the prior Decision that “an inordinate amount of unguided picking and choosing would have been required from numerous possible disclosed endpoints to arrive at the combination of specifically recited ranges.” Decision 24-25. Tronox has now amended claim 14 to recite ranges that are explicitly disclosed in the original disclosure as ranges suitable in “more preferred” or “most preferred” embodiments of the claimed invention. As shown in the table on page 6 of Tronox’s Comments, the ’941 Patent describes conditions Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 7 used in “more preferred” and “most preferred” methods of the present invention as follows:4 Description col. 6, ll. 23-41 (“more preferred”) Col. 16, ll. 9-11, 22-27 (“most preferred”) Temperature about 95º C to about 98º C 95-98º C Amount of H2SO4 about 20 about 50 g/l 25-40 g/l Amount of Mn ions about 5 to about 25 g/l 5-20 g/l H2SO4/Mn ratio (R) 2 < R ≤ 4 not stated Current density about 2.5 to about 4.5 A/ft2 2.5-3.5 A/ft2 Although the H2SO4/Mn ratio is not explicitly stated for the “most preferred” conditions, a person of ordinary skill in the art would have drawn a reasonable inference that a ratio greater than 2 but less than or equal to 4, as disclosed for the “more preferred” conditions, would be applicable even for the narrower (but subsumed) range of conditions disclosed for the “most preferred” conditions. Therefore, it is our judgment that these disclosures of ranges suitable for “more preferred” and “most preferred” methods would have clearly allowed persons of ordinary skill in the art to recognize that the inventors of the ’941 Patent invented what is now claimed. In re Wertheim, 541 F.2d 257, 262 (CCPA 1976). 4 The Examiner and Delta EMD appear to have conceded that the disclosures found in the ’941 Patent are the same as those found in the originally-filed application that matured into ’941 Patent. Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 8 For these reasons, we cannot uphold the Examiner’s determination that the amendments to claim 14 do not overcome the new ground of rejection set forth in the prior Decision.5 II. & III. Tronox relies on the same arguments for both Rejections II and III. PO Comments 9-17. In addition, Tronox argues the claims together. Therefore, we confine our discussion to claim 5, which we select as representative and reproduce below: 5. A method of producing EMD having unexpected high discharge capacity at high discharge rates by electrolysis in an electrolytic cell having cathodic and anodic electrodes disposed therein comprising the steps of: maintaining an aqueous electrolyte solution comprised of sulfuric acid and manganese sulfate in said electrolytic cell at a temperature in the range of from about 95°C to about 98°C, said solution having sulfuric acid therein in an amount in the range of from about 25 [20] to about 40 [50] grams of sulfuric acid per liter of solution and having manganese sulfate therein in an amount whereby manganese ion is present in the range of from about 5 to about 20 [25] grams of manganese per liter of solution; maintaining the amounts of said sulfuric acid and said manganese ion in said solution at a ratio of sulfuric acid to manganese ion greater than 2 but less than or equal to 4; and 5 As indicated previously, the Examiner identified additional reasons for rejecting claims 5-7, 17-19, and 21-23 under 35 U.S.C. § 112, ¶1. ED 5-10. Because we affirm the rejections of these claims under 35 U.S.C. § 103(a) below, we need not reach the propriety or the merits of the Examiner’s additional reasons in support of a rejection under 35 U.S.C. § 112, ¶ 1. Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 9 applying electric current to said electrodes whereby said anodic electrode current density is in the range of from about 2.5 to about 4.5 amperes per square foot and said high discharge capacity EMD produced is deposited on said anodic electrode. Amendment filed July 20, 2009 at 2. Tronox’s arguments based on the amendments and evidence do not persuade us of any reversible error in the new grounds of rejections under 35 U.S.C. § 103(a) based primarily on the teachings of JP ’275. Because we are in agreement with the positions stated by the Examiner and Delta EMD (ED 10-14, 24-37; 3PR Reply 15-21), we adopt them as our own and add the following comments for emphasis. As found in the prior Decision at pages 13-14, JP ’275 describes a method for producing EMD (electrolytic manganese dioxide) using an electrolytic solution containing 30-80 g/l of sulfuric acid and 20-50 g/l of manganese at 90-100º C, wherein the current density is switched between 105-300 A/m2 and 20-100 A/m2. JP ’275 claim 1; ¶¶ [0009]-[0010]. JP ’275 further describes Working Example 1 in which “the electrolytic solution was adjusted so that manganese and sulfuric acid contents are kept at 50g/l and 70g/l respectively, and the temperature of the electrolytic bath was kept at 95±1º C during the entire electrolysis,” while switching the current density between 200 A/m2 (18.6 A/ft2) and 50 A/m2 (4.6 A/ft2) at specified time intervals. ¶¶ [0014]-[0020]; Tables 1 and 2; Andersen Declaration filed August 2, 2006 (executed August 4, 2004) ¶ 8. Thus, the method described in Working Example 1 of JP ’275 differs from the method recited in claim 5 in that the sulfuric acid content, manganese ion content, and the ratio of sulfuric acid content to manganese Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 10 ion content are outside the claimed ranges. As found above, however, JP ’275 teaches that the manganese content may be as low as 20 g/l and the amount of sulfuric acid may be 30-80 g/l, which includes sulfuric acid amounts of about 40 such that the resulting content ratio of sulfuric acid to manganese may be greater than about 2. Therefore, the subject matter of claim 5 would have been prima facie obvious over the teachings of JP ’275. In re Peterson, 315 F.3d 1325, 1329 (Fed. Cir. 2003) (“In cases involving overlapping ranges, we and our predecessor court have consistently held that even a slight overlap in range establishes a prima facie case of obviousness.”); id. (“We have also held that a prima facie case of obviousness exists when the claimed range and the prior art range do not overlap but are close enough such that one skilled in the art would have expected them to have the same properties.”). Tronox argues that JP ’275 does not establish a prima facie case of obviousness for several reasons. PO Comments filed June 13, 2011 at 9-10 (referring to Comments filed November 1, 2010). Specifically, Tronox contends that JP ’275 teaches away from the claimed invention because the reference describes current density switching as a critical feature of the JP ’275 process. PO Comments filed November 1, 2010 at 10; see also PO Comments filed June 13, 2011 at 11-12. Tronox’s argument, however, fails to appreciate the broad scope of claim 5. As pointed out by both the Examiner and Delta EMD (ED 36; 3PR Reply 5), the claim reads on a method in which the current density is switched as long as a current density in the claimed range of “from about 2.5 to about 4.5 amperes per square foot” is applied. JP ’275 describes such a method where a current Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 11 density of 4.6 A/ft2 is applied for 50 hours. Table 1. By virtue of the claim term “comprising,” method recited in claim 5 is open to other unrecited steps, including a step of applying a current density of 18.6 A/ft2 for 30 minutes, as in Working Example 1 of JP ’275. In re Baxter, 656 F.2d 679, 686 (CCPA 1981) (“[T]he term ‘compris[ing]’ permits the inclusion of other steps, elements, or materials.”). Tronox further argues that JP ’275 fails to disclose or suggest maintaining a ratio of sulfuric acid to manganese ion. PO Comments filed November 1, 2010 at 10. Tronox overlooks, however, the disclosure in JP ’275 that “[t]he composition of the electrolytic solution was adjusted so that manganese and sulfuric acid contents are kept at 50g/l and 70g/l respectively . . . .” (emphases added). ¶ [0014]. Thus, a specific ratio was maintained by JP ’275 during its process. Tronox points out that the publication by R. Williams, R. Fredlein, G. Lawrence, D. Swinkels, and C. Ward, “Effect of Deposition Conditions on the Structural, Chemical, Physical, and Electrochemical Properties of EMD,” 13 PROGRESS IN BATTERY & BATTERY MATERIALS – IBA BRUSSELS (BELGIUM) MEETING 102, 107 (1994) (hereinafter “Williams”) teaches away from varying sulfuric acid content by disclosing that no significant change in discharge characteristics was observed when sulfuric acid concentration was varied. PO Comments filed November 1, 2010 at 12-13. Even if Williams’s disclosure is considered as a sweeping disclosure applicable to all situations, it does not constitute a teaching away because JP ’275 discloses that a range of sulfuric acid concentrations are useful (¶ [0014]). (“[C]ase law does not require that a particular combination must be Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 12 the preferred, or the most desirable, combination described in the prior art in order to provide [the] motivation [or reason] for the current invention.” In re Fulton, 391 F.3d 1195, 1200 (Fed. Cir. 2004). We now turn to the rebuttal evidence discussed by Tronox. “When the PTO shows prima facie obviousness, the burden then shifts to the applicant to rebut.” In re Mayne, 104 F.3d 1339, 1342 (Fed. Cir. 1997). Tronox asserts that Comparative Example 1 – not Working Example 1 – of JP ’275 is the closest prior art because, as in the claimed method, it does not use current density switching, which is a critical feature of Working Example 1. PO Comments filed June 13, 2011 at 11. According to Tronox, it has offered evidence establishing unexpected results over Comparative Example 1 of JP ’275 in the form of declarations (e.g., the Mischler and Gutwald Declarations). Id. at 10-17. Specifically, the Mischler Declaration states that “[w]hereas the current ’941 patent samples range 106-113% of the base EMD when discharged at a rate of 1 W to 1 V, the prior art materials were at best 102% for Anders[en], 101% for JP’275, and 84% for Mauthoor.” ¶¶ 11-12; Ex. A. See also 2d Andersen Decl. ¶ 12; Williford Decl. at 12. According to the Gutwald Declaration, “the performance advantage of the Tronox HD-EMD that includes up to a ten percent (10%) greater discharge capacity in HD applications over EMD manufactured utilizing prior art methods warranted a sales value in excess of thirty percent (30%) over the price of EMD manufactured using prior art methods.” ¶ 6. We do not find the proffered evidence persuasive to support the entire scope of claim 5. Tronox did not submit experimental data comparing the claimed invention against the closest prior art, which is Working Example 1 Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 13 of JP ’275. As we found above, claim 5 is broadly drafted to read on processes that may include current density switching. Because the EMD of Working Example 1 is disclosed as exhibiting a 16% increase over the EMD of Comparative Example 1 in terms of discharging time, its discharge characteristics would be expected to possess discharge characteristics similar to those reported for the inventive EMDs identified in the declarations. That is, Mr. Mischler testified that the EMD of JP ’275 Comparative Example 1 exhibited a discharge characteristic of 101% while the claimed EMDs exhibited a discharge characteristic of 106-113%. Because JP ’275 discloses that the EMD of Working Example 1 exhibited a 16% improvement over the EMD of Comparative Example 1, it would reasonably appear that the discharge characteristics of the EMD of JP ’275 Working Example 1 and the inventive EMDs would be substantially the same. Tronox did not demonstrate that the recited sulfuric acid and manganese amounts and their content ratio, in combination with current density switching, would produce an EMD that unexpectedly exhibits discharge characteristics above and beyond that tested for Working Example 1 or the inventive samples identified in the declarations. In other words, Tronox did not offer evidence unexpectedly negating JP ’275’s teachings that current density switching at ranges of Mn and H2SO4 amounts encompassing the claimed amounts and ratios would provide comparably superior results as compared to the EMD of Comparative Example 1. Alternatively, Tronox could have narrowed its claims to exclude current density switching, but it chose not do so. In re Grasselli, 713 F.2d 731, 743 (Fed. Cir. 1983) (“With respect to appellants’ broad claims to a Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 14 catalyst with ‘an alkali metal,’ the experiments detailed in Friedrich III, being limited to sodium only, are not commensurate in scope, and are, therefore, insufficient to rebut the prima facie case.”); In re Harris, 409 F.3d 1339, 1344 (Fed. Cir. 2005) (“Even assuming that the results were unexpected, Harris needed to show results covering the scope of the claimed range. Alternatively, Harris needed to narrow the claims.”). We find ourselves in complete agreement with the Examiner’s assessment of the testimony of Mr. Gutwald – i.e., it is insufficient to demonstrate that the difference in discharge characteristics between the claimed invention and the prior art, as reported in the Mischler, 2d Anderson, and Williford Declarations, would have been considered truly unexpected by a person of ordinary skill in the art or that the differences between the claimed invention and the prior art give rise to commercial success. ED 45-47. As the Board stated in the original Decision at page 29, the relative energy results for AA batteries shown in Figure 2 of the ’941 Patent indicate that the claimed ranges would provide results that are no better than and, in some instances, inferior to results outside the claimed ranges. Under such circumstances, it was incumbent upon Tronox to demonstrate persuasively that the difference in results discussed in the Mischler and the Williford Declarations would have been considered truly unexpected by one of ordinary skill in the art. Mr. Gutwald’s mere assertion that “the Tronox HD-EMD that includes up to a ten percent (10%) greater discharge capacity in HD applications over EMD manufactured utilizing prior art methods warranted a sales value in excess thirty percent (30%) over the price of EMD manufactured using prior art methods” is insufficient to Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 15 satisfy Tronox’s burden in this regard or otherwise demonstrate a nexus between the novel aspects of the claimed invention and commercial success. Harris, 409 F.3d at 1344 (“The 32-43% increase in stress-rupture life, however, does not represent a ‘difference in kind’ that is required to show unexpected results.”) (citing In re Huang, 100 F.3d 135, 139 (Fed. Cir. 1996)); In re Kao, 639 F.3d 1057, 1068 (Fed. Cir. 2011) (“Where the offered secondary consideration actually results from something other than what is both claimed and novel in the claim, there is no nexus to the merits of the claimed invention.”). For these reasons, we find that Tronox failed to show error in the new grounds of rejections based primarily on JP ’275. IV. & V. Mauthoor’s teachings, as discussed in the prior Decision in Facts 21- 32 (pages 17-21), establish a prima facie case of obviousness against the rejected claims. Specifically, Mauthoor discloses the effects of altering various variables such as temperature, current density, and Mn/H2SO4 molar ratio in a method for producing EMD using an electrolytic solution of sulfuric acid and manganese. Pages 39-42. Mauthoor’s Table 3.2 is reproduced below: App Reex Paten Mau temp botto meth cons elect repro eal 2013-0 amination t 6,527,94 thoor’s Ta erature, cu m row of od at vario tant tempe rolyte sulf Table 1 duced bel 07159 Control 9 1 B2 ble 3.2 ab rrent dens Mauthoor us Mn/H2 rature (94 ate level o of the Wil ow, summ 5/000,038 ove shows ity, and M ’s Table 3. SO4 molar .5ºC), curr f 90 g/L. liams Decl arizes the 16 a series of n/H2SO4 m 2 summar ratios (1: ent density aration fil conditions experime olar ratio izes the co 3, 1:2, 1:1 (65 A/m2 ed Februar calculate nts in whi are varied nditions o , 2:1, and 4 = 6.0 A/f y 27, 2004 d based on ch . The f the :1) but at t2), and (¶ 6), the App Reex Paten infor diffe Tron in Ta curre and a only uppe A/ft2 squa proc comp effec have routi (“[D proc eal 2013-0 amination t 6,527,94 mation pr rent Mn/H ox did not ble 1 of th Mauthoo nt density Mn/H2SO in that the r limit of “ (as oppos re foot”). Mauthoo ess parame osition, in tive variab arrived at ne experim ]iscovery ess is ordin 07159 Control 9 1 B2 ovided in t 2SO4 mola dispute th e William r’s examp of 65 A/m 4 molar ra sulfuric a about 40 ed to the c r’s Table ters (i.e., cluding a les. Ther optimum entation. of an optim arily with 5/000,038 he bottom r ratios. e correctn s Declarat le in whic 2 (6.0 A/f tio of 1:2 cid conten grams . . . laimed up 7.1 (p. 121 temperatur cid (H+) co efore, a pe sulfuric ac In re Boe um value in the skil 17 row of M ess of the ion. PO R h the meth t2), an elec differs fro t is 61.3 g per liter”) per limit o ) teaches, e, current ntent), ind rson of or id content sch, 617 F of a result l of the art authoor’s calculated esp. Br. 1 od was ca trolyte sul m the subj /l (as oppo and the cu f “about 4 however, density, an icating th dinary skil s and curr .2d 272, 2 effective .”); In re A Table 3.2 values sum 2, n. 3. rried out a fate level ect matter sed to the rrent dens .5 ampere the effects d electrol at each are l in the art ent densiti 76 (CCPA variable in ller, 220 F at five marized t 94.5°C, a of 90 g/L, of claim 5 claimed ity is 6.0 s per of varyin yte result would es by 1980) a known .2d 454, g Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 18 456 (CCPA 1955) (“[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation.”). Tronox relies on the Mischler Declaration to establish unexpected results. PO Comments filed June 13, 2011 at 18; Mischler Decl. ¶12, Ex. A). As correctly found by the Examiner, ED 48-50, the comparative experiments described in Ex. A of the Mischler Declaration do not include back-to-back runs holding all variables constant except for the novel aspects of claim 5 relative to Mauthoor’s example. In reviewing the data presented in the Mischler Declaration (Ex. A) said to be representative of Mauthoor (Samples B-11P2 and B-11P3) and the claimed invention (Samples B-10P4, B11P5, and B-12P5), we find that temperatures were not held constant notwithstanding Mauthoor’s teachings that increasing temperature would increase discharge capacity. Mauthoor’s Fig. 4.25 (p. 83). Therefore, it is not possible to ascertain whether the differences between claim 5 and Mauthoor’s example give rise to unexpected results. In re Dunn, 349 F.2d 433, 439 (CCPA 1965) (“[W]e do not feel it an unreasonable burden on appellants to require comparative examples relied on for non-obviousness to be truly comparative. The cause and effect sought to be proven is lost here in the welter of unfixed variables.”). Additionally, a person of ordinary skill in the art would have expected lower discharge capacities at current densities higher than 3.25 A/ft2. Mauthoor’s Fig. 4.26 (p. 83) shows that maximum discharge capacities are observed at approximately 25 to 35 A/m2 (2.3 to 3.25 A/ft2). For these reasons, we uphold the Examiner’s rejections. Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 19 SUMMARY The Examiner’s determination to reject claims 5-7, 9-12, 14-19, and 21-23 is affirmed. Requests for extensions of time in this inter partes reexamination proceeding are governed by 37 C.F.R. § 1.956. See 37 C.F.R. § 41.79. AFFIRMED Appeal 2013-007159 Reexamination Control 95/000,038 Patent 6,527,941 B2 20 cu Patent Owner (Tronox LLC): WILMERHALE/BOSTON 60 STATE STREET BOSTON MA 02109 Third-Party Requester (Delta EMD Australia Pty., Ltd.): ALEX R. SLUZAS PAUL AND PAUL 2900 TWO THOUSAND MARKET STREET PHILADELPHIA PA 19103 Copy with citationCopy as parenthetical citation