Essenlix CorporationDownload PDFTrademark Trial and Appeal BoardFeb 4, 202087819920 (T.T.A.B. Feb. 4, 2020) Copy Citation Mailed: February 4, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE Trademark Trial and Appeal Board ———— In re Essenlix Corporation _____ Serial No. 87819920 _____ Julian D. Gonzalez for Essenlix Corporation. Tricia Sonneborn, Trademark Examining Attorney, Law Office 110, Chris A.F. Pedersen, Managing Attorney. _____ Before Kuczma, Adlin and Pologeorgis, Administrative Trademark Judges. Opinion by Adlin, Administrative Trademark Judge: Applicant Essenlix Corporation seeks registration of the mark ISTAIN in standard characters for: Medical diagnostic reagents and assays for testing of body fluids, not including biochemicals and molecular biology substances for laboratory use namely, antibodies, enzyme substrates, immunohistochemical reagents, histochemical reagents, biological reagents, immunoreagents, and cell pathology substances, in International Class 5; and Medical apparatus and instruments for diagnostic use, namely, apparatus for medical diagnostic testing in the fields of cancer or other tissue- based diagnostic testing, cytology and cell-based testing; Medical devices for obtaining body fluids samples; Medical diagnostic instruments for the analysis of body fluids; Medical diagnostic apparatus for testing cells and biomolecules; all of the aforesaid not including medical apparatus, instruments, and devices employing biochemicals and This Opinion is Not a Precedent of the TTAB Serial No. 87819920 2 molecular biology substances for laboratory use namely, antibodies, enzyme substrates, immunohistochemical reagents, histochemical reagents, biological reagents, immunoreagents, and cell pathology substances, in International Class 10.1 The Examining Attorney refused registration under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground that Applicant’s mark so resembles an identical registered mark (ISTAIN in standard characters) for Biochemicals and molecular biology substances for laboratory use, namely, antibodies, enzyme substrates, immunohistochemical reagents, histochemical reagents, biological reagents, immunoreagents, and cell pathology substances, in International Class 12 that use of Applicant’s mark in connection with Applicant’s goods is likely to cause confusion. After the refusal became final, Applicant appealed and filed a request for reconsideration which was denied. Applicant and the Examining Attorney filed briefs. I. Examining Attorney’s Objection Sustained With its Appeal Brief, Applicant submitted, for the first time, a list of 98 pending trademark applications and 2 issued registrations. The Examining Attorney’s objection to this evidence as untimely is sustained, because the record should be complete prior to filing an appeal. Trademark Rule 2.142(d), 37 C.F.R. § 2.142(d). In any event, because we cannot determine from the list which goods and services are 1 Application Serial No. 87819920, filed March 5, 2018 under Section 1(b) of the Trademark Act, 15 U.S.C. § 1051(b), based on an alleged intent to use the mark in commerce. 2 Registration No. 4091241, issued January 24, 2012; Section 8 Affidavit accepted, Section 15 Affidavit acknowledged. Serial No. 87819920 3 offered under the listed marks, even if we considered the list, it would have minimal probative value. See In re Peace Love World Live, LLC, 127 USPQ2d 1400, 1405 n.17 (TTAB 2018) (“[T]he list does not include enough information to be probative. The list includes only the serial number, registration number, mark, and status (live or dead) of the applications or registrations. Because the goods are not listed, we do not know whether the listed [applications or] registrations are relevant.”); see also Edom Labs. Inc. v. Licher, 102 USPQ2d 1546, 1550 (TTAB 2012). II. Likelihood of Confusion Our determination under Section 2(d) is based on an analysis of all of the probative evidence of record bearing on the likelihood of confusion. In re E.I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973) (setting forth factors to be considered); see also In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201, 1203 (Fed. Cir. 2003). We must consider each du Pont factor about which there is evidence and argument. See In re Guild Mortg. Co., 912 F.3d 1376, 129 USPQ2d 1160, 1162-63 (Fed. Cir. 2019). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”). A. Similarity of the Marks The marks are identical in appearance, sound, meaning and overall commercial impression. Applicant admits as much. 7 TTABVUE 5. This factor not only weighs Serial No. 87819920 4 heavily in favor of finding a likelihood of confusion, but also reduces the degree of similarity between the goods required to support a finding of likelihood of confusion. In re Shell Oil Co., 992 F.2d 1204, 26 USPQ2d 1687, 1689 (Fed. Cir. 1993); Time Warner Ent. Co. v. Jones, 65 USPQ2d 1650, 1661 (TTAB 2002); and In re Opus One Inc., 60 USPQ2d 1812, 1815 (TTAB 2001). B. The Goods, Channels of Trade and Classes of Consumers During prosecution, Applicant amended its identification of goods to specifically exclude, from both classes of its identified goods, all of Registrant’s goods, specifically “biochemicals and molecular biology substances for laboratory use namely, antibodies, enzyme substrates, immunohistochemical reagents, histochemical reagents, biological reagents, immunoreagents, and cell pathology substances.” Applicant argues that as a result of its exclusion of Registrant’s goods from its identification, its goods and Registrant’s goods are not related. We disagree. It is obvious from Applicant’s and Registrant’s identifications that the goods are related. Registrant’s goods and Applicant’s Class 5 goods are all substances which may be used by laboratories for medical and diagnostic purposes. More specifically, as Applicant states, Applicant’s and Registrant’s goods all “relate to medical diagnostic reagents, assays for testing of body fluids, and Medical apparatus and instruments for diagnostic use, and biochemical and molecular biology substances for laboratory use.” 7 TTABVUE 7. Similarly, Registrant’s goods and Applicant’s Class 10 goods may be used by laboratories for medical or diagnostic purposes. While Applicant’s Class 10 goods (medical apparatus and instruments) are obviously different from Registrant’s “biochemicals and molecular biology substances Serial No. 87819920 5 for laboratory use” and Applicant’s Class 5 goods (medical diagnostic reagents and assays) are obviously not comprised of the same ingredients as Registrant’s goods, the goods as identified may nevertheless be used for the same purpose (medical or diagnostic testing), and by the same consumers (laboratories). As we consider these goods, we must keep in mind that they need not be identical or even competitive in order to find a likelihood of confusion. Rather, the question is whether the goods are marketed in a manner that “could give rise to the mistaken belief that [the] goods emanate from the same source.” Coach Services Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1722 (Fed. Cir. 2012) (quoting 7- Eleven Inc. v. Wechsler, 83 USPQ2d 1715, 1724 (TTAB 2007)). See also Hewlett-Pack- ard Co. v. Packard Press Inc., 227 F.3d 1261, 62 USPQ2d 1001, 1004 (Fed. Cir. 2002) (“Even if the goods and services in question are not identical, the consuming public may perceive them as related enough to cause confusion about the source or origin of the goods and services.”); Recot, Inc. v. Becton, 214 F.3d 1322, 54 USPQ2d 1894, 1898 (Fed. Cir. 2000) (“even if the goods in question are different from, and thus not related to, one another in kind, the same goods can be related in the mind of the consuming public as to the origin of the goods”); Kohler Co. v. Baldwin Hardware Corp., 82 USPQ2d 1100, 1109 (2007). Here, because the goods as identified would be offered to at least some of the same types of customers, for similar purposes, under identical marks, relevant consumers could very well believe that they emanate from the same source. Serial No. 87819920 6 Furthermore, as identified, the goods may be complementary, to the extent that Registrant’s biochemical and molecular biology substances may be used with Applicant’s substances, apparatus or instruments to conduct the same test, research the same subject or perform parts of the same task. It is settled that complementary goods may be found related. See In re Martin’s Famous Pastry Shoppe, Inc., 748 F.2d 1565, 223 USPQ 1289, 1290 (Fed. Cir. 1984); General Mills, Inc. v. Fage Dairy Processing Indus. SA, 100 USPQ2d 1584, 1597-98 (TTAB 2011), judgment set aside on other grounds, 110 USPQ2d 1679 (TTAB 2014); In re Toshiba Med. Sys. Corp., 91 USPQ2d 1266, 1272 (TTAB 2009). We recognize that the goods may not be complementary as used by Applicant’s and Registrant’s customers or potential customers in the “real world,” and that Applicant’s and Registrant’s goods may be used for different tests or procedures, but that is not relevant here. We must confine our decision to the goods as identified in the cited registration and involved application. Indeed, “[i]t is well established that the Board may not read limitations into an unrestricted registration or application.” In re i.am.symbolic, LLC, 866 F.3d 1315, 123 USPQ2d 1744, 1748 (Fed. Cir. 2017) (citing SquirtCo v. Tomy Corp., 697 F.2d 1038, 216 USPQ 937, 940 (Fed. Cir. 1983) and 15 U.S.C. § 1057(b)); Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1162 (Fed. Cir. 2014) (“It was proper, however, for the Board to focus on the application and registrations rather than on real-world conditions ….”). The point here is that the goods, as identified, could be used in a complementary manner. Serial No. 87819920 7 Finally, the Examining Attorney has introduced a number of use-based third- party registrations showing that the same marks are registered in connection with Registrant’s goods (or similar or encompassing goods) on the one hand and Applicant’s goods (or similar or encompassing goods) on the other. Specifically: Mark/Reg. No. Goods Similar to Registrant’s Goods Similar to Applicant’s (RN 3479719) “biological reagents … and antibodies for scientific research use” “test kits comprised of … antibodies … for scientific and research use” “test kits comprised of reagents … for scientific and research use using … body fluids” “medical diagnostic reagents and asssays for testing of body fluids” “diagnostic and immunological test kits consisting of reagents … all for use in measuring the concentration of proteins, antibodies, antigens and other substances in blood, other body fluids and body tissues, or extracts thereof… “ “electronic apparatus for electrophysiological measurement and testing of cells” “apparatus for blood, urine and serum analysis” ABBOTT (RN 4023123) “chemical reagents, namely, reagent strips for body fluid testing for use in the scientific research industry” “chemical reagents, namely, reagent strips for body fluid testing for use in the scientific research industry” “medical diagnostic apparatus used to detect and Serial No. 87819920 8 Mark/Reg. No. Goods Similar to Registrant’s Goods Similar to Applicant’s measure the level of substances in body fluids” ALERE (RN 4760465) “chemical preparations for scientific purposes” “reagents for chemical analysis” “medical diagnostic reagents; reagents for medical use” “chemical preparations for scientific purposes” “reagents for chemical analysis” “medical diagnostic reagents; reagents for medical use” “blood testing apparatus” QUIDEL (RN 5110309) “diagnostic reagent test kits comprised of monoclonal antibodies, buffers, and reagents for clinical or medical laboratory, scientific or research use” “diagnostic reagent test kits comprised of monoclonal antibodies, buffers, and reagents for clinical or medical laboratory, scientific or research use” “medical diagnostic analyzers for measuring, testing and analyzing blood and other bodily fluids” (RN 5302059) “diagnostic reagents for clinical or medical laboratory use” “pre-packaged diagnostic reagents for use with chemical analyzers for clinical medical laboratory use” “diagnostic reagents for clinical or medical laboratory use” “pre-packaged diagnostic reagents for use with chemical analyzers for clinical medical laboratory use” “medical diagnostic apparatus for blood analysis” Serial No. 87819920 9 Mark/Reg. No. Goods Similar to Registrant’s Goods Similar to Applicant’s (RN 5692338) “reagents for scientific and medical research use” “chemical reagents, namely, reagent strips for body fluid testing for use in the scientific research industry” “diagnostic biological reagents and chemical reagents for medical purposes” “medical diagnostic assays for testing of bodily fluids and tissue in the detection, monitoring, and prediction of disease or other conditions” “reagents for scientific and medical research use” “chemical reagents, namely, reagent strips for body fluid testing for use in the scientific research industry” “diagnostic biological reagents and chemical reagents for medical purposes” “medical diagnostic assays for testing of bodily fluids and tissue in the detection, monitoring, and prediction of disease or other conditions” “… equipment for obtaining and testing bodily fluids for medical diagnosis; blood analyzing instrument for medical diagnostic purposes and disposable cartridges and reagents for use therein; medical diagnostic apparatus for the analysis of body fluids used to detect and measure the level of substances in body fluids; clinical chemistry analyzers for medical diagnostic use in testing bodily fluids; blood analyzing instruments and systems for medical diagnostic purposes; medical diagnostic analyzers for measuring, testing and analyzing body fluids” Serial No. 87819920 10 Mark/Reg. No. Goods Similar to Registrant’s Goods Similar to Applicant’s RHEALTH (RN 5597625) “assays, reagents, and microparticles in the nature of reagents for clinical or medical laboratory, scientific or research purposes; diagnostic and screening assays, reagents, and microparticles in the nature of reagents for clinical or medical laboratory, scientific or research use” “assays, reagents, and microparticles in the nature of reagents for clinical or medical laboratory, scientific or research purposes; Diagnostic and screening assays, reagents, and microparticles in the nature of reagents for clinical or medical laboratory, scientific or research use” “diagnostic apparatus for the detection of blood analytes for clinical or medical laboratory, scientific or research use; Diagnostic apparatus containing microparticles or reagents for the detection of analytes for clinical or medical laboratory, scientific or research use” “medical diagnostic apparatus for processing a patient's bodily fluid or cell sample” May 6, 2019 Office Action TSDR 4-30. “Third-party registrations which cover a number of differing goods and/or services, and which are based on use in commerce, although not evidence that the marks shown therein are in use on a commercial scale or that the public is familiar with them, may nevertheless have some probative value to the extent that they may serve to suggest that such goods or services are of a type which may emanate from a single source.” See In re Mucky Duck Mustard Co., 6 USPQ2d 1467, 1470 n.6 (TTAB 1998). Serial No. 87819920 11 In this case, the third-party registration evidence is probative for another reason. It shows that third parties in Applicant’s and Registrant’s field often identify their goods broadly, in a way which encompasses some of both Applicant’s goods and Registrant’s goods, even though Applicant’s goods specifically exclude Registrant’s. For example, a number of the third-party registrations identify reagents for laboratory, medical or diagnostic use, or testing, without identifying the specific type of reagents. This indicates that the sources of these types of reagents may offer different types of reagents, perhaps including the same types used by Applicant and the same types used by Registrant. Furthermore, we should point out that Applicant’s original identification of goods in Class 5 was simply “medical diagnostic reagents and assays for testing of bodily fluids,” and its original identification of goods in Class 10 did not exclude the chemicals and substances identified in the cited registration. This may also indicate that there is a relationship between Applicant’s and Registrant’s goods. Cf. Octocom Systems Inc. v. Houston Computers Services Inc., 918 F.2d 937, 16 USPQ2d 1783, 1786 (Fed. Cir. 1990) (finding a relationship between the applicant’s “modems” and the opposer’s “computer programs,” holding that the relationship between the goods “is shown,” in part, “by [applicant’s] original application, which indicates [applicant] itself used the mark OCTOCOM for both modems and computer programs”). Serial No. 87819920 12 In short, considering Applicant’s and Registrant’s identifications of goods, and the record as a whole, it is clear that the goods are related. This factor also weighs in favor of finding a likelihood of confusion.3 Furthermore, the goods will travel in at least some of the same channels of trade to at least some of the same classes of consumers. Indeed, Registrant’s goods are specifically for “laboratory use.” Laboratories would obviously also be an important market and customer base for Applicant’s “medical diagnostic” goods, and its “medical apparatus and instruments for diagnostic use.” As Applicant itself states, the purchasers of Applicant’s and Registrant’s goods are “people or companies whom conduct research, such as medical doctors, scientists, professors, graduate students, and the like,” and those “who work for large corporations, such as laboratories, pharmaceutical companies, research institutions.” 7 TTABVUE 7. These factors also weigh in favor of finding a likelihood of confusion. C. Purchaser Care and Sophistication Applicant’s argument that purchasers of Applicant’s and Registrant’s goods will tend to be “sophisticated” and careful is unsupported by any evidence. Nevertheless, we assume that purchasers of these goods will be somewhat sophisticated and likely 3 Applicant’s focus on the international classes in which Applicant’s and Registrant’s goods reside is misplaced. The classes are irrelevant. Jean Patou Inc. v. Theon Inc., 9 F.3d 971, 29 USPQ2d 1771, 1774 (Fed. Cir. 1993) (stating that classification is for the convenience of the USPTO and “wholly irrelevant to the issue of registrability under section 1052(d), which makes no reference to classification”); See also In re Detroit Athletic Co., 903 F.3d 1297, 128 USPQ2d 1047, 1051 (Fed. Cir. 2018) (difference in classification “does not alter our conclusion”). Serial No. 87819920 13 careful, as they will be searching for specific product features depending on their technical research and diagnostic goals. This factor therefore weighs against finding a likelihood of confusion. III. Conclusion The marks are identical, the goods are related and the channels of trade and classes of consumers overlap. While we assume that the relevant consumers will exercise care in purchasing Applicant’s and Registrant’s goods, they will encounter those goods in the same channels of trade and under identical marks. As a result, consumers’ sophistication and care will not be enough to prevent confusion. See In re Research Trading Corp., 793 F.2d 1276, 230 USPQ 49, 50 (Fed. Cir. 1986); Carlisle Chem. Works, Inc. v. Hardman & Holden Ltd., 434 F.2d 1403, 168 USPQ 110, 112 (CCPA 1970); see also, HRL Associates, Inc. v. Weiss Associates, Inc., 12 USPQ2d 1819 (TTAB 1989), aff’d, Weiss Associates, Inc. v. HRL Associates, Inc., 902 F.2d 1546, 14 USPQ2d 1840 (Fed. Cir. 1990) (similarities of goods and marks outweigh sophisticated purchasers, careful purchasing decision, and expensive goods). Decision: The refusal to register Applicant’s mark under Section 2(d) of the Trademark Act is affirmed. Copy with citationCopy as parenthetical citation