Eric K. Niheu et al.Download PDFPatent Trials and Appeals BoardAug 15, 201914099244 - (D) (P.T.A.B. Aug. 15, 2019) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/099,244 12/06/2013 Eric K. Niheu 12587-0084003 2908 26212 7590 08/15/2019 FISH & RICHARDSON P.C. (ACCENTURE) P.O. BOX 1022 MINNEAPOLIS, MN 55440-1022 EXAMINER KAZIMI, HANI M ART UNIT PAPER NUMBER 3691 NOTIFICATION DATE DELIVERY MODE 08/15/2019 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): PATDOCTC@fr.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte ERIC K. NIHEU, ROBERT V. BLAKEY, SHERWIN S. CHIU, and ROGER HAYNIE ____________ Appeal 2017-011531 Application 14/099,244 Technology Center 3600 ____________ Before JOSEPH A. FISCHETTI, AMEE A. SHAH, and MATTHEW S. MEYERS, Administrative Patent Judges. SHAH, Administrative Patent Judge. DECISION ON APPEAL1 The Appellants2 appeal under 35 U.S.C. § 134(a) from the Examiner’s decision rejecting claims 2–4, 6–14, and 16–21, which are all of the pending claims.3 We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 Throughout this Decision, we refer to the Appellants’ Appeal Brief (“Appeal Br.,” filed June 1, 2015), Reply Brief (“Reply Br.,” filed Sept. 15, 2017), and Specification (“Spec.,” filed Dec. 6, 2013), and to the Examiner’s Answer (“Ans.,” mailed Aug. 17, 2017) and Final Office Action (“Final Act.,” mailed Jan. 16, 2015). 2 According to the Appellants, the real party in interest is Accenture Global Services Limited. Appeal Br. 1. 3 The Appellants requested an oral hearing, but waived appearance at the hearing that was scheduled for July 23, 2019. See Waiver (filed June 4, 2019). Appeal 2017-011531 Application 14/099,244 2 THE REJECTION Claims 2–4, 6–14, and 16–21 stand rejected under 35 U.S.C. § 101 as being directed to a judicial exception without significantly more. STATEMENT OF THE CASE The Appellants’ invention “relates to enterprise application integration.” Spec. ¶ 2. Claims 2 and 12 are the independent claims on appeal. Claim 12 (Appeal Br. 24–25(Claims App’x.)) is illustrative of the subject matter on appeal and is reproduced below: 12. A computer-implemented method comprising: combining, using at least one processor executing instructions of a composite application, services from multiple tools on a network that each provide a software service to a user; and providing, using at least one processor executing instructions of the composite application, collaborative functionality between the multiple tools on the network by: communicating, using the composite application, with all of the multiple tools on the network; enabling a subset of the multiple tools to communicate with one another to provide collaborative functionality, including converting between a first language service used by a first tool of the multiple tools and a second, different language service used by a second, different tool of the multiple tools to enable communication between the first tool and the second tool that otherwise would not be possible by: receiving a message from the first tool; turning the received message into a reformatted message that is formatted appropriately for the second tool; Appeal 2017-011531 Application 14/099,244 3 providing the reformatted message to the second tool; receiving, from the second tool, a result of the reformatted message; repackaging the result of the reformatted message for return to the first tool; and returning, to the first tool, the repackaged result of the reformatted message; and presenting results of the collaborative functionality in an integrated interface that combines information from the multiple tools and reflects a result of communications exchanged between the first tool and the second tool. ANALYSIS Framework Under 35 U.S.C. § 101 An invention is patent-eligible if it claims a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101. However, the Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014). In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo and Alice. Id. at 217–18 (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 75–77 (2012)). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) Appeal 2017-011531 Application 14/099,244 4 (“Claims 1 and 4 in petitioners’ application explain the basic concept of hedging, or protecting against risk.”). Concepts determined to be abstract ideas, and thus patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 69 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” (Diamond v. Diehr, 450 U.S. 175, 191 (1981)); “tanning, dyeing, making water-proof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. 252, 267–68 (1853))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). In Diehr, the claim at issue recited a mathematical formula, but the Supreme Court held that “a claim drawn to subject matter otherwise statutory does not become nonstatutory simply because it uses a mathematical formula.” Diehr, 450 U.S. at 187; see also id. at 191 (“We view respondents’ claims as nothing more than a process for molding rubber products and not as an attempt to patent a mathematical formula.”). Having said that, the Supreme Court also indicated that a claim “seeking patent protection for that formula in the abstract . . . is not accorded the protection of our patent laws, . . . and this principle cannot be circumvented by attempting to limit the use of the formula to a particular technological environment.” Id. (citing Benson and Flook); see, e.g., id. at 187 (“It is now commonplace that an application of a law of nature or mathematical formula Appeal 2017-011531 Application 14/099,244 5 to a known structure or process may well be deserving of patent protection.”). If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent- eligible application.” Alice, 573 U.S. at 221 (quotation marks omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (quoting Mayo, 566 U.S. at 77). “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. Earlier this year, the PTO published revised guidance on the application of § 101. 2019 REVISED PATENT SUBJECT MATTER ELIGIBILITY GUIDANCE, 84 Fed. Reg. 50 (Jan. 7, 2019) (“2019 Revised Guidance”). Under the 2019 Revised Guidance, we first look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes); and (2) additional elements that integrate the judicial exception into a practical application (see MANUAL OF PATENT EXAMINING PROCEDURE (MPEP) §§ 2106.05(a)–(c), (e)–(h) (9th Ed., Rev. 08.2017, Jan. 2018)). Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: Appeal 2017-011531 Application 14/099,244 6 (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. See 2019 Revised Guidance. Claims 2–4 and 12–14 Step One of the Mayo/Alice Framework Under the first step of the Mayo/Alice framework the Examiner determines that “the claims [are] directed towards conducting a computer system comprising a composite application that is configured to combine services from multiple application resources on a network is a fundamental economic practice and thus, the claims include an abstract idea.” Final Act. 2. The Examiner further determines that the claims are “directed to the abstract idea of a fundamental economic practice of combining services from multiple application resources on a network” (id. at 5) and “to the abstract idea of integrating enterprise application” (Ans. 6). When viewed through the lens of the 2019 Revised Guidance, the Examiner’s determination depicts the claimed subject matter as an ineligible “[c]ertain methods of organizing human activity” that include “fundamental economic principles or practices (including hedging, insurance, mitigating risk)” under Prong One of Revised Step 2A. 2019 Revised Guidance, 84 Fed. Reg. at 52. The Appellants disagree and contend that the claim is more accurately described as “a novel ‘composite application that is configured to combine services from multiple tools on a network that each provide a software service to a user’ that ‘provid[es] collaborative functionality between the multiple tools on the network.’” Appeal Br. 10 (alterations in original). Appeal 2017-011531 Application 14/099,244 7 Under step one of the Alice framework, we “look at the ‘focus of the claimed advance over the prior art’ to determine if the claim’s ‘character as a whole’ is directed to excluded subject matter.” Affinity Labs of Texas, LLC v. DIRECTV, LLC, 838 F.3d 1253, 1257 (Fed. Cir. 2016) (quoting Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350, 1353 (Fed. Cir. 2016), cert. denied, 137 S. Ct. 1230 (2017)). The “directed to” inquiry . . . cannot simply ask whether the claims involve a patent-ineligible concept, because essentially every routinely patent-eligible claim involving physical products and actions involves a law of nature and/or natural phenomenon . . . . Rather, the “directed to” inquiry applies a stage-one filter to claims, considered in light of the specification, based on whether “their character as a whole is directed to excluded subject matter.” Internet Patents Corp. v. Active Network, Inc., 790 F.3d 1343, 1346 (Fed. Cir. 2015). Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 1335 (Fed. Cir. 2016). In other words, the first step of the Alice framework “asks whether the focus of the claims is on the specific asserted improvement in [the relevant technology] or, instead, on a process that qualifies as an ‘abstract idea’ for which computers are invoked merely as a tool.” Id. at 1335–36; see also 2019 Revised Guidance, 84 Fed. Reg. at 54–55. The Specification provides evidence as to what the claimed invention is directed. Here, the Specification is titled “SYSTEM AND METHOD OF INTEGRATING ENTERPRISE APPLICATIONS” and provides for an invention that “relates to enterprise application integration.” Spec. ¶ 2. The Specification provides that “[m]odern companies often rely on multiple enterprise applications (computer programs and systems designed to provide specific functionality) to help manage and run their businesses” and often have “multiple independently established computer systems designed to Appeal 2017-011531 Application 14/099,244 8 address specific business processes or objectives” that come from different vendors and that are not readily integrated with each other. Id. ¶ 3. A more recent approach to integrating applications in an enterprise is “service- oriented architecture (SOA) in which resources on a network are made available as independent services that can be accessed without knowledge of their underlying platform,” which does not need to be tied to a specific technology, and which “may be implemented using a wide range of interoperability standards.” Id. ¶ 4. The purported invention can “present[] sales targeted information by combining services from multiple application resources on a network.” Id. ¶ 25; Appeal Br. 2. An examination of the claims shows that claim 2 recites a computer system comprising a processor and medium coupled to the processor having stored thereon an application “configured to combine services from multiple tools on a network that each provide a software service to a user” that when executed, causes the processor to perform the operation of “providing collaborative functionality between the multiple tools on the network by” (a) communicating with all of to multiple tools, (b) enabling a subset of the tools to communicate with one another by converting between a first language used by a first tool and a second, different language used by a second tool by: (1) receiving a message, (2) “turning the received message into a reformatted message,” (3) “providing the reformatted message to the second tool,” (4) receiving a result of the reformatted message, (5) repackaging the result for return, and (6) returning the repackaged result, and (c) presenting the results in an interface that combines the information. Appeal Br. 21–22. Claim 12 similarly recites a method comprising the steps as recited in claim 2, performed by a processor, of combining, providing Appeal 2017-011531 Application 14/099,244 9 functionality, communicating, enabling, and presenting. Id. at 24–25. The claimed processor is part of conventional computer system 100. See Appeal Br. 2; Spec. ¶¶ 25, 26, 79–87. The Specification provides that “all of the functional operations described in this specification can be implemented in digital electronic circuitry, or in computer software, firmware, or hardware” (id. ¶ 79) and that “[p]rocessors suitable for the execution of a computer program include, by way of example, both general and special purpose microprocessors, and any one or more processors of any kind of digital computer” (id. ¶ 82). The term “tool” is not defined in the claim. The Specification provides that the term “tool” is used interchangeably with the term “application resource” “to refer to a combination of software and hardware” and “can thus include a software application sold by a first vendor and an underlying computer platform (hardware plus operating system) sold by one or more different vendors.” Spec. ¶ 26. When considered collectively and under the broadest reasonable interpretation of the claimed limitations, we determine that the limitations recite a method, performed by a conventional computing device, to combine services and provide collaborative functionality by reformatting and repackaging data. The limitation of combining services is functionally recited without any detail how, technologically or by what algorithm, the result of combining is achieved. Combining data or service can be done mentally. The limitation of providing collaborative functionality is performed by receiving, reformatting, providing, repackaging, returning, and presenting data. Receiving data is an extra-solution activity. See In re Bilski, 545 F.3d 943, 963 (Fed. Cir. 2008) (en banc), aff’d sub nom Bilski v. Kappos, 561 U.S. 593 (2010) (characterizing data gathering steps as Appeal 2017-011531 Application 14/099,244 10 insignificant extra-solution activity). Providing and presenting data is merely insignificant post-solution activity. See Bilski, 561 U.S. at 610–11 (“Flook stands for the proposition that the prohibition against patenting abstract ideas ‘cannot be circumvented by attempting to limit the use of the formula to a particular technological environment’ or adding ‘insignificant postsolution activity.”’) (quoting Diehr, at 191–92). Thus, we are left with the limitations regarding reformatting and repackaging the messages, with no meaningful steps outside that scope. The claims do not recite how, technologically or by what algorithm, the messages are reformatted or repackaged. See Intellectual Ventures I LLC v. Capital One Fin. Corp., 850 F.3d 1332, 1342 (Fed. Cir. 2017) (hereafter “Capital One”) (“Although the claims purport to modify the underlying XML document in response to modifications made in the dynamic document, this merely reiterates the patent’s stated goal itself.”). Reformatting and repackaging the messages are simply the reorganization of information that can be done mentally. See Intellectual Ventures I LLC v. Capital One Fin. Corp., 127 F. Supp. 3d 506, 516 (D. Md. 2015), aff'd, 850 F.3d 1332 (Fed. Cir. 2017) (“military officers have long received intelligence reports, extracted key information, reorganized that information into intelligence summaries, and sent the summaries back to the field officers.”). Combining services and providing collaborative functionality by reformatting and repackaging data is similar to the concepts of “changing one description of a level sensitive latch (i.e., a functional description) into another description of the level sensitive latch (i.e., a hardware component description) by way of a third description of that very same level sensitive Appeal 2017-011531 Application 14/099,244 11 latch (i.e., assignment conditions)” in Synopsys, Inc. v. Mentor Graphics Corp., 839 F.3d 1138, 1147 (Fed. Cir. 2016), cert. denied sub nom., 138 S. Ct. 71 (2017), “collecting, displaying, and manipulating data” in Capital One, 850 F.3d at 1340, and translating by generating a payload, defining parameters, and converting the payload into a different form in Novo Transforma Techs., LLC v. Sprint Spectrum L.P., 2015 WL 5156526, at *2-3 (D. Del. Sept. 2, 2015), aff’d, 669 Fed. App’x. 555 (Fed. Cir. 2016). Accordingly, we conclude the claims recite mental processes including observing and organizing data (see 2019 Revised Guidance, 84 Fed. Reg. at 52), and thus an abstract idea.4 Thus, we disagree with the Appellants’ argument that the Examiner’s rejection is in error because the Examiner “ignores concrete limitations in the claims.” Appeal Br. 10; see also Reply Br. 1. Under Step 2A, Prong 2 of the 2019 Revised Guidance, we look to whether the claims “apply, rely on, or use the judicial exception in a manner that imposes a meaningful limit on the judicial exception, such that the claim is more than a drafting effort designed to monopolize the judicial exception,” i.e., “integrates a judicial exception into a practical application.” 84 Fed. Reg. at 54. Here, the Appellants contend that the claims provide functionality that “is only possible as a consequence of the concrete computer environment in which communication between the first tool and the second tool would not otherwise be possible” and, thus, the claims recite 4 We note that “[a]n abstract idea can generally be described at different levels of abstraction.” Apple, Inc. v. Ameranth, Inc., 842 F.3d 1229, 1240 (Fed. Cir. 2016). The Board’s “slight revision of its abstract idea analysis does not impact the patentability analysis.” Id. at 1241. Appeal 2017-011531 Application 14/099,244 12 “features [that] are necessarily rooted in computer technology to overcome a problem -inability of the first tool and the second tool to communicate - specifically arising in the realm of computer networks . . . similar to the claims in DDR Holdings, LLC v. Hotels.com, L.P.” Appeal Br. 10; see also id. at 11–13; Reply Br. 13–16. When viewed through the lens of the 2019 Revised Guidance, the Appellants contend that the elements of the claims integrate the abstract idea into a practical application by “reflect[ing] an improvement in the functioning of a computer.” 84 Fed. Reg. at 55 (citing DDR Holdings, LLC. v. Hotels.com, L.P., 773 F.3d 1245, 1258–59 (Fed. Cir. 2014). We disagree. In DDR Holdings, the Federal Circuit determined that the claims addressed the problem of retaining website visitors who, if adhering to the routine, conventional functioning of Internet hyperlink protocol, would be transported instantly away from a host’s website after clicking on an advertisement and activating a hyperlink. DDR Holdings, 773 F.3d at 1257. The Federal Circuit, thus, held that the claims were directed to statutory subject matter because they claim a solution “necessarily rooted in computer technology in order to overcome a problem specifically arising in the realm of computer networks.” Id. The court cautioned that “not all claims purporting to address Internet-centric challenges are eligible for patent.” Id. at 1258. And the court contrasted the claims to those at issue in Ultramercial, Inc. v. Hulu, LLC, 772 F.3d 709 (Fed. Cir. 2014), in that, in DDR Holdings, the computer network was not operating in its “normal, expected manner” and the claims did not “recite an invention that is [] merely the routine or conventional use of the Internet.” Id. at 1258–59. Appeal 2017-011531 Application 14/099,244 13 Here, the Appellants contend that the claims address the problem of “inability of the first tool and the second tool to communicate.” Appeal Br. 10. The Specification does not discuss addressing this problem; rather, as discussed above, the Specification discusses generally that vendors’ different systems may not readily integrate with each other. Spec. ¶ 3. Regardless, although the tools are computer-centric, i.e., software or computer platforms, the inability for disparate entities or beings to communicate or integrate is not a problem rooted in technology arising out of computer networks, but rather a problem that existed prior to the Internet and computers, such as the inability to communicate between people speaking different languages. See Novo Transforma, 2015 WL 5156526, at *3 (“Incompatible communication types have existed since before the emergence of computers and the Internet.”). Also, unlike DDR Holdings, here, the purported solution comprises the use of a conventional computing device operating in its ordinary capacity (see supra) to combine, communicate (including converting, information by receiving, reformatting, providing, repackaging, and returning information), and present the results. The Appellants do not direct attention to, and we do not see, where the Specification describes computer components, such as a processor and interface, acting in an unconventional manner to further the desired solution of providing collaborative functionality and presenting data. And the claims do not recite a specific technological way of presenting data (see Appeal Br. 12) in a way that is not routine or conventional. The Appellants also contend that “the claimed subject matter addresses a specific problem in the art; namely, the integration of multiple Appeal 2017-011531 Application 14/099,244 14 computer software tools.” Id. at 15.5 However, as the Appellants state, any improvement is in providing the possibilities of developing new capabilities, combining data from multiple resources, and customizing features to give sales agents “rapid access to relevant content needed to support customer care and sales efforts” (Appeal Br. 15 (citing Spec. ¶¶16, 17), not to the processor itself. These are not technological improvements or improvements to a technological area. The alleged improvement lies in the abstract idea itself, not to any technological improvement. See BSG Tech LLC v. Buyseasons, Inc., 899 F.3d 1281, 1287–88 (Fed. Cir. 2018). See Enfish, 822 F.3d at 1336 (focusing on whether the claim is “an improvement to [the] computer functionality itself, not on economic or other tasks for which a computer is used in its ordinary capacity”). We also disagree with the Appellants’ contention that the claims are similar to those of Visual Memory LLC v. NVIDIA Corp., 867 F.3d 1252 (Fed. Cir. 2017) because the claimed “composite application improves efficiency, process quality, and data integrity.” Reply Br. 2–3 (citing Spec. ¶¶ 15, 32). In Visual Memory, the court held that the claims were “directed to an improved computer memory system, not to the abstract idea of categorical data storage.” 867 F.3d at 1259. The court discussed that the Specification explained performance problems with prior art memory systems. Id. Thus, the claims were “directed to a technological improvement: an enhanced computer memory system.” Id. In contrast, 5 We acknowledge that some of these considerations may be properly evaluated under Step 2 of Alice (Step 2B of Office guidance). Solely for purposes of maintaining consistent treatment within the Office, we evaluate them under Step 1 of Alice (Step 2A of Office guidance). See 2019 Revised Guidance at 55. Appeal 2017-011531 Application 14/099,244 15 here, paragraph 15 of the Specification provides that “[u]ser efficiency can be increased and training time decreased. Sales cycle time can be reduced, process quality and data integrity can be improved, and more consistent customer experiences can be fostered.” Thus, any improvement is to user’s time and training and to sales cycles, not to a technological improvement in the processor. Here, the claims merely recite “generalized[, mental steps] to be performed on a computer using conventional computer activity.” Id. at 1260. We further disagree that the claims are similar to those of Trading Techs. Int’l., Inc. v. CQG, Inc., 675 F. App’x 1001 (Fed. Cir. 2017) (“Trading Techs.”) because the claims “allow a user to ‘get a full picture of [an] account and also the industry context for the account’ which allows the user to ‘efficiently evaluate prospective partners or competitors, and [] craft more personalized campaigns and messages.’” Reply Br. 3 (quoting Spec. ¶ 32). In Trading Techs., under Step 1, the district court held that the claims were “directed to improvements in existing graphical user interface devices that have no ‘pre-electronic trading analog,’ and recite more than ‘setting, displaying, and selecting’ data or information that is visible on the [graphical user interface] device.” Trading Techs. 675 F. App’x at 1004 (internal quotations omitted). The district court determined that the claims “solve problems of prior graphical user interface devices . . . in the context of computerized trading[ ] relating to speed, accuracy and usability” and did not “simply claim displaying information on a graphical user interface.” Id. The claims required “a specific, structured graphical user interface paired with a prescribed functionality directly related to the graphical user interface’s structure that is addressed to and resolves a specifically identified Appeal 2017-011531 Application 14/099,244 16 problem in the prior state of the art.” Id. Further, under Step 2, the district court held that “the specific structure and concordant functionality of the graphical user interface are removed from abstract ideas, as compared to conventional computer implementations of known procedures.” Id. The Federal Circuit agreed, holding that “the claimed subject matter is ‘directed to a specific improvement to the way computers operate,’ . . . for the claimed graphical user interface method imparts a specific functionality to a trading system ‘directed to a specific implementation of a solution to a problem in the software arts.’” Id. at 1006 (citations omitted). Here, the claims simply require, in relevant part, presenting the results in an integrated interface that combines information and reflects a results of exchanged communications without any specific functionality directly related to the interface’s structure that is addressed to and resolves a problem in technology. Rather, the claims are similar to those in Trading Techs. Int’l, Inc. v. IBG LLC, 921 F.3d 1084, 1094 (Fed. Cir. 2019) (“Trading Techs II”) and Trading Techs. Int’l, Inc. v. IBG LLC, 921 F.3d 1378, 1384 (Fed. Cir. 2019) (“Trading Techs III”) where the claims directed to displaying particular information in a particular way did not focus on an improvement to computer technology. We are not persuaded by the Appellants’ argument that the claims’ elements of reformatting and repackaging “actually ‘[e]ffect[] a transformation or reduction of a particular article [computer data] to a different state or thing’” because “the received message is transformed into a reformatted message which is a different state (for the message) and a different thing (a reformatted message).” Reply Br. 11. The message with data remains a message with data; it is not transformed into a different state; Appeal 2017-011531 Application 14/099,244 17 the message and data are simply reorganized. See Capital One, 850 F.3d at 1342 (modifying XML documents to solve incompatibility issues did not transform was not transformative). Thus, we are not persuaded of error in the Examiner’s determination that claims 2 and 12 are directed to an abstract idea. Step Two of the Mayo/Alice Framework Under the second step in the Mayo/Alice framework, and Step 2B of the 2019 Revised Guidance, we find supported the Examiner’s determination that “[t]claims do not include limitations that are ‘significantly more’ than the abstract idea” in that “the limitations are merely instructions to implement the abstract idea on a computer and require no more than a generic computer to perform generic computer functions that are well- understood, routine and conventional activities previously known to the industry.” Final Act. 2–3. Taking the claims’ elements separately, the function performed by the computer at each step of the process is purely conventional. The claimed mobile device is a conventional, general purpose computer. See supra. It is clear, from the Specification, including the claim language, that the “limitations require no improved computer resources [the Appellants] claim[] to have invented, just already available computers, with their already available basic functions, to use as tools in executing the claimed process” performed by the claimed system. SAP Am., Inc. v. InvestPic, LLC, 898 F.3d 1161, 1169–70 (Fed. Cir. 2018). We agree with the Examiner that the processor and interface operate in their ordinary and conventional capacity to perform the well-understood, routine, and conventional functions of combining data, communicating, converting data by receiving, Appeal 2017-011531 Application 14/099,244 18 reformatting, providing, repackaging, and returning data, and presenting the results thereof. See Elec. Power, 830 F.3d at 1355 (gathering, sending, monitoring, analyzing, selecting, and presenting information does not transform the abstract process into a patent-eligible invention); Trading Techs. II, 921 F.3d at 1093 (data gathering and displaying are well- understood, routine, and conventional activities); Capital One, 850 F.3d at 1341 (determining that there was “no ‘inventive concept’ that transform[ed] the abstract idea of collecting, displaying, and manipulating XML data into a patent-eligible application of that abstract idea)”. Considered as an ordered combination, the computer components of the Appellants’ claims add nothing that is not already present when the steps are considered separately. The sequence of combining data, data communication (communicating, receiving, returning), data organization (reformatting and repackaging), and displaying the results is equally generic and conventional or otherwise held to be abstract. See Capital One, 850 F.3d at 1341 (holding that the sequence of collecting, organizing, identifying, mapping, organizing, defining, and detecting was abstract); Elec. Power, 830 F.3d at 1354–56 (holding that the sequence of gathering, analyzing, and displaying in real-time was abstract); Inventor Holdings, LLC v. Bed Bath & Beyond, Inc., 876 F.3d 1372, 1378 (Fed. Cir. 2017) (holding that sequence of data retrieval, analysis, modification, generation, display, and transmission was abstract). The ordering of the steps is, therefore, ordinary and conventional. We disagree with the Appellants’ contention that “the Examiner does not ‘identify the [additional claim] elements in the rejection and explain why they do not add significantly more to the exception.’” Appeal Br. 14 Appeal 2017-011531 Application 14/099,244 19 (alteration in original); see also Reply Br. 9–10. The Examiner adequately explains the reasons why the elements, individually and as a whole, do not amount to significantly more than the abstract idea. See Final Act. 3–7; Ans. 7–9. The Examiner has thus notified the Appellants of the reasons for the rejection in a sufficiently articulate and informative manner as to meet the notice requirement of 35 U.S.C. § 132. See In re Jung, 637 F.3d 1356, 1362 (Fed. Cir. 2011). The Appellants’ other arguments, including those directed to now- superseded USPTO guidance (see, e.g., Appeal Br. 9–15; Reply Br. 4–12) and have been considered but are not persuasive of error. See 2019 Revised Guidance, 84 Fed. Reg. at 51 (“Eligibility-related guidance issued prior to the Ninth Edition, R-08.2017, of the MPEP (published Jan. 2018) should not be relied upon.”)). Thus, we are not persuaded of error in the Examiner’s determination that the limitations of claims 2 and 12 do not transform the claims into significantly more than the abstract idea. We therefore sustain the Examiner’s rejection under 35 U.S.C. § 101 of independent claims 2 and 12 and dependent claims 3, 4, 13, and 14 for which no separate arguments were presented. Appeal Br. 15. Claims 6–11 and 16–21 We do not agree with the Appellants’ contention that the Examiner’s rejection of dependent claims 6–11 and 16–21 is in error because “[t]he Final Office Action does not address the features recited in [ dependent claims] but rather groups all of the claims together.” Appeal Br. 15–19; Reply Br. 17. There is no specific requirement that each claim be examined individually by the Examiner in determining that the claims are directed to Appeal 2017-011531 Application 14/099,244 20 an abstract idea. See Alice, 134 S. Ct. at 2355–57 (addressing the claims together). The Examiner includes the dependent claims in the heading of the rejection (Final Act. 2) and the analysis (id. at 3; Ans. 8). There is no indication that the Appellants were not put on notice of the Examiner’s rejection regarding the dependent claims. We are not persuaded of error by the Appellants’ argument that the limitation claims 6 and 16, of having the application be “readily expandable by adding a handler to convert a language service,” allows new capabilities and thus is “necessarily rooted in computer technology and cannot be performed manually, i.e., without the use of a computer.” Appeal Br. 15–16. The “problems” of having an application or system be expandable and converting/translating languages existed prior to the Internet. The Appellants do not provide further evidence or reasoning how the “solution” of expandability results in the processor performing in a manner that is not routine or conventional. Moreover, the invocation of the Internet or computers in narrowing the field of the invention to a computer-networked environment is not sufficient to transform the abstract idea into a patent- eligible invention. See Ultramercial, 772 F.3d at 716 (limiting the use of the abstract idea “to a particular technological environment” does not make the abstract idea patent-eligible). We are similarly not persuaded of error by the Appellants’ argument that the limitations of claims 7 and 17 claim a “solution [that] is necessarily rooted in computer technology, similar to the invention from DDR Holdings, because ‘finding, at runtime, dynamic libraries for particular tools,’ and ‘dropping, into the framework, new code from the dynamic libraries’ are steps necessarily performed by computers.” Appeal Br. 16. The Appellants Appeal 2017-011531 Application 14/099,244 21 do not explain what “problem specifically arising in the realm of computer networks problem” the purported solution “necessarily rooted in computer technology” overcomes in a manner that is technologically unconventional. The mere invocation of computers is not enough. See SAP Am., 898 F.3d at 1170. The Appellants’ argument that claims 10 and 20 “recite a specific solution to a specific problem” because the limitation of supporting on- demand indexing “would not otherwise have been available without the claimed composite application” (Appeal Br. 19) in unpersuasive of error for similar reasons as for claims 6, 7, 16, and 17. Namely, the Appellants do not present argument or reasoning what problem specifically arising in the realm of computer networks problem the purported solution overcomes in a manner that is technologically unconventional and requires more than a general purpose computer operating in its ordinary capacity. Regarding the Appellants’ arguments with respect to claims 8–11 and 18–21 that the claims “recite ‘meaningful limitations’ that ‘clearly [do] not seek to tie up any judicial exception such that others cannot practice it,’” (Appeal Br. 18–19), although the Supreme Court has described “the concern that drives this exclusionary principle [i.e., the exclusion of abstract ideas from patent eligible subject matter] as one of pre-emption,” see Alice, 134 S. Ct. at 2354, characterizing pre-emption as a driving concern for patent eligibility is not the same as characterizing pre-emption as the sole test for patent eligibility. “The Supreme Court has made clear that the principle of preemption is the basis for the judicial exceptions to patentability” and “[f]or this reason, questions on preemption are inherent in and resolved by the § 101 analysis.” Ariosa Diagnostics, Inc. v. Sequenom, Inc., 788 F.3d 1371, Appeal 2017-011531 Application 14/099,244 22 1379 (Fed. Cir. 2015) (citing Alice, 134 S. Ct. at 2354). Although “preemption may signal patent ineligible subject matter, the absence of complete preemption does not demonstrate patent eligibility.” Id. The aforementioned concept is not sufficiently limiting so as to fall clearly on the side of patent-eligibility. Thus, we are not persuaded of error in the Examiner’s determination that dependent claims 6–11 and 16–21 are directed to a judicial exception without significantly more, and we sustain the Examiner’s rejection under 35 U.S.C. § 101 of these dependent claims. DECISION The Examiner’s rejection of claims 2–4, 6–14, and 16–21 under 35 U.S.C. § 101 is AFFIRMED. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation