Enzo Life Sciences, Inc.Download PDFTrademark Trial and Appeal BoardMay 15, 2018No. 86861563 (T.T.A.B. May. 15, 2018) Copy Citation This Opinion is Not a Precedent of the TTAB Mailed: May 15, 2018 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Enzo Life Sciences, Inc. _____ Serial No. 86861563 _____ Laura E. Smith of Enzo Life Sciences, Inc., for Enzo Life Sciences Inc. Janet H. Lee, Trademark Examining Attorney, Law Office 124, Lydia Belzer, Managing Attorney. _____ Before Kuhlke, Greenbaum and Larkin, Administrative Trademark Judges. Opinion by Greenbaum, Administrative Trademark Judge: Enzo Life Sciences, Inc. (“Applicant”) seeks registration on the Principal Register of the mark NEXT GENERATION BDNA (in standard characters, BDNA disclaimed) for Reagents for use in amplification of nucleic acid for scientific research purposes; Diagnostic reagents for scientific research purposes for use in amplification of nucleic acid; Reagent kits comprising reagents for amplification of nucleic acid for scientific research purposes; Reagent kits comprising diagnostic reagents for Serial No. 86861563 - 2 - scientific research purposes for amplification of nucleic acid in International Class 1.1 The Trademark Examining Attorney has refused registration of Applicant’s mark under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground that Applicant’s mark, when applied to Applicant’s goods, so resembles the previously registered mark NEXT GENERATION IN RNAI (in standard characters, RNAI disclaimed) for “Reagents for research purposes” in International Class 1, as to be likely to cause confusion, mistake or deception.2 The Examining Attorney also refused registration of Applicant’s mark under Section 2(e)(1) of the Trademark Act, 15 U.S.C. § 1052(e)(1), on the ground that Applicant’s mark is merely descriptive of the identified goods. When the refusals were made final, Applicant appealed. After Applicant filed its brief, the Examining Attorney requested remand to supplement the record with evidence that she inadvertently had omitted when she issued the final Section 2(d) refusal, and to withdraw the Section 2(e)(1) refusal. The Board granted the request, remanded the application, and suspended action on the appeal. On remand, the Examining Attorney issued another final refusal solely on the Section 2(d) grounds, and withdrew the Section 2(e)(1) refusal. Upon resumption of the proceeding, 1 Application Serial No. 86861563 was filed on December 30, 2015, based upon Applicant’s allegation of a bona fide intention to use the mark in commerce under Section 1(b) of the Trademark Act, 15 U.S.C. § 1051(b). 2 Registration No. 4012215 issued on August 16, 2011. Section 8 accepted and Section 15 acknowledged. Serial No. 86861563 - 3 - Applicant filed a supplemental brief, and the Examining Attorney’s brief followed. We affirm the refusal to register. I. Evidentiary Issue In its Supplemental Brief, Applicant objects to the remand and asks the Board not to consider the evidence attached to the September 19, 2017 Final Office Action because the Examining Attorney erroneously cited 37 C.F.R. § 2.142(f)(6) rather than 37 C.F.R. § 2.142(d) as the basis for the remand.3 Applicant does not address the probative value of this evidence. However, as the Examining Attorney points out in her brief, she correctly stated the reason for the request even though she cited the wrong subsection of the rule.4 Moreover, the evidence attached to the September 19, 2017 Final Office Action bears a June 1, 2016 date stamp, the same date on which the Examining Attorney issued her second Office Action, and in her June 1, 2016 Office Action and December 17, 2016 Final Office Action, she referred to that evidence as having been attached to the June 1, 2016 Office Action. Therefore, there is no question that the evidence was timely gathered, and Applicant does not contend otherwise. The Examining Attorney simply did not attach the evidence to her June 1, 2016 Office Action although she clearly believed that she had done so. When she discovered the oversight, she followed the proper procedure, and requested remand so that she could make the evidence of record. The objection is overruled. 3 10 TTABVUE 3. 4 14 TTABVUE 4. Serial No. 86861563 - 4 - II. Applicable Law – Likelihood of Confusion When the question is likelihood of confusion, we analyze the facts as they relate to the relevant factors set out in In re E.I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973). See also In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods or services. See In re Chatam Int’l Inc., 380 F.3d 1340, 71 USPQ2d 1944, 1945-46 (Fed. Cir. 2004); Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”). We discuss below these and other relevant factors. See M2 Software, Inc. v. M2 Commc’ns, Inc., 450 F.3d 1378, 78 USPQ2d 1944, 1947 (Fed. Cir. 2006) (even within du Pont list, only factors that are “relevant and of record” need be considered). See also In re i.am.symbolic, llc, 866 F.3d 1315, 123 USPQ2d 1744, 1747 (Fed. Cir. 2017) (“The likelihood of confusion analysis considers all DuPont factors for which there is record evidence but ‘may focus … on dispositive factors, such as similarity of the marks and relatedness of the goods’”) (quoting Herbko Int’l, Inc. v. Kappa Books, Inc., 308 F.3d 1156, 64 USPQ2d 1375, 1380 (Fed. Cir. 2002)). A. Relatedness of the Goods and Channels of Trade With regard to the goods and channels of trade, we must make our determinations under these factors based on the goods as they are identified in the application and registration. See In re Dixie Rests., 105 F.3d 1405, 41 USPQ2d 1531, 1534 (Fed. Cir. Serial No. 86861563 - 5 - 1997). See also Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1161 (Fed. Cir. 2014); Hewlett-Packard Co. v. Packard Press Inc., 281 F.3d 1261, 62 USPQ2d 1001 (Fed. Cir. 2002); Octocom Sys., Inc. v. Houston Computs. Servs. Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990). In this case, the broadly worded “Reagents for research purposes” identified in the registration encompass, and therefore are legally identical to, the “Reagents for use in amplification of nucleic acid for scientific research purposes; Diagnostic reagents for scientific research purposes for use in amplification of nucleic acid; Reagent kits comprising reagents for amplification of nucleic acid for scientific research purposes; Reagent kits comprising diagnostic reagents for scientific research purposes for amplification of nucleic acid” identified in the application. Applicant acknowledges that as written, the description of goods in the registration “could encompass” the description of goods in the application.5 Nonetheless, Applicant argues that the actual goods offered by the registrant “would not” encompass those offered by Applicant because Applicant’s goods are for gene amplification while the registrant’s goods are for gene silencing, which are “two diametrically opposed purposes.”6 However, what Applicant and the registrant actually offer under their respective marks is not relevant. We are bound by the identifications of goods in the application and registrations, respectively, and cannot limit the goods to what Applicant’s evidence shows them to be. Stone Lion, 110 5 Applicant’s Brief, 4 TTABVUE 11. 6 Id. Serial No. 86861563 - 6 - USPQ2d at 1162; see also In re Thor Tech Inc., 90 USPQ2d 1634, 1638 (TTAB 2009) (“we must also analyze the similarity or dissimilarity and nature of the goods based on the description of the goods set forth in the application and the registration at issue … we may not limit or restrict the trailers listed in the cited registration based on extrinsic evidence”). Further, because the goods are legally identical, and as identified, are not limited to any specific channels of trade, we must presume that the trade channels and classes of purchasers are the same. In re Viterra, 671 F.3d 1358, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012) (Board “was entitled to rely on this legal presumption in determining likelihood of confusion.”). See Stone Lion, 110 USPQ2d at 1161-1162; Hewlett-Packard, 62 USPQ2d at 1005; Octocom, 16 USPQ2d at 1787. Applicant confirms this presumption by pointing out, in conjunction with its argument concerning the level of purchasing care (which we address below), that the goods identified in the application and registration are “scientific research materials” that are “sold through distributors who specialize in life science research products or on the websites of the respective parties….”7 In view of the foregoing, the du Pont factors regarding the similarity of the goods and the channels of trade favor a finding of a likelihood of confusion. 7 Applicant’s Brief, 4 TTABVUE 15. Serial No. 86861563 - 7 - B. The similarity or dissimilarity of the marks Under this factor, we compare Applicant’s mark NEXT GENERATION BDNA and the registrant’s mark NEXT GENERATION IN RNAI “in their entireties as to appearance, sound, connotation and commercial impression.” Viterra, 101 USPQ2d at 1908 (quoting du Pont, 177 USPQ at 567). See also Palm Bay Imps. Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005). “The proper test is not a side-by-side comparison of the marks, but instead whether the marks are sufficiently similar in terms of their commercial impression such that persons who encounter the marks would be likely to assume a connection between the parties.” i.am.symbolic, 123 USPQ2d at 1748 (quoting Coach Servs. Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1721 (Fed. Cir. 2012)) (internal quotation omitted). Further, marks “‘must be considered … in light of the fallibility of memory ….’” In re St. Helena Hosp., 774 F.3d 747, 113 USPQ2d 1082, 1085 (Fed. Cir. 2014) (quoting San Fernando Elec. Mfg. Co. v. JFD Elecs. Components Corp., 565 F.2d 683, 196 USPQ 1 (CCPA 1977)). The proper focus is on the recollection of the average purchaser, who normally retains a general rather than a specific impression of trademarks. In re Binion, 93 USPQ2d 1531, 1534 (TTAB 2009); Sealed Air Corp. v. Scott Paper Co., 190 USPQ 106, 108 (TTAB 1975). As discussed below, because the goods are reagents, the relevant purchasers are professionals with a technical background who exercise a heightened degree of purchasing care. Serial No. 86861563 - 8 - “[S]imilarity is not a binary factor but is a matter of degree.” St. Helena Hosp., 113 USPQ2d at 1085 (quoting In re Coors Brewing Co., 343 F.3d 1340, 68 USPQ2d 1059 (Fed. Cir. 2003)). Further, when the goods are identical or legally identical, as here, the degree of similarity between the marks necessary to support a determination that confusion is likely declines. See Bridgestone Ams. Tire Operations LLC v. Fed. Corp., 673 F.3d 1330, 102 USPQ2d 1061, 1064 (Fed. Cir. 2012); Viterra, 101 USPQ2d at 1908; In re Mighty Leaf Tea, 601 F.3d 1342, 94 USPQ2d 1257, 1260 (Fed. Cir. 2010); Century 21 Real Estate Corp. v. Century Life of Am., 970 F.2d 874, 23 USPQ2d 1698, 1701 (Fed. Cir. 1992). The marks are nearly identical in terms of sound, appearance and commercial impression. They both start with the identical words NEXT GENERATION and end with acronyms consisting of four letters. The acronyms BDNA and RNAI, respectively, stand for “branched DNA,” which is a “signal amplification technology,”8 and “RNA interference,” which is a method of gene silencing.9 BDNA and RNAI are at least descriptive of the identified goods, and the terms appropriately have been disclaimed in the application and cited registration. Further, the preposition IN in 8 December 17, 2016 Final Office Action, TSDR 10-12 (http://www.acronymfinder.com/Branched-DNA-(biochemistry)-(bDNA).html) and TSDR 13- 15 (http://www.Acronymfinder.com/Ribonucleic-Acid-Interference-(RNAi).html), both accessed December 17, 2016. See also April 16, 2016 Response to Office Action, TSDR 5: “The Examining Attorney is advised that the letters ‘BDNA’ are a recognized abbreviation for ‘branched’ DNA, an assay that is a signal amplification assay (as opposed to a target amplification assay) which is used to detect nucleic acid molecules.” Citations to the TSDR database are to the downloadable .pdf format. 9 April 16, 2016 Response to Office Action, TSDR 38 (http://biotechterms.org/sourcebook/saveidretrieve.php3?id=776). Serial No. 86861563 - 9 - the registrant’s mark simply connects the disclaimed term RNAI to the preceding words NEXT GENERATION. “[I]n articulating reasons for reaching a conclusion on the issue of confusion, there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark, provided that the ultimate conclusion rests on consideration of the mark in their entireties.” In re Nat’l Data Corp., 753 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985). See also Stone Lion, 110 USPQ2d at 1161. In this case, we agree with Applicant that the wording NEXT GENERATION is conceptually weak as it frequently is used in the life sciences field to refer to “cutting edge” or “next generation” methods and technologies for gene sequencing (“NGS”).10 However, because consumers are more likely to focus on the first word or words in a trademark, the appearance of the identical wording “NEXT GENERATION” at the beginning of both marks reduces the possible influence of the differing, non-source identifying wording at the end of the marks. See Palm Bay, 73 USPQ2d at 1692 (“VEUVE … remains a ‘prominent feature’ as the first word in the mark and the first word to appear on the label”); In re Morinaga Nyugyo Kabushiki Kaisha, 120 USPQ2d 1738, 1742 (TTAB 2016) (confusing similarity of MT. RAINER and MOUNT RAINER marks heightened by placement as first words of the marks); Presto Prods. Inc. v. Nice-Pak Prods., Inc., 9 USPQ2d 1895, 1897 (TTAB 1988) (“it is often the first part of a mark which is most likely to be impressed upon the mind of a purchaser and 10 App. Br., 4 TTABVUE 6, referencing Exhibits I, II, and III appended to Applicant’s April 16, 2016 Response to Office Action, TSDR 18-41. Serial No. 86861563 - 10 - remembered”). See also Century 21 Real Estate Corp., 23 USPQ2d at 1700 (upon encountering the marks, consumers must first notice the identical lead word). Applicant argues that the differences engendered by the acronyms BDNA and RNAI are sufficient to distinguish the marks because, as mentioned above, these terms inform consumers that that the goods are used for different purposes. We are not persuaded by this argument. The Examining Attorney submitted excerpts from the commercial websites of Bioneer, GE Life Sciences, Qiagen, Sigma-Aldrich, and ThermoFisher showing that reagents for amplification (BDNA) and reagents or assays for gene silencing (RNAI) emanate from the same source.11 Such evidence supports a finding that consumers of reagents would be aware that the same companies produce reagents for both amplification and gene silencing. This evidence further supports a finding that consumers who are familiar with the registrant’s mark NEXT GENERATION IN RNAI likely would perceive Applicant’s mark NEXT GENERATION BDNA as a product line extension of the registrant’s mark, with both marks identifying reagents made by a common source. While we recognize the common element NEXT GENERATION is inherently weak, NEXT GENERATION has more source identifying capability than the acronyms BDNA and RANI. In addition, as noted above, NEXT GENERATION appears in the initial position in each mark, and the marks are quite similar in structure in that both end with a four letter acronym that is at least descriptive of 11 September 19, 2017 Supplemental Final Office Action (following remand), 8 TTABVUE 9- 37. Serial No. 86861563 - 11 - the identified goods and appropriately has been disclaimed. In view thereof, in this case, despite the inherent weakness of the marks overall, we find that the additional terms BDNA and IN RNAI are not sufficient to distinguish the marks. See, e.g., King Candy Co. v. Eunice King’s Kitchen, Inc., 496 F.2d 1400, 182 USPQ 108, 109 (CCPA 1974) (“Confusion is confusion. The likelihood thereof is to be avoided, as much between ‘weak’ marks as between ‘strong’ marks, or as between a ‘weak’ and a ‘strong’ mark.”); In re Max Capital Grp. Ltd., 93 USPQ2d 1243, 1246 (TTAB 2010) (“even suggestive or weak marks are entitled to protection from the use of a very similar mark for legally identical [goods or] services”). Finally, Applicant’s standard character mark and the registrant’s standard character mark are not limited to any particular depiction. The rights associated with a standard character mark reside in the wording and not in any particular display. In re RSI Sys., LLC, 88 USPQ2d 1445, 1448 (TTAB 2008); In re Pollio Dairy Prods. Corp., 8 USPQ2d 2012, 2015 (TTAB 1988); TMEP § 1207.01(c)(iii) (October 2017). We must consider Applicant’s and the registrant’s standard character marks “regardless of font style, size, or color.” Citigroup Inc. v. Capital City Bank Grp. Inc., 637 F.3d 1344, 98 USPQ2d 1253, 1258-59 (Fed. Cir. 2011), including iterations that deemphasize the last terms in each mark. We find that, viewed as a whole, the similarities between the marks in appearance, sound, connotation and commercial impression, due to the identical words NEXT GENERATION, and the nearly identical structure of the marks, outweigh the dissimilarities. Stone Lion, 110 USPQ2d at 1161. In view thereof, the Serial No. 86861563 - 12 - du Pont factor of the similarity of the marks favors a finding of a likelihood of confusion. C. Purchasing Conditions Finally, we address Applicant’s contention that customers of reagents are highly sophisticated and therefore will exercise great care in their product selection. According to Applicant: The goods are not basic food items purchased in a casual manner but scientific research materials purchased by researchers who are knowledgeable and sophisticated and make purchase[s] affecting their research with care. Moreover, the goods of the respective parties are not simply sold in stores, but rather are sold through distributors who specialize in life science research products or on the websites of the respective parties thereby minimizing any confusion as to the source of the goods.12 This argument concerns the fourth du Pont factor, the “conditions under which and buyers to whom sales are made, i.e., ‘impulse’ vs. careful, sophisticated purchasing.” du Pont, 177 USPQ at 567. While Applicant did not submit any evidence regarding this factor, we recognize that given the specialized nature of the goods, they are likely to be not inexpensive, and subject to careful purchase. Nonetheless, even if we accept that consumers of reagents are discriminating, it is settled that even sophisticated purchasers are not immune from source confusion, especially where the marks are so similar and the goods are legally identical. See In re Research Trading Corp., 793 F.2d 1276, 230 USPQ 49, 50 (Fed. Cir. 1986) (citing Carlisle Chem. Works, Inc. v. Hardman & Holden 12 Applicant’s Brief, 4 TTABVUE 15. Serial No. 86861563 - 13 - Ltd., 434 F.2d 1403, 168 USPQ 110, 112 (CCPA 1970) (“Human memories even of discriminating purchasers … are not infallible.”)); In re Decombe, 9 USPQ2d 1812, 1814-15 (TTAB 1988). In view thereof, although this du Pont factor slightly favors Applicant, it does not outweigh the other factors. III. Conclusion We have considered all of the arguments and evidence of record, including those not specifically discussed herein, as they pertain to the relevant du Pont factors. To the extent that any other du Pont factors for which no evidence is of record may nonetheless be applicable, we treat them as neutral. We conclude that Applicant’s mark NEXT GENERATION BDNA is highly similar to the cited mark NEXT GENERATION IN RNAI, and that the goods identified in the application and registration are legally identical and move through the same channels of trade. We further find that the purchasing conditions do not outweigh these factors. We therefore find that Applicant’s mark is likely to cause confusion with the cited mark when used on or in connection with the goods identified in the application. Decision: The refusal to register Applicant’s mark based on Section 2(d) of the Trademark Act is affirmed. Copy with citationCopy as parenthetical citation