Dow Global Technologies LLCDownload PDFPatent Trials and Appeals BoardDec 14, 20202020001361 (P.T.A.B. Dec. 14, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/927,958 10/30/2015 Viraj Shah DOW 77029 PA/40224-359 1801 133320 7590 12/14/2020 The Dow Chemical Company/Dinsmore & Shohl LLP Fifth Third Center One South Main Street, Suite 1300 Dayton, OH 45402 EXAMINER GILLETT, JENNIFER ANN ART UNIT PAPER NUMBER 1789 NOTIFICATION DATE DELIVERY MODE 12/14/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): daytonipdocket@dinsmore.com kimberly.koen@dinsmore.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte VIRAJ SHAH and RAJEN M. PATEL Appeal 2020-001361 Application 14/927,958 Technology Center 1700 Before TERRY J. OWENS, BRADLEY W. BAUMEISTER, and BRIAN D. RANGE, Administrative Patent Judges. RANGE, Administrative Patent Judge. DECISION ON APPEAL Appeal 2020-001361 Application 14/927,958 2 STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1–17. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. CLAIMED SUBJECT MATTER2 Appellant describes the invention as relating to “cushioning net structures comprising a 3D random loop orientation.” Spec. ¶ 2. The structure could be used as cushioning material for furniture, beds, seats, with the net structure yielding, for example, durability, cushioning, and breathability. Id. ¶¶ 3, 4. Claim 1 is illustrative: 1. A cushioning net structure comprising an ethylene/- olefin copolymer blend arranged in a three-dimensional random loop orientation, wherein a plurality of random loops are bonded together, wherein the ethylene/-olefin copolymer blend excludes block copolymers and comprises: a homogeneously branched random ethylene/-olefin copolymer and a heterogeneously branched random ethylene/-olefin copolymer, wherein the ethylene/α-olefin copolymer blend has: a molecular weight distribution (MWD) of about 2.5 to about 4.5, wherein MWD is defined as Mw/Mn with Mw being a 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as Dow Global Technologies, LLC. Appeal Br. 1. 2 In this Decision, we refer to the Final Office Action dated November 2, 2018 (“Final Act.”), the Appeal Brief filed June 6, 2019 (“Appeal Br.”), the Examiner’s Answer dated October 9, 2019 (“Ans.”), and the Reply Brief filed December 9, 2019 (“Reply Br.”). Appeal 2020-001361 Application 14/927,958 3 weight average molecular weight and Mn being a number average molecular weight; a melt index (I2) of about 3.0 g/10 mins to about 25.0 g/10 mins when measured according to ASTM D1238 at 190°C and 2.16 kg load; a density of about 0.895 to about 0.925 g/cm3. REFERENCES The Examiner relies upon the prior art below in rejecting the claims on appeal: Name Reference Date Shibata et al. (“Shibata”) US 4,429,079 Jan. 31, 1984 Kolthammer et al. (“Kolthammer”) US 5,844,045 Dec. 1, 1998 Chum et al. (“Chum”) US 6,316,549 B1 Nov. 13, 2001 Bramante et al. (“Bramante”) US 2009/0068436 A1 Mar. 12, 2009 Patel US 7,622,179 B2 Nov. 24, 2009 REJECTIONS The Examiner maintains the following rejections on appeal: A. Claims 1–14 and 17 under 35 U.S.C. § 103 as obvious over Kolthammer in view of Patel. Ans. 4. B. Claim 15 under 35 U.S.C. § 103 as obvious over Kolthammer in view of Patel and further in view of Bramante, and Chum. Id. at 11. C. Claim 16 under 35 U.S.C. § 103 as obvious over Kolthammer in view of Patel and further in view of Shibata. Id. at 12–13. Appeal 2020-001361 Application 14/927,958 4 OPINION We review the appealed rejections for error based upon the issues identified by Appellant and in light of the arguments and evidence produced thereon. Ex parte Frye, 94 USPQ2d 1072, 1075 (BPAI 2010) (precedential), cited with approval in In re Jung, 637 F.3d 1356, 1365 (Fed. Cir. 2011) (“[I]t has long been the Board’s practice to require an applicant to identify the alleged error in the examiner’s rejections.”). After considering the evidence presented in this Appeal and each of Appellant’s arguments, we are not persuaded that Appellant identifies reversible error. Thus, we affirm the Examiner’s rejections for the reasons expressed in the Final Office Action and the Answer. We add the following primarily for emphasis. Appellant argues all rejections together, and Appellant argues claims 1 and 13 separately while also arguing claims 11, 12, 13, and 17 as a group. Appeal Br. 3–12.3 Therefore, consistent with the provisions of 37 C.F.R. § 41.37(c)(1)(iv) (2013), we limit our discussion to claims 1, 13, and the group of claims 11, 12, 13, and 17. All other claims stand or fall with claim 1. With regard to claim 1, the Examiner finds that Kolthammer teaches an ethylene/-olefin interpolymer having various characteristics with ranges that overlap claim 1’s recited ranges. Ans. 4–5, 18 (citing Kolthammer). The Examiner finds that Kolthammer teaches that its polymer “can be used for 3 Appellant refers to claim 14 in the Reply Brief (Reply Br. 3–6) but did not argue claim 14 separately in the Appeal Brief. We do not consider separate arguments for claim 14 for the first time in the Reply Brief. 37 C.F.R. § 41.41(b)(2) (“Any argument raised in the reply brief which was not raised in the appeal brief . . . will not be considered by the Board for purposes of the present appeal, unless good cause is shown.”). Appeal 2020-001361 Application 14/927,958 5 producing fibers, such as spunbond, melt blown, and gel spun fibers used on nonwoven fabric.” Id. at 4; see also Kolthammer 17:61–18:8 (teaching that Kolthammer’s interpolymer composition may be used to make various fibers as well as woven and nonwoven fabrics and structures made from such fibers). The Examiner finds that Kolthammer does not explicitly teach fibers arranged in a three-dimensional random loop orientation with the random loops bonded together thereby forming a cushioning net structure. Id. at 6. The Examiner finds, however, that Patel teaches a cushioning net structure comprising an ethylene/-olefin interpolymer (copolymer) along with another polymer (an ethylene/-olefin copolymer blend) arranged in a three- dimensional random loop orientation, wherein a plurality of random loops are bonded together. Id. at 6 (citing Patel). The Examiner determines that it would have been obvious to form the nonwoven of Kolthammer as a cushioning net as taught by Patel “motivated by the desire of forming conventionally known fiber structures formed of ethylene/-olefin interpolymer blends predictably suitable for providing cushioning that would benefit from having fiber with the good physical properties such as modulus, yield strength, toughness, tear, and thermal properties as taught by Kolthammer.” Id. at 6–7. Appellant argues that a person of skill in the art would not have combined the teachings of Kolthammer and Patel to arrive at claim 1 because Patel makes use of olefin block interpolymer, which has “vastly different properties” than random copolymers. Appeal Br. 5–6. Appellant further argues that net structures resulting from random copolymers, as Appeal 2020-001361 Application 14/927,958 6 opposed to olefin block copolymers, will have different characteristics. Id. at 6. Appellant’s argument is not persuasive because Kolthammer teaches that its polymer can be used to form, for example, “fibers (e.g., staple fibers, melt blown fibers or spunbonded fibers . . . and gel spun fibers . . . both woven and nonwoven fabrics . . . or structures made from such fibers . . . and molded articles.” Kolthammer 17:61–18:8. Given this teaching, we agree with the Examiner that a person of ordinary skill in the art would have had a reasonable expectation of success in using Kolthammer’s polymer to form the net structure as Patel teaches. Ans. 15.4 Moreover, the Examiner provides a reason why a person of skill in the art would have used Kolthammer’s polymer to form such a structure (id. at 6–7), and Appellant does not persuasively dispute the Examiner’s stated rationale for combining the references’ teachings. Appellant also argues that a person of skill in the art would have no reason to modify Kolthammer’s interpolymer to have melt properties suitable for processing into a cushioning net structure. Appeal Br. 7. We disagree. Kolthammer teaches melt indexes that overlap claim 1’s recited melt index of 3.0 g/10 min to about 25.0 g/10 min. See Kolthammer 6:24–30 (teaching melt indexes from 0.1 g/10 min to 100 g/10 min and especially from 0.5g/10 min to about 10 g/10 min); see also id. at Table 4 (disclosing an example with a melt index of 3.3). Kolthammer, therefore, expressly suggests (even within a preferred range) a suitable melt index. Ans. 16. 4 The Examiner also states that Appellant’s Specification teaches that a net structure can be formed by a random polymer. Ans. 15. Here, we do not rely on Appellant’s Specification when evaluating reason to combine. Appeal 2020-001361 Application 14/927,958 7 Kolthammer further teaches that melt index is inversely proportional to molecular weight (Kolthammer 6:22–23) while also suggesting that molecular weight influences strength and tear properties (id. at 23:64–24:4). As such, a person of skill in the art would have known to choose a melt index within the ranges taught by Kolthammer to achieve desired properties. Appellant also argues that the claimed structure has the unexpected result of reduced height loss. Appeal Br. 7–8. Appellant relies on Table 5 of the Specification to support this point. Id. A party asserting unexpected results as evidence of nonobviousness has the burden of proving that the results are unexpected. In re Geisler, 116 F.3d 1465, 1469–70 (Fed. Cir. 1997). The evidence of unexpected results must also be reasonably commensurate with the scope of the claims. In re Peterson, 315 F.3d 1325, 1330–31 (Fed. Cir. 2003) (explaining that applicant may overcome a prima facie case of obviousness by showing unexpected results but the showing of unexpected results “must be commensurate in scope with the claims which the evidence is offered to support” (internal quotes and citation omitted)). “If an applicant demonstrates that an embodiment has an unexpected result and provides an adequate basis to support the conclusion that other embodiments falling within the claim will behave in the same manner, this will generally establish that the evidence is commensurate with scope of the claims.” In re Huai-Hung Kao, 639 F.3d 1057, 1068 (Fed. Cir. 2011). Here, we agree with the Examiner that Appellant has not adequately established unexpected results commensurate with the scope of claim 1. Ans. 16. In particular, claim 1 permits a range of ethylene/-olefin copolymer blends having, for example, a range of molecular weight distributions, a range of melt indexes, and a range of densities. The data of Appeal 2020-001361 Application 14/927,958 8 Table 5 only shows superior height loss as to one particular embodiment. Appellant does not demonstrate a basis to conclude that other embodiments within the claim will behave in the same manner. Appellant’s evidence of unexpected results when considered with the totality of the evidence before us does not identify error in the Examiner’s obviousness conclusion. We, therefore, sustain the Examiner’s rejection of claim 1. Dependent Claim 13 requires that the ethylene/-olefin blend have a particular ratio of storage modulus. Appeal Br. 14 (Claims App.). Appellant argues that the Examiner errs by relying on Patel’s teachings regarding storage modulus rather than Kolthammer’s teachings to reach this recitation. Appeal Br. 8–9. Appellant’s argument is unpersuasive for the reasons explained below. Our reviewing court has held that where “the claimed and prior art products are identical or substantially identical, or are produced by identical or substantially identical processes, the PTO can require an applicant to prove that the prior art products do not necessarily or inherently possess the characteristics of his claimed product.” In re Best, 562 F.2d 1252, 1255 (CCPA 1977); see also In re Spada, 911 F.2d 705, 708 (Fed. Cir. 1990) (“[W]hen the PTO shows sound basis for believing that the products of the applicant and the prior art are the same, the applicant has the burden of showing that they are not.”). Here, the Examiner finds that the claimed ethylene/-olefin blend and Kolthammer’s ethylene/-olefin blend are the same or substantially the same by comparing their known properties. Ans. 18. The Examiner’s finding is sufficient to shift to Appellant some burden of proving that the prior art product does not necessarily possess the claimed storage modulus Appeal 2020-001361 Application 14/927,958 9 characteristic. Appellant, however, does not persuasively establish that Kolthammer’s ethylene/-olefin blends are different from each other or have different properties. Moreover, the Examiner persuasively reasons that a person of skill would select properties within the ranges taught by Examiner to reach the known modulus ratio that Patel teaches as acceptable. Ans. 19. Thus, Appellant’s argument does not establish error in the Examiner’s determination. Appellant also argues that the Examiner relies on an improper theory of inherency to reach the recitations of claims 11, 12, 13, and 17. Appeal Br. 9–11; Reply Br. 5–6. Dependent claims 11, 12, and 13 each recite a characteristic of claim 1’s ethylene/-olefin blend. Appeal Br. 14 (Claims App.); see also Discussion of Claim 13 above. As explained above, the Examiner finds that the claimed ethylene/-olefin blend and Kolthammer’s ethylene/-olefin blend are the same or substantially the same by comparing their properties. Appeal Br. 21. The Examiner, thus, could reasonably shift the burden of establishing that the claimed blend and Kolthammer’s blend have different properties to Appellant. In re Best, 562 F.2d at 1256. Appellant presents no evidence or otherwise persuasive argument that would meet this burden. Claim 17 recites, “The cushioning net structure of claim 1, wherein the cushioning net structure has a height loss of less than 3% as measured in accordance with ASTM D 3574, Test B2.” Appeal Br. 15 (Claims App.). Because the Examiner determines that the claimed ethylene/-olefin blend and Kolthammer’s ethylene/-olefin blend are the same, the Examiner also provides a reasonable basis for believing that a net structure made of these same materials would have the same characteristics. In re Best, 562 F.2d at Appeal 2020-001361 Application 14/927,958 10 1256. Appellant does not provide evidence or technical rationale why the combined teachings of the references, as proposed by the Examiner, would not result in the characteristics that claims 11, 12, 13, and 17 recite. Appellant argues that obviousness cannot be based on inherency when references are combined. Reply Br. 5–6. We disagree with Appellant’s legal proposition. The Federal Circuit has stated, “inherency may supply a missing claim limitation in an obviousness analysis where the limitation at issue is the natural result of the combination of prior art elements.” Persion Pharm. LLC v. Alvogen Malta Operations Ltd., 945 F.3d 1184, 1191 (Fed. Cir. 2019) (internal quotes and citation omitted); see also Allergan, Inc. v. Sandoz Inc., 726 F.3d 1286, 1294 n.1 (Fed. Cir. 2013) (“the inherency doctrine may apply to an otherwise obvious claim as well.”). Courts have long found inherent disclosures of prior art combinations. See, e.g., In re Paul, 252 F.2d 306, 309 (CCPA 1958) (affirming rejection where claimed “desirable result is inherent in the obvious combination of the references”). Appellant cites Honeywell Int’l Inc. v. Mexichem Amanco Holding S.A. DE C.V., 865 F.3d 1348, 1355 (Fed. Cir. 2017), to argue that unexpected inherent properties may render a composition nonobvious. Appeal Br. 11; Reply Br. 5–6. Honeywell, however, is distinguishable from the present matter. In Honeywell, the Board determined that a person of ordinary skill would have had a reasonable expectation of success in combining the HFO-1234yf refrigerant with PAG lubricants. Honeywell Int’l Inc., 865 F.3d at 1353. To support the combination, the Board relied on the “inherent” stability of the HFO refrigerant in combination with the PAG lubricant as supporting the rationale to combine. Id. Our reviewing court held that the Board’s analysis was flawed because, although the stability Appeal 2020-001361 Application 14/927,958 11 may have been inherent, if the stability was unknown there would not have been a reason to combine. Id. at 1355. Here, the Examiner’s stated reason to combine does not require speculating on any inherent properties of the references’ combined teachings. Ans. 6–7. Rather, the Examiner’s reason to combine the references’ teachings is based on the beneficial properties of the Kolthammer polymer as taught by Kolthammer along with Kolthammer teaching that its polymer can form a variety of structures similar to the netting of Patel. Id. at 6–7, 15. As explained above, Appellant does not persuasively dispute these rationales to combine. Once the combination is made, reliance on properties inherent to the combination is proper. See, e.g., Persion Pharm. LLC, 945 F.3d at 1191. We are also not persuaded by Appellant’s citation to a decision by our predecessor Board, Ex parte Vigano Appeal No. 2010-007666 (Application No. 12/044,623) (BPAI (Jan. 3, 2012)). Reply Br. 5. Ex parte Vigano is not precedential or binding on this panel. Moreover, the Vigano holding, much like Honeywell, is based on lack of reason to combine the references in the first instance. Vigano at 5–6. Because Appellant’s arguments do not identify error, we sustain the Examiner’s rejection of claims 11, 12, 13, and 17. Appeal 2020-001361 Application 14/927,958 12 DECISION SUMMARY In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–14, 17 103 Kolthammer, Patel 1–14, 17 15 103 Kolthammer, Patel, Bramante, Chum 15 16 103 Kolthammer, Patel, Shibata 16 Overall Outcome 1–17 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation