Eric R. Cosman et al.Download PDFPatent Trials and Appeals BoardAug 1, 201914685548 - (D) (P.T.A.B. Aug. 1, 2019) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/685,548 04/13/2015 Eric R. Cosman 8150BSC0433C1 4192 121974 7590 08/01/2019 KACVINSKY DAISAK BLUNI PLLC America's Cup Building 50 Doaks Lane Marblehead, MA 01945 EXAMINER AVIGAN, ADAM JOSEPH ART UNIT PAPER NUMBER 3794 NOTIFICATION DATE DELIVERY MODE 08/01/2019 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): bbonneville@kdbfirm.com docketing@kdbfirm.com ehysesani@kdbfirm.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte ERIC R. COSMAN ____________ Appeal 2018-008124 Application 14/685,548 Technology Center 3700 ____________ Before WILLIAM A. CAPP, NATHAN A. ENGELS, and BRENT M. DOUGAL, Administrative Patent Judges. Opinion for the Board by CAPP, Administrative Patent Judge Opinion concurring by DOUGAL, Administrative Patent Judge CAPP, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Appellant1 seeks our review under 35 U.S.C. § 134(a) of the final rejection of claims 1, 11, and 12 as unpatentable under 35 U.S.C. § 103(a) over Rittman (US 7,574,257 B2, iss. Aug. 11, 2009) and Panescu (US 5,769,847, iss. June 23, 1998) under the doctrine of nonstatutory double patenting in view of Cosman (US 9,008,793 B1, iss. Apr. 14, 2015). We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 Cosman Medical, Inc. is the Applicant and real party in interest. Appeal Br. 3. Appeal 2018-008124 Application 14/685,548 2 THE INVENTION Appellant’s invention relates to radiofrequency (RF) medical therapy. Spec. 1. Claim 1, reproduced below, is illustrative of the subject matter on appeal. 1. An apparatus for performing tissue modification procedures on a patient's body, comprising: a device connected to at least two electrodes, wherein temperature sensors are incorporated into tip portions of said electrodes; a high frequency generator operatively associated with said device, wherein said generator is programmed to deliver non- simultaneously a high frequency signal output to each of said electrodes in a repeated, cyclical sequence so that no two electrodes have said high frequency signal output applied to them at the same time; and a feedback control circuit configured to regulate the signal output delivery to each of said electrodes so as to maintain a user settable set temperature at a tip portion of said electrodes when the electrodes are in contact with the patient's body based on temperature measurements from said temperature sensors. OPINION Unpatentability of Claims 1, 11, and 12 over Rittman and Panescu Appellants argue claims 1, 11, and 12 as a group. Appeal Br. 6–10. We select claim 1 as representative. See 37 C.F.R. § 41.37(c)(1)(iv). The Examiner finds that Rittman teaches the invention substantially as claimed except for delivering signals in a non-simultaneous manner, for which the Examiner relies on Panescu. Final Action 2–4. The Examiner concludes that it would have been obvious to a person of ordinary skill in the art at the time the invention was made to modify Rittman to deliver energy in a non-simultaneous manner. Id. at 4. According to the Examiner, a Appeal 2018-008124 Application 14/685,548 3 person of ordinary skill in the art would have done this as it merely entails substituting one known method of control for another to achieve the predictable result of controlling multiple electrodes. Id. Appellant argues that Rittman delivers energy to electrodes simultaneously, a point already conceded by the Examiner. Appeal Br. 6–7. Appellant argues that modifying Rittman as proposed would render Rittman unsatisfactory for its intended purpose. Id. at 7, citing In re Gordon, 733 F.2d 900 (Fed. Cir. 1984). In response, the Examiner notes that Rittman, when modified, would still control electrodes to deliver energy to multiple tissue locations. Ans. 3. In reply, Appellant merely repeats, verbatim, the arguments asserted in the Appeal Brief. Reply Br. 7 (second full paragraph), 12 (second full paragraph).2 Appellant’s “unsatisfactory for its intended purpose” argument is unpersuasive. Rittman is directed to a device that delivers therapeutic energy to more than one electrode. Rittman, Abstract. Nothing in the prior art suggests that the proposed modification would have resulted in an inoperable device that is incapable of delivering therapeutic energy. See In re Urbanski, 809 F.3d 1237, 1241–44 (Fed. Cir. 2016) (distinguishing Gordon and affirming Examiner/PTAB determination of obviousness over argument that proposed modification would render prior art reference 2 Compare to Appeal Brief 7 (second full paragraph), 12 (second full paragraph). We further note that approximately three-quarters of Appellant’s Reply Brief is nothing more than verbatim repetition of identical paragraphs from the Appeal Brief, presented essentially in the same order. Such repetition can hardly be characterized as a “reply.” Appellant’s arguments do not become more persuasive upon verbatim repetition. See generally Appeal Br., Reply Br. Appeal 2018-008124 Application 14/685,548 4 unsatisfactory for its intended purpose). The proposed modification still delivers therapeutic electrical energy to more than one electrode. Final Action 4. Thus, Rittman’s intended purpose, delivering therapeutic energy, is maintained. Next Appellant argues that Panescu applies energy to adjacent electrode segments simultaneously. Appeal Br. 8–9. Appellant argues that simultaneous application of energy “teaches away” from non-simultaneous application. Id. Appellant argues that Panescu’s teaching regarding periods of interruption between successive electrode regions should be considered as criticizing, discrediting, or otherwise discouraging of the claimed solution. Id. (“clearly an undesirable result and a criticism of non-overlapping pulses”). In response, the Examiner finds that Panescu impliedly discloses that non-overlapping pulses are within the scope of Panescu. Ans. 5. The Examiner finds that a person of ordinary skill in the art, upon reading Panescu, would understand that providing overlapping pulses is only a possibility and not a requirement of Panescu. Id. at 6. The Examiner cites Buysse (US 2006/0079887 Al, pub. Apr. 13, 2016) as an example of applying non-overlapping pulses to a plurality of electrodes. Id. at 7. In reply, Appellant argues that Buysse is contrary to the teaching of Panescu. Reply Br. 11. Panescu is directed to a system for ablating body tissue using multiple emitters of ablating energy. Panescu, col. 1, l. 66 – col. 2, l. 1. Panescu’s system conveys ablating energy individually to each emitter in a sequence of power pulses. Id. at col. 2, ll. 1–3. The application of successive RF pulses may be timed to overlap so that the source applies power continuously to the Appeal 2018-008124 Application 14/685,548 5 electrode regions. Id. at col. 18, ll. 37–40. Panescu’s microcontroller “may” sequence successive power pulses to adjacent electrodes so that the end of the duty cycle for the preceding pulse overlaps “slightly” with the beginning of the duty cycle for the next pulse. Id. at col. 17, ll. 5–8. We need not and do not decide whether Panescu’s use of the word “may” at column 17, line 5, implies the existence of an alternative embodiment in which the duty cycles do not overlap at all, instead of overlapping “slightly.” The Examiner’s rejection is one of obviousness under 35 U.S.C. § 103(a) (pre-AIA). Final Action 2. Section 103 expressly contemplates that there may be differences between the prior art and the claimed invention. The issue, therefore, is not whether there are differences, but whether the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Id. In that regard, the obviousness analysis need not seek out precise teachings directed to the specific subject matter of the challenged claim, for a tribunal can take account of the inferences and creative steps that a person of ordinary skill in the art would employ. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007) at 418. Therefore, a claim can be obvious even where all of the claimed features are not found in specific prior art references, where there is a showing of a reason to modify the teachings of the prior art to achieve the claimed invention. See Randall Mfg. v. Rea, 733 F.3d 1355, 1361-62 (Fed. Cir. 2013); see also Broadcom Corp. v. Emulex Corp. 732 F.3d 1325, 1334 (Fed. Cir. 2013). For this reason, “we do not ignore the modifications that Appeal 2018-008124 Application 14/685,548 6 one skilled in the art would make to a device borrowed from the prior art.” In re ICON Health & Fitness, Inc., 496 F.3d 1374, 1382 (Fed. Cir. 2007). In the instant case, Buysse demonstrates that it was known to deliver RF ablation energy to a plurality of electrodes sequentially, rather than simultaneously. Buysse ¶¶ 15, 17, 20, 22, 25, 37, 59, 63, Abstract, and claim 1. Although Buysse is not applied art in the Examiner’s ground of rejection, it is nevertheless instructive as evidence of the background knowledge of a person of ordinary skill in the art that can be brought to bear in modifying the teachings of the applied references. See Randall v. Rea, 733 F.3d 1355, 1361–1363 (Fed. Cir. 2013) (explaining that non-applied references may serve as evidence of background knowledge of a person of ordinary skill in the art). In that regard, we note that Appellant presents neither evidence nor persuasive technical reasoning that designing circuitry to deliver RF energy sequentially rather than simultaneously requires more ordinary skill. We further note that Appellant’s “Background” section admits that the use of RF generators and electrodes for treatment of pain is “well known.” Spec. 1. Appellant further admits that it was known, in the prior art, to deliver RF energy to a plurality of positions in bodily tissue sequentially, albeit with the use of a single electrode. Id. at 2–3. Appellant merely advocates the sequential application of RF energy through a plurality of electrodes to “save time.” Id. at 3. As explained by the Federal Circuit in the case of DyStar Textilfarben GmbH & Co. Deutschland KG v. C.H. Patrick Co., 464 F.3d 1356 (Fed. Cir. 2006): [W]e have repeatedly held that an implicit motivation to combine exists not only when a suggestion may be gleaned from the prior art as a whole, but when the “improvement” is Appeal 2018-008124 Application 14/685,548 7 technology-independent and the combination of references results in a product or process that is more desirable, for example because it is stronger, cheaper, cleaner, faster, lighter, smaller, more durable, or more efficient. Because the desire to enhance commercial opportunities by improving a product or process is universal—and even common-sensical—we have held that there exists in these situations a motivation to combine prior art references even absent any hint of suggestion in the references themselves. In such situations, the proper question is whether the ordinary artisan possesses knowledge and skills rendering him capable of combining the prior art references. Id. at 1368 (emphasis added). Here, Buysse amply demonstrates that a person of ordinary skill in the art possesses the knowledge and skills to modify Rittman and Panescu to apply RF energy sequentially. Moreover, we disagree with Appellant’s position that Panescu teaches away from the claimed invention. The “mere disclosure of alternative designs does not teach away.” In re Mouttet, 686 F.3d 1322, 1334 (Fed.Cir. 2012). Rather, teaching away requires “clear discouragement” from implementing a technical feature. In re Ethicon, Inc., 844 F.3d 1344, 1351 (Fed. Cir. 2017). We view Panescu’s “periods of interruption” technique as merely an alternative design to the sequential delivery technique of Buysse. Panescu teaches sequential application of RF energy to a plurality of electrodes with merely a “slight overlap” in the sequential signals. Panescu col. 17, ll. 5–10. It stops far short of a “clear discouragement” of applying RF energy in a non-overlapping, sequential manner. Finally, Appellant argues that the Examiner is guilty of engaging in improper hindsight. Appeal Br. 9–10. However, the combination of Rittman and Panescu, when viewed in light of the background knowledge evidenced by Buysse, teaches each and every limitation of claim 1. The Examiner has provided a cogent and logical rationale for making the Appeal 2018-008124 Application 14/685,548 8 combination, namely, it merely substitutes one known method of temperature control for another to achieve a predictable result. Final Action 11. It is well settled that when a patent claims a structure already known in the prior art that is altered by the mere substitution of one known element for another, the combination must do more than yield a predictable result. KSR, 550 U.S. at 416. Appellant provides neither evidence nor persuasive technical reasoning that the combination entails more than a simple substitution of one known element for another or that the results achieved are anything but predictable. Appellant’s hindsight argument is of no moment where, as here, the Examiner provides a sufficient, non-hindsight reason to combine the references. In re Cree, Inc., 818 F.3d 694, 702 n.3 (Fed. Cir. 2016). In view of the foregoing discussion, we sustain the Examiner's unpatentability rejection of claims 1, 11, and 12 over Rittman and Panescu. Non-Statutory Double Patenting of Claims 1, 11, and 12 In view of Cosman Appellant does not challenge the Examiner’s double patenting rejection on the merits. Appeal Br. 11, Reply Br. 13.3 Such rejection is hereby summarily sustained. See Hyatt v. Dudas, 551 F.3d 1307, 1314 (Fed. Cir. 2008) (explaining that when an appellant fails to contest a ground of rejection, the Board may treat any argument with respect to that ground of rejection as waived). 3 The instant application is a continuation of Cosman. See Spec. Amendment dated April 13, 2015). Appeal 2018-008124 Application 14/685,548 9 DECISION The decision of the Examiner to reject claims 1, 11, and 12 as unpatentable over Rittman and Panescu is affirmed. The decision of the Examiner to reject claims 1, 11, and 12 under the doctrine of nonstatutory double patenting in view of Cosman is affirmed. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte ERIC R. COSMAN ____________ Appeal 2018-008124 Application 14/685,548 Technology Center 3700 ____________ DOUGAL, Administrative Patent Judge, concurring. While I concur in the majority’s judgement sustaining the Examiner’s rejection of claims 1, 11, and 12, I disagree with the analysis. Thus, I write separately to address Appellant’s argument that modifying Rittman to deliver energy in a non-simultaneous manner would render Rittman unsatisfactory for its intended purpose. Appeal Br. 7. Appellant argues that the proposed modification of Rittman would render Rittman unsatisfactory for its intended purpose because it “would not permit temperature regulation of the three electrodes simultaneously.” Id. (citing Rittman Abstract, 3:1–4). In response, the Examiner essentially agrees with Appellant’s statement of Rittman’s intended purpose, finding that “[t]he intended purpose of Rittman is a device that is capable of maintaining and controlling multiple electrodes to user set temperatures to treat multiple tissue location[s] simultaneously.” Ans. 3. However, the Examiner concludes that Rittman, when modified, would still simultaneously control the temperature of multiple electrodes through the Appeal 2018-008124 Application 14/685,548 2 delivery of energy to multiple tissue locations as this does not require simultaneous energy delivery. Ans. 3–4. Appellant then replies with a new position on the intended purpose of Rittman: “the intended purpose of Rittman is greatly reduced treatment time, which is made possible, at least in part, by delivering energy to more than one treatment electrode simultaneously.” Reply Br. 8. Appellant provides no evidence concerning how controlling the temperature with non-simultaneous energy delivery rather than simultaneous energy delivery would impact treatment time. See generally id. Further, I am not convinced that the intended purpose of Rittman “is greatly reduced treatment time.” Other than to reproduce part of a paragraph from Rittman and to highlight that greatly reduced treatment time is a benefit, Appellant does not explain why one benefit amounts to the intend purpose of Rittman. There is nothing in the record to show that a change in treatment time would render Rittman inoperable. Further, Appellant does not explain why its initial position and the concurring Examiner’s position concerning Rittman’s intended purpose were incorrect. Id. For these reasons, Appellant does not inform me of why the Examiner’s rejection of claims 1, 11, and 12 as unpatentable is incorrect. Copy with citationCopy as parenthetical citation