Ex Parte 5845219 et alDownload PDFPatent Trial and Appeal BoardSep 30, 201490011435 (P.T.A.B. Sep. 30, 2014) Copy Citation MOD PTOL-90A (Rev.06/08) APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. 90/011,435 01/14/2011 5845219 51020-019USRX2 Merged with 90/012,126 EXAMINER PROSKAUER ROSE LLP ONE INTERNATIONAL PLACE BOSTON, MA 02110 FOSTER, ROLAND G ART UNIT PAPER NUMBER 3992 MAIL DATE DELIVERY MODE 09/30/2014 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Reexamination Appeal No. 2014-002751 Merged Reexaminations: 90/011,435 and 90/012,126 Reexamination 90/012,126 was mailed on 9/30/2014. UNITED STATES DEPARTMENT OF COMMERCE U.S. Patent and Trademark Office Address : COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov UNITED STATES PATENT AND TRADEMARK OFFICE _____________________________________________________________________________________ UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte MOBILEMEDIA IDEAS LLC Patent Owner and Appellant ____________ Appeal 2014-002751 Reexamination Control 90/012,1261 Patent 5,845,2192 Technology Center 3900 ____________ Before MAHSHID D. SAADAT, MICHAEL J. STRAUSS, and ROBERT J. WEINSCHENK, Administrative Patent Judges. SAADAT, Administrative Patent Judge. DECISION ON APPEAL This is an appeal under 35 U.S.C. §§ 134(b) and 306 from the Examiner’s rejection of original claims 1–6 and newly added claims 20–31 of Patent 5,845,219 (referred to by Appellant as “the ‘219 patent”), which are all the claims subject to reexamination in this ex parte reexamination proceeding.3 See page 2 of Final Office Action (hereinafter “Final Action”), 1 This appeal is for the merged ex parte reexamination 90/011,435 and 90/012,126. 2 Issued to inventor Hannu Henriksson on December 1, 1998, based on Application 09/697,981, filed September 4, 1996. 3 We heard Oral argument on June 11, 2014. Appeal 2014-002751 Reexamination Control 90/012,126 Patent 5,845,219 2 mailed January 23, 2013. We have jurisdiction under 35 U.S.C. §§ 6(b) and 306. We affirm. STATEMENT OF THE CASE This Ex Parte Reexamination Proceeding This reexamination proceeding arose from a third-party request for ex parte reexamination filed by Research In Motion, Ltd. (Request for Ex Parte Reexamination) on February 3, 2012. Related Litigations The ‘219 patent was the subject of litigation styled: MobileMedia Ideas LLC v. Research in Motion Ltd. and Research in Motion Corp., United States District Court for the Eastern District of Texas, Marshall Division, Civil Action No. 2:10-cv-00113 (TJW-CE). According to Appellant, this case was transferred to the Northern District of Texas on September 9, 2011 (and is considered closed in the Eastern District of Texas). Currently, the ‘219 patent is the subject of litigation styled: MobileMedia Ideas LLC v. Research in Motion Limited et al., United States District Court for the Northern District of Texas, Dallas Division, Civil Action No. 3:11-cv-02353. The Invention and Representative Claims on Appeal The ‘219 patent relates to an improved Silent Service Mode of operation for a mobile station (the ‘219 patent, col. 1, ll. 38–40). Regardless of whether the Silent Service Mode is active or not active, an audible Appeal 2014-002751 Reexamination Control 90/012,126 Patent 5,845,219 3 alerting tone is generated when a telephone number of an incoming call matches a stored priority number (the ‘219 patent, col. 1, ll. 45–48). Representative original claim 3 on appeal reads as follows (with emphasis): 3. A mobile station of a type that is bidirectionally coupled through an RF interface to a network, comprising: a RF receiver for receiving an incoming call indication from the network, the incoming call indication including a calling party telephone number; a user interface for enabling a user to enter information; a memory for storing at least one predetermined telephone number that is entered by the user; and a controller, responsive to the receipt of an incoming call indication when a silent service mode (SSM) is active, for comparing at least a portion of the telephone number of the calling party to the stored at least one predetermined telephone number and, if at least the portion of the received calling party telephone number matches one of the stored numbers, for overriding the active SSM by generating an audible alert to inform the user of the presence of the incoming call, said controller being further responsive to a condition wherein at least the portion of the received calling party telephone number does not match one of the stored numbers, for inhibiting the generation of an audible alert. App. Br., Claims Appendix. Prior Art Relied Upon Takahashi US 4,802,202 Jan. 31, 1989 Mizikovsky US 5,559,860 Sept. 24, 1996 Lee US 5,604,791 Feb. 18, 1997 Zicker US 5,703,934 Dec. 30, 1997 Hooper US 5,734,980 Mar. 31, 1998 Wanner US 5,812,648 Sept. 22, 1998 Appeal 2014-002751 Reexamination Control 90/012,126 Patent 5,845,219 4 Onozuka JP H5-276106 Oct. 22, 1993 (hereinafter JP ‘106) Kuriki JP H06-30105 Feb. 4, 1994 (hereinafter JP ‘105) Patent Owner’s admitted prior art. “Orbitor: A New Personal Communications Concept,” Telesis, Issue No. 97, Dec. 1993 (hereinafter, Telesis). The Rejections on Appeal Rejections based on JP ‘106 (Final Action 3–8): Claims 1, 3, 22–27, and 29 stand rejected under 35 U.S.C. § 102(b) as anticipated by JP ‘106. Claims 2, 4–6, 20, 21, and 31 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over JP ‘106 and Takahashi. Claims 28 and 30 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over JP ‘106 and patent owner’s admitted prior art. Claim 29 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over JP ‘106, Takahashi, and Hooper. Claims 1, 3, 20, 22–27, and 29 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over JP ‘106 and Telesis. Claims 2, 4–6, 20, 21, and 31 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over JP ‘106, Telesis, and Takahashi. Claims 28 and 30 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over JP ‘106, Telesis, and patent owner’s admitted prior art. Claim 29 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over JP ‘106, Telesis, Takahashi, and Hooper. Appeal 2014-002751 Reexamination Control 90/012,126 Patent 5,845,219 5 Claims 1, 3, 22–27, and 29 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over JP ‘106 and JP ‘105. Claims 2, 4–6, 20, 21, and 31 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over JP ‘106, JP ‘105, and Takahashi. Claims 28 and 30 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over JP ‘106, JP ‘105, and patent owner’s admitted prior art. Claim 29 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over JP ‘106, JP ‘105, Takahashi and Hooper. Rejections based on Wanner and Zicker (Final Action 9–15): Claims 1, 3, 22, and 25 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Wanner and Zicker. Claims 2, 4–6, 20, 21, and 31 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Wanner and Zicker, and Takahashi. Claims 23, 24, 26, and 27 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Wanner and Zicker, and JP ‘106. Claims 28 and 30 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Wanner and Zicker, JP ‘106, and patent owner’s admitted prior art. Claim 29 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over Wanner and Zicker, patent owner’s admitted prior art, and Hooper. Rejections based on Mizikovsky, Lee, and Zicker (Final Action 15– 23): Claims 1–4, 22, 25, and 31 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Mizikovsky, Lee, and Zicker. Appeal 2014-002751 Reexamination Control 90/012,126 Patent 5,845,219 6 Claims 5, 6, 20, and 21 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Mizikovsky, Lee, Zicker, and Takahashi. Claims 23, 24, 26, and 27 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Mizikovsky, Lee, Zicker, and JP ‘106. Claims 28 and 30 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Mizikovsky, Lee, Zicker, JP ‘106, and patent owner’s admitted prior art. Claim 29 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over Mizikovsky, Lee, Zicker, JP ‘106, and patent owner’s admitted prior art. ANALYSIS Claim Construction: “Silent Service Mode” Appellant contends the Examiner’s construction of the claim term “silent service mode” is based on reading the claims in a vacuum and is inconsistent with the term usage in the disclosure of the ‘219 patent in light of other references from the relevant time (App. Br. 14). As discussed during the oral hearing (Transcript 4–10), Appellant relies on extrinsic evidence to define the disclosed “Silent Service Mode” as “a situation in which the normal audible alert is replaced with a non-audible alert” (id.). The extrinsic evidence provided by Appellant includes “manuals for four Nokia phone models and two patent documents” describing that during the silent service mode some sort of non-audible alert is generated for each incoming call (App. Br. 15–19). Appellant further relies on excerpts from column 1, lines 12–19, of the ‘219 patent disclosure stating “[o]ne user- Appeal 2014-002751 Reexamination Control 90/012,126 Patent 5,845,219 7 selectable feature that is provided in some mobile stations is known as a Silent Service Mode (SSM), wherein a user can disable the mobile station from generating an audible alerting tone when an incoming call is received” and concludes that “conventional SSM is a known mode, with a well understood meaning” (App. Br. 20). In response, the Examiner takes the position that the presented extrinsic evidence is insufficient to support interpreting the claimed “silent service mode” to require notifying the user by a non-audible alert, rather than an audible alert, when each incoming call arrives (Ans. 2). The Examiner finds even the extrinsic evidence provides inconsistent information with respect to the non-audible alert and specifically points to the documentations for Nokia Model No. 239 and No. 638, where, instead of the ringing tone, a short beep is used to alert the user when SSM is activated (Ans. 2–3). We agree with the Examiner that the extrinsic evidence presented by Appellant does not limit the claim term “silent service mode” to only “a situation in which the normal audible alert is replaced with a non-audible alert” for each call, or preclude absolute silence from being within the scope of the claim. We observe that the evidence relied on by Appellant relates to other models and products Appellant marketed and, therefore, is insufficient to show the term “silent service mode” possesses any industry-wide meaning or requirements related to specific functionality of the device. Additionally, Appellant’s reliance on the discussion of “silent service mode” in the ‘219 patent disclosure merely highlights different options and situations for alerting a user when the ringing tone is disabled such as displaying the incoming call number or providing tactile alerting (‘219 patent col. 1, ll. 12– Appeal 2014-002751 Reexamination Control 90/012,126 Patent 5,845,219 8 27). As such, Appellant’s arguments addressing whether important incoming calls “can be missed” or “would always be missed” (App. Br. 22) are not discussed in the ‘219 patent disclosure. As explained by the Examiner (Ans. 6–8), examples of how the user may still miss the incoming call with tactile alert or be aware of the call when the incoming call number is displayed only indicate additional options to further enhance the SSM feature. Therefore, we agree with the Examiner (Ans. 3–8) that the claimed term “silent service mode” is to be given its broadest reasonable interpretation such that using a non-audible alert for some calls, in contrast to each call, as well as absolute silence or short beeps are within the scope of the claims. Claim Rejections based on Wanner and Zicker With respect to claim 3, Appellant’s challenge to the combination of Wanner and Zicker is premised on the interpretation of “silent service mode” as “a mode in which the user is notified when each incoming call arrives using a non-audible alert, rather than an audible alert” (App. Br. 27). Appellant contends that claim 3 requires using a “conventional SSM, in which the user is notified when each incoming call arrives using a non- audible alert, rather than an audible alert” wherein the ordinary behavior of SSM is overridden if a number match is detected (App. Br. 28). In addressing the teachings of Wanner, Appellant acknowledges the phone rings if the caller’s phone number appears on the stored acceptable phone list (App. Br. 29–30). However, Appellant asserts that the ring alerts the user of only calls from the recognized phone numbers and blocks out all Appeal 2014-002751 Reexamination Control 90/012,126 Patent 5,845,219 9 other calls. (App. Br. 30 (citing Wanner, col. 4, ll. 6–38)). With respect to Zicker, Appellant’s arguments are focused on element 78 in Figure 5 of Zicker that relates to a situation wherein the phone rings without displaying information to indicate whether a caller ID message or a caller ID disable message is received (App. Br. 31). Appellant concludes that the combination of Wanner and Zicker “results in a system in which no alerts are generated whatsoever for some calls” (App. Br. 32). As discussed above with respect to the claim term “silent service mode,” we are unpersuaded by Appellant’s arguments requiring that the proposed combination teaches or suggests notifying the user when each incoming call arrives using a non-audible alert. Therefore, we agree with the Examiner’s findings and conclusion that the combination of Wanner and Zicker teaches or suggests the subject matter of claim 3. As further explained by the Examiner (Ans. 8), the situation shown in Figure 5 of Zicker, where the call goes through without displaying either a caller ID message or a disable message in step 78, is merely one of the available options. Based on the above-outlined interpretation of SSM that a non- audible alert for each call is not necessary and contrary to Appellant’s assertion (Reply Br. 7), other situations shown in Figure 5 of Zicker where the non-audible alert is shown in steps 74 or 80 meet the claimed requirement of generating a non-audible alert that informs the user of incoming calls. Claim Rejections based on Mizikovsky in view of Lee and Zicker Appellant’s contention is based on similar challenges to the combination of Wanner and Zicker, namely interpreting “silent service Appeal 2014-002751 Reexamination Control 90/012,126 Patent 5,845,219 10 mode” as “a mode in which the user is notified when each incoming call arrives using a non-audible alert, rather than an audible alert” (App. Br. 36, Reply Br. 6–7). For the same reasons stated above in discussing the teachings of Wanner and Zicker, we are unpersuaded by Appellant’s contentions that the alleged deficiencies of Zicker results in improper combination with Mizikovsky, Lee and other applied prior art. Claim Rejections based on JP ‘106 Similar to the discussion of other applied prior art above, Appellant challenges the rejections based on JP ‘106 according to the limited claim construction of “silent service mode” as “a mode in which the user is notified when each incoming call arrives using a non-audible alert, rather than an audible alert” (App. Br. 36). Appellant specifically points to paragraphs 7, 13, and 14 of JP ‘106 (App. Br. 36–38) and contends that the scenario where the telephone exits from the call channel if the caller ID does not match any of the stored numbers is not the same as the claimed SSM feature because “the user is not notified when each incoming call arrives using a non-audible alert” (id. at 38). In response, the Examiner repeats that the limited interpretation of SSM as a system that notifies the user of each incoming call is not supported by the record (Ans. 9). The Examiner further points to paragraphs 7 and 16 of JP ‘106 and explains that, other than generating an audible alert when the incoming call number matches a stored number, JP ‘106 informs a user of an incoming call by vibrating when the number does not match and the phone exits the call channel (Ans. 9–10). Appeal 2014-002751 Reexamination Control 90/012,126 Patent 5,845,219 11 Based on our discussion above regarding the interpretation of the claimed term “silent service mode,” we agree with the Examiner’s explanation that the vibrating signal at the time of exiting the call channel meets the claimed “inhibiting the generation of an audible alert.” Contrary to Appellant’s argument (Reply Br. 8) that the claimed SSM requires providing a non-audible alert to inform the presence of the incoming alert, not a call that is terminated, vibrating the phone when exiting the call channel or terminating the call is within the scope of claim 3 when given its broadest reasonable interpretation. In fact, claim 3 merely recites inhibiting the generation of an audible alert if the incoming call does not match the stored numbers, which reads on the vibrating option disclosed in JP ‘106. We also observe that Appellant’s discussion of other features described in JP ‘106, such as storing a number discussed in paragraph 14, are unpersuasive because the discussed features are merely additional options for informing the user of an incoming call using vibration or displayed calling number notification options, which are not precluded by the appealed claims. Next, Appellant argues that combining JP ‘106 with Telesis would not have been obvious or resulted in the claimed invention. With respect to Telesis, Appellant contends the reference is silent regarding notifying the user for non-emergency calls (App. Br. 41). Appellant further asserts Telesis does not indicate when the message shown on page 8 is displayed, or whether the message is generated when the incoming call does not match a stored number (App. Br. 42). The Examiner responds that Telesis was not relied on for notifying the user of non-emergency calls, but used for providing the user with a non-audible alert while the call is active and allowing the user device to send the call to voicemail (Ans. 10). We agree Appeal 2014-002751 Reexamination Control 90/012,126 Patent 5,845,219 12 with the Examiner (id.) that the teaching value of Telesis is keeping the incoming call active for a longer period so that the appropriate action is taken, whether sending the message to the voicemail or notifying the user by using a non-audible alert. Lastly, Appellant contends the teachings of JP ‘105 relate to a conventional silent service mode wherein, without playing an audible alert, the user is notified of incoming calls (App. Br. 43) or a reply is sent to the caller if the automatic reply mode is used (id. at 44). Appellant further challenges the combination of JP ‘106 with JP ‘105 and asserts the only time JP ‘106 uses a non-audible alert is when the phone exits the call channel. We again agree with the Examiner that JP ‘105 improves the silent mode by providing an automatic answer to the caller (Ans. 11 (citing JP ‘105 ¶ 16)). We are also unpersuaded by Appellant’s arguments challenging the proposed combination (App. Br. 44–47, Reply Br. 9–10). As stated by the Examiner (Ans. 11–12), the combination is not based on explicit disclosure of the references or bodily incorporation of the situations requiring the non-audible alert of Telesis or JP ‘105 in JP ‘106 and, instead, takes into account the inferences a skilled person would make, see KSR Int’l Co. v. Teleflex, Inc., 550 U.S. 398, 418–19 (2007). In other words, the test is what the combined teaching of the references would have suggested to one of ordinary skill in the art, see In re Keller, 642 F.2d 413, 425 (CCPA 1981). DECISION On the record before us, we conclude that the Examiner did not err in rejecting claims 1–6 and 20–31 under 35 U.S.C. §§ 102(b) and 103(a). Appeal 2014-002751 Reexamination Control 90/012,126 Patent 5,845,219 13 Accordingly, the Examiner’s decision that claims 1–6 and 20–31 are unpatentable is affirmed. TIME PERIOD FOR RESPONSE Requests for extensions of time in this ex parte reexamination proceeding are governed by 37 C.F.R. § 1.550(c). See 37 C.F.R. § 41.50(f). AFFIRMED FOR PATENT OWNER: PROSKAUER ROSE LLP PATENT DEPARTMENT ONE INTERNATIONAL PLACE BOSTON, MA 02110-2600 FOR THIRD PARTY REQUESTER: FINNEGAN, HENDERSON, FARABOW GARRETT & DUNNER LLP 901 NEW YORK AVENUE, N.W. WASHINGTON, DC 20001-4413 tj Copy with citationCopy as parenthetical citation